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. 2015 Oct 6;75:476. doi: 10.1140/epjc/s10052-015-3685-1

Study of the spin and parity of the Higgs boson in diboson decays with the ATLAS detector

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Todome 157, T Todorov 5, S Todorova-Nova 129, J Tojo 70, S Tokár 144, K Tokushuku 66, K Tollefson 90, E Tolley 57, L Tomlinson 84, M Tomoto 103, L Tompkins 143, K Toms 105, E Torrence 116, H Torres 142, E Torró Pastor 167, J Toth 85, F Touchard 85, D R Tovey 139, T Trefzger 174, L Tremblet 30, A Tricoli 30, I M Trigger 159, S Trincaz-Duvoid 80, M F Tripiana 12, W Trischuk 158, B Trocmé 55, C Troncon 91, M Trottier-McDonald 15, M Trovatelli 169, P True 90, L Truong 164, M Trzebinski 39, A Trzupek 39, C Tsarouchas 30, J C-L Tseng 120, P V Tsiareshka 92, D Tsionou 154, G Tsipolitis 10, N Tsirintanis 9, S Tsiskaridze 12, V Tsiskaridze 48, E G Tskhadadze 51, I I Tsukerman 97, V Tsulaia 15, S Tsuno 66, D Tsybychev 148, A Tudorache 26, V Tudorache 26, A N Tuna 122, S A Tupputi 20, S Turchikhin 99, D Turecek 128, R Turra 91, A J Turvey 40, P M Tuts 35, A Tykhonov 49, M Tylmad 146, M Tyndel 131, I Ueda 155, R Ueno 29, M Ughetto 146, M Ugland 14, M Uhlenbrock 21, F Ukegawa 160, G Unal 30, A Undrus 25, G Unel 163, F C Ungaro 48, Y Unno 66, C Unverdorben 100, J Urban 144, P Urquijo 88, P Urrejola 83, G Usai 8, A Usanova 62, L Vacavant 85, V Vacek 128, B Vachon 87, C Valderanis 83, N Valencic 107, S Valentinetti 20, A Valero 167, L Valery 12, S Valkar 129, E Valladolid Gallego 167, S Vallecorsa 49, J A Valls Ferrer 167, W Van Den Wollenberg 107, P C Van Der Deijl 107, R van der Geer 107, H van der Graaf 107, R Van Der Leeuw 107, N van Eldik 152, P van Gemmeren 6, J Van Nieuwkoop 142, I van Vulpen 107, M C van Woerden 30, M Vanadia 132, W Vandelli 30, R Vanguri 122, A Vaniachine 6, F Vannucci 80, G Vardanyan 177, R Vari 132, E W Varnes 7, T Varol 40, D Varouchas 80, A Vartapetian 8, K E Varvell 150, F Vazeille 34, T Vazquez Schroeder 87, J Veatch 7, L M Veloce 158, F Veloso 126, T Velz 21, S Veneziano 132, A Ventura 73, D Ventura 86, M Venturi 169, N Venturi 158, A Venturini 23, V Vercesi 121, M Verducci 132, W Verkerke 107, J C Vermeulen 107, A Vest 44, M C Vetterli 142, O Viazlo 81, I Vichou 165, T Vickey 139, O E Vickey Boeriu 139, G H A Viehhauser 120, S Viel 15, R Vigne 62, M Villa 20, M Villaplana Perez 91, E Vilucchi 47, M G Vincter 29, V B Vinogradov 65, I Vivarelli 149, F Vives Vaque 3, S Vlachos 10, D Vladoiu 100, M Vlasak 128, M Vogel 32, P Vokac 128, G Volpi 124, M Volpi 88, H von der Schmitt 101, H von Radziewski 48, E von Toerne 21, V Vorobel 129, K Vorobev 98, M Vos 167, R Voss 30, J H Vossebeld 74, N Vranjes 13, M Vranjes Milosavljevic 13, V Vrba 127, M Vreeswijk 107, R Vuillermet 30, I Vukotic 31, Z Vykydal 128, P Wagner 21, W Wagner 175, H Wahlberg 71, S Wahrmund 44, J Wakabayashi 103, J Walder 72, R Walker 100, W Walkowiak 141, C Wang 151, F Wang 173, H Wang 15, H Wang 40, J Wang 42, J Wang 33, K Wang 87, R Wang 6, S M Wang 151, T Wang 21, T Wang 35, X Wang 176, C Wanotayaroj 116, A Warburton 87, C P Ward 28, D R Wardrope 78, M Warsinsky 48, A Washbrook 46, C Wasicki 42, P M Watkins 18, A T Watson 18, I J Watson 150, M F Watson 18, G Watts 138, S Watts 84, B M Waugh 78, S Webb 84, M S Weber 17, S W Weber 174, J S Webster 31, A R Weidberg 120, B Weinert 61, J Weingarten 54, C Weiser 48, H Weits 107, P S Wells 30, T Wenaus 25, T Wengler 30, S Wenig 30, N Wermes 21, M Werner 48, P Werner 30, M Wessels 58, J Wetter 161, K Whalen 116, A M Wharton 72, A White 8, M J White 1, R White 32, S White 124, D Whiteson 163, F J Wickens 131, W Wiedenmann 173, M Wielers 131, P Wienemann 21, C Wiglesworth 36, L A M Wiik-Fuchs 21, A Wildauer 101, H G Wilkens 30, H H Williams 122, S Williams 107, C Willis 90, S Willocq 86, A Wilson 89, J A Wilson 18, I Wingerter-Seez 5, F Winklmeier 116, B T Winter 21, M Wittgen 143, J Wittkowski 100, S J Wollstadt 83, M W Wolter 39, H Wolters 126, B K Wosiek 39, J Wotschack 30, M J Woudstra 84, K W Wozniak 39, M Wu 55, M Wu 31, S L Wu 173, X Wu 49, Y Wu 89, T R Wyatt 84, B M Wynne 46, S Xella 36, D Xu 33, L Xu 33, B Yabsley 150, S Yacoob 145, R Yakabe 67, M Yamada 66, Y Yamaguchi 118, A Yamamoto 66, S Yamamoto 155, T Yamanaka 155, K Yamauchi 103, Y Yamazaki 67, Z Yan 22, H Yang 33, H Yang 173, Y Yang 151, W-M Yao 15, Y Yasu 66, E Yatsenko 5, K H Yau Wong 21, J Ye 40, S Ye 25, I Yeletskikh 65, A L Yen 57, E Yildirim 42, K Yorita 171, R Yoshida 6, K Yoshihara 122, C Young 143, C J S Young 30, S Youssef 22, D R Yu 15, J Yu 8, J M Yu 89, J Yu 114, L Yuan 67, A Yurkewicz 108, I Yusuff 28, B Zabinski 39, R Zaidan 63, A M Zaitsev 130, J Zalieckas 14, A Zaman 148, S Zambito 57, L Zanello 132, D Zanzi 88, C Zeitnitz 175, M Zeman 128, A Zemla 38, K Zengel 23, O Zenin 130, T Ženiš 144, D Zerwas 117, D Zhang 89, F Zhang 173, H Zhang 33, J Zhang 6, L Zhang 48, R Zhang 33, X Zhang 33, Z Zhang 117, X Zhao 40, Y Zhao 33,117, Z Zhao 33, A Zhemchugov 65, J Zhong 120, B Zhou 89, C Zhou 45, L Zhou 35, L Zhou 40, N Zhou 163, C G Zhu 33, H Zhu 33, J Zhu 89, Y Zhu 33, X Zhuang 33, K Zhukov 96, A Zibell 174, D Zieminska 61, N I Zimine 65, C Zimmermann 83, S Zimmermann 48, Z Zinonos 54, M Zinser 83, M Ziolkowski 141, L Živković 13, G Zobernig 173, A Zoccoli 20, M zur Nedden 16, G Zurzolo 104, L Zwalinski 30; ATLAS Collaboration229
PMCID: PMC4596194  PMID: 26472935

Abstract

Studies of the spin, parity and tensor couplings of the Higgs boson in the HZZ4, HWWeνμν and Hγγ decay processes at the LHC are presented. The investigations are based on 25fb-1 of pp collision data collected by the ATLAS experiment at s=7 TeV and s=8 TeV. The Standard Model (SM) Higgs boson hypothesis, corresponding to the quantum numbers JP=0+, is tested against several alternative spin scenarios, including non-SM spin-0 and spin-2 models with universal and non-universal couplings to fermions and vector bosons. All tested alternative models are excluded in favour of the SM Higgs boson hypothesis at more than 99.9 % confidence level. Using the HZZ4 and HWWeνμν decays, the tensor structure of the interaction between the spin-0 boson and the SM vector bosons is also investigated. The observed distributions of variables sensitive to the non-SM tensor couplings are compatible with the SM predictions and constraints on the non-SM couplings are derived.

Introduction

The discovery of a Higgs boson by the ATLAS [1] and CMS [2] experiments at the Large Hadron Collider (LHC) at CERN marked the beginning of a new era of experimental studies of the properties of this new particle. In the Standard Model (SM), the Higgs boson is a CP-even scalar particle, JCP=0++.1 Theories of physics beyond the SM (BSM) often require an extended Higgs sector featuring several neutral Higgs bosons. Such cases may include CP-mixing in the Higgs boson interactions, which could result in observable differences in the kinematics of final-state particles produced in their decays. A review of the phenomenology in the determination of Higgs boson spin and CP properties can be found in Ref. [3] and references therein.

Previous determinations of the Higgs boson spin and CP quantum numbers by the ATLAS and CMS Collaborations are reported in Refs. [4, 5]. Results on the same subject have also been published by the D0 and CDF Collaborations in Ref. [6]. All these studies indicate the compatibility of the spin and CP properties of the observed Higgs boson with the SM predictions. The ATLAS measurement excluded several alternative spin and parity hypotheses in favour of the quantum numbers predicted by the SM. In addition to the exclusion of several non-SM spin hypotheses, the CMS measurement probed the tensor structure of the Higgs boson decay to SM vector bosons in the spin-0 scenario. This paper complements the previous ATLAS study of the Higgs boson spin and parity. The new study takes advantage of improvements to the analysis strategy and to the modelling used to describe alternative spin hypotheses, and includes studies on CP-mixing for the spin-0 scenario. The improved theoretical framework is based on the Higgs boson characterisation model described in Refs. [3, 7].

The study of the spin and parity properties of the Higgs boson presented in this paper is based on the Hγγ, HZZ4 and HWWeνμν decay channels and their combination. The HWWeνμν analysis is described in detail in a separate publication [8]. These analyses are based on 4.5 and 20.3 fb-1 of pp collision data collected by the ATLAS experiment at centre-of-mass energies of 7 and 8 TeV, respectively. For the HWWeνμν studies only the data collected at a centre-of-mass energy of 8 TeV are used. The SM hypothesis JP=0+ is compared to alternative spin-0 models: a pseudoscalar boson JP=0- and a BSM scalar boson JP=0h+ [9, 10], which describes the interaction of the Higgs boson with the SM vector bosons with higher-dimension operators discussed in Sect. 3.1. Graviton-like tensor models with JP=2+ with universal and non-universal couplings [3, 7] are also considered. In these tests of fixed spin and parity hypotheses it is assumed that the resonance decay involves only one CP eigenstate.

In addition to the fixed spin and parity hypothesis tests, the possible presence of BSM terms in the Lagrangian describing the HVV vertex2 of the spin-0 resonance is also investigated. The HVV interaction is described in terms of an effective Lagrangian that contains the SM interaction and BSM CP-odd and CP-even terms [3, 7]. The relative fractions of the CP-odd and CP-even BSM contributions to the observed Higgs boson decays are constrained, and limits on the corresponding BSM tensor couplings are derived.

This paper is organised as follows. In Sect. 2 the ATLAS detector is described. In Sect. 3 the theoretical framework used to derive the spin and parity models, as well as the parameterisation used to describe the HVV coupling tensor structure, are discussed. In Sect. 4, the choice of Monte Carlo generators for the simulation of signal and backgrounds is described. The analyses of fixed spin and parity hypotheses for the three decay channels and their combination are presented in Sect. 5. Individual and combined studies of the tensor structure of the HVV interaction are presented in Sect. 6. Concluding remarks are given in Sect. 7.

The ATLAS detector

The ATLAS detector is described in detail in Ref. [11]. ATLAS is a multi-purpose detector with a forward-backward symmetric cylindrical geometry. It uses a right-handed coordinate system with its origin at the nominal interaction point (IP) in the centre of the detector and the z-axis along the beam pipe. The x-axis points from the IP to the centre of the LHC ring, and the y-axis points upward. Cylindrical coordinates (r,ϕ) are used in the transverse plane, ϕ being the azimuthal angle around the beam pipe. The pseudorapidity is defined as η=-lntan(θ/2), where θ is the polar angle.

At small radii from the beamline, the inner detector (ID), immersed in a 2 T magnetic field produced by a thin superconducting solenoid located in front of the calorimeter, is made up of fine-granularity pixel and microstrip detectors. These silicon-based detectors cover the range |η|<2.5. A gas-filled straw-tube transition-radiation tracker (TRT) complements the silicon tracker at larger radii and also provides electron identification based on transition radiation. The electromagnetic (EM) calorimeter is a lead/liquid-argon sampling calorimeter with an accordion geometry. The EM calorimeter is divided into a barrel section covering |η|<1.475 and two end-cap sections covering 1.375<|η|<3.2. For |η|<2.5 it is divided into three layers in depth, which are finely segmented in η and ϕ. An additional thin presampler layer, covering |η|<1.8, is used to correct for fluctuations in energy losses of particles before they reach the calorimeter. Hadronic calorimetry in the region |η|<1.7 uses steel absorbers and scintillator tiles as the active medium. Liquid argon with copper absorbers is used in the hadronic end-cap calorimeters, which cover the region 1.5<|η|<3.2. A forward calorimeter using copper or tungsten absorbers with liquid argon completes the calorimeter coverage up to |η|=4.9. The muon spectrometer (MS) measures the deflection of muon trajectories with |η|<2.7, using three stations of precision drift tubes, with cathode strip chambers in the innermost layer for |η|>2.0. The deflection is provided by a toroidal magnetic field with an integral of approximately 3 and 6 Tm in the central and end-cap regions of the ATLAS detector, respectively. The muon spectrometer is also instrumented with dedicated trigger chambers, the resistive-plate chambers in the barrel and thin-gap chambers in the end-cap, covering |η|<2.4.

Theoretical models

In this section, the theoretical framework for the measurements of the spin and parity of the resonance is discussed. An effective field theory (EFT) approach is adopted to describe the interaction between the resonance and the SM vector bosons, following the Higgs boson characterisation model described in Refs. [3, 7]. Three possible BSM scenarios for the spin and parity of the boson are considered:

  • the observed resonance is a spin-2 particle,

  • the observed resonance is a pure BSM spin-0 CP-even or CP-odd Higgs boson,

  • the observed resonance is a mixture of the SM spin-0 state and a BSM spin-0 CP-even or CP-odd state.

The third case would imply CP-violation in the Higgs sector. In the case of CP mixing, the Higgs boson would be a mass eigenstate, but not a CP eigenstate. In all cases, only one resonance with a mass of about 125 GeV is considered. It is also assumed that the total width of the resonance is small compared to the typical experimental resolution of the ATLAS detector (of the order of 1–2 GeV in the four-lepton and γγ final states, as documented in Ref. [12]). Interference effects between the BSM signals and SM backgrounds are neglected.

The EFT approach, used by the Higgs boson characterisation model, is only valid up to a certain energy scale, Λ. The models described in Ref. [7] assume that the resonance structure corresponds to one new boson (X(JP) with JP=0± or 2+), assuming that any other BSM particle only exists at an energy scale larger than Λ. The Λ scale is set to 1 TeV to account for the experimental results obtained at the LHC and previous collider experiments, which do not show any evidence of new physics at lower energy scales.

The case where the observed resonance has JP=1± is not studied in this paper. The Hγγ decay is forbidden by the Landau–Yang theorem [13, 14] for a spin-1 particle. Moreover, the spin-1 hypothesis was already studied in the previous ATLAS publication [4] in the HZZ4 and HWWeνμν decays and excluded at a more than 99 % confidence level.

The spin-0 hypothesis

In the spin-0 hypothesis, models with fixed spin and parity, and models with mixed SM spin-0 and BSM spin-0 CP-even and CP-odd contributions are considered. In Ref. [7], the spin-0 particle interaction with pairs of W or Z bosons is given through the following interaction Lagrangian:

L0V=cos(α)κSM12gHZZZμZμ+gHWWWμ+W-μ-141Λcos(α)κHZZZμνZμν+sin(α)κAZZZμνZ~μν-121Λcos(α)κHWWWμν+W-μν+sin(α)κAWWWμν+W~-μνX0. 1

Here Vμ represents the vector-boson field (V=Z,W±), the Vμν are the reduced field tensors and the dual tensor is defined as V~μν=12εμνρσVρσ. The symbol Λ denotes the EFT energy scale. The symbols κSM, κHVV and κAVV denote the coupling constants corresponding to the interaction of the SM, BSM CP-even or BSM CP-odd spin-0 particle, represented by the X0 field, with ZZ or WW pairs. To ensure that the Lagrangian terms are Hermitian, these couplings are assumed to be real. The mixing angle α allows for production of CP-mixed states and implies CP-violation for α0 and απ, provided the corresponding coupling constants are non-vanishing. The SM couplings, gHVV, are proportional to the square of the vector boson masses: gHVVmV2. Other higher-order operators described in Ref. [7], namely the derivative operators, are not included in Eq. (1) and have been neglected in this analysis since they induce modifications of the discriminant variables well below the sensitivity achievable with the available data sample.

As already mentioned, for the spin-0 studies the SM Higgs boson hypothesis is compared to two alternatives: the CP-odd JP=0- and the BSM CP-even JP=0h+ hypotheses. All three models are obtained by selecting the corresponding parts of the Lagrangian described in Eq. (1) while setting all other contributions to zero. The values of the couplings corresponding to the different spin-0 models are listed in Table 1.

Table 1.

Parameters of the benchmark scenarios for spin-0 boson tensor couplings used in tests (see Eq. (1)) of the fixed spin and parity models

JP Model Values of tensor couplings
κSM κHVV κAVV α
0+ SM Higgs boson 1 0 0 0
0h+ BSM spin-0 CP-even 0 1 0 0
0- BSM spin-0 CP-odd 0 0 1 π/2

The investigation of the tensor structure of the HVV interaction is based on the assumption that the observed particle has spin zero. Following the parameterisation defined in Eq. (1), scenarios are considered where only one CP-odd or one CP-even BSM contribution at a time is present in addition to the SM contribution. To quantify the presence of BSM contributions in HZZ and HWW decays, the ratios of couplings (κ~AVV/κSM)·tanα and κ~HVV/κSM are measured. Here κ~AVV and κ~HVV are defined as follows:

κ~AVV=14vΛκAVVandκ~HVV=14vΛκHVV, 2

where v is the vacuum expectation value [15] of the SM Higgs field.

The mixing parameters (κ~AVV/κSM)·tanα and κ~HVV/κSM correspond to the ratios of tensor couplings g4/g1 and g2/g1 proposed in the anomalous coupling approach described in Refs. [9, 10]. To compare the results obtained in this analysis to other existing studies, the final results are also expressed in terms of the effective cross-section fractions (fg2,ϕg2) and (fg4,ϕg4) proposed in Refs. [3, 9, 10]. Further details of these conversions are given in Appendix A.

The BSM terms described in Eq. (1) are also expected to change the relative contributions of the vector-boson fusion (VBF) and vector-boson associated production (VH) processes with respect to the gluon-fusion (ggF) production process, which is predicted to be the main production mode for the SM Higgs boson at the LHC. For large values of the BSM couplings, at the LHC energies, the VBF production mode can have a cross section that is comparable to the ggF process [16]. This study uses only kinematic properties of particles from HVV decays to derive information on the CP nature of the Higgs boson. The use of the signal rate information for different production modes, in the context of the EFT analysis, may increase the sensitivity to the BSM couplings at the cost of a loss in generality. For example the ratio of the VBF and VH production modes with respect to the ggF one can be changed by a large amount for non-vanishing values of the BSM couplings. In the studies presented in this paper the predictions of the signal rates are not used to constrain the BSM couplings.

As described in Sect. 6.2, only events with no reconstructed jets (the 0-jet category) are used in the HWWeνμν analysis for the studies of the tensor structure; hence this analysis has little sensitivity to the VBF production mode. The HZZ4 analysis also has little sensitivity to this production mode since it is mainly based on variables related to the four-lepton kinematics. The Boosted Decision Tree (BDT) algorithm [17] used to discriminate signals from the ZZ background, described in Sects. 5.4 and 6.3, includes the transverse momentum of the four-lepton system and is trained on simulated samples of ggF-produced signals. An enhancement of the VBF production mode would improve the separation between background and signal since it predicts larger values of the transverse momentum spectrum for events produced via VBF than via ggF [3].

The spin-2 hypothesis

In the Higgs boson characterisation model [7], the description of the interaction of a spin-2 particle with fermions and vector bosons is described by the following Lagrangian:

L2=-1ΛVκVTμνVXμν+fκfTμνfXμν. 3

The spin-2 tensor field Xμν is chosen to interact with the energy-momentum tensors, TμνV and Tμνf, of any vector boson V and fermion f, as inspired by gravitation theories. The strength of each interaction is determined by the couplings κV and κf. In the simplest formulation, all couplings are equal. This scenario is referred to as universal couplings (UC), while scenarios with different values of the couplings are referred to as non-universal couplings (non-UC). In the UC scenario, the production of a spin-2 particle in pp collisions is expected to be dominated by QCD processes, with negligible contributions from electroweak (EW) processes (i.e. from processes involving EW boson propagators). Simulation studies based on MadGraph5_aMC@NLO [16], which implements the Lagrangian described in Eq. (3), predict for the production cross section in the UC scenario σEW/σQCD3×10-4. These studies also show that EW production of the spin-2 resonance would occur mainly in association with a massive EW boson (WX, ZX). Present observations do not show a dominant VH production mechanism, hence suggesting that σEW is significantly smaller than σQCD. This paper considers only QCD production for all the spin-2 benchmark scenarios.

The UC models predict a branching ratio of about 5 % to photon pairs and negligible branching ratios to massive EW gauge boson pairs, WW and ZZ. This prediction is disfavoured by the experimental measurements [1820] and therefore the equality between all couplings κ cannot hold. In the benchmark scenarios studied in this paper, each of the couplings κW, κZ, and κγ is assumed to be independent of all the other couplings. In the following, the UC scenario only refers to κq=κg, without implying the equality for the other κ values.

The simplest QCD production processes, ggX and qq¯X (where q refers to light quarks), yield different polarisations for the spin-2 particle X, and hence different angular distributions of its decay products. These mechanisms are considered in the model of a graviton-like tensor with minimal couplings proposed in Refs. [9, 10], which has been studied experimentally in Ref. [4]. The EFT Lagrangian, however, also allows for more complex processes with emission of one or more additional partons. For instance, processes with one-parton emission, like qgqX and q¯gq¯X, can produce a spin-2 state through either a qqX or a ggX vertex. When two partons are emitted, as in ggqq¯X or qq¯qq¯X, the spin-2 production may occur through qqX or ggX vertices, respectively, such that the polarisation of X is not uniquely determined by the initial state. Moreover, the EFT also allows for four-leg vertices like qqgX. These additional diagrams effectively change the polarisation of the particle X, compared to what is assumed by the model in Refs. [9, 10]. As a consequence, the angular distributions of the decay products become harder to separate from those expected for a scalar resonance.

The QCD production of a spin-2 particle is driven by the values of the couplings κg,κq. Presently, there are no experimental constraints on the ratio κq/κg from observed decay modes, since the separation of jets initiated by gluons or by light quarks is experimentally difficult and has not yet been attempted in Higgs boson studies. The ratio κq/κg can thus be regarded as a free parameter. When κqκg, the spin-2 model predicts an enhancement of the tail of the distribution of the transverse momentum, pTX, of the spin-2 particle. Such a high-pTX tail is not present for the κq=κg (UC) case. As stated before, however, the EFTs are valid only up to some energy scale, Λ. At higher energies, new physics phenomena are expected to enter to regularise the anomalous ultra-violet behaviour.

In the present analysis, a selection pTX<300 GeV is applied when investigating non-UC scenarios, κqκg. In addition, for the non-UC scenarios, analyses using a tighter selection pTX<125GeV are also performed. This is a conservative choice for the pTX selection, as the EFT must describe the physics at least up to the mass of the observed resonance. It has been verified that the choice of the pTX selection does not affect the results for the UC scenario. Even assuming the pTX<300 GeV selection, some choices of κq/κg produce high-pTX tails incompatible with the observed differential distribution reported in Refs. [21, 22]. For this reason the investigated range of the κq/κg ratio is limited to between zero and two. The spin-2 scenarios considered in this study are presented in Table 2. The κq=κg model is referred to hereafter as the UC scenario. The κq=0 case implies a negligible coupling to light quarks, whereas the κq=2κg case is an alternative scenario with an enhanced coupling to quarks.

Table 2.

Choices of the couplings to quarks κq and to gluons κg studied for the spin-2 benchmark scenarios. The values of the selection criteria applied to the transverse momentum pTX of the spin-2 resonance are also shown. For the UC scenario no pTX selection is applied

Values of spin-2 quark and gluon couplings pTX selections (GeV)
κq=κg Universal couplings
κq=0 Low light-quark fraction <300 <125
κq=2κg Low gluon fraction <300 <125

Data and simulated samples

The data presented in this paper were recorded by the ATLAS detector during the 2012 LHC run with proton–proton collisions at a centre-of-mass energy of 8 TeV, and correspond to an integrated luminosity of 20.3 fb-1. For the Hγγ and HZZ4 channels, the data collected in 2011 at a centre-of-mass energy of 7 TeV corresponding to an integrated luminosity of 4.5 fb-1, are also used. Data quality requirements are applied to reject events recorded when the relevant detector components were not operating correctly. More than 90 % of the recorded luminosity is used in these studies. The trigger requirements used to collect the data analysed in this paper are the same as those described in previous publications [1820]. They are only briefly recalled in the following sections.

The Monte Carlo (MC) samples for the backgrounds and for the SM Higgs boson signal are the same as those used for the analyses described in Refs. [1820], whereas new non-SM signal samples have been simulated. An overview of the signal samples is given in Sect. 4.1.

The effects of the underlying event and of additional minimum-bias interactions occurring in the same or neighbouring bunch crossings, referred to as pile-up in the following, are modelled with Pythia 8 [23]. The ATLAS detector response is simulated [24] using either Geant 4 [25] alone or combined with a parameterised Geant 4-based calorimeter simulation [26].

SM Higgs boson and BSM signal samples

The SM Higgs boson ggF production for all analyses is modelled using the Powheg-Box [27] generator at next-to-leading order (NLO), interfaced to Pythia 8 for parton showering and hadronisation and to simulate multi-parton interactions. To improve the modelling of the SM Higgs boson pT, a reweighting procedure is applied. This procedure applies a weight depending on the pT of the Higgs boson to each event. The weights are chosen in order to reproduce the prediction of the next-to-next-to-leading-order (NNLO) and next-to-next-to-leading-logarithms (NNLL) dynamic-scale calculation given by the hres2.1 program [28, 29].

For the Hγγ analysis, the signal samples are generated at several values of the Higgs boson mass mH around 125 GeV. The samples are used to obtain a parameterisation of the signal yields and of the invariant mass distribution of the two-photon system as continuous functions of mH (both inclusively and for each category in the analysis, as described in Sect. 5.2). The spin-2 samples are generated using the MadGraph5_aMC@NLO [16] program with LO accuracy for zero, one, and two additional partons, and with subsequent matching of the matrix-element calculation with a model of the parton shower, underlying event and hadronisation, using Pythia 6 [30].

In the HZZ4 analysis the signal samples representing the production and decay of Higgs bosons with spin-0 and different parities are generated as follows. The SM Higgs boson production via gluon fusion at the mass mH=125.5 GeV is simulated using the Powheg-Box generator. For the non-SM signals, the decays of the generated Higgs bosons are simulated, according to the Higgs boson parity assumptions, using the JHU [9, 10] MC generator at leading order (LO). The spin-2 samples are generated using the MadGraph5_aMC@NLO MC generator, as for the Hγγ analysis.

For the HWWeνμν analysis, the SM Higgs boson signal is generated at mH=125 GeV using the Powheg-Box Monte Carlo generator. The spin-0 BSM signal samples are generated using MadGraph5_aMC@NLO. The signal samples representing the production and decay of Higgs bosons with spin-2 are generated using the MadGraph5_aMC@NLO MC generator, as for the Hγγ analysis.

For studies of the tensor structure of the HVV decay, all simulated signal samples are obtained by using the matrix element (ME) reweighting method applied, as explained in the following, to a sample generated with non-zero values of the BSM couplings. The reweighting procedure is validated against samples produced at different values of the couplings, to ensure that the distributions of the CP-sensitive final-state observables and of their correlations are reproduced correctly. For the HZZ4 analysis, the MC production is only performed for one set of tensor couplings: g1=1, g2=1+i, g4=1+i. All other configurations of couplings are obtained by reweighting this sample at generator level. The ratios of the corresponding squares of ME values calculated at LO are used as weights. To calculate these ME values, the JHUGenME [10] program is used. In the HWWeνμν analysis, only one MC sample is generated, using MadGraph5_aMC@NLO with parameters κSM=1, κAWW=2, κHWW=2, cos(α)=0.3, and all other samples are obtained from it by reweighting the events on the basis of the ME amplitudes.

In all the analyses presented in this paper, the mass of the Higgs boson is fixed to 125.4 GeV  [12].

Background samples

The MC simulated samples for the backgrounds, as well as for the determinations of the corresponding cross sections, are the same as those adopted in Refs. [1820]. In the Hγγ analysis, the background is dominated by prompt γγ events, with smaller contributions from γ-jet events. For the HZZ4 analysis, the major background is the non-resonant ZZ process, with minor contributions from the tt¯ and Z+jets processes. For the HWWeνμν analysis, the dominant backgrounds are non-resonant W boson pair (WW) production, tt¯ and single-top-quark production, and the Z/γ process followed by the decay to ττ final states.

Tests of fixed spin and parity hypotheses

The Hγγ and HZZ4 analyses are improved with respect to the previous ATLAS publication of Ref. [4]. These analyses are described in some detail in the following subsections. The spin and parity analysis in the HWWeνμν channel has also been improved, as discussed in detail in a separate publication [8]. In the following, only a brief overview of this analysis is given. The expected and observed results of the individual channels and of their combination are presented in Sect. 5.5.

Statistical treatment

The analyses rely on discriminant observables chosen to be sensitive to the spin and parity of the signal.

A likelihood function, L(data|JP,μ,θ), that depends on the spin-parity assumption of the signal is constructed as a product of conditional probabilities over binned distributions of the discriminant observables in each channel:

L(data|JP,μ,θ)=jNchann.iNbinsP(Ni,j|μj·Si,j(JP)(θ)+Bi,j(θ))·Aj(θ), 4

where μj represents the parameter associated with the signal rate normalised to the SM prediction in each channel j.3 The symbol θ represents all nuisance parameters. The likelihood function is a product of Poisson distributions P corresponding to the observation of Ni,j events in each bin i of the discriminant observables, given the expectations for the signal, Si,j(JP)(θ), and for the background, Bi,j(θ). Some of the nuisance parameters are constrained by auxiliary measurements. Corresponding constraints are represented by the functions Aj(θ).

While the couplings are predicted for the SM Higgs boson, they are not known a priori for the alternative hypotheses, defined as JaltP, as discussed in Sect. 3. In order to be insensitive to assumptions on the couplings of the non-SM resonance (the alternative hypotheses) to SM particles, the numbers of signal events in each channel, for each different LHC centre-of-mass energy and for each tested hypothesis, are treated as independent parameters in the likelihood and fitted to the data when deriving results on the spin and parity hypotheses.

The test statistic q~ used to distinguish between the two spin-parity hypotheses is based on a ratio of profiled likelihoods [31, 32]:

q~=logLJSMP,μ^^JSMP,θ^^JSMPLJaltP,μ^^JaltP,θ^^JaltP, 5

where L(JP,μ^^JP,θ^^JP) is the maximum-likelihood estimator, evaluated under either the SM JSMP=0+ or the alternative JaltP spin-parity hypothesis. The parameters μ^^JP and θ^^JP represent the values of the signal strength and nuisance parameters fitted to the data under each spin and parity hypothesis. The distributions of the test statistic for both hypotheses are obtained using ensemble tests of MC pseudo-experiments. For each hypothesis test, about 70, 000 pseudo-experiments were generated. The generation of the pseudo-experiments uses the numbers of signal and background events in each channel obtained from maximum-likelihood fits to data. In the fits of each pseudo-experiment, these and all other nuisance parameters are profiled, i.e. fitted to the value that maximises the likelihood for each value of the parameter of interest. When generating the distributions of the test statistic for a given spin-parity hypothesis, the expectation values of the signal strengths are fixed to those obtained in the fit to the data under the same spin-parity assumption. The distributions of q~ are used to determine the corresponding p-values p(JSMP)=pSM and p(JaltP)=palt. For a tested hypothesis JaltP, the observed (expected) p-values are obtained by integrating the corresponding distributions of the test statistic above the observed value of q~ (above the median of the JSMPq~ distribution). When the measured data are in agreement with the tested hypothesis, the observed value of q~ is distributed such that all p-values are equally probable.

Very small values of the integral of the distribution of the test statistic for the JaltP hypothesis, corresponding to large values of q~, are interpreted as the data being in disagreement with the tested hypothesis in favour of the SM hypothesis.

The exclusion of the alternative JaltP hypothesis in favour of the SM JSMP hypothesis is evaluated in terms of the modified confidence level CLs(JaltP), defined as [33]:

CLs(JaltP)=p(JaltP)1-p(JSMP). 6

Spin analysis in the Hγγ channel

The analysis in the Hγγ channel is sensitive to a possible spin-2 state. Since the spin-2 models investigated in the present paper are different from those assumed in Ref. [4], the analysis has been redesigned, to improve its sensitivity to the new models.

The selection of Hγγ candidate events is based on the procedure of other recent ATLAS Hγγ analyses (see for example Ref. [20]). Events are selected if they satisfy a diphoton trigger criterion requiring loose photon identification, with transverse momentum pT thresholds of 35 and 25 GeV for the photon with the highest (γ1) and second-highest (γ2) pT, respectively. During the offline selection two photons are further required to be in a fiducial pseudorapidity region, defined by |ηγ|<2.37, where the barrel/end-cap transition region 1.37<|ηγ|<1.56 is excluded. The transverse momentum of the photons must satisfy pTγ1>0.35·mγγ and pTγ2>0.25·mγγ, and only events with a diphoton invariant mass mγγ between 105 and 160 GeV are retained. For the events passing this selection, a further requirement is applied on the diphoton transverse momentum, pTγγ<300GeV, motivated by the assumed validity limit of the spin-2 EFT model, as explained in Sect. 3. After this selection, 17,220 events are left at a centre-of-mass energy s=7TeV and 94,540 events at s=8TeV.

Kinematic variables sensitive to the spin of the resonance are the diphoton transverse momentum pTγγ and the production angle of the two photons, measured in the Collins–Soper frame [34]:

|cosθ|=|sinh(Δηγγ)|1+(pTγγ/mγγ)22pTγ1pTγ2mγγ2, 7

where Δηγγ is the separation in pseudorapidity of the two photons.

The predicted distributions of these variables, for events passing the selection, are shown in Fig. 1, for a SM Higgs boson and for a spin-2 particle with different QCD couplings. For the κqκg cases, the enhanced high-pTγγ tail offers the best discrimination, whereas for κq=κg the most sensitive variable is |cosθ|.

Fig. 1.

Fig. 1

Expected distributions of kinematic variables sensitive to the spin of the resonance considered in the Hγγ analysis, a transverse momentum of the γγ system pTγγ and b the production angle of the two photons in the Collins–Soper frame |cosθ|, for a SM Higgs boson and for spin-2 particles with three different choices of the QCD couplings

To exploit the signal distribution in both pTγγ and |cosθ|, the selected events are divided into 11 mutually exclusive categories: 10 categories (labelled from C1 to C10) collect events with pTγγ<125GeV, divided into 10 bins of equal size in |cosθ|, while the 11th category (labelled C11) groups all events with pTγγ125GeV. As described in Sect. 3, for the non-UC spin-2 models the analysis is performed with two pTγγ selections, namely pTγγ<300GeV and pTγγ<125GeV: the latter case corresponds to not using the 11th category.

The number of signal events above the continuum background can be estimated through a fit to the observed mγγ distribution in each category. The mγγ distribution is modelled in each category as the sum of one-dimensional probability density functions (pdf) for signal and background distributions:

f[c](mγγ|J)=nB[c]fB[c](mγγ)+(nJ[c]+nbias[c])fS[c](mγγ)nB[c]+nJ[c]+nbias[c], 8

where J is the spin hypothesis, nB[c] and nJ[c] are the background and the signal yield in category c, and fB[c](mγγ),fS[c](mγγ) are the mγγ pdfs for the background and the signal, respectively. The signal pdf fS[c](mγγ) is modelled as a weighted sum of a Crystal Ball function, describing the core and the lower mass tail, and of a Gaussian component that improves the description of the tail for higher mass values. For each category, fS[c](mγγ) is fitted to the simulated mγγ distribution of the SM Higgs boson and verified to be consistent also with the spin-2 models. The background pdf fB[c](mγγ) is empirically modelled as an exponential of a first- or second-degree polynomial. The choice of such a parameterisation can induce a bias (“spurious signal”) in the fitted signal yield, which is accounted for by the term nbias[c]. The size of the expected bias is determined as described in Refs. [20, 22], and ranges between 0.6 and 4 events, depending on the category (with the signal ranging from 15 to more than 100 events). In the statistical analysis, nbias[c] is constrained for each category by multiplying the likelihood function by a Gaussian function centred at zero and with a width determined by the size of the expected bias.

Defining nS as the total signal yield (summed over all categories), the expected fraction of signal events belonging to each category, ΦJ[c]nJ[c]nS, depends on the spin hypothesis J. The values of ΦJ[c] extracted from the data can be compared to their expected values for each spin hypothesis, as shown in Fig. 2 for the data collected at s=8TeV.

Fig. 2.

Fig. 2

Observed signal fraction per category for the Hγγ analysis, and comparison to expected values for a SM Higgs boson and for a spin-2 particle with different choices of QCD couplings. a The 11 categories described in the text are displayed, corresponding to the pTγγ<300GeV selection; b the high-pTγγ category is discarded and the signal fractions are renormalised over the 10 remaining categories, corresponding to the pTγγ<125GeV selection

For the non-UC scenario the 11th (high-pTγγ) category provides strong discrimination power against the non-SM hypothesis, as visible in Fig. 2a.

To discriminate between the SM spin-0 (JSMP=0+) and alternative spin-2 hypotheses (JaltP), two likelihood functions LJSMP,LJaltP are built, following the general approach described in Eq. (4):

-lnLJ=cnB[c]+nSΦJ[c]+nbias[c]-e[c]ln[nB[c]fB[c]mγγ(e)+nSΦJ[c]+nbias[c]fS[c](mγγ(e))] 9

where c runs over all categories and e[c] runs over all events in category c. The total signal yield nS is a free parameter in the likelihood model. The spin hypothesis being tested enters the likelihood function through the fractions of signal per category, ΦJ[c].

Several systematic uncertainties enter this model. They are implemented for each spin hypothesis as nuisance parameters, θJ, constrained by multiplicative Gaussian terms in the likelihood function (not included in Eq. (9) for simplicity).

The signal fractions, ΦJ[c], for the SM Higgs boson are affected by uncertainties on the pT spectrum of the resonance and on the size of the interference between the resonance and continuum production. The former is computed as described in Ref. [20]. The relative impact on the signal fractions is less than ±1% for categories 1 to 8 (pTγγ<125GeV and |cosθ|<0.8), and becomes as large as ±13% for categories 10 and 11. The correction for the interference is evaluated according to Refs. [35, 36]. The systematic uncertainty is conservatively assumed to equal the correction itself, and its relative impact ranges between ±0.1% and ±1.8%.

No systematic uncertainty is assigned to the simulated pTX distribution of the spin-2 models. The effect of the interference between the resonance and continuum production is essentially not known, as it depends on the width, ΓX, of the resonance, which is unknown. The results presented here only hold under the assumption of a narrow width for the resonance, such that interference effects can be neglected.

Additional systematic uncertainties come from the calibration of the photon energy scale and energy resolution and affect the signal parameterisation fS[c]. These uncertainties are evaluated as described in Ref. [12].

Spin and parity analysis in the HWWeνμν channel

The analysis of the spin and parity in the HWWeνμν channel is described in detail in a separate publication [8]. In the following a brief summary is provided. The selection is restricted to events containing two charged leptons of different flavour (one electron and one muon). The eνμν channel is the most sensitive one [19]. The same-flavour channels (eνeν and μνμν) are not expected to add much in terms of sensitivity due to the presence of large backgrounds that cannot be removed without greatly reducing the acceptance of the alternative models considered in this analysis. The leading lepton is required to have pT>22 GeV and to match the object reconstructed by the trigger, while the sub-leading lepton needs to have pT>15 GeV. While the spin-0 analyses select only events with no jets in the final state (no observed jets with pT>25 GeV within |η|<2.5 or with pT>30 GeV within 2.5<|η|<4.5), the spin-2 analysis enlarges the acceptance by allowing for zero or one jet (selected according to the above mentioned criteria).

The major sources of background after the dilepton selection are Z/γ+jets (Drell–Yan) events, diboson (WW,WZ/γ,ZZ/γ), top-quark (tt¯ and single top) production, and W bosons produced in association with hadronic jets (W+jets), where a jet is misidentified as a lepton. The contribution from misidentified leptons is significantly reduced by the requirement of two high-pT isolated leptons. Drell–Yan events are suppressed through requirements on some of the dilepton variables4 (pT>20 GeV, Δϕ<2.8), while a cut on m (m<80 GeV) targets the WW background. For alternative spin models with non-universal couplings, as discussed in Sect. 3, an additional upper bound is imposed on the Higgs boson pT, reconstructed as the transverse component of the vector sum of the momenta of the two charged leptons and the missing transverse momentum. Additionally, for events containing one jet, which include substantial top-quark and W+jets backgrounds, b-jet and Zτ+τ- vetoes are applied, together with transverse mass requirements: the larger of the transverse masses of the two W bosons (each computed using the corresponding lepton and the missing transverse momentum) in the event is required to be larger than 50 GeV, while the total transverse mass of the WW system (defined with the two leptons and the missing transverse momentum) is required to be below 150 GeV.

Control regions (CRs) are defined for the WW, top-quark and Drell–Yan backgrounds, which are the most important ones after the topological selection described above. The CRs are used to normalise the background event yields with a fit to the rates observed in data. The simulation is then used to transfer these normalisations to the signal region (SR). The W+jets background is estimated entirely from data, while non-WW diboson backgrounds are estimated using MC simulation and cross-checked in a validation region.

After the signal region selection, 4730 and 1569 candidate events are found in data in the 0-jet and 1-jet categories, respectively. For the latter category, the number decreases to 1567 and 1511 events when applying a selection on the Higgs boson pT of less than 300 GeV and less than 125 GeV, respectively. In total 218 (77) events are expected from a SM Higgs boson signal in the 0-jet (1-jet) category, while about 4390 (1413) events are expected for the total background.

A BDT algorithm is used in both the fixed spin hypothesis tests and the tensor structure analyses. For spin-2 studies, the strategy follows the one adopted in Ref. [4], with the main difference being that the 1-jet channel has been added. Two BDT discriminants are trained to distinguish between the SM hypothesis and the background (BDT0), and the alternative spin hypothesis and the background (BDT2). Both BDTs employ the same variables, namely m, pT, Δϕ and mT, which provide the best discrimination between signal hypotheses and backgrounds, also in the presence of one jet in the final state. All background components are used in the trainings. In total, five BDT2 trainings are performed for the alternative spin hypotheses (one for the spin-2 UC scenario and two for each of the two spin-2 non-UC hypotheses corresponding to the different pTX selections), plus one training of BDT0 for the SM Higgs boson hypothesis.

For the spin-0 fixed hypothesis test and HWW tensor structure studies, the first discriminant, BDT0, is the same as the one used for the spin-2 analysis, trained to disentangle the SM hypothesis from the background. A second BDT discriminant, BDTbadhbox, is obtained by training the SM signal versus the alternative signal sample (the pure CP-even or CP-odd BSM hypotheses), and then applied to all CP-mixing fractions. No background component is involved in this case. The variables used for the BDTbadhbox trainings are m, Δϕ, pT  and the missing transverse momentum for the CP-even analysis and m, Δϕ, Eνν  and ΔpT for the CP-odd analysis. The training strategy is different from the one used in the spin-2 analysis because, while the spin-2 signal is very similar to the background, the spin-0 signals are all similar to each other, while being different from the main background components. Therefore, in the latter case, training the signal hypotheses against each other improves the sensitivity. The resulting BDT variable is afterwards used in binned likelihood fits to test the data for compatibility with the presence of a SM or BSM Higgs boson.

Several sources of systematic uncertainty are considered, both from experimental and theoretical sources, and are described in detail in Ref. [8]. The correlations induced among the different background sources by the presence of other processes in the control regions are fully taken into account in the statistical procedure. The most important systematic uncertainties are found to be those related to the modelling of the WW background, to the estimate of the W+jets background (originating from the data-driven method employed) and, for the spin-2 results in particular, to the Zττ modelling.

Spin and parity analysis in the HZZ4 channel

The reconstruction of physics objects and event selection used for the HZZ4 analysis is identical to the one presented in Ref. [12]. The main improvement with respect to the previous ATLAS publication of Ref. [4] is the introduction of a BDT discriminant designed to optimise the separation between the signal and the most relevant background process.

Events containing four reconstructed leptons (electrons or muons) in the final state are selected using single-lepton and dilepton triggers. The selected events are classified according to their final state: 4μ,2e2μ,2μ2e and 4e, where for the decay modes 2e2μ and 2μ2e the first pair is defined to be the one with the dilepton mass closest to the Z boson mass. Each muon (electron) must satisfy pT>6 GeV (pT>7 GeV) and be measured in the pseudorapidity range |η|< 2.7 (|η|< 2.47). Higgs boson candidates are formed by selecting two same-flavour, opposite-charge lepton pairs in an event. The lepton with the highest pT in the quadruplet must have pT>20 GeV, and the leptons with the second- and third-highest pT must have pT>15 GeV and pT>10 GeV, respectively. The lepton pair with the mass closest to the Z boson mass is referred to as the leading lepton pair and its invariant mass as m12. The requirement 50GeV<m12<106GeV is applied. The other lepton pair is chosen from the remaining leptons as the pair closest in mass to the Z boson. Its mass, denoted hereafter by m34, must satisfy 12GeV<m34<115GeV. Further requirements are made on the impact parameters of the leptons relative to the interaction vertex and their isolation in both the tracker and calorimeter.

The main background process affecting the selection of HZZ4 events is the non-resonant production of ZZ pairs. This background has the same final state as the signal events and hereafter is referred to as the irreducible background. It is estimated from simulation and normalised to the expected SM cross section calculated at NLO [37, 38]. The reducible sources of background come from Z+jets and tt¯ processes, where additional leptons arise due to misidentified jets or heavy-flavour decays. The rate and composition of the reducible backgrounds are evaluated using data-driven techniques, separately for the two final states with sub-leading muons +μμ and those with sub-leading electrons +ee.

Only events with an invariant mass of the four-lepton system, denoted by m4, satisfying the signal region definition 115 GeV <m4<130 GeV are selected. The expected signal and background yields in the signal region and the observed events in data are reported in Table 3.

Table 3.

Expected signal, background and total yields, including their total uncertainties, and observed events in data, in the 115 GeV <m4< 130 GeV signal region. The number of expected signal events is given for a SM Higgs boson mass of 125.5 GeV

SM Signal ZZ tt¯,Z+jets Total expected Observed
s=7 TeV
   4μ 1.02 ± 0.10 0.65 ± 0.03 0.14 ± 0.06 1.81 ± 0.12 3
   2μ2e 0.47 ± 0.05 0.29 ± 0.02 0.53 ± 0.12 1.29 ± 0.13 1
   2e2μ 0.64 ± 0.06 0.45 ± 0.02 0.13 ± 0.05 1.22 ± 0.08 2
   4e 0.45 ± 0.04 0.26 ± 0.02 0.59 ± 0.12 1.30 ± 0.13 2
   Total 2.58 ± 0.25 1.65 ± 0.09 1.39 ± 0.26 5.62 ± 0.37 8
s=8 TeV
   4μ 5.81 ± 0.58 3.36 ± 0.17 0.97 ± 0.18 10.14 ± 0.63 13
   2μ2e 3.00 ± 0.30 1.59 ± 0.10 0.52 ± 0.12 5.11 ± 0.34 8
   2e2μ 3.72 ± 0.37 2.33 ± 0.11 0.84 ± 0.14 6.89 ± 0.41 9
   4e 2.91 ± 0.29 1.44 ± 0.09 0.52 ± 0.11 4.87 ± 0.32 7
   Total 15.4 ± 1.5 8.72 ± 0.47 2.85 ± 0.39 27.0 ± 1.6 37

The choice of production and decay angles used in this analysis is presented in Fig. 3, where the following definitions are used:

  • θ1 and θ2 are defined as the angles between final-state leptons with negative charge and the direction of flight of their respective Z bosons, in the four-lepton rest frame;

  • Φ is the angle between the decay planes of two lepton pairs (matched to the two Z boson decays) expressed in the four-lepton rest frame;

  • Φ1 is the angle between the decay plane of the leading lepton pair and a plane defined by the Z1 momentum (the Z boson associated with the leading lepton pair) in the four-lepton rest frame and the positive direction of the collision axis;

  • θ is the production angle of the Z1 defined in the four-lepton rest frame.

The final-state observables sensitive to the spin and parity of a boson decaying to ZZ4 are the two production angles θ and Φ1 and the three decay angles Φ, θ1 and θ2. In the case of a spin-0 boson, the differential production cross section does not depend on the production variables cos(θ) and Φ1. It should be noted that, as the Higgs boson mass is below 2mZ, the shapes of the mass distributions of the intermediate Z bosons, m12 and m34, are sensitive to the spin and parity of the resonance. In Fig. 4 the distributions of the final-state observables sensitive to the spin and parity of the decaying resonance are presented. The distributions are shown for the SM JP=0+ and JP=0- simulated events, as well as for ZZ production and reducible backgrounds in the signal region 115GeV<m4<130GeV. The events observed in data are superimposed on each plot.

Fig. 3.

Fig. 3

Definitions of the angular observables sensitive to the spin and parity of the resonance in the XZZ4 decay

Fig. 4.

Fig. 4

Distributions of some of the final-state observables sensitive to the spin and parity of the resonance in the HZZ4 signal region 115GeV<m4<130GeV for data (points with errors), backgrounds (filled histograms) and predictions for two spin hypotheses (SM solid line and alternatives dashed lines). ac Invariant masses m12 , m34 and decay cosθ1, respectively; df Φ, cosθ and Φ1, respectively

Two approaches were pursued to develop the discriminants used to distinguish between different spin and parity hypotheses. The first uses the theoretical differential decay rate for the final-state observables sensitive to parity to construct a matrix-element-based likelihood ratio analysis (JP-MELA). The second approach is based on a BDT.

For the JP-MELA approach [3, 9], the probability of observing an event with given kinematics can be calculated. This probability is corrected for detector acceptance and analysis selection, which are obtained from the simulated signal MC samples. The full pdf also includes a term for incorrect pairing of the leptons in the 4μ and 4e channels. For a given pair of spin-parity hypotheses under test, the final discriminant is defined as the ratio of the pdf for a given hypothesis to the sum of the pdfs for both hypotheses.

For the BDT approach, a JP discriminant is formed for each pair of spin-parity states to be tested, by training a BDT on the variables of simulated signal events which fall in the signal mass window 115GeV<m4<130GeV. For the 0+ versus 0- test, only the parity-sensitive observables Φ, θ1, θ2, m12 and m34 are used in the BDT training. For the spin-2 test, the production angles θ and Φ1 are also included.

Both analyses are complemented with a BDT discriminant designed to separate the signal from the ZZ background. These discriminants are hereafter referred to as BDTZZ. For the JP-MELA analysis, the BDTZZ discriminant is fully equivalent to the one described in Refs. [12, 18]. For the BDT analysis the discriminating variables used for the background BDTZZ are the invariant mass, pseudorapidity, and transverse momentum of the four-lepton system, and a matrix-element-based kinematic discriminant KD defined in Ref. [16]. The results from both methods are obtained from likelihood fits to the two-dimensional distributions of the background BDTs and of the spin- and parity-sensitive discriminants. In this way, the small correlation between these variables are taken into account in the analyses. The distribution of the background discriminant BDTZZ versus the JP-MELA discriminant is presented in Fig. 5 for the SM JP=0+ signal, the backgrounds, and the data. The projections of this distribution on the JP-MELA and the BDTZZ variables, for different signal hypotheses, the backgrounds, and the data, are shown in Fig. 6. In this paper, only results based on the JP-MELA approach are reported. The BDT approach was used as a cross-check and produced compatible results.

Fig. 5.

Fig. 5

The distributions of the discriminant BDTZZ versus the JP-MELA discriminant for the SM JP=0+ Higgs boson and for the backgrounds in the HZZ4 signal region 115GeV<m4<130GeV

Fig. 6.

Fig. 6

Distributions of the JP-MELA and of the BDTZZ discriminants in the HZZ4 signal region 115GeV<m4<130GeV for the data (points with errors), the backgrounds (filled histograms), and for predictions for several spin and parity hypotheses. The SM hypothesis is shown by the solid line while the alternative hypotheses are shown by the dashed lines. The signal distributions are normalised to the signal strength fitted in data. ac JP-MELA discriminants for 0+ SM vs 0-, 0+ SM vs 0h+ and 0+ SM vs 2+, respectively; df BDTZZ discriminant for 0+ SM vs 0-, 0+ SM vs 0h+ and 0+ SM vs 2+, respectively

Two general types of systematic effects impact the analyses using fixed spin and parity hypotheses: uncertainties on discriminant shapes due to experimental effects, and uncertainties on background normalisations from theory uncertainties and data-driven background estimates. The systematic uncertainties on the shape are included in the analysis by creating discriminant shapes corresponding to variations of one standard deviation in the associated sources of systematic uncertainty. The systematic uncertainties on the normalisation are included as additional nuisance parameters in the likelihood.

The list of sources of systematic uncertainty common to all ATLAS HZZ4 analyses is presented in Ref. [18]. The relative impact of these sources on the final separation for all tested hypotheses is evaluated and sources affecting the final separation (given in Sect. 5.5) by less than ±0.5% are neglected.

The main sources of systematic uncertainties are related to the experimental error on the Higgs boson mass, the modelling of the irreducible ZZ background, the uncertainty on the integrated luminosity and the experimental uncertainties on the electron and muon reconstruction. The uncertainty on the Higgs boson mass affects the final result since it impacts the shapes of the m12, m34, cosθ1 and cosθ2 variables. For the JP-MELA method, the uncertainty on the estimate of the fraction of 4μ and 4e candidates with an incorrect pairing of leptons is also considered. This uncertainty is derived by comparing the corresponding prediction obtained from the Powheg and JHU MC generators for the SM hypothesis. A variation of ±10% of the incorrect pairing fraction is applied to all spin and parity hypotheses.

The influence of the main systematic uncertainties on the separation between the SM JP=0+ and JP=0- hypotheses for the JP-MELA analysis is presented in Table 4. The total relative impact of all systematic uncertainties on the separation between the hypotheses (expressed in terms of numbers of standard deviations) is estimated to be about ±3%.

Table 4.

Relative impact of the main systematic uncertainties on the expected separation (expressed in terms of numbers of standard deviations) between the SM JP=0+ and JP=0- hypotheses for the HZZ4 JP-MELA analysis

Source of the systematic uncertainty Relative impact (%)
Higgs boson mass experimental uncertainty ±2
ZZ pdf ±0.8
Muon momentum scale ±0.7
Zbbμμ normalisation ±0.6
ZZ scale ±0.6
Luminosity ±0.6
e/γ resolution model (sampling term) ±0.5
e/γ resolution model (constant term) ±0.5
Zee normalisation ±0.5
Fraction of wrongly paired 4 candidates ±0.4

Individual and combined results

The distributions of discriminant variables in data agree with the SM predictions for all three channels, and exclusion ranges for alternative spin hypotheses are derived. Some examples of distributions of the test statistic q~ (defined in Sect. 5.1) used to derive the results are presented in Fig. 7. In this figure, the observed value is indicated by the vertical solid line and the expected medians by the dashed lines. The shaded areas correspond to the integrals of the expected distributions used to compute the p-values for the rejection of each hypothesis. The signal strengths per decay channel and per centre-of-mass energy are treated as independent parameters in each fit. Their values are compatible with the SM predictions.

Fig. 7.

Fig. 7

Examples of distributions of the test statistic q~ defined in Sect. 5.1, for the combination of decay channels. a 0+ versus 0-; b 0+ versus 0h+; c 0+ versus the spin-2 model with universal couplings (κq=κg); d 0+ versus the spin-2 model with κq=2κg and the pT selection at 125 GeV. The observed values are indicated by the vertical solid line and the expected medians by the dashed lines. The shaded areas correspond to the integrals of the expected distributions used to compute the p-values for the rejection of each hypothesis

The results obtained from the fit to the data, expressed in terms of p-values for different tested hypotheses and observed CLs for the alternative hypotheses, are summarised in Tables 5 and 6. As shown in Table 5, the sensitivity to reject alternative hypotheses is driven by the HZZ4 and the HWWeνμν channels. The Hγγ channel has sizeable sensitivity only to spin-2 models where the pTX<125GeV selection is not applied. In all cases the data prefer the SM hypothesis to the alternative models, with the exception of some of the spin-2 models for the Hγγ channel. In this case both hypotheses have similar observed p-values, but neither of the two is below 10 %.

Table 5.

Expected and observed p-values for different spin-parity hypotheses, for each of the three channels Hγγ, HZZ4, and HWWeνμν. The observed CLs for the alternative hypotheses are reported in the last column. The expected and observed p-values and the observed CLs are defined in Sect. 5.5 and the alternative hypotheses are those described in Sect. 3

Tested hypothesis pexp,μ=1alt pexp,μ=μ^alt pobsSM pobsalt Obs. CLs (%)
Hγγ
   2+(κq=κg) 0.13 7.5×10-2 0.13 0.34 39
   2+(κq=0;pT<300GeV) 4.3×10-4 <3.1×10-5 0.16 2.9×10-4 3.5×10-2
   2+(κq=0;pT<125GeV) 9.4×10-2 5.6×10-2 0.23 0.20 26
   2+(κq=2κg;pT<300GeV) 9.1×10-4 <3.1×10-5 0.16 8.6×10-4 0.10
   2+(κq=2κg;pT<125GeV) 0.27 0.24 0.20 0.54 68
HWWeνμν
   0h+ 0.31 0.29 0.91 2.7×10-2 29
   0- 6.4×10-2 3.2×10-2 0.65 1.2×10-2 3.5
   2+(κq=κg) 6.4×10-2 3.3×10-2 0.25 0.12 16
   2+(κq=0;pT<300GeV) 1.5×10-2 4.0×10-3 0.55 3.0×10-3 0.6
   2+(κq=0;pT<125GeV) 5.6×10-2 2.9×10-2 0.42 4.4×10-2 7.5
   2+(κq=2κg;pT<300GeV) 1.5×10-2 4.0×10-3 0.52 3.0×10-3 0.7
   2+(κq=2κg;pT<125GeV) 4.4×10-2 2.2×10-2 0.69 7.0×10-3 2.2
HZZ4
   0h+ 3.2×10-2 5.2×10-3 0.80 3.6×10-4 0.18
   0- 8.0×10-3 3.6×10-4 0.88 1.2×10-5 1.0×10-2
   2+(κq=κg) 3.3×10-2 5.7×10-4 0.91 3.6×10-5 4.0×10-2
   2+(κq=0;pT<300GeV) 3.9×10-2 9.0×10-3 0.95 2.7×10-5 5.4×10-2
   2+(κq=0;pT<125GeV) 4.6×10-2 1.1×10-2 0.93 3.0×10-5 4.3×10-2
   2+(κq=2κg;pT<300GeV) 4.6×10-2 1.1×10-2 0.66 3.3×10-3 0.97
   2+(κq=2κg;pT<125GeV) 5.0×10-2 1.3×10-2 0.88 3.2×10-4 0.27

Table 6.

Expected and observed p-values for different spin-parity hypotheses, for the combination of the three channels: Hγγ , HZZ4 and HWWeνμν. The observed CLs for the alternative hypothesis is reported in the last column. The expected and observed p-values and the observed CLs are defined in Sect. 5.5. The definitions of alternative hypotheses are given in Sect. 3

Tested hypothesis pexp,μ=1alt pexp,μ=μ^alt pobsSM pobsalt Obs. CLs (%)
0h+ 2.5×10-2 4.7×10-3 0.85 7.1×10-5 4.7×10-2
0- 1.8×10-3 1.3×10-4 0.88 <3.1×10-5 <2.6×10-2
2+(κq=κg) 4.3×10-3 2.9×10-4 0.61 4.3×10-5 1.1×10-2
2+(κq=0;pT<300GeV) <3.1×10-5 <3.1×10-5 0.52 <3.1×10-5 <6.5×10-3
2+(κq=0;pT<125GeV) 3.4×10-3 3.9×10-4 0.71 4.3×10-5 1.5×10-2
2+(κq=2κg;pT<300GeV) <3.1×10-5 <3.1×10-5 0.28 <3.1×10-5 <4.3×10-3
2+(κq=2κg;pT<125GeV) 7.8×10-3 1.2×10-3 0.80 7.3×10-5 3.7×10-2

As summarised in Table 6, the p-values of the combined results for the three channels show good agreement between the data and the SM hypothesis for all performed tests. All tested alternative hypotheses are rejected at a more than 99.9 % confidence level (CL) in favour of the SM hypothesis.

Study of CP-mixing and of the HVV interaction tensor structure

Following the discussion in Sect. 3, measurements of the HVV interaction tensor couplings κSM, κAVV, κHVV and of the mixing angle α are performed. The measurements consist of fitting the ratios of couplings (κ~AVV/κSM)·tanα and κ~HVV/κSM to the discriminant observables for the HWWeνμν and HZZ4 processes and in their combination. In the fitting procedure only one ratio of couplings (κ~AVV/κSM)·tanα or κ~HVV/κSM is considered at a time, while the other one is assumed to be absent.

Statistical treatment

The measurement of the tensor structure of the HVV interaction is based on a profiled likelihood [31, 32] that contains the discriminant observables sensitive to the EFT couplings. The signal rates in the different channels and for different centre-of-mass energies are treated as independent parameters. Therefore, the global signal normalisation is not used to constrain the EFT couplings. The ratios of the BSM to SM couplings, κ~HVV/κSM and (κ~AVV/κSM)·tanα, are each separately fit to the discriminant observables in data. The test statistic used to derive the confidence intervals on the parameters of interest is q=-2ln(λ), where λ is the profiled likelihood [31, 32]. The results presented in the following rely on the asymptotic approximation [31, 32] for the test statistic. This approximation was cross-checked with Monte Carlo ensemble tests that confirm its validity in the range of the parameters for which the 95 % CL limits are derived.

Tensor structure analyses in the HWWeνμν channel

The HWWeνμν analysis used to study the spin-0 tensor structure is already described in Sect. 5.3 and detailed in Ref. [8]. Only the 0-jet category is considered and the BDT0 and BDTbadhbox are used as discriminant variables in the likelihood defined to measure the spin-0 tensor structure couplings. The only difference with respect to the spin hypothesis test is that, in this analysis, the BSM spin-0 couplings are treated as continuous variables in the test statistic.

Tensor structure analyses in the HZZ4 channel

To allow for a cross-check and validation of the obtained results, two different fitting methods based on the analytical calculation of the leading-order matrix element of the HZZ4 process are used.

The method of the matrix-element-observable fit is based on modelling the distributions of the final-state observables in each bin of coupling ratios using Monte Carlo simulation. Using the Lagrangian defined in Eq. (1), which is linear in the coupling constants κSM, κHVV and κAVV, the differential cross section at each point in the phase space can be expressed as a term corresponding to the SM amplitude, plus two additional terms, linear and quadratic in the coupling constants. In this way it is possible to define two observables for each coupling, the so-called first- and second-order optimal observables, upon which the amplitude depends at each point of the phase space. For each event, they contain the full kinematic information about the couplings, which can thus be extracted from a fit to their shapes. More details of the method can be found in Refs. [3942].

The observables sensitive to the presence and structure of κSM, κHVV and κAVV considered in the current analysis are defined as follows:

O1(κHVV)=2R[ME(κSM0;κHVV,κAVV=0;α=0)·ME(κHVV0;κSM,κAVV=0;α=0)]|ME(κSM0;κHVV,κAVV=0;α=0)|2,O2(κHVV)=|ME(κHVV0;κSM,κAVV=0;α=0)|2|ME(κSM0;κHVV,κAVV=0;α=0)|2,O1(κAVV,α)=2R[ME(κSM0;κHVV,κAVV=0;α=0)·ME(κAVV0;κSM,κHVV=0;α=π/2)]|ME(κSM0;κHVV,κAVV=0;α=0)|2,O2(κAVV,α)=|ME(κAVV0;κSM,κHVV=0;α=π/2)|2|ME(κSM0;κHVV,κAVV=0;α=0)|2. 10

Here ME(κSM,κHVV,κAVV,α) denotes the leading-order matrix element of the HZZ4 process. These definitions correspond to the first- and second-order optimal observables for a BSM amplitude with a three-component structure.

The observables O1,2(κHVV) and O1,2(κAVV,α) are used for the κ~HVV/κSM and (κ~AVV/κSM)·tanα individual fits respectively. In order to suppress the ZZ background, a kinematic BDT discriminant similar to those described in Sect. 5.4 is used as an additional observable in all fits. The BDT training is performed independently for each final state using observables with small sensitivity to parity: η4, pT,4, m4, cos(θ) and Φ1. This BDT discriminant is denoted hereafter by BDT(ZZ).

To simplify their use in the analysis, all observables defined in Eq. (10) undergo a pdf transformation such that each observable becomes normally distributed in the Standard Model case. These transformed observables are referred to hereafter as TO1,2(κHVV) and TO1,2(κAVV,α) respectively. The distributions of transformed observables for the Monte Carlo signal samples generated with (κ~HVV/κSM=0,±1;κ~AVV=0) and ((κ~AVV/κSM)·tanα=0,±5;κ~HVV=0) are shown in Fig. 8.

Fig. 8.

Fig. 8

Distributions of the observables used in the matrix-element-observable fit. a TO1(κ~HVV)+TO2(κ~HVV), b TO1(κ~HVV)-TO2(κ~HVV), for the Monte Carlo signal generated with (κ~HVV/κSM=0,±1;κAVV=0). c TO1(κ~AVV,α), d TO2(κ~AVV,α) for the Monte Carlo signal generated with ((κ~AVV/κSM)·tanα=0,±5;κHVV=0). e BDT(ZZ) for the Monte Carlo signal generated with (κ~HVV/κSM=0,±1;κAVV=0). The expected background contributions are shown as filled histograms on each plot

The contributions of all backgrounds considered in this analysis are also included. By construction the TO2 observables are sensitive to the modulus of the κ~HVV/κSM and (κ~AVV/κSM)·tanα ratios: their distributions change with the strength of the respective coupling. These observables are insensitive to the relative sign of κ~HVV and κ~AVV with respect to κSM. The sign sensitivity comes from the TO1 observables, which are based on the interference terms: their distributions feature pronounced sign-dependent asymmetries. It was also found that the observables TO1(κ~HVV) and TO2(κ~HVV) are linearly correlated. To maximise the population of analysis histograms with currently available Monte Carlo event samples, it is desirable to reduce this correlation. This is achieved by considering the modified observables TO1(κ~HVV)+TO2(κ~HVV) and TO1(κ~HVV)-TO2(κ~HVV) in the current analysis.

The analysis is performed in several steps. First, multi-dimensional histograms of observables are created in 81 bins of κ~HVV/κSM and (κ~AVV/κSM)·tanα for all fits. The predicted shapes of the observables for the signal are produced by reweighting the base Monte Carlo sample described in Sect. 4. The corresponding weights are derived using the analytical calculation of the HZZ4 matrix elements at leading order in perturbative QCD. The weights are calculated and applied at the Monte Carlo generator level. The observables used in the analysis are evaluated after detector simulation, accounting for the detector acceptance, resolution and reconstruction efficiency. The distributions of observables for backgrounds are estimated using Monte Carlo (for the irreducible background) and data-driven techniques (for the reducible backgrounds) described in Sect. 5 and Refs. [12, 18].

The distributions of observables are three-dimensional: TO1(κ~AVV, α),TO2(κ~AVV,α), BDT(ZZ) and TO1(κ~HVV)+TO2(κ~HVV), TO1(κ~HVV)-TO2(κ~HVV), BDT(ZZ) respectively. To obtain a reliable description for bins with an insufficient number of Monte Carlo events, the Kernel Density Estimation [43] smoothing procedure is applied to signal and background multi-dimensional histograms. In the smoothing procedure the smearing is done separately in four bins of BDT(ZZ), preserving the original normalisation.

The final pdfs used in the fits are obtained by applying linear histogram interpolation between the multi-dimensional bins of κ~HVV/κSM and (κ~AVV/κSM)·tanα. The individual likelihood functions per centre-of-mass energy (s) and final state (FS) are:

LΩ¯|κ~HVVκSM,κ~AVVκSMtanα,θ¯=iPΩ¯i|siκ~HVVκSM,κ~AVVκSMtanα,θ¯+bi(θ¯), 11

where P is the probability density function for the data vector Ω¯, given the signal model s and background model b. The index i runs over all the bins of multi-dimensional histograms of observables and θ¯ represents the vector of nuisance parameters corresponding to systematic uncertainties. Fits to data are performed by minimising the negative log-likelihood function with respect to the ratios of the couplings:

LΩ¯|κ~HVVκSM,κ~AVVκSMtanα,θ¯=-2lnsFSLΩ¯|κ~HVVκSM,κ~AVVκSMtanα,θ¯. 12

The test statistic q=-2ln(λ) is defined as the profiled value of L of Eq. (12). To ensure the correctness of the statistical treatment and the absence of significant biases, a series of tests were performed before applying the fit to the data. Asimov datasets [31, 32] created from independently generated Monte Carlo samples with κ~HVV/κSM and (κ~AVV/κSM)·tanα equal to 0,±2,±4,±6,±8 and ±10 were injected into the analysis procedure. The tests were repeated for samples corresponding to 1 and 100 times the LHC Run-I integrated luminosity. In all cases the fitted values of coupling constants were found to be in agreement with the injected values within statistical uncertainties.

The results of the matrix-element-observable fit were validated and cross-checked using a nine-dimensional matrix-element method (9D fit). The method implements a multivariate per-event extended likelihood that is sensitive to both the κ~HVV/κSM and (κ~AVV/κSM)·tanα mixing parameters and is based on nine experimental observables. The probability model is constructed with separate components for signal, the SM ZZ background and the reducible background. The background components are assumed to be independent of the Higgs boson tensor structure, so all of the sensitivity to mixing parameters comes from the signal component. Each component depends on nine experimental observables: m4, pT,4, η4, cosθ, cosθ1, cosθ2, Φ, m12 and m34 (described in Sect. 5.4).

The main sources of systematic uncertainty for the tensor structure measurements are the same as discussed in Sect. 5 since they are based on the same four-lepton variables. Several additional sources of uncertainty, specific to each of the methods, are also taken into account. For the matrix-element-observable fit, the uncertainty related to the Kernel Density Estimation smoothing procedure applied to signal and background multi-dimensional histograms is considered. To estimate the influence of this uncertainty on the final result, a procedure similar to the one described in Sect. 5 is employed. The impact of the different sources of systematic uncertainty on the final results is evaluated by comparing the BSM exclusion limits obtained with a specific systematic uncertainty included or excluded in the fit, while excluding all other systematic uncertainties. A similar conclusion holds in the fixed hypothesis test: the systematic uncertainties have a very limited impact on the final result. The most important uncertainties are related to the estimates of the reducible backgrounds. The relative impact of these uncertainties on the final 95 % CL exclusion limit on BSM couplings was found to be around ±1%. The second most important group of sources of systematic uncertainty is related to the theoretical uncertainties on the production cross section of the ZZ background process. Their relative impact on the final result is found to be less than ±1%. The precision of the tensor structure analysis is thus dominated by the statistical errors.

In this paper, only results based on the matrix-element-observable approach are reported. The 9D approach was used as a cross-check and produced results compatible with the matrix-element approach.

Individual and combined results

The results of the tensor structure analyses performed in the HWWeνμν channel are reported in Ref. [8] and, for completeness, they are also summarised in Table 7.

Table 7.

Fitted values of κ~HVV/κSM and (κ~AVV/κSM)·tanα and 95 % CL excluded regions obtained in HWWeνμν analysis. The expected values are estimated for the signal strength measured in data and assuming best-fit values for all other nuisance parameters. Only data collected at s=8 TeV are used. The symbol “n.a.” denotes the absence of 95 % CL sensitivity

Coupling ratio Best-fit value 95 % CL exclusion regions
HWWeνμν Observed Expected Observed
κ~HVV/κSM -1.3 [-1.2,-0.7] (-,-2.2][-1,-0.85][0.4,)
(κ~AVV/κSM)·tanα -0.2 n.a. (-,-6][5,)

The distributions of the test statistic for fits of κ~HVV/κSM and (κ~AVV/κSM)·tanα measured in the HZZ4 analysis are shown in Fig. 9.

Fig. 9.

Fig. 9

Expected and observed distributions of the test statistic for fits of a κ~HVV/κSM and b (κ~AVV/κSM)·tanα for the HZZ4 analysis. The expected curves are calculated assuming the SM JP=0+ signal and produced with the SM signal strength μ=1 and with the signal strengths fitted to data. The horizontal dotted black lines represent the levels of -2lnλ above which the values of coupling ratios under study are excluded above 68% and 95% CL, respectively

The expected curves are calculated assuming the SM JP=0+ signal, both with the SM signal strength, μ=1, and with the signal strength fitted to data, μ^. The fitted values of κ~HVV/κSM and (κ~AVV/κSM)·tanα, together with the intervals where these couplings are excluded at above the 95% CL, are reported in Table 8. The fitted values agree with the SM predictions within uncertainties.

Table 8.

Expected and observed best-fit values of κ~HVV/κSM and (κ~AVV/κSM)·tanα and 95% CL excluded regions obtained in the HZZ4 analysis. The expected values are estimated for the signal strength measured in data and assuming best-fit values for all other nuisance parameters. The data for s=7 TeV and s=8 TeV are combined

Coupling ratio Best-fit value 95 % CL exclusion regions
HZZ4 Observed Expected Observed
κ~HVV/κSM -0.2 (-,-0.75][6.95,) (-,-0.75][2.45,)
(κ~AVV/κSM)·tanα -0.8 (-,-2.95][2.95,) (-,-2.85][0.95,)

The measurements from the HWWeνμν and HZZ4 channels are combined under the assumption that the BSM ratios of couplings κ~HVV/κSM and (κ~AVV/κSM)·tanα are the same for the W and Z vector bosons. A common test statistic is obtained by combining the profiled likelihoods of the individual channels. The expected distributions of the likelihoods, for the signal strength values obtained from the fits to the data (μ=μ^), are presented in Fig. 10.

Fig. 10.

Fig. 10

Expected distributions of the test statistic for the combination of HWWeνμν and HZZ4 analyses as a function of BSM coupling ratios a κ~HVV/κSM and b (κ~AVV/κSM)·tanα. The expected values are estimated for the signal strengths measured in data and assuming best-fit values for all other nuisance parameters. The 68 % and 95 % CL exclusion regions are indicated as lying above the corresponding horizontal lines. The individual distributions for HWWeνμν and HZZ4 channels are shown

The observed distributions of profiled likelihoods for the combination of HWWeνμν and HZZ4 measurements are presented in Fig. 11. The asymmetric shape of the expected and observed limits in the κ~HVV/κSM results is mainly due to the interference between the BSM and the SM contributions that gives maximum deviation from the SM predictions for negative relative values of the BSM couplings.

Fig. 11.

Fig. 11

Expected and observed distributions of the test statistic for HWWeνμν and HZZ4 analyses and their combinations. The distributions are shown as a function of the BSM coupling ratios κ~HVV/κSM and (κ~AVV/κSM)·tanα. The 68 % and 95 % CL exclusion regions are indicated as lying above the corresponding horizontal lines. a, b Individual HWWeνμν , HZZ4 and combined observed distributions. c, d expected and observed combined distributions. The expected distributions are presented for the SM signal strength μ=1 and for the signal strengths obtained from the fit to data

Here the signal normalisations are treated as independent nuisance parameters of the different decay channels and the different centre-of-mass energies. The other nuisance parameters related to the experimental and theoretical uncertainties are treated as correlated when appropriate. The resulting 95 % CL exclusion regions for the combinations of HWWeνμν and HZZ4 channels are listed in Table 9.

Table 9.

Expected and observed best-fit values of (a) κ~HVV/κSM and (b) (κ~AVV/κSM)·tanα and 95% CL excluded regions obtained in the combination of HZZ4 and HWWeνμν analyses. The expected values are estimated for the signal strengths measured in data and assuming best-fit values for all other nuisance parameters. The signal strengths are treated independently per decay channel and per collision energy

Coupling ratio Best-fit value 95 % CL exclusion regions
Combined Observed Expected Observed
κ~HVV/κSM -0.48 (-,-0.55][4.80,) (-,-0.73][0.63,)
(κ~AVV/κSM)·tanα -0.68 (-,-2.33][2.30,) (-,-2.18][0.83,)

Conclusion

Studies of the spin and parity of the observed Higgs boson in the HZZ4, HWWeνμν and Hγγ decay processes are presented. The investigations are based on 4.5 and 20.3fb-1 of pp collision data collected by the ATLAS experiment at the LHC at s=7 TeV and s=8 TeV, respectively. The SM Higgs boson hypothesis, corresponding to the quantum numbers JP=0+, is tested against several alternative spin and parity models. The models considered include non-SM spin-0 and spin-2 models with universal and non-universal couplings to quarks and gluons. The combination of the three decay processes allows the exclusion of all considered non-SM spin hypotheses at a more than 99.9 % CL in favour of the SM spin-0 hypothesis.

The tensor structure of the HVV interaction in the spin-0 hypothesis is also investigated using the HZZ4 and HWWeνμν decays. Only one BSM tensor coupling is investigated at a time, while the other one is set to zero. The observed distributions of the variables sensitive the ratios of the BSM to SM tensor couplings, κ~HVV/κSM and (κ~AVV/κSM)·tanα, are compatible with the SM predictions.

Values of the BSM tensor couplings outside of the intervals -0.75<κ~HVV/κSM<2.45 and -2.85<(κ~AVV/κSM)·tanα<0.95 are excluded at the 95 % CL for the HZZ4 process. For the HWWeνμν process the ranges -2.2<κ~HVV/κSM<-1.0 and -0.85<κ~HVV/κSM<0.4 and -6.0<(κ~AVV/κSM)·tanα<5.0 are excluded at the 95 % CL.

The results from the HWWeνμν and HZZ4 decay channels are combined under the assumption that the κ~HVV/κSM and (κ~AVV/κSM)·tanα couplings have the same values for the HWW and HZZ processes. As a result of this combination, the regions outside of -0.73<κ~HVV/κSM<0.63 and -2.18<(κ~AVV/κSM)·tanα<0.83 intervals are excluded at the 95 % CL. The corresponding expected not-excluded intervals at the 95 % CL, assuming the SM Higgs boson hypothesis and the signal strength values measured in data, are -0.55<κ~HVV/κSM<4.80 and -2.33<(κ~AVV/κSM)·tanα<2.30.

Acknowledgments

We thank CERN for the very successful operation of the LHC, as well as the support staff from our institutions without whom ATLAS could not be operated efficiently. We acknowledge the support of ANPCyT, Argentina; YerPhI, Armenia; ARC, Australia; BMWFW and FWF, Austria; ANAS, Azerbaijan; SSTC, Belarus; CNPq and FAPESP, Brazil; NSERC, NRC and CFI, Canada; CERN; CONICYT, Chile; CAS, MOST and NSFC, China; COLCIENCIAS, Colombia; MSMT CR, MPO CR and VSC CR, Czech Republic; DNRF, DNSRC and Lundbeck Foundation, Denmark; EPLANET, ERC and NSRF, European Union; IN2P3-CNRS, CEA-DSM/IRFU, France; GNSF, Georgia; BMBF, DFG, HGF, MPG and AvH Foundation, Germany; GSRT and NSRF, Greece; RGC, Hong Kong SAR, China; ISF, MINERVA, GIF, I-CORE and Benoziyo Center, Israel; INFN, Italy; MEXT and JSPS, Japan; CNRST, Morocco; FOM and NWO, Netherlands; BRF and RCN, Norway; MNiSW and NCN, Poland; GRICES and FCT, Portugal; MNE/IFA, Romania; MES of Russia and NRC KI, Russian Federation; JINR; MSTD, Serbia; MSSR, Slovakia; ARRS and MIZŠ, Slovenia; DST/NRF, South Africa; MINECO, Spain; SRC and Wallenberg Foundation, Sweden; SER, SNSF and Cantons of Bern and Geneva, Switzerland; NSC, Taiwan; TAEK, Turkey; STFC, the Royal Society and Leverhulme Trust, United Kingdom; DOE and NSF, United States of America. The crucial computing support from all WLCG partners is acknowledged gratefully, in particular from CERN and the ATLAS Tier-1 facilities at TRIUMF (Canada), NDGF (Denmark, Norway, Sweden), CC-IN2P3 (France), KIT/GridKA (Germany), INFN-CNAF (Italy), NL-T1 (Netherlands), PIC (Spain), ASGC (Taiwan), RAL (UK) and BNL (USA) and in the Tier-2 facilities worldwide.

Appendix A

To compare the exclusion limits obtained in this analysis to other existing studies, the final results of this analysis are also expressed in terms of effective cross-section fractions (fg2,ϕg2) and (fg4,ϕg4). The definitions proposed in Section 11.4.2 of Ref. [3] and Section II of Ref. [44] are used:

fgi=|gi|2σi|g1|2σ1+|g2|2σ2+|g4|2σ4,ϕi=arggig1. 13

Here the symbols g1, g2 and g4 denote the SM, BSM CP-even and BSM CP-odd tensor couplings of the HVV scattering amplitude, respectively. The numeric coefficients σ1, σ2 and σ4 are effective cross sections of the HVV interactions calculated when only the g1-, g2- or g4-related terms are present in the amplitude, respectively, such that gi=1,gij=0.

When, in addition to the SM term, only one CP-even or CP-odd BSM contribution is present, the conversion between the parameterisation used in this analysis and the (fgi,ϕgi) parameterisation is given by Eq. (13) rewritten in the following way:

fgi=ri121+ri12;(i=2,4), 14

where r41 and r21 are chosen such that:

r212=σHVVσSMk~HVVkSM2,andr412=σAVVσSMk~AVVkSM2tan2α. 15

The numeric coefficients σSM, σHVV and σAVV are effective cross sections of the HVV interaction calculated when only each of the κSM-, κHVV- and κAVV-related terms is present in the Lagrangian.

For consistency with previous measurements reported in Ref. [5], the expected and observed results of the current analysis of the HWWeνμν and HZZ4 channels and for their combination are expressed in terms of fgi and ϕgi parameters for the HZZ4 decay, (fg2ZZ,ϕg2ZZ) and (fg4ZZ,ϕg4ZZ). These parameters are denoted hereafter by (fg2,ϕg2) and (fg4,ϕg4). The corresponding results are presented in Tables 10 and 11.

Table 10.

Expected limits on (fg2,ϕg2) and (fg4,ϕg4) parameters defined in Ref. [3] obtained in the analyses of the HWWeνμν and HZZ4 channels and for their combination. The symbol “n.a.” denotes the absence of 95 % CL sensitivity

Expected 95% CL limits
HWWeνμν
   n.a. for ϕg2=0 and fg2<0.15;fg2>0.33 for ϕg2=π
   n.a. for ϕg4=0 and n.a. for ϕg4=π
HZZ4
   fg2<0.94 for ϕg2=0 and fg2<0.16 for ϕg2=π
   fg4<0.56 for ϕg4=0 and fg4<0.56 for ϕg4=π
Combination of HZZ4 and HWWeνμν
   fg2<0.89 for ϕg2=0 and fg2<0.096 for ϕg2=π
   fg4<0.43 for ϕg4=0 and fg4<0.44 for ϕg4=π

Table 11.

Observed imits on (fg2,ϕg2) and (fg4,ϕg4) parameters defined in Ref. [3] obtained in the analyses of the HWWeνμν and HZZ4 channels and for their combination

Observed 95 % CL limits
HWWeνμν
   fg2<0.053 for ϕg2=0 and fg2<0.20;0.26<fg2<0.63 for ϕg2=π
   fg4<0.78 for ϕg4=0 and fg4<0.84 for ϕg4=π
HZZ4
   fg2<0.68 for ϕg2=0 and fg2<0.16 for ϕg2=π
   fg4<0.11 for ϕg4=0 and fg4<0.54 for ϕg4=π
Combination of HZZ4 and HWWeνμν
   fg2<0.12 for ϕg2=0 and fg2<0.16 for ϕg2=π
   fg4<0.090 for ϕg4=0 and fg4<0.41 for ϕg4=π

To obtain these results, the effective cross sections σSM, σHVV and σAVV of the HZZ interaction are calculated using the MadGraph5_aMC@NLO Monte Carlo generator [16] at leading order. The ratios of cross sections used in the calculation are: σHVV/σSM=0.349 and σAVV/σSM=0.143, respectively.

Footnotes

1

In the following, for brevity, only the JP label is used to indicate the spin and CP quantum numbers.

2

In this paper the symbol V is used to describe a massive SM vector boson, namely either a W or a Z boson.

3

Here channel can be used to indicate different categories in the same final state when producing results for individual decay channels, or different final states when combining them.

4

Throughout this section, the following variables are used: pT and m are the transverse momentum and the invariant mass of the two-lepton system, respectively, Δϕ is the azimuthal angular difference between the two leptons, mT is the transverse mass of the reconstructed Higgs boson decay system, ΔpT is the absolute value of the difference between the momenta of the two leptons and Eνν=pT1-0.5pT2+0.5pTmiss, where pTmiss is the missing transverse momentum.

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