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HPB : The Official Journal of the International Hepato Pancreato Biliary Association logoLink to HPB : The Official Journal of the International Hepato Pancreato Biliary Association
. 2015 Aug 24;17(11):975–982. doi: 10.1111/hpb.12473

The impact of peri-operative blood transfusions on post-pancreatectomy short-term outcomes: an analysis from the American College of Surgeons National Surgical Quality Improvement Program

Julie Hallet 1,2, Alyson L Mahar 3, Melanie E Tsang 2, Yulia Lin 4,5, Jeannie Callum 4,5, Natalie G Coburn 1,2, Calvin H L Law 1,2, Paul J Karanicolas 1,2
PMCID: PMC4605335  PMID: 26301741

Abstract

Background

Peri-operative red blood cell transfusions (RBCT) may induce transfusion-related immunomodulation and impact post-operative recovery. This study examined the association between RBCT and post-pancreatectomy morbidity.

Methods

Using the American College of Surgeons National Surgical Quality Improvement Program (ACS-NSQIP) registry, patients undergoing an elective pancreatectomy (2007–2012) were identified. Patients with missing data on key variables were excluded. Primary outcomes were 30-day post-operative major morbidity, mortality, and length of stay (LOS). Unadjusted and adjusted relative risks (RR) with a 95% confidence interval (95%CI) were computed using modified Poisson, logistic, or negative binomial regression, to estimate the association between RBCT and outcomes.

Results

The database included 21 132 patients who had a pancreatectomy during the study period. Seventeen thousand five hundred and twenty-three patients were included, and 4672 (26.7%) received RBCT. After adjustment for baseline and clinical characteristics, including comorbidities, malignant diagnosis, procedure and operative time, RBCT was independently associated with increased major morbidity (RR 1.49; 95% CI: 1.39–1.60), mortality (RR 2.19; 95%CI: 1.76–2.73) and LOS (RR 1.27; 95%CI 1.24–1.29).

Conclusion

Peri-operative RBCT for a pancreatectomy was independently associated with worse short-term outcomes and prolonged LOS. Future studies should focus on the impact of interventions to minimize the use of RBCT after an elective pancreatectomy.

Introduction

Pancreatectomy is increasingly performed for both malignant and benign indications. Post-operative mortality has decreased over the past several years, reaching levels below 5% in high-volume centres.14 However, morbidity remains high, with reported rates ranging from 30% to 60%.14 This carries significant repercussions for both patients and institutions, including delayed recovery and increased hospital costs.5

Red blood cell transfusions (RBCT) have a detrimental impact on patients, mandating the judicious use of blood products.6,7 In addition to well-known but uncommon haemolytic reactions and infection transmission risks, RBCTs have been incriminated in worse post-operative outcomes for a variety of procedures.811 In cancer patients, RBCTs also appear to increase recurrence and reduce survival.1215 Several theories exist to explain those findings, including that of transfusion-related immunomodulation. RBCT can suppress immunity and create a fertile ground for complications that compromise patient's post-operative progress and recovery.1619 Specific data on the impact of RBCT on post-pancreatectomy outcomes are limited to single institution analyses with small numbers of patients.20,21

Despite evidence-based guidelines recommending a restrictive approach to RBCT use, transfusion practices vary significantly.2225 A large number of peri-operative RBCT are unnecessary.21,26,27 Further information is needed regarding the impact of RBCT on post-pancreatectomy outcomes to confirm the need for and devise tailored strategies to address transfusion practices.28,29

The purpose of this study was to examine the impact of RBCT on short-term outcomes after elective pancreatectomy, using the large multi-institutional American College of Surgeons National Surgical Quality Improvement Program (ACS-NSQIP) dataset.

Patients and methods

Study design and population

A retrospective, cohort study was conducted using the ACS-NSQIP dataset. Using the ACS-NSQIP Participant User File (PUF), patients from participating institutions entered in the registry between 1 January 2007 and 31 December 2012, who underwent a pancreatectomy (Current Procedural Terminology – CPT – codes 48140, 48145-6, 48150, 48152-4, 48144 and 48160) were considered eligible for the study. Additional exclusion criteria included an emergent operation, age <18 years old, or data missing on the following key variables, because of their clinical relevance in assessing outcomes of peri-operative RBCT: gender, American Society of Anesthesiologists (ASA) class, pre-operative haematocrit level and cardiovascular comorbidities (cardiac heart failure, myocardial infarction, angina and hypertension).

There was no missing data on age. Missing data were encountered in < 0.05% for ASA class and gender, 2% for pre-operative haematocrit and 14% for cardiac comorbidities. Data were missing according to year of operation and increased over time. No data were missing on cardiac comorbidities for 2007–2010, whereas 24.5% were missing for this variable in 2011 and 37.1% in 2012.

Data sources

The ACS-NSQIP is a multicentre prospective registry designed to evaluate risk-adjusted outcomes of surgical patients. It includes more than 525 hospitals from academic and community settings, representative of various regions in North America. Variables collected include demographics, pre-operative risk factors, procedural indication and details, and 30-day post-operative morbidity and mortality. Data are collected by trained data abstractors and audited for accuracy.30 The methods of ACS-NSQIP data collection and audits have previously been reported.3134

Patients' baseline demographics, clinical characteristics, and treatment-related details were abstracted from the PUF. Cardiac co-morbidities were defined as a history of congestive heart failure (in the 30 days prior to surgery), myocardial infarction (in the 6 months prior to surgery), angina (in the 30 days prior to surgery) or medicated hypertension (30 days prior to surgery). A malignant diagnosis was based on ICD-9 codes (156.X, 157.X and 209.X).35 The World Health Organization cut-off of haematocrit below 40% was used to define pre-operative anaemia.36 Peri-operative RBCT was defined as the receipt of RBCT intra-operatively or in the 72 h post-operatively.30 Owing to changes in ACS-NSQIP data coding, a dichotomous transfusion variable was created for any transfusion of one or more RBC units for 2010–2012. None of the patients were missing data on the RBCT variable.

Outcomes

Primary outcomes were 30-day major morbidity and mortality. The major morbidity composite outcome was created based on the occurrence of at least one of the following: deep or organ-space surgical site infection, wound dehiscence, pneumonia, pulmonary embolism, prolonged mechanical ventilation beyond 48 h, unplanned re-intubation, renal failure, sepsis, myocardial infarction, cardiac arrest, or cerebrovascular accident.1 Post-operative mortality was defined as death within 30 days of the operation.

Secondary outcomes included system-specific 30-day morbidity grouped into post-operative infections [superficial, deep and organ space-space surgical site infection (SSI), pneumonia, urinary tract infection, sepsis and septic shock], cardiac events (myocardial infarction, cardiac arrest), respiratory failure (prolonged mechanical ventilation beyond 48 h, unplanned re-intubation), venous thrombo-embolic events (pulmonary embolism and deep vein thrombosis) and length of stay (LOS).30

Statistical analysis

Descriptive analysis was first performed to assess the characteristics of transfused patients and compare them to those of not transfused patients. Unknown categories were created for missing data. Categorical data were reported as absolute number (n) and proportion (%), and continuous data as mean or median with interquartile range (IQR). Baseline patient variables and operative characteristics were compared between patients who received a transfusion and those who did not. Chi-square tests for independence were used to compare categorical variables. Normally distributed continuous data were compared using t-tests and skewed continuous data using Wilcoxon-rank sum tests.

Modified Poisson regression analysis was used to examine the association between RBCT for common dichotomous outcomes (>10%), and logistic regression for uncommon dichotomous outcomes (≤10%). LOS values were treated as count data, but the data were skewed and violated the assumptions of Poisson regression, therefore, negative binomial regression was used to study the relationship between transfusion and LOS.37 Multivariate analyses were adjusted for highly relevant clinical characteristics defined a priori – age (continuous), body mass index (BMI) (<20, 20–29, 30–39, 40+, unknown), race, ASA class, pre-operative haematocrit values (continuous), cardiac comorbidities, bleeding disorder, pre-operative International Normalized Ratio (INR) (categorized as normal, abnormal and unknown), pre-operative bilirubin (categorized as normal, abnormal and unknown), malignant diagnosis, the surgical procedure (total pancreatectomy, distal pancreatectomy and pancreatoduodenectomy) and the year of the operation and operative time (continuous). Results are reported as relative risks (RR) with 95% confidence interval (CI). All statistical analyses were conducted using SAS 9.3 for Windows (SAS Institute Inc., Cary, NC, USA). P-values of less than 0.05 were considered statistically significant.

To understand how the increased level of missing data over time impacted the results, a sensitivity analysis was restricted to patients who were operated during the timeframe with complete data (2007–2010).

Results

Inclusion criteria were met by 17 523 patients, of which 26.7% received an RBCT (Fig. 1). The proportion of transfused patients decreased over the years, with 29.7% in 2007 and 24.5% in 2012 (P < 0.0001). Baseline characteristics of the included patients are detailed in Table 1. Transfused patients were older (< 0.0001), presented with a lower BMI and higher ASA score (both P < 0.0001), and had a higher burden of comorbidities, including cardio-vascular history (P < 0.0001). Transfused patients were more often operated on for malignancy (< 0.0001).

Figure 1.

Figure 1

Flow diagram of patients inclusion

Table 1.

Baseline characteristics of included patients, based on transfusion status

Characteristic Overall (n = 17 523) Transfused (n = 4672) Not transfused (n = 12 851) P-value
Age (years old) <40 982 (5.6) 184 (3.9) 798 (6.2) <0.0001
40–64 7826 (44.7) 1904 (40.8) 5922 (46.1)
65–74 5137 (29.3) 1432 (30.7) 3705 (28.8)
≥75 3578 (20.4) 1152 (24.7) 2426 (18.9)
Male gender 8566 (48.9) 2318 (49.6) 6248 (48.6) 0.2435
 Race White 11 919 (68.0) 3010 (64.4) 8909 (69.3) <0.0001
Black 1463 (8.4) 450 (9.6) 1013 (7.9)
Other 515 (2.9) 161 (3.5) 354 (2.8)
Unknown 3626 (20.7) 1051 (22.5) 2575 (20.0)
 ASA Score I 187 (1.1) 22 (0.5) 165 (1.3) <0.0001
II 5075 (29.0) 906 (19.4) 4169 (32.4)
III 11 387 (65.0) 3357 (71.9) 8030 (62.5)
IV/V 874 (5.0) 387 (8.3) 487 (3.8)
 BMI <20 1139 (6.5) 357 (7.6) 782 (6.1) <0.0001
20–29 11 288 (64.4) 2984 (63.9) 8304 (64.6)
30–40 4260 (24.3) 1107 (23.7) 3153 (24.5)
≥40 727 (4.2) 180 (3.9) 547 (4.3)
Unknown 109 (0.62) 44 (0.94) 65 (0.51)
Malignant diagnosis 11 484 (65.5) 3466 (74.2) 8018 (62.4) <0.0001
Diabetes 2949 (16.8) 1069 (22.9) 1880 (14.6) <0.0001
Active smoker 3693 (21.1) 915 (19.6) 2778 (21.6) 0.0037
COPD 816 (4.7) 257 (5.5) 559 (4.4) 0.0014
Dyspnea At rest 88 (0.5) 41 (0.9) 47 (0.4) <0.0001
With moderate exertion 1398 (8.0) 438 (9.4) 960 (7.5)
Cardio-vascular comorbidity 10 721 (61.2) 3122 (66.8) 7599 (59.1) <0.0001
Bleeding disorder 506 (2.9) 207 (4.4) 299 (2.3) <0.0001
Corticosteroid use 375 (2.1) 145 (3.1) 230 (1.8) <0.0001
Weight loss > 10% 2619 (15.0) 885 (18.9) 1734 (13.5) <0.0001
Pre-operative haematocrit (%) 37.9 (34.8–41.4) 35.2 (31.5–39.0) 38.9 (36.0–42.0) <0.0001

Values are n (%) or mean [interquartile range (IQR)].

*

15 481 data missing for serum albumin, 15 584 for serum bilirubin and 14 989 for INR.

ASA, American Society of Anesthesiologists; BMI, body mass index; COPD, chronic obstructive pulmonary disease; INR, International Normalized Ratio.

The proportion of transfused patients varied according to the type of pancreatic resection, with 20.1% (= 1110/5504) for distal pancreatectomy, 29.1% for pancreatoduodenectomy (= 3328/11 437) and 40.2% (= 234/582) for total pancreatectomy (< 0.0001). The median operative time was longer in transfused than non-transfused patients, with 365 (IQR: 270–473) compared with 300 (IQR: 214–393) min (P < 0.0001).

Thrity-day post-operative outcomes are detailed in Fig. 2. Overall, 23.5% of patients experienced major morbidity, and 2.3% died within 30 days of surgery. Significantly more transfused patients suffered from major morbidity and mortality. The most common complications pertained to post-operative infections.

Figure 2.

Figure 2

Short-term post-pancreatectomy outcomes, based on transfusion status

Results of the multivariate analysis are presented in Table 2. The adjusted risk estimates revealed that RBCT was independently associated with increased 30-day major morbidity (P < 0.0001), mortality (P < 0.0001), post-operative infections (P < 0.0001), cardiac events (P < 0.0001), respiratory failure (P < 0.0001) and venous thrombo-embolic events (P < 0.0001). After adjustment, the transfused patients experienced a prolonged LOS (RR 1.23; 95%CI: 1.17–1.29).

Table 2.

Association between RBCT and short-term post-pancreatectomy outcomes, in the entire cohort

Outcomes Unadjusted Adjusteda
Relative risk (95% CI) P-value Relative risk (95% CI) P-value
Major morbidity 1.65 (1.56–1.74) <0.0001 1.49 (1.39–1.60) <0.0001
Mortality 3.12 (2.56–3.79) <0.0001 2.19 (1.76–2.73) <0.0001
Post-operative infection 1.48 (1.40–1.56) <0.0001 1.37 (1.29–1.45) <0.0001
Cardiac events 2.65 (2.12–3.32) <0.0001 2.26 (1.77–2.90) <0.0001
Respiratory failure 3.83 (3.38–4.33) <0.0001 2.83 (2.47–3.25) <0.0001
Venous thrombo-embolic events 1.97 (1.66–2.34) <0.0001 1.65 (1.36–2.00) <0.0001
*

Adjusted for: age, gender, race, BMI, ASA class, HCT, bilirubin, INR, cardiac comorbidities, bleeding disorder, procedure, malignant post-operative diagnosis, and operative time.

RBCT, Red Blood Cell Transfusion; CI, Confidence Interval.

The conclusions of the analyses did not change when the cohort was restricted to calendar years with the most complete data (2007–2010).

Discussion

This analysis of the ACS-NSQIP registry examined the association between RBCT and 30-day outcomes after elective pancreatectomy, with a view to providing procedure- and practice-specific information to contribute to transfusion practices changes where needed. After adjusting for potential confounders, the risk of major morbidity and mortality were, respectively, increased approximately 1.49- and 2.19-fold for patients receiving a peri-operative RBCT. Transfused patients also had a prolonged LOS (RR 1.27; 95% CI: 1.24–1.29).

The mechanisms underlying the relationship between RBCT and worse post-operative outcomes have been the subject of various hypotheses.38 Most relate to impaired immunity through transfusion-related immunomodulation. This phenomenon appears to be multifactorial and operates by reducing natural killer cells, T cells, macrophagic and monocytic functions, and increasing the number of suppressor T cells.16 Repercussions of RBCT on the healing process after gastrointestinal anastomoses have previously been documented in pre-clinical models.39,40

Previous work has highlighted increased post-operative morbidity and mortality in general surgery patients receiving RBCT.9,41 Even small RBCT amounts as low as one unit can negatively impact outcomes, in terms of overall morbidity, sepsis or LOS.41 However, these analyses included more than 25 surgical procedures that all differ with regards to risk of transfusion and morbidity profiles. Owing to dissection close to major vascular structures, the highly vascularized nature of the pancreatic gland, and common pre-operative anaemia, pancreatic resections present a specific risk for blood loss and the need for a transfusion.42,43 The issue of RBCT is, therefore, particularly relevant to a pancreas resection and has even been suggested as a quality indicator for this procedure.44 So far, the pancreatectomy-specific evidence is limited to a few single-institution analyses with limited sample sizes.20,21 Consistent with this study, they have observed 1.5- to 2-fold higher morbidity and mortality rates with RBCT.20,21 Sets of clinical variables associated with RBCT similar to the present study were also identified, including BMI, smoking, weight loss, pre-operative haematocrit, surgical procedure and operative time.20,21 This outlines the relevance of the list confounders adjusted for in this analysis. Larger studies, some based on the ACS-NSQIP, have also been conducted, but pooled pancreatic and liver resections.26,45 Hepatectomy differs significantly from pancreatectomy by its nature, the risk for blood loss and specificities in anesthetic management.46,47 Although the current results are similar, this study adds to the literature by providing the first detailed and large-scale adjusted analysis dedicated to pancreatectomy.

The restrictive use of RBCT has repeatedly been proven safe and effective in randomized clinical trials conducted on various populations, including surgical and acutely ill patients.4850 Documented variations in transfusion practices expose patients to unnecessary risks, impairs their recovery, increases healthcare costs and results in a waste of limited resources.7,20,25,51 Judicious use of RBCT is thus warranted. While RBCT are necessary for some cases, most are unnecessary. Previous work indicated that 46–56% of peri-operative RBCT administered in hepato-pancreato-biliary surgery are inappropriate according to current guidelines.21,23,26 Encouragingly, comprehensive restrictive transfusion initiatives comprising of patient blood management consultants, institutional guidelines and the use of alternative transfusion strategies have also been successful in reducing RBCT by 15–25% in targeted surgical procedures.5254 In particular, a significant reduction RBCT use for elective cardiac surgery was observed across 17 United States institutions in a before and after study including over 14 000 patients. It was accompanied by a reduction in overall morbidity (odds ratio – OR 0.97; 95% CI: 0.88–1.08), mortality (OR 0.53; 95%CI: 0.37–0.74) and resource utilization.54

The main limitations of this study are inherent to its retrospective nature and the use of a large database, especially information and selection bias. The ACS-NSQIP data have the advantage of being abstracted by trained healthcare professional abstractors and being validated by audits. Its accuracy and reliability have been repeatedly shown.3134 As previously described, patterns and impact of missing data were explored and taken into consideration in the analysis. Differences in baseline characteristics of transfused patients were indicative of how a higher degree of frailty predisposed them to receive RBCT. The analysis was adjusted for known and relevant variables associated with RBCT in robust regression models. Other limitations include the lack of some variables in ACS-NSQIP. First, cancer staging or disease severity information, including the need for venous resection, was lacking. These factors can render the resection technically more challenging and increase the risk for both a transfusion and post-operative morbidity. The type of surgical procedure and operative time were used as surrogate markers for technical complexity and corrected for. Second, clinical variables dictating the indication for RBCT were not available (e.g. pre-transfusion hemoglobin, haemodynamic parameters and symptoms). Many factors play a role in the decision to transfuse a patient, and some may contribute to increased morbidity independently of RBCT. Therefore, this analysis could not tease out the exact portion of incremental morbidity attributable to unnecessary RBCT. Similarly, determining whether RBCT was directly causative of morbidity or a response to complication remains challenging. Only RBCT administered during the first 72 h following surgery were considered. Thus, transfusion is likely to have happened prior to the complication.

When gaps between practice and guidelines exist, successful and lasting uptake of guidelines requires tailored approaches driven by practice-specific data.29,55 Owing to the unique and comprehensive data from the ACS-NSQIP, this study represents the largest multi-institutional and only specific appraisal of the impact of RBCT on post-pancreatectomy short-term outcomes, and provides results with high external validity. It provides procedure-specific evidence to raise awareness about the need to minimize the use of RBCT when they can be safely avoided for elective pancreatectomy. Stronger procedure-specific evidence to support a change in practice could be obtained with a randomized study design aimed at comparing the impact of a comprehensive blood management strategy focused on restrictive transfusion guidelines compared with traditional practice on post-pancreatectomy outcomes.

Conclusion

Peri-operative RBCT was independently associated with increased 30-day major morbidity and mortality, and a prolonged LOS in patients undergoing pancreatectomy, after adjusting for potential confounders. These data further the rationale to attempt to reduce the use of RBCT after elective pancreatectomy when they can be safely avoided. Future studies should focus on the impact of interventions to minimize the use of RBCT after elective pancreatectomy.

Funding sources

None.

Conflicts of interest

NSQIP Disclosure: The American College of Surgeons National Surgical Quality Improvement Program and the hospitals participating in the ACS-NSQIP are the source of the data used herein; they have not verified and are not responsible for the statistical validity of the data analysis or the conclusions derived by the authors.

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