Abstract
Chemists have long aspired to synthesize molecules the way that plants do — using sunlight to facilitate the construction of complex molecular architectures. Nevertheless, the use of visible light in photochemical synthesis is fundamentally challenging because organic molecules tend not to interact with the wavelengths of visible light that are most strongly emitted in the solar spectrum. Recent research has begun to leverage the ability of visible light absorbing transition metal complexes to catalyze a broad range of synthetically valuable reactions. In this review, we highlight how an understanding of the mechanisms of photocatalytic activation available to these transition metal complexes, and of the general reactivity patterns of the intermediates accessible via visible light photocatalysis, has accelerated the development of this diverse suite of reactions.
The year 2012 marked the centennial anniversary of a now-famous article entitled "The Photochemistry of the Future," in which the pioneering chemist Giacomo Ciamician challenged the scientists of his day to imagine a chemical industry that could synthesize chemicals in the same manner that plants do — using sunlight as a safe, inexpensive, abundant, and renewable source of chemical potential (1). In the past several decades, chemists have made remarkable strides towards increasingly efficient conversion of solar energy into electricity and chemical fuels (2, 3). The use of solar energy in the synthesis of value-added, structurally complex organic compounds has, however, been considerably less well investigated, and Ciamician's grand vision has yet to be fully realized (4, 5).
The photochemical synthesis of complex organic molecules is challenging for several reasons. First, organic molecules tend to absorb only photons in the ultraviolet (UV) region that are not abundant in the solar radiation that penetrates the atmosphere (Fig 1). This has constrained the rate of development in large-scale industrial photochemical synthesis, as energy-efficient sources of UV light have only recently become available. Moreover, UV photons are quite high in energy — on the order of a carbon–carbon bond — and can cause significant unproductive decomposition reactions to occur, particularly when relatively weak bonds are present or when the target compounds possess significant structural complexity. There are many notable examples of classic syntheses of complex targets that utilize photochemical key steps, but photochemical synthesis as a whole has long been considered to be the purview of a small community of specialists, rather than as a core component of the standard synthetic repertoire (6, 7).
Recently, there has been a dramatic renaissance of interest in photochemistry among synthetic organic chemists. This development has been inspired in large part by the recognition that the same transition metal complexes that have been so productively utilized to convert sunlight to electrochemical potential can also be used to catalyze useful and unique organic reactions that are initiated by visible light irradiation (8, 9).
The objective of this review is to explain the features of visible light photocatalysis that have captured the attention of synthetic chemists. First, we will briefly outline the diverse mechanisms by which transition metal photocatalysts can be used to activate organic compounds towards subsequent transformations. Then, we will show that transition metal photocatalysts have been used to generate a wide range of highly reactive intermediates (radicals, amine radical cations, radical ions, and triplet alkenes), each of which display distinctive patterns of reactivity that can be used to access different classes of complex organic structures.
Mechanisms of visible light photocatalysis
A wide variety of transition metal complexes with varying photochemical properties have been examined as photocatalysts for synthetic applications. The majority of these have been ruthenium and iridium complexes, although copper and gold species have also recently been investigated in this context (11, 12). Figure 2 summarizes the key photochemical properties of Ru(bpy)32+ [bpy is 2,2’-bipyridine] complex (1), the most well studied transition metal complex in the context of both synthetic photocatalysis as well as solar energy conversion. This complex exhibits a strong, broad absorbance in the visible range (λmax = 452 nm) that results in the production of a long-lived excited state (τ ~ 0.9 μs) (13, 14).
This photoexcited complex is both a stronger oxidant and reductant than its corresponding ground state; remarkably, both electrochemical potentials lie within a range that can perform useful chemical work. Thus, photoactivation of Ru(bpy)32+ has most commonly been used to drive processes initiated by single-electron transfer. This property of Ru(bpy)32+ has been instrumental in the development of many strategies for the conversion of solar energy into electricity and into electrochemically generated chemical fuels (15–17). In the context of organic synthesis, Ru*(bpy)32+ can initiate the one-electron reduction of a variety of electron-deficient substrates, or it can effect the one-electron oxidation of electron-rich substrates. In other words, the photoinduced electron transfer properties of Ru(bpy)32+ can easily be coupled to electrochemically induced transformations of organic molecules (Fig. 2B, paths i and ii).
Alternatively, Ru*(bpy)32+ can directly transfer energy to a suitable organic substrate (Fig. 2B, path iii) (13). The resulting electronically excited organic compound reacts quite differently than it would in the ground state. These high-energy intermediates are often useful for reactions that construct strained or otherwise structurally unusual molecular scaffolds that are difficult to assemble by non-photochemical means (18, 19).
Many terms have been used to describe these various modes of photochemical activation. The photoactivation of organic molecules by electron-transfer processes has been variously referred to as photoinduced electron transfer (PET) sensitization or, more recently, as photoredox catalysis. Similarly, the indirect generation of electronically excited states of organic substrates has been called photosensitization or energy transfer photocatalysis. We prefer to use the blanket term "photocatalysis" to describe both modes of activation, as the unambiguous determination of the mechanism of a photochemical reaction can be challenging and the use of a single term highlights the similarities between these two approaches to photochemical synthesis (20).
Photogeneration of organic radicals
Much of the activity in visible light photocatalysis over the past five years has concerned reactions of photogenerated organic radicals (Fig. 3A). The photocatalytic reductive dehalogenation of α-haloketones with dihydroacridine in the presence of Ru(bpy)32+ (1) was first described by Fukuzumi in 1990; the key intermediate in this transformation is a highly electrophilic α-ketoradical generated by reduction of the bromide by photoexcited Ru*(bpy)32+ (Fig. 3B) (21). This strategy for the photoreductive generation of highly reactive radical intermediates from alkyl halides is an intriguing complement to more established methods for the production of carbon-centered radical species; in particular, many of the most common methods for the thermal formation of organic radicals involve highly toxic tin or pyrophoric boron compounds (22). The ability to access the diverse reactivity of electrophilic radicals via visible light activation, therefore, is highly attractive.
The synthetic potential of this method for photochemical radical generation, however, was not fully recognized until 2008, when it was exploited by MacMillan to develop an enantioselective α-alkylation of aldehydes with organocatalyst 4 (Fig. 3C) (23). This transformation is built upon MacMillan's long-standing interest in enantioselective reactions of achiral aldehydes involving the in situ formation of chiral enamines by condensation with secondary amine organocatalysts (24–26). MacMillan showed that a range of α-ketoradicals, generated from Ru(bpy)32+-catalyzed photoreduction of α-halocarbonyl compounds, react efficiently and with excellent stereocontrol with chiral enamines. While this initial work focused upon the formation of radicals from α-haloketones and α-haloesters, MacMillan has subsequently reported conditions for the formation of highly electrophilic benzyl and trifluoromethyl radicals from the corresponding alkyl halides as well (27, 28).
The direct enantioselective catalytic α-alkylation of carbonyl compounds is synthetically highly useful. However, an arguably broader impact of MacMillan’s initial report was the demonstration that photocatalytic reduction of alkyl halides can be used to access the general complexity-building reactivity of electrophilic organic radicals. This strategy has subsequently been exploited by many research groups and has resulted in the development of a diverse range of new chemical transformations. For example, Stephenson has used the reductive dehalogenation of activated alkyl and aryl halides to effect photocatalytic alkylation of heteroarenes (29). This is an exceptionally mild and convenient method to construct an important bond type, and Stephenson has demonstrated its utility in the context of the total synthesis of the cytotoxic indole alkaloid (+)-gliocladin C (Fig. 3D) (30).
The generation of a wide variety of alkyl and aryl radicals by photoreduction of the corresponding halides has been a consistent theme of Stephenson's research program (31). An important general feature of this work, and indeed, of many of the recent reactions involving photoredox catalysis, is the ready availability of a large number of known photoactive transition metal complexes with well characterized photochemical and electrochemical properties. Thus, more strongly reducing photocatalysts can be used to compensate for organohalide substrates that are more difficult to reduce than α-haloketones. Stephenson has applied iridium complex 2, which is a significantly more strongly reducing photocatalyst than Ru(bpy)32+, in the reduction of simple alkyl and aryl iodides and has shown that they participate in synthetically powerful radical cyclization and dehalogenation processes (Fig. 3E) (32).
The utility of photocatalytic radical reactions has also been recognized in applications beyond small molecule synthesis. Recently, Hawker reported an efficient method for photocatalytic atom-transfer radical polymerization (ATRP) that enables the light-controlled synthesis of poly(methylmethacrylate) polymers with iridium photocatalyst 2 (33) (Fig. 4A). This reaction shows the same high practical convenience, functional group tolerance, and living nature as other conventional methods for ATRP. However, in contrast to standard copper-initiated reactions, Hawker's method is subject to a high degree of temporal control; polymerization occurs only under constant irradiation with visible light, but chain growth can be reinitiated after several hours in the dark without loss of the living nature of the polymerization. Moreover, this approach provides a route for block copolymer synthesis, as turning off the light source allows a new monomer to be introduced and incorporated into the growing chain upon reapplication of the light source.
Photogenerated electrophilic radicals have also proven to be important in the development of reactions involving organometallic species. Sanford has recently reported new methods for Pd-catalyzed C–H functionalization of arenes and Cu-catalyzed trifluoromethylation of organoboronic acids (Fig. 4B) (34, 35), both of which rely on Ru(bpy)32+ to generate the key electrophilic radical, from photoreduction of an aryl diazonium salt or from CF3I, respectively. These radicals are proposed to interact with an organometallic intermediate to promote the formation of new carbon–carbon bonds.
The ability of photocatalysts to generate organic radicals by selective reduction of carbon-halogen bonds has thus already had a substantial impact in the area of radical chemistry. Many known, synthetically valuable radical reactions can be conducted under exceptionally mild, tin-free conditions by exploiting the ability of transition metal photocatalysts to generate radical species by photoinduced electron transfer.
Photocatalytic activation of amines
Amines are common additives in visible light photocatalysis and are generally used as reductants. They assist catalysis either by directly reducing the photoexcited Ru*(bpy)32+ catalyst to generate an even more strongly reducing Ru(bpy)3+ complex or by turning over the oxidized Ru(bpy)33+ photocatalyst after a direct substrate reduction step (Fig. 2). Several recent reviews have described both mechanisms in detail; however, in either scenario, the amines have generally been sacrificial or catalytic co-reductants in photoredox processes that are not themselves incorporated into the synthetic target (8, 36).
Motivated by the important role that nitrogen-containing compounds play in the chemistry of bioactive small molecules, researchers have recently explored the amine radical cations generated by photocatalytic one-electron oxidation of tertiary amines as substrates for synthetic modification (37). One of the most characteristic features of amine radical cations is an observed decrease in the pKa of the C–H bond adjacent to the nitrogen, deprotonation of which results in the formation of nucleophilic α-amino radicals that are capable of reacting with a diverse range of electrophilic reaction partners (38) (Fig. 5A). The net result of this type of transformation can be viewed as a photochemically induced C–H functionalization of the α-position of amines, an important reaction that has been a long-standing synthetic challenge (39, 40).
For example, Pandey and Reiser have described the radical functionalization of nitrogen-containing heterocycles using this approach (41). A variety of tetrahydroisoquinolines undergo facile photooxidation by either Ru(bpy)32+ (1) or Ir(ppy)2(dtbbpy)+ [ppy is 2-phenylpyridine; dtbbpy is 4,4’-di-tert-butyl-2,2’-bipyridyl] (5); the resulting amine radical cation undergoes facile deprotonation to produce the corresponding α-amino radical, which was shown to participate in carbon–carbon bond-forming additions to a variety of enone electrophiles in good yields (Fig. 5B). Our laboratory has also studied this transformation, and we have reported a mechanistic analysis of this reaction that verifies the nucleophilic nature of the intermediate radical and shows that this reaction can be accelerated by Brønsted acid co-catalysts (42).
MacMillan reported a more complex application of this reactivity to enable the photocatalytic α-arylation of tertiary amines using electron-deficient cyanoarenes (Fig. 5C) (43). The proposed mechanism involves initial photoreduction of the cyanoarene component by the photoexcited iridium complex 2, coupled with a subsequent oxidation of the amine. Deprotonation of the amine radical cation affords an α-amino radical, which combines with the arene radical anion to expel cyanide and produce the α–arylated amine. The scope of this reaction with respect to both the tertiary amine and the cyanoarene proved to be quite broad, enabling the synthesis of an important class of structures commonly found in bioactive compounds.
The photooxidation of amines has also been used to produce iminium cations, which result formally from a second one-electron oxidation of the α-amino radicals discussed above. These iminium cation intermediates are strong electrophiles that provide reactivity complementary to the nucleophilic reactions of α-amino radicals. Stephenson reported a method for aerobic photocatalytic oxidation of tetrahydroisoquinolines in nitromethane solvent utilizing iridium photocatalyst 5; under these conditions, the iminium cation is trapped by the solvent to afford the product of formal C–H functionalization of the benzylic position adjacent to the amine (44) (Fig. 5D). Subsequently, Stephenson found that a broader range of nucleophiles could be added to these iminium cations in a two-step process involving BrCCl3 as a terminal oxidant (45). Under these conditions, the tetrahydroisioquinolines could be substituted using a variety of carbon-based nucleophiles including copper acetylenes, silyl enol ethers, allyl silanes, and electron-rich heteroarenes.
Depending on reaction conditions, the same family of transition metal photocatalysts has thus been used to generate both nucleophilic α-amino radicals and highly electrophilic iminium cations, and the variety of reactions accessible via photochemical formation of these intermediates is consequently quite broad (46, 47). Moreover, the ability to rapidly modify the environment around an amine holds particular promise in the discovery of structurally complex new bioactive compounds, as nitrogen-containing functional groups are very often important in the binding of a small molecule to a biological target (48).
Photogenerated radical ions
Compared to the chemistry of neutral organic radicals and amine radical cations, reactions that exploit the reactivity of alkene radical ions have enjoyed substantially fewer applications in organic synthesis (49–51). The most common methods for the generation of these reactive intermediates have involved either stoichiometric heavy metal oxidants (52–54) or electrochemical activation (55, 56), which may explain some of the reluctance of chemists to fully explore the synthetic potential of these reactions. Nevertheless, radical ion intermediates exhibit reactivity profiles that are quite distinctive; reactions involving these charged odd-electron species can result in the formation of products that are difficult to assemble by any other means.
Our group has been particularly interested in exploring cycloaddition reactions of alkene radical ion intermediates, given the efficiency with which this class of reactions can construct stereochemically and structurally complex carbocyclic structures from readily available starting materials (57, 58). In 2008, we demonstrated that aryl enones are readily reduced to the corresponding radical anions upon irradiation in the presence of Ru(bpy)32+ (1); these photogenerated intermediates can then participate in efficient [2+2] intramolecular cycloaddition reactions (59). The extension of this method to intermolecular cycloadditions took advantage of the ability to selectively reduce aryl enones in the presence of less-conjugated Michael acceptors; thus, high selectivity for crossed [2+2] cycloadducts could be achieved for reactions with unsaturated ketones, esters, and thioesters, providing an approach to the synthesis of a broad range of unsymmetrically substituted cyclobutanes (Fig. 6A) (60). The same crossed [2+2] cycloadditions could not be effected by direct photoexcitation with UV light, because the electronically excited triplet enones preferentially undergo alkene isomerization processes rather than productive cycloaddition.
Inspired by the ease with which radical anions can be generated by visible light photocatalysis, we have also explored other new reactions involving these reactive intermediates. For example, we recently reported that aryl cyclopropyl ketones can engage in [3+2] cycloadditions via formation of radical anion intermediates (61). This reaction involves the photoinduced reduction of the aryl cyclopropyl ketone moiety followed by fragmentation to afford a distonic radical anion. This intermediate undergoes a series of subsequent intramolecular bond-forming reactions with a pendant alkene to afford cyclopentane products in good yield.
The ability of photoactive transition metal complexes to promote both oxidation and reduction processes has also enabled the development of photocatalytic cycloadditions involving alkene radical cations. The scope of these reactions is complementary to that of radical anion reactions; one-electron oxidations are most facile with electron-rich alkenes. For example, electron-rich styrenes undergo facile one-electron photooxidation in the presence of ruthenium photocatalysts. We showed that the resulting alkene radical cations undergo efficient [2+2] cycloaddition with a variety of alkene partners to afford cyclobutane products with high diastereoselectivity (62).
[4+2] Cycloadditions of electron-rich alkenes can also be promoted by one-electron photooxidation (Fig. 6B) (63). These reactions provide a valuable alternative to thermal Diels–Alder cycloaddition reactions, which have been applied to the synthesis of complex carbocyclic organic structures for decades. In particular, thermal [4+2] cycloadditions generally proceed efficiently only when one component of the reaction is electron-rich and the other is electron-deficient such that the frontier molecular orbitals are close in energy; cycloadditions between two electron-rich partners are generally quite slow. One-electron oxidation of electron-rich styrenes utilizing Ru(bpz)32+ [bpz is 2,2’-bipyrazine] (3), however, reverses their electronic character and results in the generation of intrinsically electron-deficient radical cations. These can subsequently undergo rapid [4+2] cycloaddition with simple dienes to afford the formal products of electronically mismatched Diels–Alder cycloadditions. Predictably, under forcing thermal conditions no [4+2] cycloaddition is observed, further highlighting the unique reactivity accessible through photogenerated radical ion intermediates.
Nicewicz has also investigated new reactions of photogenerated alkene radical cations, focusing on the addition of alcohols to olefins to form heterocyclic products (Fig. 6C) (64). This type of bond construction commonly relies on acid catalysts, such as 6, that direct bond formation to the most substituted carbon of the alkene to yield the Markovnikov product. However, in Nicewicz's work, the cyclization process is promoted via photooxidation by a mesityl-substituted acridinium salt 7 originally reported by Fukuzumi (65, 66). This organic photocatalyst has many of the same properties as ruthenium and iridium complexes, including strong visible light absorption and a long excited-state lifetime, but its photoexcited state is sufficiently oxidizing to react with trisubstituted aliphatic alkenes (66, 67). The resulting alkene radical cations can undergo nucleophilic attack by a tethered alcohol; however, due to the polarization of the radical cation, the regioselectivity complements that of acid-catalyzed reactions and results in the exclusive formation of the anti-Markovnikov addition product. Nicewicz has also reported the same regioselectivity in additions of nitrogen nucleophiles to these radical cations (68). Although many methods for the Markovnikov functionalization of alkenes are known and widely exploited in synthesis, few methods for the direct anti-Markovnikov addition of nucleophiles to olefins have been reported (69). Thus the chemistry of photogenerated radical cations offers a solution to a long-standing problem of great synthetic significance.
Triplet alkenes
Almost all of the recent investigations in visible light photocatalysis have involved photoredox processes that activate a variety of organic substrates by single-electron oxidation or reduction. Thus the success of these reactions depends upon the relative electrochemical properties of the substrates and photoexcited catalysts; reactions involving thermodynamically unfavorable electron-transfer processes are unlikely to occur at efficient rates. However, the transition metal complexes that have proven to be so powerful in the development of photoredox reactions can also be involved in energy transfer processes that generate highly reactive organic molecules in electronically excited states. In these cases, successful activation depends upon the relative triplet state energies of the catalyst and substrate and not on redox potentials (Fig. 7A).
For instance, our group recently reported that styrenes undergo efficient [2+2] cycloaddition via energy transfer when irradiated in the presence of the iridium complex 8 (Fig. 7B) (70). This method involves the formation of electronically excited styrenes in their triplet state, which undergo [2+2] cycloaddition reactions that are superficially similar to the radical cation reactions discussed in the previous section. However, because the mode of substrate activation involves energy transfer rather than electron transfer, the scope of styrenes that participate in this reaction is considerably broader. Highly electron-deficient styrenes and heterostyrenes that cannot be easily photooxidized nevertheless undergo facile cycloaddition.
This alternative approach to visible light photocatalysis is intriguing because it offers convenient access to the reactivity of organic compounds in electronically excited states using photons of much lower energy than those required for direct photoexcitation. The short-wavelength UV photons required to excite simple styrenes to their triplet excited states are more energetic (ca. 115 kcal/mol) than many common bonds found in organic molecules, including carbon–carbon bonds. Thus reactions requiring irradiation with these high-energy UV photons often suffer from competitive homolytic photodecomposition processes. Triplet sensitization using transition metal photocatalysts that are photoexcited with lower-energy visible light, therefore, provides access to the reactivity of electronically excited alkenes that are less susceptible to photoinduced degradation. For example, the cyclobutane cannabanoid cannabiorcicyclolic acid can be synthesized using a clean, high-yielding [2+2] cycloaddition under photocatalytic conditions. Direct irradiation with UV light, however, results in significant photodecomposition of the product after 5 h, and only 19% yield of the cycloadduct is formed along with 9% of unreacted starting material.
Conclusions and outlook
Synthetic organic chemistry benefits greatly when it can incorporate developments from intellectually adjacent disciplines to advance. For instance, organotransition metal chemistry, biocatalysis, and computational chemistry have all been rapidly adopted and have now become tools that are used by synthetic chemists on a routine basis. Photochemistry has the potential to have an equally substantial impact on the field of chemical synthesis by providing a complementary strategy for the activation of organic substrates; the prospect of doing so with renewable solar radiation has motivated photochemists for over a century and seems increasingly relevant as the chemistry community becomes more cognizant of its environmental responsibilities. The growing recognition that operationally facile visible light induced photochemical reactions can be conducted using transition metal photocatalysts is bringing us closer to this long-standing goal.
The pace of development in this area has been remarkable. Recent research in visible light photocatalysis has yielded a generalizable rubric for how organic substrates can undergo photoactivation by transition metal complexes. Both electron-transfer and energy-transfer photocatalysis have been used to generate classes of reactive intermediates whose general reactivity patterns are well-understood, inspiring the design of a wide range of new chemical reactions.
The immediate goals within this area, therefore, are to continue advancing the utility of photocatalytic synthesis by exploiting the reactivity of photogenerated intermediates in the construction of increasingly complex organic targets. Current research is also expanding the range of reactive intermediates that are available using photocatalytic activation, which should increase the diversity of transformations accessible to synthetic chemists interested in photochemical activation strategies (71). Finally, as has been the case with many other advances in synthetic chemistry, the advantages of visible light photocatalysis are being recognized by researchers with interests in areas as diverse as materials science, chemical biology, and drug discovery, suggesting that research in photochemical synthesis will continue to grow in synergistic relationship with intellectually adjacent fields (33, 72, 73). It seems clear that the future of photochemical synthesis remains bright.
Supplementary Material
Acknowledgments
We gratefully acknowledge support from the NIH in the form of a research grant (GM095666) and postdoctoral fellowship to DMS.
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