Abstract
Walking is not always a free and unencumbered task. Everyday activities such as walking in pairs, in groups, or on structured walkways can limit the acceptable gait patterns, leading to motor behavior that differs from that observed in more self-selected gait. Such different contexts may lead to gait performance different than observed in typical laboratory experiments, for example, during treadmill walking. We sought to systematically measure the impact of such task constraints by comparing gait parameters and their variability during walking in different conditions over-ground, and on a treadmill. We reconstructed foot motion from foot-mounted inertial sensors, and characterized forward, lateral and angular foot placement while subjects walked over-ground in a straight hallway and on a treadmill. Over-ground walking was performed in three variations: with no constraints (self-selected, SS); while deliberately varying walking speed (self-varied, SV); and while following a toy pace car programmed to vary speed (externally-varied, EV). We expected that these conditions would exhibit a statistically similar relationship between stride length and speed, and between stride length and stride period. We also expected treadmill walking (TM) would differ in two ways: first, that variability in stride length and stride period would conform to a constant-speed constraint opposite in slope from the normal relationship; and second, that stride length would decrease, leading to combinations of stride length and speed not observed in over-ground conditions. Results showed that all over-ground conditions used similar stride length-speed relationships, and that variability in treadmill walking conformed to a constant-speed constraint line, as expected. Decreased stride length was observed in both TM and EV conditions, suggesting adaptations due to heightened awareness or to prepare for unexpected changes or problems. We also evaluated stride variability in constrained and unconstrained tasks. We observed that in treadmill walking, lateral variability decreased while forward variability increased, and the normally-observed correlation between wider foot placement and external foot rotation was eliminated. Preferred stride parameters and their variability appear significantly influenced by the context and constraints of the walking task.
Keywords: gait variability, treadmill walking, task constraint, goal-equivalence, wearable sensor, inertial sensor
Introduction
Human walking can entail multiple goals such as regulation of speed, avoidance of excess energy expenditure, and maintenance of balance. In terms of gait parameters such as average stride length, frequency, and width, there are generally multiple combinations that can satisfy a single goal such as walking speed [1–3]. And for a given speed, it has long been observed that the preferred stride length coincides with minimum metabolic energy expenditure [4–6]. There are, however, a variety of contexts that may determine a person’s walking speed. For example, speed may be governed intrinsically for a person walking solo, or extrinsically when one matches the speed of another person or group. The goal of matching speed could potentially conflict with or override the normal gait preference, on average or from stride to stride. We therefore seek to determine whether and how the context for walking speed may shape a person’s gait preferences.
The preferred stride length normally increases with greater walking speed. This may be described through a nonlinear relationship [7,8], in which stride length (defined between two same-side footfalls) increases with a · vb where v is speed and a and b are subject-specific constants, or by a simpler linear approximation proportional to speed [8]. Either relationship also determines stride frequency f and period T (from f = v/s, T = s/v). This is not, however, a perfectly rigid constraint. The preferred relationship is different when humans walk to match a given stride length or frequency [9]. This behavior is consistent with minimization of energetic cost (which varies as a function of gait parameters), subject to a constraint. A broader view is therefore that gait parameters depend on what variables are constrained, and therefore the context of the walking task.
There are many possible contexts for walking. Stride frequency may occasionally be constrained, for example if one walks to the beat of music. Stride length may be constrained for walking over stepping stones or to avoid obstacles, and both length and frequency may be constrained when marching in formation. Alternatively, walking speed may be determined externally, for example when one person wishes to match the speed of another. Less natural, but common in the laboratory, is for speed to be controlled by a treadmill or by the time between photo-gates overground. These contexts may be subtly different, because each case provides different cues and allowances regarding speed. The speed of a group of people can potentially vary, and so any single individual may be tracking a changing speed, perhaps with some subjective allowance for momentarily deviating from the group. If that allowance is small, the strategy for tracking a changing speed may favor relatively short and brief strides to facilitate faster speed corrections. A treadmill usually imposes fixed reference speed, and its length imposes limits on allowable deviations in the person’s speed, both of which may affect the preferred stride parameters. And if a treadmill’s speed is not fixed, that may also result in altered stride parameters [10]. The context that is perhaps most difficult to define is normal walking, which may entail an intrinsic goal such as reaching a particular destination within a desired time frame. Depending on such a goal, the minimization of energy expenditure generally results in different sets of optimal gait parameters [3]. It is unknown whether or how an imposed speed constraint, such as those used in laboratory experiments, will differ from unconstrained walking in situ.
An additional feature of gait parameters is their variation relative to mean. E ach stride parameter exhibits variability depending in part on the average stride parameters and walking speed (e.g., [11]; [12[). Some variabilities are also correlated, with manifestations such as covariance between stride length and width [13], stride length and speed [14], or stride width and foot angle [15]. Here, context also plays an important role, because a treadmill constrains allowable variations, resulting in a particular stride covariance pattern that limits fluctuations in speed due to the treadmill’s restricted length [16,17]. Overground walking is almost certainly different, especially when there is no explicit speed reference. In fact, humans exhibit relatively larger fluctuations in speed than in stride length, width, or frequency, suggesting that intrinsic speed regulation may be quite relaxed compared to the desire to optimize stride length [14]. However, lacking a specific comparison of stride covariances under different contexts such as treadmill vs. overground, it remains to be proven whether stride variations are also context dependent.
The purpose of the present study was to compare how contexts such as self-selecting speed vs. tracking a reference speed, or walking over ground vs. on a treadmill, affect human gait parameters and their variability. We directly compared stride parameters and their variability among free and constrained over-ground walking tasks and treadmill walking using the same instrumentation and computational techniques. We hypothesized that tracking tasks might cause small shifts in the preferred stride relationship toward shorter strides, to accommodate stride corrections made for tracking. We also expected that a treadmill’s constant-speed constraint would reduce variability in stride length and speed, compared to free over-ground walking. Furthermore, those fluctuations should co-vary according to the speed constraint, with fluctuations violating the constraint resulting in relatively fast corrective responses. We tested for such effects to explore how even subtle differences in the context of walking can affect parameters that are normally considered indicative of biomechanical or neural control function.
Methods
Subjects and Conditions
We measured gait parameters of healthy adult human subjects walking in free and speed-controlled conditions over-ground, and at constant speed on a treadmill. We estimated forward, lateral and angular foot placement and stride period using inertial sensors worn on each foot. We computed metrics to describe these parameters and their variabilities as a function of contexts such as self-selected speed, an external reference requiring tracking of speed, or treadmill-fixed speed. A total of 23 subjects participated, 12 Young (22.4 ± 4.2 years (mean ± S.D.), 4 male, 8 female; leg length 0.91 ± 0.06 m) and 11 Elderly (65.7 ± 3.0 years (one not reported), 5 male, 6 female; leg length 0.89 ± 0.07 m), treated as a single group for analysis. Over-ground conditions were tested in an indoor hallway, approximately 112 m long in a straight line and 2.4 m wide, with a smooth tile floor and fluorescent lighting. The treadmill was a split-belt instrumented research treadmill (Bertec Corp., Columbus, Ohio, USA; 1.83 m long, 0.83 m wide) with computer-controlled speed, and a centerline gap of about 20 mm. Subjects wore their customary walking shoes, to which inertial sensors (APDM Inc., Portland, OR, USA) were mounted on the upper forefoot outside the shoe using elastic polyurethane tape (Fig. 1). The sensors sampled three-axis angular velocity (range 2000 deg·s−1) and linear acceleration (range 6 g’s) continuously at 128 Hz. Subjects gave their written informed consent according to University of Michigan Institutional Review Board policies.
Four contextual variations of walking were performed (Fig. 1). One was over-ground at self-selected speed (SS). In a second condition, termed self-varied (SV), subjects were asked to intentionally vary their speed on their own. The third condition, termed externally varied (EV), asked subjects to follow a remote-controlled toy car and track its changing speed. Finally, one trial was performed on the treadmill (TM) at a fixed speed, chosen by the subject for comfort. The self-selected speed averaged 1.38 m · s−1 (average S.D. of speed within a trial: 0.05 m · s−1), whereas the treadmill speed averaged 1.02 m · s−1 (average S.D. 0.03 m · s−1). Self-varied speeds fluctuated between roughly 0.8 and 1.9 m · s−1, and externally-varied speeds fluctuated between roughly 0.6 and 1.85 m · s−1. The speed of the car in the externally-varied condition (EV) was controlled by programming motor duty cycle to follow a pseudorandom sum-of-sines pattern with 4 frequency components (0.1, 0.05, 0.03 and 0.02 Hz). The one treadmill condition was level, constant speed walking for 1–3 minutes according to the speed and endurance capability determined for each subject through trial-and-error.
Stride Trajectory Reconstruction
Because traditional motion capture cannot be used for extended distances over-ground, we estimated stride parameters from inertial data, collected from synchronized inertial measurement units mounted on the two feet [18]. Stride distances and periods were obtained by numerically integrating angular velocity and linear acceleration data to provide angular and Cartesian position of the foot (Figs. 2–3), using custom drift correction methods based on zero foot velocity during each stance phase, as described previously [18,19]. Foot position and orientation were sampled at each footfall. To eliminate initiation and termination of gait, the beginning and end of each trial were discarded using a speed threshold of 80% of the trial mean speed.
Stride Parameters Measured and Calculated
We defined forward, lateral, and angular foot placement as the position of the foot sensor at each footfall relative to the local forward direction. The local forward for each footfall was defined as the best-fit line in a centered moving window of seven footfalls (see Fig. 2A). Forward foot placement (equivalently, stride length s) was the forward displacement from the previous footfall (Fig. 2B). Lateral foot placement (stride width w) was the orthogonal distance to the right of the local forward line (Fig. 2B). Angular foot placement (foot angle Ψ) was defined as the heading about a vertical axis: the clockwise planar rotation angle of the foot relative to the forward line, as viewed from above (Fig. 2B; this measure has an arbitrary offset). Stride period was determined by threshold crossings, ending when horizontal-plane foot velocity first exceeded 0.2 m·s−1 following each footfall (shortly before toe-off; Fig. 2C). Stride speed was computed as stride length divided by stride period. Individual strides were removed from the analysis if there was an obvious discrete gait deviation, such as a sudden turn to avoid an obstacle; these events were verified by video to ensure all undisturbed strides were kept. All metrics were computed for both left and right feet, so that each stride produced two data points – one for each foot. The number of strides analyzed per trial was 140 ± 15 (mean ± SD) over ground and 179 ± 90 on the treadmill (a wide range due to subjects’ different capabilities).
Statistical Analysis
Data from the self-varied speed condition (SV) were used to determine preferred stride parameters for over-ground walking as a function of speed. We computed a best fit to each subject’s stride length vs. stride velocity data using an established nonlinear relationship [7],
(1) |
The self-varied speed (SV) condition was used as the basis for comparison, because we consider it a relatively natural representation of normal behavior across a range of speeds.
We compared each subject’s gait parameters from the self-selected (SS), externally-varied (EV) and treadmill (TM) conditions against the self-varied (SV) reference to determine whether stride length was shorter during speed-tracking tasks. We computed the mean speed in the SS, EV and TM conditions, and the mean stride length in SS and TM conditions. For EV condition, a second curve of the same form (Eq. 1) was computed, and evaluated at the mean speed to give an observed stride length. At each condition’s mean speed, we evaluated the subject-specific SV curve fit to determine the normal stride length, and subtracted this from the observed stride length, yielding a stride length deviation: the amount by which the observed stride length differed from the normal stride length (Fig. 4A). We compared this stride length deviation (which was typically negative, i.e. strides shorter than expected) across conditions using ANOVA and a Holm-Sidak step-down procedure (Fig. 4B).
We also compared the variability of foot placement measurements between over-ground (SS) and treadmill (TM) walking, in terms of standard deviation and covariance (Figs. 3, 5). We compared the standard deviation of forward, lateral, and angular foot placement across conditions using ANOVA. Forward placement was detrended with respect to stride velocity prior to computing its standard deviation, according to each subject’s stride length vs. stride speed relationship from the SV condition [14]. We evaluated the covariance of lateral vs. forward, lateral vs. angular, and forward vs. angular foot placement. We compared the covariance from SS and TM conditions using ANOVA.
We further evaluated whether any of the controlled conditions altered the internal structure of gait variability. For each subject and condition, we computed the best-fit line to stride length vs. stride period data (s vs. T) using a total-least-squares technique (Fig. 6A). The slope was expected to be negative in all over-ground conditions, as suggested by the normal preferred relationship [7], but positive in treadmill walking, compatible with the constant-speed constraint [17].
Finally, we further analyzed fluctuations in self-selected overground (SS) and treadmill (TM) conditions by decomposing fluctuations with respect to the mean into components along and orthogonal to a line of constant speed. We evaluated the standard deviation of each component to examine the quantity of variability in each direction, and performed detrended fluctuation analysis (DFA) on each component to determine persistence [17]. Standard deviations and DFA exponents were compared using ANOVA (Fig. 7).
Results
We found that subjects walked with largely similar preferred stride relationships across all over-ground conditions (Fig. 4). As expected, there was a smaller range in speed in the self-selected (SS) speed condition than in the self-varied (SV) condition, but they both appeared to obey the same preferred stride relationship. However, the externally-varied (EV) speed condition resulted in slightly shorter strides than normal. Treadmill (TM) walking led to both shorter strides and a restructuring of variability to lie along the constant-speed constraint, as well as a decrease in persistence of fluctuations violating this constraint. Treadmill walking also changed the relative magnitude of variability in stride length vs. stride width, and eliminated the covariation between lateral and angular foot placement observed overground. These results are presented in detail below.
The preferred stride length decreased in the two conditions of external speed reference, EV and TM (Fig. 4). Compared to the self-varying (SV) condition, strides were about 9% shorter in the treadmill (TM) condition (stride length deviation −0.109 ± 0.116 m, P = 2e-4), and 3% shorter in the externally-varied (EV) condition (stride length deviation −0.041 ± 0.045 m, P =3e-4). In contrast, stride lengths during self-selected (SS) walking were not different from self-varied (SV) walking (−0.006 ± 0.043 m, P = 0.49).
Overall gait variability was different when walking on a treadmill versus over ground (Fig. 5). On the treadmill, lateral variability was reduced (P = 6e-6) and forward foot placement variability was increased (P = 0.002) (Fig. 5A,C). Angular foot placement variability tended to increase slightly in treadmill walking (Fig. 5C), though the effect did not reach adjusted significance (P = 0.012). Covariation (Fig. 5B,D) between the different measures of foot placement was also altered on the treadmill. The covariances of forward vs. lateral foot placement and of forward vs. angular foot placement were small in both over-ground and treadmill walking (all positive, P < 0.005), and were not different between SS and TM conditions (P > 0.26). However, the covariance of lateral vs. angular foot placement was significantly positive in overground walking (P = 8e-4) [15], whereas it was statistically zero in treadmill walking (P = 0.11). This reduced covariance is partially attributable to the reduced variance of lateral foot placement.
In relation to the speed constraint, covariation between stride length and stride period was structured differently in the treadmill condition, compared to the overground condition (Fig. 6). The best-fit slope of stride length vs. stride period (Fig. 6B) was negligible (modest value but with extreme variability) in SS walking (P = 0.8) and significantly negative in SV and EV walking (P < 0.001), but significantly positive in the TM condition (P < 0.001). The extreme variability in slope in SS walking was due to noise dominating the best-fit procedure in the absence of correlation between stride length and stride period.
Variability magnitude during SS was roughly equal in directions aligned with a line of constant-speed (tangential; S.D. 0.026 ± 0.005, arbitrary units) and orthogonal to this line (S.D. 0.033 ± 0.008) (Fig. 7). In TM, variations were about twice as great (P = 4e-6) tangential to the constant-speed line (S.D. 0.042 ± 0.021), as orthogonal to it (S.D. 0.022 ± 0.009). The increase in variability tangential to the constant-speed line in TM compared to SS was statistically significant (P = 0.002), as was the decrease in orthogonal variability (P = 2e-4).
Persistence of fluctuations in forward foot placement and stride period appeared to be reduced during TM walking in comparison to SS walking. The DFA exponent α describes the growth of error in a linear process model with reducing amounts of local detrending, to indicate persistence (α > 0.5) or anti-persistence (α < 0.5) of fluctuations. This exponent was not different in SS vs. TM for fluctuations tangential to the constant-speed line (0.78 ± 0.15 for SS vs. 0.81 ± 0.20 for TM; P = 0.49), but was significantly different for fluctuations orthogonal to it (0.91 ± 0.18 for SS vs. 0.46 ± 0.11 for TM; P < 1e-6). The lower DFA exponent in TM suggests that fluctuations that change speed decay more rapidly in treadmill than in over-ground walking.
Discussion
Prior research has shown that stride length and stride period variability on a treadmill are related in a structured way that is approximately compatible with the constant-speed constraint, described as a goal-equivalent manifold [16,17]. Our findings extend this result by directly comparing the structure of variability in the same individuals walking “normally” (over-ground in a straight line) and on a treadmill. For the same individuals, variability is structured more along a constant-speed constraint during treadmill walking than during hallway walking, even though the hallway walking was also at constant speed. It appears that the presence of a constant speed constraint, rather than the act of actually walking at constant speed, is the factor that changes the structure of gait variability.
The structure of spatial foot placement variability (forward, lateral, and angular) was perturbed in treadmill walking in comparison to over-ground walking. On the treadmill, lateral variability decreased while forward variability increased (Fig. 5A). Lateral variability on the treadmill was also less than forward variability, a finding opposite to other observations [20–22]. We suspect that our results were caused by the visual cue provided by the mid-line gap in the split-belt treadmill used for the test, as well as the treadmill’s relatively narrow width compared to a hallway. This is another contextual factor that may be associated with differences between treadmills, independent of the difference from overground walking. A more common feature of most treadmills is the constant-speed constraint. In the forward direction, this constraint, or perhaps the penalty for violating it (falling off the treadmill), could represent a secondary attention task that interferes with the walking task, leading to increased variability overall [23]. Differences in self-motion may also play a role in the difference between treadmill and over-ground walking. Perceived lateral motion could be enhanced by the absence of interference from rearward optic flow, as lateral aspects of optic flow are known to influence lateral steering [24–26]. Or, lack of forward optic flow on a treadmill may reduce the information available to regulate speed, again leading to increased variability [25,27,28]. Such effects could be investigated separately by experimentally varying optic flow in a virtual reality environment with an automated position-maintaining treadmill.
The observed organization of stride length vs. stride period variability along the constant-speed line was expected in treadmill walking, according to principles of control in the presence of motor redundancy [16,29]. However, it was surprising that this was achieved as much by increased variability along the constant-speed constraint as by reduced variability orthogonal to it (Fig. 7). The increase in forward foot placement variability likely contributed to this effect. However, for this outcome measure, the secondary task of regulating position also reduces variability orthogonal to the constant-speed line. Future experiments regulating other aspects of gait (e.g. stride period with a metronome, stride length with stepping stones) may show whether controlling variability in a particular outcome generally increases orthogonal variability, or whether it is possible to reduce variability in some tasks without such a penalty.
In addition to direct reduction of orthogonal variability, compliance with the constant-speed constraint may be implemented by rejecting speed disturbances more quickly on a treadmill. Temporal organization of variability such that speed fluctuations are quickly, rather than gradually, rejected could allow short-term average speed to remain within a narrow range even with larger stride-to-stride deviations. The reduced DFA exponent for fluctuations orthogonal to the constant-speed constraint (i.e., speed-varying fluctuations) supports this idea. It may be that both strategies – direct speed variability reduction and quick rejection of speed changes – are used in treadmill walking. Implementing either strategy adds a task to the treadmill context that is not present in normal over-ground walking, with potential consequences for motor control.
Treadmill walking also disturbed the normally-observed correlation between wider foot placement and external foot rotation (see Figs 3, 5), in which “wider” steps are also slightly more “toe-out” [15]. This small but consistent effect was eliminated on the treadmill, and the reduction in lateral-angular correlation appeared greater than would be explained by the modest reduction in lateral variability alone. It may be that the treadmill’s constant direction of travel disallows minor steering corrections normally used in a hallway. Or, the absence of rearward optic flow may allow improved discernment of both lateral and angular motion, allowing better control. In either case, it appears that the usual correlation between lateral deviation and external rotation is a behavioral choice, perhaps to benefit balance [15], and not a physiological coupling.
One surprising finding was the extent to which strides were shorter than expected in both of the speed-controlled tasks (externally-varied EV and treadmill TM, Fig. 4). Shorter than normal stride length has been reported in some [30–35], but not all [36], literature on treadmill effects. We found that strides were roughly 9% shorter on the treadmill (TM) speed than at the same speed in the self-varied (SV) speed condition. Additionally, we found that even in a hallway, the act of following a pace car (EV) led to reduced stride length, by roughly 3%. These adaptations were not required by the tasks. We speculate that subjects may adopt a shorter stride as a simple consequence of heightened attention, to increase their safety margin in conditions that feel risky (TM), or to prepare for unexpected speed changes (EV) [37–39].
This study shows multiple differences between treadmill wal king and walking over ground, predominantly in how gait variability is structured. Future studies of variability, including steady-state variability and cycle-to-cycle variations due to discrete events, should carefully consider whether these contextual effects will bias the results. The constraints of treadmill walking may structure a person’s adaptations in a way that eliminates some of their preferred responses to perturbations. Thus, experiments using perturbations to determine human behavior could be distorted if performed in a highly constrained context, such as a treadmill that requires constant speed and prevents changes in direction.
These effects of treadmill walking could not be observed previously, because traditional measurement methods have limited capture volumes or walkway lengths that prevent extended bouts of steady walking. Other techniques using wearable sensors can capture bouts of extended duration, but none to date enable reconstruction of three-dimensional foot position and orientation without a previously calibrated model of gait. Using foot-mounted inertial sensors with strapdown motion reconstruction enabled a direct comparison between extended walks over-ground and on a treadmill, using the same sensors and algorithms for both data sets. In future work, movement in unconstrained spaces such as homes, streets, public buildings and hiking trails can be studied with this approach.
One limitation in this study is that some subjects walked slower on the treadmill than in the self-selected over-ground condition, because they were uncomfortable on the treadmill. This speed mismatch could bias direct comparisons of these conditions, such as the standard deviation and covariance of foot placement measures. Given that we observed both increases and decreases in different components of variability, it seems unlikely that this minor speed mismatch is responsible for all the results. Nevertheless, further direct comparison could be made at matched speeds to verify the results.
Conclusions
Studies of variability in biomechanical task performance can provide useful insight into motor control. Measuring variability to identify motor strategies requires many cyclic task repetitions, a requirement that generally requires a simulated environment in a laboratory. However, the simulated environment can limit the solutions available to the motor system, resulting in changes to the structure of motion variability that can confound experimental results. The potential for such disturbances must be taken into account in the design of variability studies. When possible, mobile measurement techniques may be preferable to prevent such experimental artifacts. Foot-mounted inertial sensors provide one such system, which can be useful for studies of gait.
Highlights.
Context and constraints in walking tasks influence gait parameters and variability.
Subjects walked with different speed constraints, internally and externally imposed.
Stride lengths were reduced in two externally controlled speed conditions.
Covariation between lateral and angular foot placement was eleminated on a treadmill.
Stride length vs speed variability showed speed-maintaining structure on a treadmill.
Acknowledgments
This work was supported in part by the U.S. National Institute of Aging (R44AG030815), the U.S. Department of Defense (W81XWH-09-2-0142), and U.S. Office of Naval Research (ETOWL). The content is the responsibility of the authors and does not necessarily represent the views of any agency. Work was approved by the University of Michigan Institutional Review Board (HUM00020554). The authors thank K. Alex Shorter and Daniel Kowalsky for their assistance in data collection and subject recruitment.
Footnotes
Conflict of Interest
Dr. Adamczyk is a member of Intelligent Prosthetic Systems, LLC, which develops systems for analyzing gait using techniques related to those described in this project.
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