Abstract
Mammalian hippocampus is crucial for episodic memory formation1 and transiently retains information for ~3–4 weeks in adult mice and longer in humans2. Although neuroscientists widely believe neural synapses are elemental sites of information storage3, there has been no direct evidence hippocampal synapses persist for time intervals commensurate with the duration of hippocampal-dependent memory. Here we tested the prediction that the lifetimes of hippocampal synapses match the longevity of hippocampal memory. By using time-lapse two-photon microendoscopy4 in the CA1 hippocampal area of live mice, we monitored the turnover dynamics of pyramidal neurons’ basal dendritic spines, post-synaptic structures whose turnover dynamics are thought to reflect those of excitatory synaptic connections5,6. Strikingly, CA1 spine turnover dynamics differed sharply from that seen previously in neocortex7–9. Mathematical modeling revealed that the data best matched kinetic models with a single population of spines of mean lifetime ~1–2 weeks. This implies ~100% turnover in ~2–3 times this interval, a near full erasure of the synaptic connectivity pattern. Although NMDA receptor blockade stabilizes spines in neocortex10,11, in CA1 it transiently increased the rate of spine loss and thus lowered spine density. These results reveal that adult neocortical and hippocampal pyramidal neurons have divergent patterns of spine regulation and quantitatively support the idea that the transience of hippocampal-dependent memory directly reflects the turnover dynamics of hippocampal synapses.
The hypothesis that synaptic connectivity patterns encode information has profoundly shaped research on long-term memory. In hippocampus, synapses in basal CA1 mainly receive inputs from hippocampal area CA3, and the CA3 → CA1 projection has been widely studied regarding its plasticity and key role in memory. As in neocortex, dendritic spines in hippocampus are good proxies for excitatory synapses12, motivating time-lapse imaging of spines as a means of monitoring synaptic turnover7–10.
Prior work has illustrated in vivo imaging of CA1 spines in acute and recently also in chronic preparations13–15. We tracked spines for up to ~14 weeks by combining microendoscopes of diffraction-limited resolution14 (0.85 NA), a chronic mouse preparation for time-lapse imaging in deep brain areas4, and Thy1-GFP mice that express green fluorescent protein (GFP) in a sparse subset of CA1 pyramidal neurons (Fig. 1, Extended Fig. 1). Histological analyses confirmed this approach induced minimal activation of glia (Extended Fig. 2), as shown previously4,16.
A major concern was that one cannot distinguish two or more spines spaced within two-photon microscopy’s resolution limit. This issue is critical for studies of hippocampal spines, which are more densely packed than neocortical spines17. To gauge how commonly spines’ appearances merged together, we examined tissue slices from Thy1-GFP mice, using both two-photon microendoscopy and stimulated-emission depletion (STED) microscopy. The latter offered super-resolution (~70 nm FWHM lateral resolution), nearly nine times finer than that of the former14 (~610 nm), permitting tests comparing pairs of images of the same CA1 dendrites (Fig. 2a, Extended Fig. 3).
As expected, we saw nearby spines in STED images that appeared merged in the two-photon images (Fig. 2a). 23 ± 3.6% (s.e.m.) of spines that appeared unitary in the two-photon images were actually two spines (Fig. 2b). 6.0 ± 1.6% were actually three spines. Distances between merged spines in the two-photon images (0.51 ± 0.14 μm; mean ± s.d.) were below the (0.61 μm) resolution limit14 (Fig. 2c). Plainly, merging can induce illusory spine stability, since two or more real spines must vanish for a merged spine to disappear.
To treat merging effects quantitatively, we developed a mathematical framework permitting systematic examination of turnover dynamics across different kinetic models and how merging of spines’ appearances alters the manifestations of these dynamics in two-photon imaging data (Supplementary Text; Extended Figs. 4–7). We used computer simulations to study how the density and apparent kinetics of merged spines vary with geometric variations of individual spines, spine density, resolution, and spine kinetics (Supplementary Text; Extended Fig. 8). We also checked experimentally if fluctuations in spine angle and length, and the radius of the dendrite near the spine might impact measures of spine turnover (Extended Figs. 6,9). By simulating time-lapse image series, we scored and analyzed synthetic data across a broad range of optical conditions, spine densities, geometries, and turnover kinetics (Fig. 2d; Extended Figs. 4,5).
The simulations and mathematical modeling confirmed that naïve analyses of two-photon data are inappropriate at the spine densities in CA1, due to merging and the resulting illusion of increased stability (Supplementary Text; Extended Fig. 4). For stability analyses, we followed prior studies7–9 in our use of the survival fraction curve, S(t), the fraction of spines appearing in both the initial image acquired at t=0 and that at time t. The shape and asymptotic value of S(t) provide powerful constraints on kinetic models of turnover and the fraction of spines that are permanent (i.e. a rate constant of zero for spine loss)7–9 (Supplementary Text). Strikingly, visual scoring of simulated images (Fig. 2d; Extended Fig. 5) yielded underestimates of spine density (Fig. 2e) and patent overestimates of spines’ lifetimes (Fig. 2f). But crucially, our treatment accurately predicted the relationship between the actual density and the visually determined underestimate, and properly explained the apparent turnover dynamics, S(t), in terms of the actual kinetics (Fig. 2f, Extended Figs. 5c and 7). Overall, the simulations showed face-value interpretations of two-photon images from CA1 are untrustworthy, but one can make quantitatively correct inferences about spine kinetics provided one properly accounts for the optical resolution. Using the same framework, we next analyzed real data.
Initial analyses focused on four mice in which we acquired image stacks of CA1 pyramidal cells and tracked spines every three days for 21 days [60 dendrites total; 50 ± 7 (mean ± s.d.) per session] (Fig. 3a). Whenever individual spines appeared at indistinguishable locations on two or more successive sessions, we identified these as observations of the same spine. Overall, we made 4903 spine observations [613 ± 71 (mean ± s.d.) per day]. Spine densities were invariant over time (Fig. 3b) (Wilcoxon signed-rank test; n = 16–50 dendrites per comparison of a pair of days; significance threshold = 0.0018 after Dunn-Šidák correction for 28 comparisons; P > 0.047 for all comparisons), as were spine volumes (P = 0.87; Kruskal-Wallis ANOVA) (Extended Fig. 10), and the turnover ratio, the fraction of spines arising or vanishing since the last session7 (Fig. 3b) (Wilcoxon signed-rank test; 14–40 dendrites; significance threshold = 0.0025 after correction for 20 comparisons; P > 0.31 for all comparisons). Under 50% of spines (46 ± 2%; mean ± s.e.m.; n = 4 mice) were seen throughout the experiment (Extended Fig. 1d,e), although our simulations had shown this naïve observation overestimated spine stability.
The time-invariance of spine densities and turnover ratios implied that via our mathematical framework we could determine the underlying kinetic parameters governing turnover. S(t) curves for the total and newborn spine populations ostensibly resembled those reported for neocortex7–9 (Fig. 3c). However, unlike in neocortex, the 46% of spines seen in all sessions differed notably from the odds that a spine was observed twice in the same location across two distant time points, as quantified by the asymptotic value of S(t) (73 ± 3%). This discrepancy suggested that, as our modeling had indicated, many CA1 spines might vanish and re-appear in an ongoing way at indistinguishable locations.
We next tested if a prolonged environmental enrichment would alter spine turnover. Prior data from rats suggest basal CA1 spine density can rise ~10% after environmental enrichment18. Data from mice are limited to CA1 apical dendrites and have yielded contradictory results19,20 (Supplementary Discussion). In three mice we imaged a total of 55 basal dendrites [39 ± 14 (s.d.) per day] across 16 sessions, three days apart (Fig. 3d). After session eight we moved the mice to an enriched environment, where they stayed through sessions 9–16. We scored 8727 spines in total [545 ± 216 (s.d.) per day].
Comparisons of baseline and enriched conditions revealed no differences in spine density or turnover (Fig. 3e) [n = 10–53 dendrites; P > 0.10, 8 paired comparisons of density; P > 0.039, 7 paired comparisons of turnover ratio; Wilcoxon signed-rank tests with significance thresholds of 0.006 and 0.007, respectively, after corrections for multiple comparisons]. Nor were there differences in spine survival (P > 0.057; 7 time points; n = 10–49 dendrites; Wilcoxon signed-rank test; significance threshold of 0.007 after Dunn-Šidák correction), nor in newborn spine survival (P > 0.29; 6 time points; n = 5–35 dendrites; significance threshold of 0.008; Fig. 3f). Thus in mice, continuous enrichment does not substantially alter spine dynamics on CA1 basal dendrites. Nevertheless, mean volumes of stable spines underwent a slight [7 ± 3% (s.e.m.)] but significant decline upon enrichment (Wilcoxon signed rank test; P = 0.007; 60 spines tracked for 16 sessions) (Extended Fig. 10d). Data on structural effects of long-term potentiation (LTP) suggest an explanation of these findings; CA1 spine densities rise transiently after LTP induction but return to baseline values 2 h later21, implying continual enrichment would cause no net change in spine densities (Supplementary Discussion).
We next examined whether blockade of NMDA glutamate receptors impacts spine turnover. These receptors are involved in multiple forms of neural plasticity, including in the CA1 area22. In neocortex, NMDA receptor blockade stabilizes spines by slowing their elimination while keeping their formation rate unchanged10. We tracked CA1 spines across 10 sessions at three-day intervals in mice receiving the NMDA receptor blocker MK801 after session four and onward (Fig. 3g). We examined 26 dendrites [25 ± 1.4 (s.d.) per session], made 5020 spine observations [502 ± 32 (s.d.) per day], and found MK801 induced a significant decline [12 ± 3% (s.e.m.)] in spine density (Wilcoxon signed-rank test; 25 dendrites; P = 0.0007) (Fig. 3h). This stemmed from a transient disparity in the rates of spine loss versus gain [loss rate was 215 ± 42% (s.e.m.) of the rate of gain; Wilcoxon signed-rank test; 25 dendrites; P = 0.0008] (Fig. 3i). These results indicate the survival odds of CA1 spines depend on NMDA receptor function, illustrate our ability to detect changes in spine dynamics, and show CA1 and neocortical spines have divergent responses to NMDA receptor blockade.
To ascertain the underlying time-constants governing spine turnover, we compared S(t) curves of visually scored spines to predictions from a wide range of candidate kinetic models (Fig 4a). In each model there was a subset (0–100%) of permanent spines; the remaining spines were impermanent, with a characteristic lifetime, τ. Since environmental enrichment left the observed spine dynamics unchanged, we pooled the baseline and enriched datasets to extend analyses to longer time-scales (Fig. 4b). By varying the actual spine density, fraction of stable spines, and characteristic lifetime for the unstable fraction, we identified the model that best fit the S(t) curves, using a maximum likelihood criterion (Supplementary Text). This model had 100% impermanent spines, with an actual density of 2.6 μm−1 and τ ~10 days (Fig. 4a,b). This is twice the ~5-day lifetime reported for the transient subset of neocortical spines7–9. There were also models with both permanent and impermanent spines that gave reasonable, albeit poorer fits to the CA1 data (Fig. 4a,b). Crucially, our analysis identified all models whose fits were significantly worse than the best model (white regions in Fig. 4a, P < 0.05; Likelihood-ratio test); we regarded these as unsatisfactory in accounting for the CA1 data (Supplementary Text).
Our results pointing to a single population of unstable spines in CA1 contrast markedly with findings in adult neocortex, where >50% of spines seem permanent7–9. To make even-handed comparisons, we used our framework to re-analyze published data from neocortex that had supported this conclusion7. Due to the lower density of neocortical spines, merging is far less a concern (Fig. 4c), and our modeling confirmed ~60% of neocortical spines are stable over very long time-scales, supporting past conclusions7.
Nevertheless, we found very significant differences between CA1 and neocortical spine turnover dynamics (Fig. 4a; P = 0.01; Likelihood ratio test). Models with only impermanent spines, which well described CA1, were insufficient (P < 10−62; Likelihood ratio test) for neocortex (Fig. 4a,d). The discrepant lifetimes of impermanent spines in the two areas [~10 d (CA1) vs. ~5 d (neocortex)] posed further incompatibility (Figs. 4a,e). Conversely, models that explained neocortical spine turnover were incompatible with the CA1 data (P = 0.01; Likelihood ratio test). Modeling alone cannot eliminate the possibility CA1 basal dendrites have some permanent spines, but if any such spines exist they compose a far smaller fraction than in neocortex. Hence, CA1 and neocortical have distinct spine dynamics, percentages of impermanent spines, and turnover time-constants.
Further distinguishing CA1 and neocortex are the contrary roles of NMDA receptor blockade (Figs. 3h,i and 4e). In neocortex, MK801 promotes stability by decreasing spine loss10 and blocking spine addition11; conversely, NMDA receptor activation may speed turnover via addition of new spines and removal of pre-existing neocortical spines supporting older memories. In CA1, MK801 speeds turnover and promotes instability (Figs. 3h,i), suggesting NMDA receptor activation may transiently slow turnover and stabilize spines. Indeed, LTP induction in CA1 is associated with stabilization of existing spines and growth of new spines5,23,24.
A natural interpretation is that spine dynamics may be specialized by brain area to suit the duration of information retention. Neocortex, a more permanent repository, might need long-lasting spines for permanent information storage and shorter-lasting ones ready to be stabilized if needed8,9. Hippocampus, an apparent transient repository of information, might only require transient spines. The ~1–2 week mean lifetime for the ~100% impermanent CA1 spines implies a near full erasure of synaptic connectivity patterns in ~3–6 weeks, matching the durations spatial and episodic memories are hippocampal-dependent in rodents1,2. (But see also Ref. 25). CA1 neurons’ ensemble place codes also refresh in ~1 month16, which could arise from turnover of the cells’ synaptic inputs. Since 75–80% of CA3 → CA1 inputs are monosynaptic26, CA1 spine impermanence likely implies a continuous re-patterning of CA3 → CA1 connectivity throughout adulthood, which due to the shear number of synapses and sparse connections are unlikely to assume the same configuration twice.
Supporting these interpretations, artificial neural networks often show a correspondence between synapse lifetime and memory longevity27, although in some models spine turnover and memory erasure can be dissociated28,29. Computational studies also show elimination of old synapses can enhance memory capacity29,30. More broadly, networks that can alter synaptic lifetimes, not just connection strengths, can more stably store long-term memories while rapidly encoding new ones27.
The data here are consistent with a single class of CA1 spines, but future studies should examine both the finer kinetic features and cellular or network mechanisms of turnover23. By using fluorescence tags to mark spines undergoing plastic changes, in vivo imaging might help relate connection strengths, spine lifetimes and memory performance. Finally, researchers should investigate spine turnover in animals as they learn to perform a hippocampal-dependent behavior, to build on the results here by looking for direct relationships between CA1 spine stability and learning.
Methods
Animals and surgical preparation
Stanford APLAC approved all procedures. We imaged neurons in mice expressing green fluorescent protein driven by the Thy1-promoter31 (heterozygous males 10–12 weeks old, GFP-M lines on a C57Bl6 × F1 background). We did not perform any randomization in animal’s groups. We performed surgeries as previously published4 but with a few modifications. We anesthetized mice using isoflurane (1.5–3% in O2) and implanted a stainless steel screw into the cranium above the brain’s right hemisphere. We performed a craniotomy in the left hemisphere (2.0 ± 0.3 mm posterior to bregma, 2.0 ± 0.3 mm lateral to midline) using a 1.8-mm-diameter trephine and implanted the optical guide tube with its window just dorsal to, but not within, area CA1, preserving the alveus.
Guide tubes and microlenses
Guide tubes were glass capillaries (1.5-mm-ID, 1.8-mm-OD or 2-mm-ID, 2.4-mm-OD; 2–3 mm in length). We attached a circular cover slip, matched in diameter to that of the capillary’s outer edge, to one end of the guide tube, by using optical epoxy (Norland Optical Adhesive 81). We used 1.0-mm-diameter micro-optical probes of diffraction-limited resolution (0.8 NA, 250 μm working distance in water) that were encased in a 1.4-mm-diameter sheath14.
In vivo two-photon imaging
We used a modified commercial two-photon microscope (Prairie Technologies) equipped with a tunable Ti:Sapphire laser (Chameleon, Coherent). We tuned the laser emission to 920 nm and adjusted the average illumination power at the sample (~5–25 mW) for consistency in signal strength across imaging sessions in each mouse. For microendoscopy we used a 20× 0.8 NA objective (Zeiss, Plan-Apochromat) to deliver illumination into the microlenses. In some cases we imaged directly through the glass cannula using a Olympus LUMPlan Fl/IR 0.8 NA 40× water immersion objective lens and confirmed that the optical resolution in all three spatial axes was identical between the two approaches. Beginning at 15–18 days post-surgery, we imaged mice every three days under isoflurane anesthesia (1.5% in O2) for a total of 8–16 sessions each lasting 60–90 min. We imaged some mice at irregular intervals up to 80 days.
MK801 treatment
In mice subject to the protocol of Fig. 2d, after the fourth imaging session we administered MK801 (Tocris Bioscence; 0.25 mg · g−1 body weight; dissolved in saline) in two intraperitoneal injections each day (8–10 h apart) as in prior work10.
Enriched environment
Animals given an enriched environment had a larger cage [42(l) × 21.5(w) × 21.5(h) cm3] that contained a running wheel, objects of various colors, textures and shapes, plastic tunnels, and food with different flavors. We changed the objects, as well as their placements within the cage, every 3–4 days to encourage exploration and maintain novelty. We provided food and water ad libitum.
Histology
At the end of in vivo experimentation, we deeply anesthetized mice with ketamine (100 mg/kg) and xylazine (20 mg/kg). We then perfused phosphate buffered saline (PBS) (pH 7.4) into the heart, followed by 4% paraformaldehyde in PBS. We fixed brains overnight at 4°C and prepared floating sections (50 mm) on a vibrating microtome (VT1000S, Leica). Prior to in vitro imaging of GFP fluorescence, we washed the fluorescent sections with PBS buffer several times and quenched them by incubation in 150mM Glycine in PBS for 15 min. After three washes in PBS, we mounted sections with Fluoromout-G (Southern Biotech). We inspected the sections using either two-photon fluorescence imaging or a stimulated emission depletion (STED) microscope (Leica TCS STED CW, equipped with a Leica HCX PL APO 100× 1.40 NA oil-immersion objective.).
For immunostaining sections were washed with PBS buffer several times before quenching and permeabilization (15 minutes incubation in 01% triton-X in PBS). Sections were incubated in blocking solution (1% Triton X-100, 2% BSA, 2% goat serum in PBS) for 4 hours. Primary antibodies (rat anti CD68, FA11-ab5344, Abcam, 1:100 dilution; mouse anti GFAP, MAB3402, Millipore, 1:500 dilution;) were diluted in blocking solution and sections were incubated overnight in this solution. The following day sections were washed with PBS and incubated in diluted secondary antibody (Cy5-conjugated goat anti-mouse IgG, A10524 and Cy5-conjugated goat anti-rat IgG, A10525; both Molecular Probes; both 1:1000 dilution) in blocking solution for 3 hours. All staining procedures were done at room temperature. After three washes in PBS, sections were mounted with Fluoromout-G (Southern Biotech). Histological specimens were inspected on a confocal fluorescence microscope (Leica SP2 AOBS).
Imaging sessions
We mounted the isoflurane-anesthetized mice on a stereotactic frame. To perform microendoscopy we fully inserted the microendoscope probe into the guide tube such that the probe rested on the guide tube’s glass window. To attain precise and reliable three-dimensional alignments across all imaging sessions of the brain tissue undergoing imaging, we used a laser-based alignment method. We positioned a laser beam such that when the mouse’s head was properly aligned, the beam reflected off the back surface of the microendoscope and hit a designated target. This ensured that at each imaging session the long axis of the microendoscope was perpendicular to the optical table to within ~1 angular degree. Otherwise we inserted a drop of water in the cannula and imaged using the water immersion objective. As previously14, we experimentally confirmed that the resolution limits of the two approaches were essentially identical.
Image acquisition
During the first imaging session, we selected several regions of brain tissue for longitudinal monitoring across the duration of the time-lapse experiment. Each of these regions contained between one and seven dendritic segments visibly expressing GFP. In each imaging session, we acquired 6–8 image stacks of each selected regions using a voxel size of 0.0725 × 0.0725 × 0.628 μm3.
Image pre-processing
To improve the visual saliency of fine details within each image stack, initial pre-processing of the image stacks involved a blind deconvolution based on an expectation-maximization routine (Autodeblur from Autoquant). We then aligned all individual images acquired at the same depth in tissue using the TurboReg plug-in routine for ImageJ. Finally, we averaged pixel intensities across the aligned stacks, yielding a single stack that we used in subsequent analyses.
Scoring of dendritic spines
We scored spines using a custom MATLAB interface that supported manual labeling of spines using the computer mouse, measurements of dendrite length and spine position, and alignments of time-lapse sets of image stacks. For each region of tissue monitored, we loaded all the image stacks acquired across time, such that the temporal sequence of the stacks was preserved but the experimenter was blind to their dates of image acquisition during spine scoring. We excluded from scoring images whose quality was not sufficient to score spines.
We scored spines similarly to prior work32 but with a few modifications. We labeled protrusions as dendritic spines only if they extended laterally from the dendritic shaft by >0.4 μm (Extended Fig. 6a, b). We did not include protrusions of <0.4 μm in the analysis (Extended Fig. 6c, d). When a spine first appeared in the time-lapse image data we assigned it a unique identity. We preserved the spine’s identity across consecutive time points if the distances between the spine in question and two or three of its neighboring spines were stable. In ambiguous cases, which were hardly the norm, we required stability to <2 μm.
The surviving fraction, S(t), at time t was defined as the fraction of spines present on the first imaging day that were also present a time t later. For the deliberate purpose of attaining conservative estimates of (e.g. lower bounds on) the proportion of impermanent spines, in the calculation of S(t) we handled the 18% of spines in the recurrent-location category (Fig. 1d and Extended Fig. 1d,e) in the following way. When checking pairs of images acquired an interval t apart, we deliberately did not distinguish between whether the second image contained the original spine or its replacement spine at the same location. This approach thereby underestimated spine turnover as inferred from analyses of S(t), implying that our conclusion of CA1 spine impermanence is not only mathematically conservative but also robust to any scoring errors in which we might have erroneously missed a spine that had in fact persisted to subsequent imaging sessions.
Turnover ratio was defined as the sum of spines gained and lost between two consecutive time points normalized by the total number of spines present at these time points. Spines lost or gained were defined as the number of spines lost or gained between two consecutive time points, respectively, normalized by the total number of spines present at these time points.
To make coarse estimates of spine volumes, for stable spines we determined each spine’s fluorescence within a manually drawn region of interest (ROI) in the axial section in which the spine head appeared at its biggest diameter. We normalized this value by the fluorescence value attained by moving the ROI to within the nearby dendritic shaft (as in Ref. 7).
Statistical Analysis
To test for differences in spine densities, turnover ratios and surviving fractions either over time or between different groups, we used non-parametric two-sided statistical testing (Wilcoxon signed-rank and Kruskall-Wallis ANOVA tests) to avoid assumptions of normality and Dunn-Šidák correction for multiple comparisons Sample size was chosen to match published work7–9.
To compare experimentally measured spine survival to the theoretical predictions from kinetic modeling, we assessed the goodness-of-fit for each model by using both the reduced chi-squared statistic and the log-likelihood function (Supplementary Text, §VI). Both the mean and covariance of the surviving fraction depended on the model parameters and influenced the goodness-of-fit (Supplementary Materials, Appendix IV). We also required that the parameter describing the minimal separation needed to resolve two spines was 0.5–1 μm mm (other values for this minimal separation are implausible) (Supplementary Text, §VI).
Simulated datasets
We modeled the microscope’s optics based on prior measurements14 and tuned the kinetics of spine turnover, spine geometries, and dendrite geometries to produce simulated image sequences that the data analyst judged to be similar to the actual data (Supplementary Text, §II and Extended Fig. 5). In some datasets, we matched the simulated spine kinetics to those inferred from our in vivo measurements.
Extended Data
Acknowledgments
We thank J. Li, J. Lecoq and E.T.W. Ho for technical assistance, R.P.J. Barretto and B. Messerschmidt for advice, and A. Holtmaat for providing published datasets. NIMH, NIA and the Ellison Foundation provided grants (M.J.S.). Fellowships from NSF and Stanford provided graduate research support (J.E.F.).
Footnotes
Author contributions
A.A. and M.J.S. designed experiments. A.A. performed experiments. A.A. and J.E.F. analyzed data. J.E.F designed and performed the modeling; A.A., J.E.F. and M.J.S. wrote the paper. M.J.S. supervised the research.
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