Abstract
Background
Although medications are the most widely studied effective treatments for adults with attention-deficit/hyperactivity disorder (ADHD), patients treated with medications often have significant residual symptoms that may be amenable to psychosocial intervention. Few studies, however, report on the structure and severity of specific residual ADHD symptoms in adult patients who have been treated with medications. This information may be important in identifying the most important psychosocial treatment targets for medicated adults with ADHD with residual symptoms.
Objectives
Identify which symptoms of ADHD are most frequent and severe for medication-treated adults. Identify meaningful factors underlying self-report and clinician ratings in this group.
Methods
Self-reported and clinician-rated ADHD symptom data from 105 adults in the community already receiving medication treatment who were entering cognitive behavioral therapy studies were examined. First, we examined the frequency and severity of each of the 18 ADHD symptoms that were present in the sample. Second, we conducted exploratory factor analyses of self-reported and clinician-rated ADHD symptoms to best describe the structure of residual symptoms in medication-treated adults, Lastly, we examined the association of the resulting factor scores with clinician-rated global ADHD severity (Clinical Global Impressions) and functional impairment (Global Assessment of Functioning) scales to determine which factors relate to overall severity.
Results
The 2 most frequent (self-reported and clinician-rated) residual symptoms were disorganization (85%–88%) and distractibility (74%–83%). Exploratory factor analyses for both self-reported and clinician-rated data yielded a 3-factor model: (1) Hyperactivity/Restlessness, (2) Impulsivity/Poor Prospective Memory, and (3) Inattention. Using multiple regression, the Inattention factor from self-reported and clinician-rated data was most strongly, consistently, and uniquely related to clinician ratings of both illness severity and functioning.
Conclusions
In this sample, disorganization and distractibility were the most frequent and clinically significant residual symptoms; therefore, these should be important targets in psychosocial treatments for this population. Scoring symptom rating scales in medication-treated adults with ADHD using Hyperactivity. Restlessness, Impulsivity/Poor Prospective Memory, and Inattention factors may be more informative with respect to evaluating psychosocial treatment outcome than overall scale scores alone.
Keywords: hyperactivity/restlessness, impulsivity/poor prospective memory, inattention
INTRODUCTION
Attention-deficit/hyperactivity disorder (ADHD) is a chronic and impairing psychiatric disorder beginning in childhood and persisting into adulthood in a substantial proportion of cases.1 Although stimulant and other medication treatment is efficacious in adults with ADHD, a substantial proportion of patients do not respond fully to medication monotherapy2; thus, combination with psychosocial treatments is often recommended. Studies of residual symptom structure and severity in adults with ADHD who are treated with medications are generally lacking and may help inform appropriate and treatment-sensitive targets for psychosocial interventions.
ADHD is a heterogeneous disorder both clinically and neurobiologically3. Profiles of endorsed symptoms vary from patient to patient and within a person across development. The Diagnostic and Statistical Manual of Mental Disorders, 4th Edition (DSM-IV) criteria and symptom set were selected based on field trials involving individuals aged 4 to 17 years4,5 and involve 2 separate but related symptom dimensions: Inattention and Hyperactivity/Impulsivity. On average, endorsement of hyperactive/impulsive symptoms has been shown to decline more steeply with age while inattentive symptoms remain more severe.6
The pattern of ADHD symptoms in adults treated with medications is less clear in the literature. Several studies in adults document the impact of stimulant medication treatment on overall symptoms of ADHD; however, studies seldom report which subsets of ADHD symptoms are still present and impairing after medication treatment. We identified only 5 published adult ADHD medication trials that reported on inattentive and hyperactive/impulsive symptoms separately.7-11 These studies generally indicated significant reductions for both symptom subscales, but statistical comparisons were often inadequate to assess whether medications produced a greater reduction in one cluster of symptoms versus the other. Data available from 3 of these studies8-10 support the idea that although inattentive symptoms are reduced by medication treatment, they continue to be rated as more severe than hyperactive/impulsive symptoms following efficacious medication treatment. These data suggest that in a sample of medication-treated adults with ADHD, problems with distractibility, disorganization, and sustained attention are likely to continue to be more severe and impairing than problems with restlessness or impulsivity as measured by DSM-IV symptoms.
Information on the factor structure of ADHD symptoms in a medication-treated adult sample is also important because knowing how symptoms cluster together in this population can allow for more sensitive measurement of treatment-related change. Existing studies that did not focus on medication-treated adults have employed factor analytic strategies to determine whether the DSM-IV 2-factor model of inattention and hyperactivity/impulsivity is applicable to ADHD symptoms in adults. Results from both exploratory and confirmatory factor analytic studies1,12-14 support a 3-factor solution of inattention, hyperactivity, and impulsivity, the latter of which is characterized by verbal impulsivity. DuPaul et al15 reported support for a 2-factor model using exploratory factor analysis, but their solution was unstable across separate samples drawn from 3 different cultures. It is also important to note that while the majority of factor analytic studies of ADHD symptoms in adults referenced previously support the 3-factor solution, cross-loadings of items that differ from the DSM-IV model are uncommon. Via confirmatory factor analysis, Kooij et al13 found that a 3-factor model that allowed for item cross-loadings provided the best fit to their data. Thus, while the 3-factor inattention/hyperactivity/impulsivity solution is generally supported, studies vary in terms of which items load on which factors.
Developing psychosocial treatments for adults with ADHD requires outcome measures that will be maximally descriptive of the primary symptom profiles of this population and maximally associated with improvements in functioning. Symptom dimensions should not only be descriptive but also should be meaningfully associated with overall illness severity and functioning. Clinically, one would want to direct treatment efforts toward the factors that are most closely related to functional impairment and overall illness severity. The current study describes a sample of adults in the community already receiving medication treatment who enrolled in 1 completed16 and 1 ongoing randomized controlled trial of a psychosocial treatment for adults with ADHD and residual symptoms. The present study sought to: (1) describe which ADHD symptoms were most frequent and most severe; (2) examine the factor structure of these residual ADHD symptoms; and (3) examine which factors were most strongly associated with clinical ratings of overall functioning and illness severity.
METHODS
Participants
Participants were men and women meeting DSM-IV criteria for ADHD and participating in studies of cognitive behavioral therapy for medication-treated adults with ADHD. Participants were not selected or excluded based on sex. To be included, individuals were required to be between the ages of 18 and 65 years and be prescribed and taking a stable dose of ADHD medication for at least 2 months prior to the start of the study; stable was defined as no more than a 10% change in medication dosage over those 2 months. Hence, participants had a preexisting diagnosis of ADHD from a provider outside of the study; nonetheless, we performed a diagnostic evaluation to confirm study eligibility and a separate clinician assessment of ADHD symptom severity. These assessments took place before the participant was randomized to 1 of 2 psychosocial treatment conditions. Initial diagnostic assessments were conducted by a clinician who, in most cases, became the participant’s study therapist. Assessment of ADHD severity was conducted by a second clinician who remained blinded to treatment condition throughout the study. Participants also completed self-report measures prior to randomization and returned these reports to the study coordinator.
Assessment Measures and Procedures
Initial Diagnostic Assessment
To confirm the outside providers’ diagnosis of ADHD and assess comorbid conditions, clinicians with extensive experience both working with adults with ADHD and administering structured interviews conducted the Structured Clinical Interview for DSM-IV,17 supplemented by sections of the Kiddie Schedule for Affective Disorders and Schizophrenia, Epidemiologic version18 to assess ADHD and other childhood disorders. In previous studies conducted in our affiliated clinic (the Pediatric Psychopharmacology Clinic at Massachusetts General Hospital), diagnostic reliability of ADHD diagnoses has been high, obtaining a K of 1.0 and a 95% CI of 0.8 to 1.0.19 Participants also reported their currently prescribed psychotropic medications and daily dosages of these medications.
Clinician-Rated Measures
Following the diagnostic assessment, an assessment session was scheduled with a second PhD-level clinical assessor who had extensive training on the required assessments. For those participating in the completed treatment study (approximately one third of the sample), the assessor had >10 years of supervised experience using the ADHD symptom measure. The assessments of this rater were audiotaped and a subset of tapes was reviewed and discussed with another doctoral-level clinician. For those remaining in the ongoing study, the assessor received extensive training on the ADHD symptom instrument and all sessions were audiotaped for supervision purposes. Tapes were regularly reviewed by 1 of 2 doctoral-level study staff. No significant discrepancies in ratings between assessor and supervisors occurred that necessitated changes to the original ratings.
This assessment session included the ADHD Rating Scale (ADHD-RS)20,21 which, modified for DSM-IV, assesses each of the 18 individual symptoms of ADHD using an identical 4-point scale (0 = not present, 1 = mild, 2 = moderate, 3 = severe; minimum total score = 0; maximum total score = 54). Total scores were examined in this study. The frequency of endorsement of individual items was also considered.
During this assessment, the clinician assigned a Clinical Global Impression (CGI)22 score for severity to each participant. The CGI score ranged from 1 (not at all ill) to 7 (among the most extremely ill patients). The clinician also assigned a Global Assessment of Functioning (GAF) score5 to each participant. GAF scores range from 1 to 100 and represent a person’s overall functioning during the previous 12 months, not including functional impairment due to physical or environmental limitations.
Self-Reported Measures
Participants rated their experience of each of the 18 DSM-IV symptoms of ADHD using the Current Symptoms Scale (CSS).23 Items were rated on a 4-point scale similar to the ADHD-RS but with frequency-related anchors of 0 = never or rarely, 1 = sometimes, 2 = often, or 3 = very often.
RESULTS
Participant Characteristics and Medication Treatment
Data were available for 105 participants (55 men; 50 women), although some did not have complete data either for the ADHD-RS or the CSS. Mean (SD) age was 41.96 (10.95) years. Race/ethnicity was as follows: 84.8% white; 6.7% black; 2.9% Asian; 2.9% Hispanic or Latino; and 2.9% other. Educational level was as follows: 3-8% high school or general equivalency diploma; 11.4% 2 years of post–high school education (eg, associates or technical school degree); 44.8% college education; 28.6% masters’ degree; and 11.4% doctorate (including doctor of jurisprudence).
The median number of prescribed psychotropic medications reported by participants was 2 (range, 1–5) and the mode was 1. The majority of participants (88.6%) were taking some form of stimulant medication to treat their symptoms of ADHD. Of those participants taking stimulant medication, 67% reported taking a short-acting stimulant and 43% reported taking a long-acting stimulant (percentages sum to >100% because some participants were taking >1 type of stimulant). Of those not taking a stimulant, two thirds (8 participants) were taking bupropion only, 2 additional patients were taking bupropion along with another medication for ADHD (modafinil or atomoxetine), and the 2 remaining patients were taking an antidepressant (venlafaxine or sertraline) as their primary ADHD therapy.
Among participants taking stimulant medication, two thirds (66.7%) were receiving stimulant monotherapy (some of these participants reported taking other psychotropic medications such as selective serotonin reuptake inhibitors in addition to ADHD medications). Another 12.9% were prescribed a long-acting stimulant along with a short-acting stimulant, often to be used when needed. A greater percentage of patients (17.2%) were receiving bupropion in addition to a stimulant and a few patients (3.2%) were receiving atomoxetine in addition to a stimulant. Of those participants prescribed only 1 stimulant for ADHD, 62.9% were prescribed short-acting stimulants, 33.9% were prescribed long-acting stimulants, 1 participant was using the methylphenidate patch, and another was taking an unspecified stimulant medication.
Total daily dosing data were available for 91% of the participants. Of those participants taking only a short-acting stimulant, most (n = 23) were taking short-acting preparations of amphetamine(d,l) (mean [SD] dosage, 35.0 [14.7] mg) or methylphenidate(d,l) (n = 18; mean [SD] dosage, 39.0 [31.8] mg). Short-acting amphetamine(d) and short-acting methylphenidate(d) each were taken by 3 participants with a mean (SD) dosage of 21.7 (2.9) and 20.8 (25.5) mg, respectively. Of those participants taking a long-acting stimulant preparation, most (n = 21) were taking long-acting methylphenidate(d,l) (mean [SD] dosage, 60.7 [40.8] mg) or long-acting amphetamine(d,l) (n = 12; mean [SD] dosage, 30.8 [12.4] mg). Four participants were taking long-acting methylphenidate(d) with a mean (SD) daily dosage of 36.3 (13.8) mg.
Symptom Descriptive Statistics
Clinician Ratings
Descriptive statistics across the sample of adults with complete data for each item on the clinician’s rating of DSM-IV ADHD via the ADHD-RS (n = 98) are shown in Table I. Descriptive labels associated with each mean score on this scale are also displayed along with the percent of participants endorsing each symptom at each severity level. The percent of participants rated as moderate or severe (score of 2 or 3) is displayed in bold, as these scores are often considered to fall above the symptomatic threshold on DSM-IV–based rating scales.23 Per Table I, symptoms with a mean score in the “moderate” severity range across the sample related to problems with organization, distractibility/sustained attention, losing items, and task persistence. In addition, the symptom denoting problems with forgetfulness was rated at the symptomatic level by >50% of participants. Excessive talking (38%) and fidgeting (30%) were the most frequently rated DSM-IV hyperactive/impulsive symptoms.
TABLE I. DESCRIPTIVE STATISTICS (RANK-ORDERED BY MEAN [M]) FOR EACH ITEM ON THE CLINICIAN-RATED ATTENTION-DEFICIT/HYPERACTIVITY DISORDER RATING SCALE FOR 98 STUDY PARTICIPANTS.
Endorsement, % |
|||||||
---|---|---|---|---|---|---|---|
Item Content | M (SD) | Label | None | Mild | Moderate | Severe | Moderate + Severe |
Disorganized | 2.33 (0.77) | Moderate | 3 | 9 | 40 | 48 | 88 |
Distracted | 1.98 (0.80) | Moderate | 3 | 24 | 46 | 28 | 74 |
Poor sustained attention | 1.90 (0.95) | Moderate | 11 | 16 | 44 | 29 | 73 |
Fail to follow/finish | 1.81 (0.93) | Moderate | 11 | 20 | 45 | 24 | 69 |
Lose things | 1.74 (1.05) | Moderate | 18 | 15 | 40 | 27 | 67 |
Avoid mental effort | 1.72 (1.05) | Moderate | 18 | 17 | 38 | 27 | 65 |
Forgetful | 1.47 (0.92) | Mild | 18 | 28 | 43 | 11 | 54 |
Talk excessively | 1.14 (0.92) | Mild | 30 | 33 | 32 | 6 | 38 |
Don’t listen | 1.13 (0.89) | Mild | 27 | 41 | 26 | 7 | 32 |
Careless mistakes | 1.09 (0.91) | Mild | 34 | 27 | 37 | 3 | 40 |
Fidget | 1.06 (0.76) | Mild | 25 | 46 | 29 | 1 | 30 |
Interrupt or intrude | 1.02 (0.80) | Mild | 28 | 46 | 24 | 3 | 27 |
Difficulty waiting | 0.96 (0.95) | Mild | 41 | 29 | 25 | 6 | 31 |
Blurt out answers | 0.93 (0.76) | Mild | 32 | 45 | 22 | 1 | 23 |
Restless | 0.90 (0.86) | Mild | 39 | 36 | 22 | 3 | 25 |
On the go/motor | 0.77 (0.87) | Mild | 48 | 32 | 16 | 4 | 20 |
Leave seat | 0.74 (0.88) | Mild | 52 | 24 | 22 | 2 | 24 |
Don’t play quietly | 0.44 (0.73) | None | 69 | 18 | 11 | 1 | 12 |
Percent of endorsement for each symptom may not total 100% due to rounding.
Represents percent of participants rated as “2” or “3” for each symptom.
Self-Reports
Descriptive statistics across the sample of adults with complete data for each item on the self-report CSS (n = 97) are shown in Table II. As seen in Table II, symptoms with mean ratings of “often” across the sample related to problems with organization, distractibility/sustained attention, avoiding mental effort, losing items, task persistence, and forgetfulness For the self-reported data, fidgeting (47%) was the DSM-IV hyperactive/impulsive symptom most commonly endorsed at the symptomatic level, followed by blurting out answers (42%) and restlessness (41%).
TABLE II. DESCRIPTIVE STATISTICS FOR EACH ITEM (RANK-ORDERED BY MEAN [M]) ON THE SELF-REPORTED CURRENT SYMPTOMS SCALE FOR 97 PARTICIPANTS.
Endorsement, % |
|||||||
---|---|---|---|---|---|---|---|
Item Content | M (SD) | Label | Never or Rarely |
Sometimes | Often | Very Often | Often + Very Often* |
Disorganized | 2.36 (0.80) | Often | 2 | 14 | 31 | 54 | 85 |
Distracted | 2.10 (0.73) | Often | 2 | 16 | 53 | 30 | 83 |
Avoid mental effort | 1.80 (0.87) | Often | 4 | 37 | 33 | 26 | 59 |
Lose things | 1.75 (0.96) | Often | 8 | 36 | 28 | 28 | 56 |
Fail to follow/finish | 1.71 (1.16) | Often | 6 | 45 | 27 | 21 | 48 |
Forgetful | 1.69 (0.83) | Often | 5 | 39 | 37 | 19 | 56 |
Poor sustained attention | 1.64 (1.13) | Often | 8 | 41 | 37 | 14 | 51 |
Careless mistakes | 1.46 (0.80) | Sometimes | 8 | 49 | 32 | 11 | 43 |
Fidget | 1.43 (1.01) | Sometimes | 21 | 33 | 29 | 18 | 47 |
Restless | 1.41 (0.91) | Sometimes | 14 | 44 | 27 | 14 | 41 |
Blurt out answers | 1.28 (0.98) | Sometimes | 26 | 32 | 31 | 11 | 42 |
Talk excessively | 1.25 (1.04) | Sometimes | 27 | 40 | 17 | 18 | 35 |
Interrupt or intrude | 1.24 (0.91) | Sometimes | 22 | 43 | 25 | 10 | 35 |
Difficulty waiting | 1.15 (1.02) | Sometimes | 31 | 37 | 18 | 14 | 32 |
On the go/motor | 1.10 (1.03) | Sometimes | 34 | 35 | 18 | 13 | 31 |
Don’t listen | 0.99 (0.74) | Sometimes | 24 | 58 | 14 | 4 | 18 |
Don’t play quietly | 0.85 (0.85) | Sometimes | 38 | 45 | 10 | 6 | 16 |
Leave seat | 0.52 (0.69) | Sometimes | 59 | 32 | 8 | 1 | 9 |
Percent of endorsement for each symptom may not total 100% due to rounding.
Represents percent of participants rated as “2” or “3” for each symptom.
Factor Analysis: Clinician Ratings
Our data set contained >5 participants per DSM-IV item in the ADHD-RS (18 items), thus exceeding minimum sample size criteria for a factor analysis. The correlation matrix had adequate correlations to warrant a factor analysis as supported by the Kaiser-Meyer-Olkin (KMO) measure of sampling adequacy (0.612; “mediocre” amount of common variance). Bartlett’s tests of sphericity indicated significant correlations in the matrix (χ2 = 396.53; P = 0.000). The item, “Don’t listen when spoken to directly,” showed very poor communalities with the other variables (0.14 at initial extraction) and failed to load significantly on a factor in any candidate variable model. Thus, the variable was dropped from consideration.
We employed a common factor analysis (SPSS Principle Axis Factoring; Statistical Package for the Social Sciences, Chicago, Illinois) with varimax rotation to extract orthogonal factors. We also examined patterns of loading using an oblique rotation strategy. Because loading patterns were nearly identical for both rotation methods and because we wished to predict a maximum amount of unique variance with each factor, we report the orthogonally rotated solutions. Table III presents the unrotated factors and percentage of variance for factors with eigenvalues ≥1.0. A scree plot of the unrotated eigenvalues24 supported a 3-factor solution. The rotated 3-factor solution accounted for 31.5% of the overall variance and this solution was judged to be the most parsimonious model.
TABLE III. UNROTATED FACTORS WITH EIGEN-VALUES ≥1.0 FOR INITIAL SOLUTION AND PERCENTAGE OF VARIANCE.
Factor | Eigenvalue | % of Variance |
Cumulative % of Variance |
---|---|---|---|
Clinician-Rated Attention-Deficit/Hyperactivity Disorder Rating Scale | |||
1 | 3.43 | 20.1 | 20.1 |
2 | 2.16 | 12.7 | 32.8 |
3 | 1.70 | 10.0 | 42.8 |
4 | 1.27 | 7.5 | 50.3 |
5 | 1.23 | 7.2 | 57.5 |
6 | 1.11 | 6.6 | 64.1 |
7 | 1.00 | 5.9 | 70.0 |
| |||
Self-Reported Current Symptoms Scale | |||
1 | 5.41 | 31.8 | 31.8 |
2 | 1.86 | 10.9 | 42.7 |
3 | 1.65 | 9.7 | 52.4 |
4 | 1.16 | 6.8 | 59.2 |
5 | 1.07 | 6.3 | 65.6 |
Table IV presents the factor loadings for each item on the clinician-rated ADHD-RS as well as the mean (SD) for the factor summation scores. Guidelines used to determine which items loaded on which factors were applied according to Safren et al25 and were as follows: variables with loadings of >0.30 were considered to load on a particular factor; a variable was permitted to load on > 1 factor if its loadings exceeded 0.30 on both factors and the difference between loadings was <0.10; if the difference in loadings was >0.10, the variable was considered to load only on the factor with which it had the higher loading.
TABLE IV. ROTATED FACTOR LOADINGS FOR COMMON FACTOR ANALYSIS OF THE CLINICIAN-RATED ATTENTION-DEFICIT/HYPERACTIVITY DISORDER RATING SCALE IN STUDY PARTICIPANTS.
Item Content | Factor 1 | Factor 2 | Factor 3 |
---|---|---|---|
Factor 1: Hyperactivity (Mean [M] = 0.97; SD = 0.53; α = 0.73) | |||
Leave seat | 0.652 | −0.007 | 0.100 |
Fidget | 0.543 | 0.094 | −0.076 |
Play quietly | 0.515 | 0.159 | 0.039 |
Difficulty waiting | 0.329 | 0.198 | 0.249 |
On the go/driven by motor | 0.564 | 0.166 | 0.160 |
Hyperactive/restless | 0.700 | −0.166 | −0.004 |
Sustained attention | 0.336 | 0.229 | 0.430 |
| |||
Factor 2: Impulsivity/Poor Prospective Memory (M = 1.23; SD = 0.55; α = 0.66) | |||
Talk excessively | 0.141 | 0.460 | −0.032 |
Interrupt or intrude | 0.060 | 0.687 | −0.108 |
Blurt out answers | −0.006 | 0.679 | 0.117 |
Lose things | 0.109 | 0.336 | 0.206 |
Attention to detail/ careless mistakes | 0.112 | 0.459 | 0.107 |
Forgetful | −0.017 | 0.324 | 0.093 |
| |||
Factor 3: Inattention (M = 1.95; SD = 0.56; α = 0.50) | |||
Sustained attention | 0.336 | 0.229 | 0.430 |
Trouble following directions/fail to finish work | 0.051 | 0.238 | 0.475 |
Distracted | 0.247 | 0.176 | 0.324 |
Disorganized | −0.162 | 0.059 | 0.651 |
Avoid mental effort | 0.082 | −0.167 | 0.430 |
The first factor extracted from the analysis of the clinician-rated ADHD-RS data, Hyperactivity, consisted of 7 items—6 DSM-IV hyperactive/impulsive symptoms and 1 DSM-IV inattentive symptom (sustained attention difficulties). (Note: Factor-derived scales are denoted by italics throughout the manuscript to distinguish them from DSM-IV factors with similar names.) The second factor, Impulsivity/Poor Prospective Memory, included 6 items split evenly between DSM-IV inattention and hyperactivity/Impulsivity symptoms. The third and final factor extracted from the clinician-rated data, Inattention, included 5 symptoms from the DSM-IV inattentive list. The only item to load on > 1 scale was the item indexing difficulties with sustained attention, which loaded on both the Hyperactivity and Inattention factors of the ADHD-RS. Mean scores on the 3 scales correlated significantly with one another: Impulsivity/Poor Prospective Memory correlated significantly with Hyperactivity (r = 0.24; P = 0.02) and Inattention (r = 0.22; P = 0.03), and the correlation between Hyperactivity and Inattention was also significant (r = 0.41; P < 0.001).
Medication-treated adults with ADHD with residual symptoms in this sample received the highest mean score on the Inattention factor of the clinician-rated ADHD-RS, followed by the Impulsivity/Poor Prospective Memory and then the Hyperactivity factors. All of these differences between scale scores were significant at P < 0.001.
Factor Analysis: Self-Reports
For the self-reported CSS, the correlation matrix warranted a factor analysis as supported by the KMO measure of sampling adequacy (0.82; “meritorious” amount of common variance). Bartlett’s tests of sphericity indicated significant correlations in the matrix (χ2 = 566.61; P = 0.000). As in the factor analysis using the clinician’s data, the “Don’t listen when spoken to directly” item showed very poor communalities with the other variables (0.17 at extraction) and failed to load significantly on a factor in any candidate model. Thus, the variable was dropped from consideration.
Again, a common factor analysis (SPSS Principle Axis Factoring) with varimax rotation was used. Table III presents the unrotated factors and percentage of variance for factors with eigenvalues ≥1.0. A scree plot of the unrotated eigenvalues again supported a 3-factor solution. The rotated 3-factor solution accounted for 43-2% of the variance.
Table V presents the factor loadings for each item on the self-reported CSS as well as the mean (SD) for the factor summation scores, Variables were considered to load on factors as described previously. The first factor extracted from the analysis of self-report data, Impulsivity/Poor Prospective Memory, consisted of 9 items—5 DSM-IV hyperactive/impulsive symptoms and 4 DSM-IV inattentive symptoms. The second factor, Hyperactivity, included 7 items with 6 DSM-IV hyperactive/impulsive symptoms and 1 DSM-IV inattentive symptom (easily distracted). The third and final factor extracted from the self-reported data, Inattention, included 6 symptoms from the DSM-IV inattentive list. Four items loaded on >1 factor: “Difficulty doing activities quietly” and “Difficulty waiting” loaded on both Impulsivity/Poor Prospective Memory and Hyperactivity, “Forgetful” loaded on both Impulsivity/Poor Prospective Memory and Inattention; and “Easily distracted” loaded on all 3 scales of the self-reported CSS. Mean scores on the 3 scales correlated significantly with one another: Impulsivity/Poor Prospective Memory correlated significantly with Hyperactivity (r = 0.73; P < 0.001) and Inattention (r = 0.56; P < 0.001), and the correlation between Hyperactivity and Inattention was also significant (r = 0.50; P < 0.001).
TABLE V. ROTATED FACTOR LOADINGS FOR COMMON FACTOR ANALYSIS OF THE SELF-REPORTED CURRENT SYMPTOMS SCALE IN STUDY PARTICIPANTS.
Item Content | Factor 1 | Factor 2 | Factor 3 |
---|---|---|---|
Factor 1: Impulsivity/Poor Prospective Memory (Mean [M] = 1.42; SD = 0.59; α = 0.83) | |||
Talk excessively | 0.616 | 0.249 | −0.036 |
Blurt out answers | 0.817 | 0.171 | 0.033 |
Interrupt or intrude | 0.775 | 0.134 | 0.024 |
Play quietly | 0.473 | 0.434 | 0.225 |
Attention to detail/careless mistakes | 0.404 | 0.182 | 0.268 |
Lose things | 0.370 | 0.091 | 0.100 |
Distracted | 0.384 | 0.311 | 0.308 |
Difficulty waiting | 0.449 | 0.448 | 0.127 |
Forgetful | 0.453 | 0.052 | 0.372 |
| |||
Factor 2: Hyperactivity (M = 1.22; SD = 0.63; α = 0.82) | |||
Fidget | 0.189 | 0.597 | 0.149 |
Stay seated | 0.313 | 0.601 | 0.100 |
Hyperactive/restless | 0.105 | 0.822 | 0.144 |
Play quietly | 0.473 | 0.434 | 0.225 |
On the go/driven by motor | 0.129 | 0.633 | 0.047 |
Distracted | 0.384 | 0.311 | 0.308 |
Difficulty waiting | 0.449 | 0.448 | 0.127 |
| |||
Factor 3: Inattention (M = 1.86; SD = 0.54; α =0.69) | |||
Sustained attention | −0.017 | 0.337 | 0.721 |
Don’t follow instructions/fail to finish work | 0.273 | 0.115 | 0.510 |
Distracted | 0.384 | 0.311 | 0.308 |
Disorganized | 0.104 | −0.034 | 0.564 |
Avoid mental effort | −0.009 | 0.103 | 0.511 |
Forgetful | 0.453 | 0.052 | 0.372 |
Medication-treated adults with ADHD with residual symptoms in this sample received the highest mean score on the Inattention factor of the self-reported CSS, followed by the Impulsivity/Poor Prospective Memory and then the Hyperactivity factors. All of these differences between scale scores were significant at P < 0.001.
Prediction of Global Clinician Ratings
As seen in Table VI, correlations among target variables were adequate to warrant regression analyses and in the hypothesized directions. Four multiple regression models were tested: clinician-rated symptom factor scores predicting CGI and GAF followed by self-reported symptom factor scores predicting CGI and GAF. Predictors were entered simultaneously into the model and evaluated using significance testing and semipartial r2, which represents the percentage of unique variance in the dependent variable accounted for by a predictor, taking into account the other variables in the model.
TABLE VI. CORRELATIONS (r) BETWEEN ADHD SYMPTOM FACTOR-DERIVED SCALES AND FUNCTIONAL IMPAIRMENT MEASURES.
Clinical Global Impression |
Global Assessment of Functioning |
|
---|---|---|
Clinician-Rated ADHD Rating Scale |
||
Inattention | 0.59* | −0.37* |
Hyperactivity | 0.56* | −0.32* |
Impulsivity/Poor Prospective Memory |
0.54* | −0.21* |
Self-Reported Current Symptoms Scale |
||
Inattention | 0.58* | −0.37* |
Hyperactivity | 0.42* | −0.18 |
Impulsivity/Poor Prospective Memory |
0.51* | −0.21* |
ADHD = attention-deficit/hyperactivity disorder.
P < 0.05.
Clinician-rated data (n = 98)
All 3 clinician-rated factor-derived subscales significantly contributed to the prediction of CGI score (Table VII). The model accounted for 60% of the variance in CGI scores with comparable contributions of each subscale as evidenced by the magnitude of β weights and semipartial r2. In contrast, clinician-rated Impulsivity/Poor Prospective Memory did not significantly contribute to the prediction of GAF. The overall model predicted 18% of the variance in this dependent variable (Table VII). Inattention was a statistically significant predictor, accounting for 6% of unique variance, while Hyperactivity reached marginal significance as a predictor, contributing another 3% of unique variance.
TABLE VII. PREDICTION OF GLOBAL CLINICIAN RATINGS USING CLINICIAN-RATED FACTOR-DERIVED SYMPTOM SCORES (ATTENTION-DEFICIT/HYPERACTIVITY DISORDER RATING SCALE).
β | t | Semipartial r2 | P | |
---|---|---|---|---|
Dependent Variable: Clinical Global Impression (model R2 = 0.60) | ||||
Inattention | 0.38 | 5.23 | 0.12 | <0.001 |
Impulsivity/Poor Prospective Memory | 0.38 | 5.59 | 0.13 | <0.001 |
Hyperactivity | 0.32 | 4.42 | 0.08 | <0.001 |
| ||||
Dependent Variable: Global Assessment of Functioning (model R2 = 0.18) | ||||
Inattention | −0.27 | −2.57 | 0.06 | 0.01 |
Impulsivity/Poor Prospective Memory | −0.11 | −1.14 | 0.01 | NS |
Hyperactivity | −0.19 | −1.82 | 0.03 | 0.07 |
Semipartial r2 = percentage of variance uniquely explained by that predictor, accounting for the other predictors.
Self-reported data (n = 97)
For self-reported ADHD symptom factor scores, the overall model accounted for 39% of the variance in CGI. Again, Inattention made a significant contribution to the model and accounted for 12% of unique variance in CGI. Impulsivity/Poor Prospective Memory reached marginal significance, contributing an additional 3% of unique variance. Hyperactivity did not significantly predict clinician-rated CGI scores (Table VIII). For GAF, only Inattention was a significant predictor with 9% of unique variance predicted. The overall model accounted for 13% of the variance in GAF.
TABLE VIII. PREDICTION OF GLOBAL CLINICIAN RATINGS USING SELF-REPORTED FACTOR-DERIVED SYMPTOM SCORES (CURRENT SYMPTOMS SCALE).
β | t | Semipartial r2 | P | |
---|---|---|---|---|
Dependent Variable: Clinical Global Impression (model R2 = 0.39) | ||||
Inattention | 0.43 | 4.19 | 0.12 | <0.001 |
Impulsivity/Poor Prospective Memory | 0.25 | 1.92 | 0.03 | 0.06 |
Hyperactivity | 0.03 | 0.23 | 0.00 | NS |
| ||||
Dependent Variable: Global Assessment of Functioning (model R2 = 0.13) | ||||
Inattention | −0.36 | −3.01 | 0.09 | 0.003 |
Impulsivity/Poor Prospective Memory | −0.02 | −0.12 | 0.00 | NS |
Hyperactivity | 0.01 | −0.10 | 0.00 | NS |
Semipartial r2 = percentage of variance uniquely explained by that predictor, accounting for the other predictors.
DISCUSSION
In the current study of medication-treated adults with ADHD, self-reported and clinician-rated data found that symptoms related to problems with sustained attention, distractibility, disorganization, poor task persistence, and, to a certain extent, misplacing items and forgetting were the most frequent and severe symptoms. Despite being on stable medication treatment, 85% to 88% (self-reported and clinician-rated data) of adults in our sample endorsed significant ongoing disorganization and 74% to 83% endorsed significant distractibility. These results are remarkably similar to those obtained in another large sample (N = 146) of clinic-referred adults with ADHD.1 In contrast, in a smaller sample (N = 32) of clinic-referred adults, Riccio et al26 found problems with attention to detail to be the most commonly reported symptom—a result not obtained in our sample. The most commonly reported symptoms across studies, however, overwhelmingly belong to the DSM-IV inattention symptom list, consistent with findings of a decline in DSM-IV hyperactivity/impulsivity across development.6 Fidgetiness, subjective restlessness, and verbal impulsivity were the most frequently reported DSM-IV hyperactive/impulsive symptoms.
Similar to studies that did not specifically select adults on the basis of medication treatment, we found that a 3-factor solution best characterized residual ADHD symptoms for self-reported and clinician-rated data in our sample of patients stabilized on medications. While the patterns of loading across these 2 sources of data differed, the overall factor structure was similar to previous studies—namely, a 3-factor structure consisting of items clustering within domains of hyperactivity, inattention, and impulsivity.1 Interestingly, however, in our sample, items tapping forgetfulness and poor prospective memory were as likely and, in some cases, more likely to load on the impulsivity dimension than on the inattention dimension. This may be a result either of some unique property of our sample or, given that we used exploratory factor analysis, a less stable factor solution. It is important to note that in addition to not specifically selecting adults who were stabilized on medications, prior cited factor analytic studies did not always screen participants based on meeting clinical diagnosis thresholds. Perhaps within the group of adults meeting criteria for ADHD, higher levels of forgetfulness and losing items is associated with more impulsive behavior (ie, lower likelihood that the patient will “stop and think” when engaged in an activity). These factor-analysis results yielded interesting dimensions and will be useful in measuring treatment-related outcomes in this sample.
Of the 3 factors, Inattention was most consistently related to global ratings of functioning across self-reported and clinician-rated data. This was the only factor to significantly predict global functioning across raters—that is, self-reported inattentive symptoms significantly predicted clinician-rated overall functioning. Notably, this factor is not identical to the DSM-IV inattention symptom list—it only consists of 5 of the 9 items in the case of clinician ratings: sustained attention problems, problems following directions/finishing work, distractibility, disorganization, and avoiding sustained mental effort; the self-reported Inattention scale includes an additional item, forgetfulness. These items are also the most severe in our sample (Tables I and II), highlighting the fact that the most frequent/severe items are also the most impairing. These data suggest that the intervention being studied in our research program—as well as other psychosocial interventions focused on self-management skills to improve organization and planning27—may be directly addressing the dimension of ADHD most strongly associated with functional outcomes. Thus, self-reported and clinician-rated Inattention data may be a particularly appropriate way to measure treatment outcomes in these types of studies. Notably, all 3 symptom dimensions derived by clinician report were significantly correlated with CGI, suggesting that the CGI score possesses criterion validity in capturing the 3 most important symptom facets in our sample identified by factor analysis.
It should be noted, however, that correlations between symptoms and impairment (GAF) were moderate in size, which is consistent with observations across samples of children and adults.28 This suggests that for both children and adults, assessment of functional impairment apart from symptoms alone is important to diagnosis and, likely, treatment. Additionally, although self-reports and clinician ratings of symptoms captured similar patterns of symptom seventy in this sample, the relationship of symptom clusters to illness severity (CGI) and global functioning (GAF) differed. Both self-report and clinician ratings implicated similar symptoms—those tapping distractibility and disorganization—as being most severe (see Tables I and II). However, factors derived from the clinician ratings were more strongly predictive of both CGI and GAF, It is likely that shared method variance was a factor in this result in that CGI and GAF were both rated by the clinician. However, it is interesting to note that all 3 symptom dimensions contributed to the prediction of CGI for the clinician but that only Inattention significantly predicted self-report ratings. This suggests that clinician ratings of symptoms may better reflect all 3 important facets of ADHD in adults. Patients may be less readily aware of their hyperactive symptoms because they do not cause as much personal distress.
While the adults in this study do not represent all adults with ADHD treated with medications, they do represent a clinically important subgroup of patients who may show some response to medication but who do not experience remission of symptoms and impairment. The issue of treatment response versus remission has received significant attention in the depression literature and has recently been highlighted with respect to ADHD in children. Steele et al29 point out that because response to medication in randomized controlled trials is often defined as a 25% to 30% reduction in symptoms or a CGI score of “much improved” or “very much improved,” patients with high levels of baseline symptoms may respond to treatment but still have residual symptoms. Thus, even medication responders may require additional treatment to achieve maximum symptom reduction and improvements in functioning. Clinically, pharmacologic and psychosocial efforts should be directed at improving treatment effects even in patients classified as medication responders.
In addition, studies of both types of treatment should include more fine-grained analyses of which symptoms and behaviors improve with treatment and which continue to remain problematic—2 separate but related issues. For example, Biederman et al30 recently reported that stimulant medication treatment in young adults was associated with improved performance for some neuropsychological functions but not others. Medication studies could more frequently report on the separate subscales of the symptom measures they employ in addition to total scale scores, which would provide relevant data without increasing research burden.
The limitations of the current study should be noted. First, we caution readers against overgeneralization of the results of our factor analysis to other samples of adults, especially given the unique characteristics of this sample, the sample size, and the use of exploratory rather than confirmatory methods. These findings will require replication in other samples of medication-treated adults with ADHD.
Second, our sample is more highly educated and less ethnically diverse than samples of adults with ADHD identified through longitudinal and population-based studies; it is more similar to clinic-referred samples. This likely reflects the requirement that participants in our study already be diagnosed with ADHD and receiving medication treatment. Caution is emphasized in generalizing results outside of adults receiving medication treatment, as the goal of the current study was to examine patients on medications with residual symptoms.
Third, the results of our study with respect to symptoms are confined to the 18 DSM-IV symptom items that were developed in research with children. This may account for the observation that the total amount of variance accounted for by our factor solutions is smaller than in exploratory factor analyses of parent and teacher ratings of child symptoms (43.2%–70.3%31-34) but more comparable with other adult studies (34.8%–60.9%1,12,15). If DSM-IV symptom items are a less precise reflection of ADHD in adults, a greater number of additional factors may be required to account for diminishing portions of variance. This highlights the need for adult-specific models of ADHD symptomatology based on factor analytic studies of adult-appropriate items.35
Fourth, this study included self-reported and clinician ratings of symptoms and therefore was unable to assess symptom profiles of adults as rated by other observers in the patient’s life; these ratings are an important source of clinical data that deserves further study. Finally, as this study did not include data collection from either a healthy control group or a clinical control group, we are unable to compare symptoms endorsed by medication-treated adults with ADHD and these groups. Future studies should continue to address the specificity of patterns of symptoms and impairment to adults with ADHD.
CONCLUSIONS
These results provide information important to the design of clinical interventions and trials for adults with ADHD and extends findings from general samples of adults with ADHD to those already receiving medication treatment. Factor-derived methods of scoring rating scales may yield more informative treatment outcome data than total scores alone. Symptoms of Inattention remain the most severe and the most consistently related to impairment—thus, adjunctive psychosocial treatments should target these symptoms.
ACKNOWLEDGMENT
This research was supported by National Institute of Mental Health grants 5R01MH69812 and 1R03MH60940 to Dr. Safren.
Footnotes
In our factor analyses, Inattention was the third factor to be extracted for both self-reported and clinician-rated data and thus accounted for a lower percentage of the overall variance than the preceding factors. This may seem surprising given that (1.) inattention symptoms were rated as more severe and (2) an inattention factor is often the first to emerge in analyses using general population samples. Factors, however, are calculated to account for maximum variance among items and may not necessarily reflect the items that have the highest means. Given that we sampled only adults with an ADHD diagnosis, hyperactivity and impulsivity items may be more variable in this population than inattention items, In contrast, inattention items may be endorsed at higher rates—but more homogeneously so—by these adults with ADHD. Comparison of dispersion between the DSM-IV inattentive versus hyperactive/impulsive symptom items using the CV supports this notion. CV is a dimensionless metric used to compare dispersion between 2 samples with different means and is calculated by SD/M. For both clinician-rated and self-reported data, DSM-IV hyperactive/impulsive symptom items had a higher CV (0.51 and 0.56, respectively) than inattentive symptom items (0.27 for both reporters), indicating greater variability in endorsement of hyperactive/impulsive items and supporting the above.
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