Abstract
Objective
Determine if oral pretreatment with a vasoconstrictor decreases the blood to middle-ear exchange-rate of the perfusion-limited gas, Nitrous Oxide (N2O).
Study Design
Randomized, double-blind, crossover study.
Methods
Ten adult subjects with and 10 without past middle-ear disease completed paired experimental sessions, identical but for oral pretreatment with either pseudoephedrine HCL or lactose placebo. At each session, subjects were fitted with a non-rebreathing mask and breathed room air for 20 minutes (acclimation period), 50% N2O:50% O2 for 20 minutes (experimental period) and 100% O2 for 10 minutes (recovery period). Throughout, heart-rate, blood-pressure and O2 saturation were monitored and bilateral middle-ear pressures were recorded by tympanometry every minute. The primary outcome was the slope of the middle-ear pressure-time function for the experimental period which estimates the volume N2O exchange-rate. Using repeated measures ANOVA, the effects of Group (disease history), Treatment (active vs. placebo) and Period (1 vs. 2) on the recorded vital signs, and of Group, Treatment and Ear (left/right) on the middle-ear pressure-time slope were evaluated for statistical significance.
Results
Statistically significant effects of Period on O2 saturation (Period 2>Period 1) and of Treatment on heart-rate (Active>Placebo) were documented. Only Treatment was statistically significant for the middle-ear pressure-time slope with a shallower slope characterizing the active treatment session.
Conclusion
The volume exchange-rate across the middle-ear mucosa of perfusion-limited gases can be modulated pharmacologically. Theoretically, similar drugs can be used to reduce the requisite Eustachian tube opening efficiency for adequate middle-ear pressure regulation.
Keywords: adults, N2O breathing, middle ear, pressure-regulation, decongestants, modeling
Introduction
Middle-ear (ME) pressure-regulation (MEPR) is a homeostatic mechanism that maintains the ME-ambient pressure-gradient within a narrow, zero-centered, range that maximizes hearing and preserves ME health1. Hearing acuity is diminished as the absolute value of that gradient increases and, because the ME mucosal tissue-pressure tracks local ambient pressure, large negative ME-ambient pressure-gradients cause vascular disruption with leakage, mucosal inflammation and fluid accumulation within the normally gas-filled ME2,3, a pathology not different from the clinical expression of otitis media with effusion (OME)4. Thus, the “risk” for certain types of hearing losses and ME pathologies is indirectly related to MEPR efficiency1.
The ME is a usually closed, relatively fixed-volume, temperature-stable, gas-pocket. ME pressure is governed by the ideal gas law, PME= RTME(VME)-1ΣsnMEs, and the rate of pressure change by the time-derivate of that equation, δPME/δt=RTME(VME)-1ΣsδnMEs/δt, where PME, TME and VME are the ME pressure, temperature and volume, R is a gas constant, nMEs is species-moles, t is time, Σs indicates summing over all represented species and δ denotes change1. Physiologically, ME pressure is changed by processes that change its species-moles and, specifically, by passive gas-transfers between the ME and adjacent compartments2.
The ME simultaneously exchanges gas-species with its local blood by diffusion across the ME mucosa (transMEM exchange), the ambient environment by diffusion across the tympanic membrane (transTM exchange) and the cochlear fluids by diffusion across the round window membrane (transRWM exchange)2. The rates for these exchanges is given by Fick's law of diffusion, Qbarriers=CKbarriersΔPbarriers, where Qbarriers is trans-barrier volume gas-flow, C is a “moles to volume” scaling-constant, Kbarriers is the species-conductance for the barrier, and ΔPbarriers is the trans-barrier species pressure-gradient. Measurement shows that the transTM and transRWM species-conductances are negligibly small compared to the respective transMEM conductances5,6. Moreover, the only physiologically extant species-gradient to drive transMEM gas-exchange is the ME-blood N2 gradient of approximately 600 daPa since the ME-blood gradients for the other represented species, O2, CO2 and H2O, are well-buffered at close to 0 daPa7,8. Therefore, of the ME exchange pathways, only transMEM N2 exchange satisfies the conditions for inter-compartment gas-exchange prescribed by Fick's diffusion equation and the net direction, magnitude and rate of pressure-change for the closed ME under physiologic conditions are solely determined by the transMEM N2 conductance and pressure-gradient. For N2 and other inert-gases (e.g. N2O), the transMEM exchange-rate is perfusion-limited9-12 such that species-conductance is proportional to the volume-blood flow-rate per tissue-volume (i.e. the perfusion-rate), Qblood, and species-solubility in the mucosa, Smucsas, or: Kmucsas=QbloodSmucsas. Consequently, the equilibrium pressure for a closed ME is equal to the ambient pressure minus the ME-blood N2 gradient (≈Pambient-600 daPa) and the rate of ME pressure decrease to equilibrium is equal to the product of a scaling constant, the extant ME-blood N2 gradient, the mucosal perfusion-rate and the transMEM N2 conductance1. Therefore, the rate, but not magnitude, of pressure-change for a closed-ME can be modulated by effecting changes in the mucosal blood perfusion-rate13,14.
Periodic and transient, muscle-assisted Eustachian tube (ET) openings establish a gas-phase communication between the ME and nasopharynx (NP). Non-zero ME-NP (=ME-ambient) pressure-gradients at the time of ET openings drive a bolus gas-flow between the compartments according to the Hagen-Poiseuille equation, QETg=ҚETgΔPC1-C2g, which relates the transET volume-gas flow-rate, QETg, to the product of the transET gas-conductance, Қ′cg, and pressure-gradient, ΔPETg2. These gas-flows quickly change ME, but not ambient, pressure and, thereby, decrease the pre-opening, absolute value of the ME-ambient pressure-gradient. The efficiency of this ET pressure-equilibrating function can be expressed as the fractional ME-ambient pressure-gradient equilibrated per swallow (FGE), which is proportional to transET gas-conductance and ET opening duration, but independent of pressure-gradient15.
From these considerations, MEPR represents a time-limited balance in the ME volume-gas influx (ViMEg) associated with ET openings and the volume-N2 efflux (VeMEN2) attributable to gradient-driven N2 transfer from the ME to local blood1. For periods of stable ambient pressure, MEPR efficiency is directly related to the ViMEg/VeMEN2 ratio. Experiments show that disrupting that ME gas-balance by decreasing ET efficiency (i.e. lowering ViMEg)3,16,17, increasing ME to blood volume gas-transfer (i.e. raising VeMEg)18, or both causes ME pressure-dysregulation (MEPD) expressed as the sequential development of negative ME-ambient pressure-gradients, conductive hearing-loss and, at a ME-ambient pressure-gradient of about -250 daPa, ME mucosal inflammation and OME17,18.
In persons with MEPD not caused by conditions that abolish transET gas-exchange (i.e. ViMEg=0), the “risk” for these pathologies can be lessened by interventions that increase the ViMEg/VeMEN2 ratio. To that end, one relatively simple strategy is to effect a decrease in ME gas-efflux by pharmacologically lowering the ME mucosal perfusion-rate. This would effectively decrease the requisite volume-gas influx (i.e. the frequency of ET openings and constitutive FGE) needed to stabilize the ME-ambient pressure-gradient at near 0 daPa (i.e. establish a ViMEg/VeMEN2 ratio of 1). Here, the feasibility of that strategy is explored by creating a significant transMEM inert-gas pressure-gradient and determining the effect, if any, of a vasoconstrictive drug on the rate of ME pressure-change. The hypothesis tested is that the rate of ME pressure-increase in response to a positive transMEM blood-ME N2O pressure-gradient is reduced by pretreatment with pseudoephedrine HCL (PDE)19.
Materials and Methods
Study Population
The protocol was approved by the IRB at the University of Pittsburgh. Healthy adults, recruited by advertisement, presented to the laboratory and signed an informed-consent for study participation. Consented subjects provided medical and surgical histories and a comprehensive history for ME diseases, comorbidities and predisposing conditions. They had an Ear Nose and Throat (ENT) examination with bilateral tympanometry (Titan, Eden Prairie, MN) and women had a urine pregnancy test (Consult Diagnostics hCG Dipstick, Jacksonville, FL). Pregnant women and persons with lactose intolerance or a past adverse reaction to breathing gas-mixtures containing N2O, with chronic illness, who had taken prescription medication within the previous month (with the exception of birth control) or oral/nasal decongestants within the 2 weeks before either test session or with extant unilateral or bilateral OME or low tympanic membrane compliance or symptoms/signs of extant nasopharyngeal inflammation were excluded. The target population was 20 otherwise healthy adults, 10 with and 10 without past ME disease.
Protocol
The design was a randomized, double-blind, placebo-controlled, cross-over study requiring that participants complete paired N2O breathing sessions at a minimum 1-week interval. At each session, the subject reported to the research clinic, provided an interval history for medication use, ME disease and upper respiratory diseases and had a brief ENT examination to verify continued eligibility, was pretreated with a double-blinded, oral medication (identical appearing capsules containing either 60 mg of immediate-release PDE or lactose) and, then, escorted to the Dental Clinic. There, the subject was seated in a reclined examination chair and fitted with: the finger probe of a pulse oximeter (Massimo RDS1), the cuff of an automated blood-pressure monitor (Critikon Dynamap 1846SX) and an appropriately sized Rudolph Nasal & Mouth Breathing Silicone Face Mask (Model 8900, Kansas, USA) with a two-way non-rebreathing valve. The delivery system supplying the mask was configured such that three gas sources could be placed “on-line”; room-air, a N20 gas-mixture (50%O2, 50% N20) or 100% O2.
The experiment was begun 1 to 1.5 hours after dosing and consisted of a 20-minute acclimation period (Period 1, room-air breathing), a 20-minute experimental period (Period 2, gas-mixture breathing) and a 10-minute recovery period (Period 3, 100% O2). Throughout, bilateral ME pressures were recorded by tympanometry at 1-minute intervals, blood O2 saturation and heart-rate were monitored continuously and recorded every 5 minutes, and blood-pressure was measured and recorded every 5 minutes. At the end of Period 3, the subject was observed for 20 minutes, given a brief physical examination and was free to leave the clinic when recovered from breathing the N2O gas-mixture. At least 1-week later, these procedures were repeated and the subject was dosed with the crossover capsule.
Pharmacology
PDE is a member of the phenethylamine and amphetamine chemical classes with direct and indirect sympathomimetic actions20. Peak plasma concentrations are achieved between 1 and 2 hours21,22 peak salivary concentrations between 2 and 4 hours23 and vasoconstrictive effects from 30 minutes to 4 hours after a single oral dose of 60 mg immediate-release PDE19. N2O is a colorless, odorless gas that is highly soluble in blood and other tissues. On breathing, N2O substitutes for N2, rapidly achieves blood-alveolar equilibrium pressure24 and exhibits a perfusion-limited trans-mucosal exchange-rate25.
Data Analysis
A randomization code was submitted to a pharmacist who prepared the 2 pretreatments as identical looking capsules supplied to the investigators in sealed bottles labeled by session and subject number. Personnel were blinded to the code until all recordings were double-entered into a computer data-file, reconciled and locked to change.
For each session, the average blood O2 saturation, heart-rate and systolic and diastolic blood-pressures were calculated for Periods 1 and 2 and the rate of increase in ME pressure was calculated for Period 225,26. There, ME pressure-time functions were analyzed independently by 2 blinded-investigators to calculate the slope of a linear segment representative of the change in ME pressure per change in time (δPME/δt) during the last 15 minutes of Period 2. Paired slope-estimates were compared, discrepancies reconciled and the average slopes used in the analysis.
The effects of Group, Treatment, Period and the Treatment by Group Interaction on blood O2 saturation, heart-rate and systolic and diastolic blood-pressure, and the effects of Treatment, Group, Ear (right/left) and the Treatment by Group Interaction on the ME pressure-time slope were evaluated for significance using repeated measures ANOVAs (NCSS 2007 statistical package, Kaysville, Utah).
Results
Twenty-six subjects were screened, 3 disqualified and 23 enrolled. Twenty subjects (average age=26.7±8.8 years; 11 Males; 13 white, 6 black and 1 mixed race) completed the 2 test-sessions. For Group-1, 6 of the 10 subjects reported repeated episodes of ME effusion, 8 reported 3 or more episodes of “ear-ache” treated with antibiotics and 8 reported ventilation tube insertion(s) during childhood. Most (8/10) had outgrown their disease by late childhood, but 1 had ear problems into adolescence (13 years) and 1 (white female, aged 30.1 years) reported episodes of OME continuing into adulthood. No Group-2 subject reported past OME or other ME diseases. Four subjects in each group had nasal allergy, none asthma and 1, in Group-1, gastro-esophageal reflux disease.
There was a significant difference among individuals in all 4 vital signs measures (P<0.001) and a significant, but clinically irrelevant, effect of Group on systolic blood-pressure (Group-1=116 vs. Group-2=107 mmHg; P=0.040) and heart-rate (Group-1=68.5 vs. Group-2=60.6 BPM; P=0.047), of Period on O2 saturation (Period 1=99.3% vs. Period 2=99.9%; P<0.001), and of Treatment on heart-rate (Placebo=62.3 vs. Active=67.1 BPM; P=0.001).
The Table reports the results for the ANOVA operating on the slopes of the ME pressure-time function. Those slopes were significantly different among individuals and between Treatments. The adjusted average slopes were 6.21±2.21 and 4.81±2.21 daPa/min for the placebo and PDE pretreatments. There was no effect of Group, Ear or the Interaction on this variable.
Table.
Source | df | SSQ | MSQ | F-Ratio | P-Value |
---|---|---|---|---|---|
Group | 1 | 9.86 | 9.86 | 0.28 | 0.606 |
Individual | 18 | 645.54 | 35.86 | 7.17 | 0.000 |
Ear | 1 | 0.15 | 0.15 | 0.03 | 0.865 |
Treatment | 1 | 39.49 | 39.49 | 7.90 | 0.007 |
Group × Treatment | 1 | 0.14 | 0.14 | 0.03 | 0.867 |
Error | 57 | 284.93 | 5.00 | ||
Total (Adjusted) | 79 | 980.11 | |||
Total | 80 |
Figure 1 shows a scatterplot of the ME pressure-time slopes for the PDE pretreatment as a function of the paired-slopes for the placebo pretreatment. The majority of points lay below the identity line for the placebo pretreatment documenting lesser values for the PDE pretreatment. As shown in Figure 2, the ME pressure-time slopes for the right and left ears of individuals were related linearly. The fit of the regression line between right and left slopes was significantly better for the placebo pretreatment (Right Slope = 0.12 ×Left Slope + 0.78; r2=0.72) when compared to the PDE pretreatment (Right Slope = 0.71 ×Left Slope + 1.76; r2=0.26).
Discussion
For normal auditory function, ME gas-pressure needs to be maintained at near-ambient levels. However, isolated, biological gas-pockets such as the ME are not stable at ambient pressure but exhibit either a progressive volume-collapse or, if rigid, an exponential pressure decrease to approach the tissue gas-pressure of about ambient-600 daPa27,28. The anatomical construction of the ME allows for both of these behaviors, wherein ME pressure first exhibits a progressive decrease to a mucosa-ME hydrostatic pressure-gradient of about -250 daPa and, then, the ME gas-space shows a volume-collapse as vascular fluids accumulate to displace the ME gas-volume1. In healthy MEs, this fate is avoided by periodic ET openings which establish short-duration, ME-NP gas-phase communications and permit gradient-driven ME-NP gas-flow which resets ME pressure at near-ambient levels. This process represents a homeostatic mechanism to preserve a near-zero ME-ambient pressure-gradient, MEPR, with ET opening being the sole pressure-regulator and diffusive ME to blood N2 transfer being the primary driver of gradient instability.
The opposing processes of MEPR operate over different time-scales. Specifically, ME volume gas-efflux is continuous for relatively long time-periods between ET openings (measured in minutes to hours) and ME volume gas-influx is a discrete event occurring during a tubal opening (average duration≈400 msec)29. Thus, the ViMEg/VeMEN2 ratio exhibits a temporal pattern characterized by successive values of 1 bounding variable-length periods during which the ratio decreases. Because ME pressure is governed by the ideal gas law, these changes are reflected as changes in ME pressure and, at stable environmental pressure, changes in the ME-ambient pressure-gradient. Adequate MEPR requires that the sum of accumulated ME volume-gas gain and loss is 0 ul (i.e. ViMEg/VeMEN2=1) at a time, Δte, within all time-intervals, Δtp, where Δte is the time between each occurrence of ViMEg/VeMEN2=1 and Δtp is the time required for ME gas-volume efflux to drive the ME-ambient pressure-gradient to the critical-level that causes pathology in a specified ME. Thus, MEPR efficiency can be quantified as the Δtp/Δte time-ratio with higher ratios reflecting greater efficiencies and ratios less than 1 defining MEPD. Because an individual's “risk” for conductive hearing-loss and certain ME pathologies is inversely related to MEPR efficiency30, interventions that effect an increase in the Δtp/Δte time-ratio will decrease those risks and, perhaps, promote resolution of existing pathologies.
The Δtp/Δte time-ratio can be increased by increasing Δtp, decreasing Δte or both. Past approaches to modulating MEPR efficiency focused almost exclusively on decreasing Δte by pharmacological/surgical interventions intended to improve ET efficiency, but with limited success31. Here, the feasibility of the alternative strategy to increase the Δtp/Δte time-ratio was explored. Because Δtp measures the time required for the extant rate of ME volume gas-loss to precipitate pathology, it is inversely related to the transMEM N2 exchange-rate that, in turn, depends on the mucosal blood perfusion-rate. Consequently, it was hypothesized that pharmacological interventions that decrease the perfusion-rate would decrease the transMEM N2 exchange-rate, extend Δte, and increase the Δtp/Δte time-ratio
That hypothesis was tested using a previously developed25 and field-tested26,32 experimental protocol capable of estimating the transMEM N2 exchange-rate from measured values of the transMEM N2O exchange-rate. A formal mathematical description of the blood-ME species-exchanges under this protocol documented the correspondence between the measured variable (i.e. slope of the ME pressure-time function) and the parameter to be estimated (i.e. transMEM N2 conductance) as well as the validity of using the surrogate gas, N2O, to estimate the transMEM N2 exchange-rate1,25,26,32. N2O was used as the test gas because it exhibits a perfusion-limited transMEM exchange-rate that is approximately 33 times faster than the N2 rate33 which allows the required measurements to be made within a “reasonable” time-period. The active treatment, PDE, was chosen for its known mucosal vasoconstrictive effects19. Because the transMEM N2O exchange-rate depends on mastoid geometry26,32, a cross-over design was used and the trans-MEM N2O exchange-rate was compared between placebo and active treatments within ears/persons.
The results support the tested hypothesis that the rate of ME pressure-increase in response to a positive transMEM blood-ME N2O pressure-gradient is decreased by pretreatment with PDE and, by implication, support the validity of the underlying assumptions applicable to this setting. The latter include: 1) oral PDE at the specified dose causes a significant ME mucosal vasoconstriction for a duration sufficient to include the time-period when the measurements were made, and 2) this vasoconstriction is expressed as a significant decrease in the ME mucosal blood perfusion-rate. Because the transMEM exchange-rates for both N2O and N2 are governed by the same perfusion-limited exchange-equation, it is expected that PDE and other pharmacological modulators of blood perfusion will have predictable effects on the transMEM N2 exchange-rate and, consequently, MEPR efficiency. From the effect size for this experiment, it is expected that dose of PGE used will increase MEPR efficiency by about 33%. Experiments are ongoing in our laboratory to test these expectations.
A few studies reported that ET efficiency was poorer for otherwise healthy MEs with past ME disease when compared to ears without past disease34,35. Extant inflammation with/without ME fluid is associated with an increased transMEM inert-gas exchange-rate presumably due to an increased volume-blood perfusion-rate for inflamed mucosa12,36,37. However, the possible effect of disease history on transMEM inert-gas exchange-rates has not been explored. In this study, persons with and without past ME disease were enrolled but the analysis identified no significant effect of disease history on the measured trans-MEM N2O exchange-rate. However, the power to detect expected differences was low given the sample size of 10 subjects/group. Thus, this remains an unresolved question to be evaluated more rigorously in future studies.
As an aside, a significant left-right correlation in the magnitudes of the trans-MEM N2O exchange rates was documented. Given the results of previous studies showing rate dependence on mastoid geometry26, this correlation may reflect a bilateral symmetry in ME geometry for those enrolled. If supported by future experiments, there may be a basal level of trans-MEM N2 exchange-rate fixed by ME geometry and other factors. In turn, variations in this could affect the degree of achievable pharmacological modulation of the trans-MEM N2 exchange-rate and thereby restrict the expected benefit of using vasoconstrictors as a “treatment” to improve MEPR efficiency to subgroups pre-selected on the basis of their basal exchange-rate.
Conclusion
Oral administration of a vasoconstrictive drug decreased the transMEM N2O exchange-rate. Because all inert-gases are characterized by a perfusion-limited transMEM exchange-rate, this effect is expected to extend to the transMEM N2 exchange-rate which is the primary determinant of the requisite ET efficiency for adequate MEPR. Modulating ME mucosal blood-perfusion can increase MEPR efficiency but, alone, cannot stabilize ME pressure at near-ambient levels.
Acknowledgments
Funding: a Grant DC007667
This study was supported in part by a grant from the National Institutes of Health (P50 DC007667) and by the Hamburg and Eberly Endowments to the Division of Pediatric Otolaryngology, University of Pittsburgh. These sources provided funding for the study, but did not have input into the design, analyses or interpretation of the data. The authors thank Dr. J. Douglas Swarts for his input into the study design and data interpretation, Dr. Ellen Mandel for preparing the necessary IRB submissions and related correspondence and Mr. James T. Seroky, Ms. Julianne Banks and Ms. Jenna El-Wagaa for assistance with subject recruitment, data acquisition and data entry.
Footnotes
Financial Disclosure Information: The authors have no financial disclosures.
Conflict of Interest Statement: None of the listed authors have any real or apparent conflicts of interest with respect to the material presented in this manuscript.
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