Abstract
While the ability to process fermented fruits and alcohols was once an adaptive trait that improved nutrition and quality of life, the availability and prevalence of high potency alcoholic drinks has contributed to alcohol abuse disorders in a vulnerable portion of the population. Although the neural reward systems take part in the initial response to alcohol, negative reinforcement and stress, which are normally adaptive responses, can intersect to promote continued alcohol use at all stages of the addiction cycle. Eventually a point is reached where these once adaptive responses become dysregulated resulting in uncontrolled intake that constitutes a clinically important condition termed alcohol use disorder (AUD). Current research is targeted at both the behavioral and molecular adaptations in AUDs in an effort to better develop novel approaches to intervention. In this review, historical context is provided demonstrating the societal burden of alcohol use and abuse disorders. The importance of gender in the mechanism of action of alcohol is discussed. Finally, the impact of alcohol on stress-related circuitry, uncovered by preclinical research, is outlined to provide insight into potential novel pharmacological approaches to the treatment of AUD.
Keywords: Alcohol use disorders, locus coeruleus, central nucleus of the amygdala, sex differences
Introduction: Alcohol in Antiquity
Alcohol consumption is deeply woven into the fabric of human history. While alcohol use in antiquity often conjures images of Dionysian debauchery on artefactual Greek hydriai, there is evidence to suggest that fermented fruits contributed to shaping human evolution (Carrigan et al., 2012). Paleogenetic evidence regarding the history of alcohol dehydrogenase (ADH) indicates that this enzyme, critical for the metabolism of alcohol, may have first developed in primates before the divergence of old and new world monkeys. The emergence of the ADH genes at this time point is hypothesized to have both dietary and behavioral consequences as fruits that had fallen from trees and initiated the process of fermentation would now be digestible rather than toxic, opening a previously inaccessible food niche (Brenner, 2013, Carrigan, Uryasev, 2012). Further, according to the Drunken Monkey Hypothesis of Dudley (2004), volatilized alcohols from fruit may have acted as olfactory signals for food localization in early primates. The primates would have associated the alcohol with nutritive reward (Dudley, 2004). Dudley proposed that these genetically rooted behaviors which were once advantageous may underlie adverse reward- associated behaviors in a modern context where there is open access to higher concentrations of alcohol (Dudley, 2004).
While animals from robins to elephants have been recorded as recognizing the mind altering effects of fermented fruits, the earliest evidence for fermented beverage production among modern humans comes from pre-historic China in approximately 7000 BC (McGovern et al., 2004), and can be found in Mesopotamia, Egypt, and Greece shortly after (McGovern, 2007). The use of fermented foods and beverages throughout history likely represents a convergence of critical qualities. First, with the advent of agricultural societies, the preservation of foods became increasingly important and the stability of fermented beverages became a desirable trait. Alcohol also became revered for its antiseptic properties and was often added to drinking water to decrease bacterial contamination (Dasgupta, 2011), arguably improving the quality of life. At a cultural level, ancient civilizations worshiped gods of wine, such as Osiris in Egypt and Dionysus in Greece, and alcohol has been associated with celebrations from antiquity into modern times.
A dichotomy exists, however, between simple alcohol consumption and intake to excess. In ancient Greece, alcohol consumption leading to a point of mental status alteration was denounced by the early physician Hippocrates, and in China an imperial edict from 1116 BC clarifies that moderation in alcohol consumption was not only important but prescribed from heaven (Dasgupta, 2011). Beyond the social implications, moderate alcohol consumption may also have a biological basis. If primates were frequently exposed to low levels of alcohol from fermenting fruit, Dudley theorized that evolution would ultimately favor adaptations that minimize detrimental effects while favoring the physiological benefits of consumption (Dudley, 2004). Indeed, it is known from human studies that those who consume moderate amounts of wine on a regular basis have reduced all-cause mortality compared to excessive drinkers or those who are abstinent (Abramson et al., 2001, Micallef et al., 2007). Modern times have, however, increased the prevalence and availability of high concentration alcohol, and evidence has been found for J-shaped consumption risk curves. For example, while one drink has been shown to promote antioxidant activity in plasma, three drinks increases pro-oxidant activity (Prickett et al., 2004). Thus, while alcohol consumption may have positive origins as a highly adaptive behavior, the cultural shifts in alcohol use that outpaced evolutionary changes may, in part, underlie contemporary patterns of alcohol usage and abuse.
Addiction is often thought of as a cycle (Figure 1). Acute use of a drug may activate the brain reward systems (as can the context within which a drug is used), encouraging continued use. Various adaptations gradually transition the continued use of a substance into abuse and addiction, where the motivational state switches from reward to the circumvention of withdrawal (Koob and Le Moal, 2005). The physiological state of withdrawal represents the point at which dependence occurs. Much of the work on substance use and alcoholism has focused on the start and end points of this cycle – acute use and withdrawal– as they represent sudden perturbations to an organism, and critical states of the physiological adaptation to exposure. However, emerging evidence reveals that the gradual changes in neural plasticity associated with repeated use are more subtle and gaps exist in our knowledge regarding the temporal sequence of addiction as well as the adaptations occurring following chronic exposure (Cui et al., 2013).
It is well-established that stress impacts every aspect of the addiction cycle (Figure 1) (Alcoholism, 2012). Stressful situations often promote drug use as well as encourage continued usage. Withdrawal itself is a stressor, and patients and treatment providers both point to stress as a source of relapse and a barrier to abstinence (Keyes et al., 2011). This review will focus on the interplay between alcohol and stress circuitry with new insights into the mechanism by which alcohol alters stress response systems. Further, with emerging evidence regarding a gender bias in the negative sequelae following chronic exposure to abused substances, data will be reviewed highlighting potential therapeutic approaches for targeting AUDs across the sexes.
Prevalence, Current Definitions and Gender Differences
The National Institute on Alcohol Abuse and Alcoholism (NIAAA) defines alcohol abuse as “continued drinking despite adverse effects on: health; family, work, or personal relationship; interpersonal problems; or alcohol-related legal problems”(Alcoholism, 2005). The most detrimental extreme of the alcohol use spectrum, alcohol dependence or alcoholism, advances this definition to include physical withdrawal symptoms in the absence of exposure, or “the need to drink substantially large amounts despite continued alcohol-related problems with cognitive, behavioral, and physiologic symptoms”(Alcoholism, 2005). Highlighting the evolving nature of our understanding of alcoholism as a disease, the most recent Diagnostic and Statistical Manual of Mental Disorders (DSM-5), updated by the American Psychiatric Association in May of 2013, combines alcohol abuse and alcohol dependence into one disorder: alcohol use disorder (AUD). There are 11 criteria for diagnosis, and individuals are classified as having mild, moderate, or severe AUD based on the number of criteria met (Alcoholism, 2013).
While the effects of alcohol use are often considered at an individual level, alcohol is a societal issue. Data from the Lancet and World Health Organization estimate that 3.8% of all deaths are attributable to alcohol, in addition to 4.6% of the global disease burden (Rehm et al., 2009). Results from the 2012 U.S. Department of Health and Human Services Administration’s National Survey on Drug Use and Health indicate that 52.1% of Americans 12 years old or older are self-reported current alcohol drinkers, with the highest rates of heavy alcohol use being reported by 21–25 year olds (Administration, 2013). A gender disparity exists among drinkers, with 56.5% of all men and 47.9% of all women self-reporting current alcohol use (at least one drink in the past month). Further, unlike some other drugs of abuse, alcohol use was seen to increase with education level – almost doubling between those without a high school education (36.6%) and college graduates (68.6%) - and to be increased among adults with full-time employment compared to the unemployed (64.8% versus 54.9%) (Administration, 2013).
There is an increasing body of evidence to support a greater impact of alcohol exposure on the female brain as compared to males (Hommer, 2004), a potential vulnerability that may be related to the observation that many psychiatric diseases exhibit a gender disparity with regards to prevalence and/or severity. For example, affective disorders and many anxiety disorders are nearly twice as prevalent in females compared to males (Fukushiro et al., 2012, Kessler et al., 1994). The NIAAA states that 5.3 million women in the United States use alcohol in a way that “threatens their health, safety and general well-being,” and that in addition, the problems that plague women drinkers are equal to, or greater than, those that affect men (Alcoholism, 2008). Compared to men, women experience a higher incidence of liver disease and cardiomyopathy (Fernandez-Sola et al., 1997, Thurman, 2000), enhanced motor and cognitive impairment following exposure to alcohol (Ceylan-Isik et al., 2010, Nixon et al., 2002), and have a 50 to 100 percent higher death rate due to accidents, suicides, and health problems (Alcoholism, 2008).
The effect of long-term ethanol use on changes in neuronal structures has also been detailed across genders. Results of investigations focusing on overall brain shrinkage, a common marker of brain damage, are conflicting (Alcoholism, 2003), with one group publishing evidence for enhanced total brain shrinkage in alcoholic women (Hommer, 2003), while other groups indicate more regionalized diversity (Pfefferbaum et al., 2001). Ultimately these differences may be attributable to methodological approaches, with the studies employing differing measurement techniques (Hommer, 2004). When examining regional morphological differences, multiple studies have indicated gender differences (Pfefferbaum, Rosenbloom, 2001), with recent work noting enhanced susceptibility to corpus callosum damage in men and an enhanced susceptibility to damage in the frontal and temporal lobes of women (Ruiz et al., 2013). Differences were noted in the neuronal response to abstinence as well, with women regaining white matter volume more quickly than men during the first year, and men regaining white matter volume more quickly than women after one year (Ruiz, Oscar-Berman, 2013).
Preclinical evidence for sex differences in the context of ethanol exposure is abundant, and has been seen in a variety of systems. Recent mouse model work examined the effect of chronic ethanol exposure on the immune system with a particular focus on the brain. Greater increases in inflammatory mediators and cytokines were seen in female compared to male mice, suggesting an enhanced susceptibility to the neurotoxic effects of ethanol (Alfonso-Loeches et al., 2013). Another study examined the interplay between ethanol and another common drug, caffeine. Non-toxic doses of caffeine given in conjunction with alcohol withdrawal were shown to cause cytotoxicity in the hippocampus in a sex dependent manner, with females showing enhanced damage in the CA1 region of the hippocampus and dentate gyrus (Butler et al., 2009). Thus, in addition to the damaging effects of ethanol itself, it may potentiate the impact of other common substances in a sexually dichotomous manner.
Alcohol Actions on Stress-integrative Neuronal Circuitry
Previous theories regarding the mechanism of action of alcohol in the brain were centered on lipid theory, which posited that alcohol acted via perturbations of membrane lipids (Spanagel, 2009). More recent studies have since revealed that the primary sites of action for alcohol are membrane receptors and ion channels (Lovinger et al., 1989). As with other addictive substances, ethanol initially activates the classical dopaminergic reward pathways (Fortuna et al., 1991, Spanagel, 2009). With continued use and physiological dependence, ethanol use switches from positive reinforcement to negative reinforcement, wherein continued use becomes a mechanism to avoid the negative state of withdrawal (Koob and Le Moal, 2005). Like benzodiazepine anxiolytics, ethanol is associated with the modulation of gamma-aminobutyric acid (GABA) inhibitory neurotransmission. Often GABA is co-localized with a variety of neuropeptides, as can be seen in the central nucleus of the amygdala (CeA) where GABA-ergic neurons contain corticotropin releasing factor (CRF), a key peptide in the stress response. As knowledge regarding ethanol’s actions continues to evolve, studies indicate that it affects, at some level, the majority of neurotransmitter and ion channel systems (Sharrett-Field et al., 2013).
Due to its effects on the stress axis and the evolving understanding of how stress impacts each phase of ethanol use, combined with the increased findings of sex differences in the stress systems, the effects of chronic ethanol use on the neural stress systems are an important area of investigation. Early attempts at defining stress were largely based around the concept of homeostasis, which posited that the response to stress was a reaction intended to return the organism to a pre-defined set point (McEwen and Stellar, 1993). This definition has evolved over the last 25 years, and the understanding of stress and the stress response has been shaped by the concepts of allostasis and allostatic load. Proposed by Sterling and Eyre in 1998 (P. Sterling, 1998), allostasis describes the physiological changes that take place and the range in which an organism is able to respond to a stress challenge. This concept was further advanced by McEwen and Stellar who proposed the concept of allostatic load (McEwen and Stellar, 1993), which encompasses the temporal aspects of allostasis, and accounts for the creeping increase in the toll of chronic stressors over time.
In humans, the experience of stress follows exposure to environmental situations in which adaptive responses are perceived to be inadequate (Cohen et al., 2007). Stressors can be varied and nuanced; physical as well experiential. The experience of stress has been shown to produce molecular as well as cellular changes, which can have pervasive clinical sequelae, such as sleep disturbance, cardiovascular disease, and psychiatric conditions including abuse of substances. McEwen and Stellar (1993) state that alcohol is specifically noted for its dual actions on the stress systems. On one hand, its use as a mechanism of coping with stress is well established, particularly as a method of self-medicating in conditions such as post-traumatic stress disorder (PTSD) (Simpson et al., 2014); while on the other, continued usage is known to cause increased stress-related symptoms (Sinha, 2008).
The primary neural pathway in the stress response is the hypothalamic-pituitary-adrenal (HPA) axis. Canonically, the paraventricular nucleus (PVN) of the hypothalamus releases CRF into the hypophysial portal vessels, which then signals the anterior pituitary to release adrenocorticotropic hormone (ACTH) systemically. ACTH targets the adrenal cortex where it stimulates the synthesis and secretion of glucocorticoids (cortisol or corticosterone), which are also released systemically, and the glucocorticoids modulate physiological changes thorough the body and brain (Smith and Vale, 2006). The circulating glucocorticoids also provide a negative feedback onto the axis, predominantly in the PVN and hippocampus (Jacobson and Sapolsky, 1991, Sawchenko, 1987).
Alcohol use on both a short and long time scale has been shown to disrupt the HPA axis (Figure 2). Acute alcohol activates the HPA axis which results in elevated glucocorticoid levels (Richardson et al., 2008), and at the same time decreases anxiety (File and Seth, 2003, Varlinskaya and Spear, 2006). In contrast, prolonged ethanol exposure is seen as anxiogenic, and is known to cause HPA axis dysregulation associated with adrenal hypertrophy, and blunted corticosterone responses (King et al., 2006). Dysregulation of the HPA axis has been shown on a long-term scale after the cessation of chronic ethanol use, with drastic impairment giving way to subtle alterations. A study by Adinoff et al. (1990) examining the ACTH and cortisol responses to CRF challenge noted an attenuated ACTH response to CRF administration at one and three weeks after cessation of drinking in human AUD subjects. At 6 months after cessation of ethanol the ACTH and cortisol levels became normalized, but in AUD individuals the normal negative feedback response of the pituitary to glucocorticoids was blunted (Adinoff et al., 1990).
Evidence has been presented for HPA axis dysregulation as a cause, effect, or both, of alcohol use. Studies in youth suggest that HPA axis dysfunction at baseline may increase the risk for future AUDs, particularly when combined with stressors (Schepis et al., 2011, Sher, 2007). Alcohol use is posited as a mechanism of coping with HPA axis dysregulation, which may be a result of stress, traumatic events, or affective disorders (Schepis, Rao, 2011). Studies of AUD patients found that those with attenuated cortisol responses were more likely to relapse, although this attenuation was not seen universally (Clapp et al., 2008, Obara et al., 2009). Other studies have shown that patients with AUDs who also had attenuated stress responses were more likely to relapse (Clapp, Bhave, 2008, Obara, Bell, 2009), and a blunting of the stress response was observed during abstinence (Errico et al., 2002, Junghanns et al., 2003, Junghanns et al., 2005). Consistent with these observations, preclinical studies have shown that stress has been implicated in the neuronal dysregulation associated with alcohol withdrawal, and promoting sustained alcohol intake, and reinstatement of alcohol seeking behavior (Breese et al., 2005, Le et al., 2000, Martin-Fardon et al., 2010).
Alterations of baseline HPA axis function have also been observed in patients with a family history of AUD, leading to theories about the genetic components of this disease. When examining circadian ACTH and cortisol cycles, individuals with a family history of AUDs had lower baseline levels of ACTH whereas cortisol levels were normal, suggesting dysfunction (Gianoulakis et al., 2005). There is also evidence for an alteration in perception of stress among patients with a family history of AUD. These patients had lower self-reported anxiety measures when exposed to alcohol and a stressor, compared to controls who had lower self-reported anxiety when exposed to alcohol alone (Dai et al., 2007). Thus, it can be hypothesized that alcohol use in these patients has a potentiated anxiolytic effect initially, a trait correlated to increased vulnerability to addiction in humans (McClung et al., 2004).
While several factors are involved in the HPA axis modulation after ethanol, CRF dysregulation appears to play a pivotal role (Rivier and Lee, 1996). The CRF system is becoming increasingly linked to the dysregulation associated with alcohol use, and interventions targeting the CRF system are particularly effective in modulating HPA axis alterations. For example, ethanol-induced elevations in ACTH can be suppressed by blocking CRF (Rivier et al., 1984). Stressors have been shown to increase voluntary ethanol consumption in rodent models. When examining genetically modified animal models lacking the CRF receptor (CRFr), or after the administration of CRFr antagonists, this increased consumption behavior is delayed (Lowery et al., 2008). In a similar study where the effect of repeated stressors was examined on ethanol consumption, repeated stressors had less of an effect on consumption in the knockout mice compared to wild types, further supporting a role for CRFrs in stress-induced consumption of ethanol (Pastor et al., 2011).
Dysregulation of Stress Responses by Alcohol
There is growing preclinical evidence supporting differences in behavioral responses to chronic and acute ethanol exposure. While acute ethanol exposure is anxiolytic (Figure 2), continued exposure switches this effect from an anxiolytic to anxiogenic phenotype (File and Seth, 2003, Richardson, Lee, 2008, Varlinskaya and Spear, 2006). A large body of evidence exists to support this physiological stressor hypothesis, as chronic use and relapse vulnerability has been shown to involve dysregulation of the HPA axis (Errico, King, 2002, Junghanns, Backhaus, 2003, Junghanns, Tietz, 2005, Sher, 2007, Stephens and Wand, 2012). Evidence also exists for differential ethanol effects on the female and male stress systems. Studies in rats show that there is an increased stimulation of the HPA axis in females compared to males (Rivier, 1996), and in humans alcoholic women exhibited more signs of depression than alcoholic men (Skaff et al., 1999), perhaps owing to an increase in baseline neuronal stress circuitry activity.
When examining behavior, Kulkarni et al. tested the responses of mice in an elevated zero maze (EZM) after ethanol exposure. In this paradigm, exploratory behaviors are well correlated with anxiolytic administration, whereas anxiogenic drugs decrease these behaviors (Shepherd et al., 1994). Kulkarni et al observed that after an acute administration of ethanol, there was an increase in exploratory behaviors compared to controls, indicating anxiolysis (Kulkarni et al., 2007). Acevedo et al. (2014) also noted increased anxiolytic effects of acute ethanol in rats in the EZM at multiple ethanol doses (Acevedo et al., 2014). In contrast, Fukushiro et al. described an increase in locomotion following administration of acute ethanol compared with a decrease in exploratory behaviors after chronic administration, indicating a switch to anxiogenesis (Fukushiro, Josino, 2012). In agreement with the work by Fukushiro et al. and expanding upon it, a recent study by our lab examined behaviors in the EZM in both sexes after chronic ethanol exposure. Here we showed a similar behavioral phenotype across genders, with ethanol treated subjects of both sexes displaying increased anxiety-like behaviors. The treated subjects spent more time in the closed sections of the maze, and in addition, engaged in fewer exploratory behaviors such as standing and head dips compared to their control counterparts. These findings provide further evidence for an anxiogenic switch after chronic ethanol exposure (Retson et al., 2014b). While gaps exist in the understanding of the nature of these adaptations, changes can be seen at molecular and epigenetic levels (Koob and Le Moal, 2001, Leshner and Koob, 1999, Ponomarev, 2013), as well as in neural activity patterns between acute and chronic use (Vilpoux et al., 2009).
Alterations in neuronal activity in key stress-sensitive areas such as the locus coeruleus (LC) and central nucleus of the amygdala (CeA) can also be seen after acute and chronic ethanol administration (Thiele et al., 1997, Vilpoux, Warnault, 2009). For example, in males, the CeA shows increased neuronal markers of activity after acute ethanol administration which were potentiated after chronic ethanol administration (Vilpoux, Warnault, 2009). The LC also showed increased activity after acute ethanol, which was not seen after chronic treatment. These changes are thought to be the result of neuronal adaptations to chronic ethanol in male animals (Vilpoux, Warnault, 2009). Several recent studies from our group examined the neuronal activity in these regions and observed changes in activity patterns following repeated ethanol use that varied in a sex dependent manner (Figure 3) (Retson et al., 2014a, Retson, Reyes, 2014b). In the CeA, we examined a marker of recent neuronal activity, c-Fos, and a marker of long-term neuronal activity, ΔFosB, in order to identify differences in neuronal activation patterns across the sexes (Retson, Hoek, 2014a). Following exposure to chronic ethanol, there was an increased amount of ΔFosB immunoreactivity (IR) in male versus female subjects. When compared with c-Fos (marker of recent neuronal activation), male ethanol-treated subjects had similar c-Fos IR levels compared to controls, whereas female ethanol-treated subjects exhibited robust activation when compared to both control and male counterparts. In males, a significant increase in ΔFosB (marker of long-term activity) contrasted with c-Fos levels that were similar between ethanol and control groups, suggesting that males habituate to the neuronal activation induced by ethanol exposure. The pattern seen in females, with ethanol-treated subjects showing an increase in both c-Fos and ΔFosB seems to indicate that the female subjects do not habituate to chronic ethanol exposure in the same way, and this may be a mechanism underlying sex differences emerging in the alcohol addiction field (Retson, Hoek, 2014a). Similar findings were observed in the LC, where significant increases in c-Fos were observed in the female ethanol-treated subjects compared to males, again illustrating a lack of habituation to chronic ethanol exposure in females. This finding is consistent with the sexually dichotomous nature of the LC, and may indicate a dysregulation of the LC-NE system in females exposed to chronic ethanol that may pre-dispose them to increased vulnerability to continued stressors.
To assess the impact of chronic ethanol exposure on stress circuitry, a recent study from our group examined neuronal activity after a robust stressor (a forced swim test). Here, similar distributions of neurons were activated in the CeA after stress and chronic ethanol treatment in female animals, which indicates that at baseline, chronic ethanol is activating the same neuronal populations as stressors. However, in males, distributions of activated neurons differed between stress and chronic ethanol exposure, which may point to ethanol engaging both the stress systems and other, yet undefined CeA circuitry concurrently. When considering the LC-NE system, previous work from our group exposed male and female animals to a stressor and measured the change in CRFr localization on a sub-cellular level (Bangasser et al., 2010). The alteration in CRFr sub-cellular localization in female animals exposed to a stressor is similar to the localization pattern recently revealed in ethanol treated females. In contrast, the difference in localization reported in males exposed to a stressor is almost twice that seen in males exposed to ethanol (Bangasser, Curtis, 2010, Retson, Reyes, 2014b). This would indicate that while ethanol is altering the CRFr system in both sexes, and altering it in the direction that would be expected by a stressor, chronic ethanol exposure is not as robust a stressor as swim stress in males. In females however, it is altering the CRFr system in a manner similar to that seen after a robust stressor. This may explain why the use of CRFr and stress related pharmacologics is particularly targeted at women (Clinicaltrials.gov, 2013, 2014). While these interventions would be expected to be effective in both genders, they might be particularly effective in females if this system is dysregulated even before discontinuation of ethanol use. Taken together, convergent lines of evidence suggest a lack of neuronal adaptation in females that renders this group more vulnerable to future stressors (Retson, Reyes, 2014b).
In human studies, stress alters the neuronal response to stimuli in a nuanced manner, and this response can vary between genders. For example, when exposed to a stressor and asked to consider the emotional connotation of faces there is a sexually dimorphic response of the fusiform face area, where the response of men is diminished and other emotional interpretation areas of the brain become less coordinated. In women, however, the connections between emotional regions are increased, illustrating that stress has a direct impact on emotional perception and that this response differs between genders (Mather, Lighthall et al. 2010).
Current treatments of AUD, and practical applications of preclinical work
While large strides have been made in the understanding of the biological basis for AUD, treatment options remain a continued focus of investigation. The goal for any treatment paradigm is to assist a patient in achieving stable abstinence, free from relapse after discontinuation of alcohol use. Often, pharmacological therapies are offered concurrently with cognitive behavioral interventions (CBI). CBIs can take a variety of forms, with the majority centered on the facilitation of skills necessary to cope with high risk life situations, managing negative mood and irrational thoughts, and preventing relapse (2011). Numerous studies have found that CBI is an effective intervention (Longabaugh R, 1999). Patients receiving concomitant CBI having an increased quality of life, decreases in depression (Laaksonen et al., 2013), and a higher index of percentage of days abstinent (Anton et al., 2006).
One of the earliest pharmacologic interventions was disulfram (Antabuse®). Disulfram’s mechanism of action is to inhibit acetaldehyde dehydrogenase, an enzyme critical in the breakdown of alcohol. This results in a severe and unpleasant reaction to alcohol use including flushing, nausea, and anxiety (Koppaka et al., 2012). The unpleasantness of this reaction was meant to discourage continued drinking, and while effective at preventing relapse if used correctly, rates of non-compliance are notoriously high (Fuller et al., 1986). As alcohol works at least in part through the classical reward pathways, naltrexone, an opioid antagonist, is also used in various treatment paradigms to prevent alcohol interaction with the endogenous opioid receptors (Franck and Jayaram-Lindstrom, 2013, O'Brien et al., 1996). Approved by the FDA for this use in 1994, studies indicate that its use decreases the rewarding effects of alcohol, and it has been shown to be as effective in increasing abstinence rates. Two of the more recent additions to the pharmacological treatment options include drugs that work on the GABA receptor system. Baclofen and topiramate suppress the cortico-mesolimbic dopamine system, and have shown efficacy at promoting abstinence and decreasing cravings in the case of baclofen (Muzyk et al., 2012), and reducing the number of heavy drinking days in the case of topiramate (Franck and Jayaram-Lindstrom, 2013).
A proposed pharmacologic target aimed at decreasing the burden of stress on abstinence is antagonism of CRFrs. CRFrs have been known from pre-clinical work to play a role in the reinstatement of alcohol seeking behaviors after a stressor (Le, Harding, 2000), and studies have shown dysregulation of the CRFr system after both stress and chronic ethanol use in rats (Bangasser, Curtis, 2010, Retson, Reyes, 2014b, Reyes et al., 2008, Waselus et al., 2009). Sexually dichotomous findings of alterations in the CRFr system after chronic ethanol exposure in an animal model may indicate that CRFr antagonists will be more effective in women where there is a stronger dysregulation of the CRFr system. Indeed, several CRFr antagonists are currently being examined as a clinical intervention for the dysphoria involved in ethanol abstinence (Clinicaltrials.gov, 2013, 2014). Of particular interest are the ongoing trials for the CRFr1 antagonists verucerfont and pexacerfont (Franck and Jayaram-Lindstrom, 2013). Pexacerfont is being tested by the National Institutes of Health Clinical Center on anxious alcoholics of both genders to decrease anxiety-related alcohol craving (Clinicaltrials.gov, 2014). Verucerfont is a similar compound developed by GlaxoSmithKline that is being tested in anxious, recently abstinent, alcoholic women. Initial testing indicated efficacy at reducing cravings in this population after stressful stimuli (Clinicaltrials.gov, 2013), and the composition of the study population highlights the increasing considerations being made in addiction research for gender differences.
Previous work showing neuronal activity adaptations in male but not female animals after chronic ethanol exposure suggest that it may be possible to identify gender-specific therapeutic targets for AUDs. Chronic activation of the neuronal stress systems, a proposed sequelae of chronic exposure to alcohol, is associated with downstream consequences of generalized autonomic dysregulation and affective disorders (Van Bockstaele et al., 1996). Studies in rodent models of ethanol exposure show an increased stimulation of the HPA axis in females compared to males (Rivier, 1996), and in human studies of AUD patients women exhibited more signs of depression than men (Skaff, Finney, 1999). If AUDs are associated with an increase in neuronal activation in stress responsive brain regions in women it may shed light on one mechanism by which AUDs and affective disorders show high rates of comorbidity.
A system that may represent a translatable target is the LC-norepinephrine (LC-NE) system. Increased LC activity is seen in females in a preclinical animal model of chronic alcohol use, which may indicate hyperactivity of the NE system and may predict an enhanced efficacy of serotonin norepinephrine reuptake inhibitors (SNRIs) (Retson, Reyes, 2014b). Stress and depression act on similar circuitry (Itoi and Sugimoto, 2010, McEwen et al., 2012), and the SNRIs are already well studied with findings showing that women diagnosed with depression are more responsive to SNRI therapy (Khan et al., 2005). Experiments aimed at testing the efficacy of SNRIs in AUD therapy may be of interest, as this drug class would specifically address the NE stress system that is shown to be dysregulated in preclinical models.
Conclusions
Current research at numerous sites is aimed at identifying molecular and circuitry targets for AUD treatments. Alcohol addiction in humans is a multi-faceted process that evolves from acute use to physiological dependence over time. Preclinical and clinical work highlight the importance of individualized treatment strategies for maximal patient benefit, with particular considerations for gender differences. The findings here from preclinical studies using rodent ethanol addiction models highlights dysregulation of neuronal activity patterns in key stress integrative loci, alterations at a molecular level in stress-responsive receptor systems, a complex phenotype of increased anxiety-like coping behaviors, and differences between males and females in each of these factors.
A long-term prospective study by Moos and Moos confirmed that among individuals seeking abstinence after AUDs, those who sought treatment were more successful than those who did not (Moos and Moos, 2006). Meta-analysis of AUD treatment outcomes indicated that among patients who did not receive treatment, abstinence rates were around 21% (Moos and Moos, 2006, Moyer and Finney, 2002), which is approximately half the rate of those who received treatment (where abstinence rates were closer to 40%) (Moos and Moos, 2006, Weisner et al., 2003). The impact of stress system dysregulation on the inability to maintain abstinence is a well-established observation. In an article for the National Institute on Drug Abuse, NIDA director Dr. G.R. Hanson pointed out that “patients and treatment providers alike point to stress as the most common cause of relapse” (Hanson, 2002). Thus, interventions that target the stress-response system with individualized therapies are poised to have a positive impact on treatment outcomes.
Supplementary Material
Acknowledgements
This project was supported by National Institute on Alcohol Abuse and Alcoholism grant AA021637 awarded to T. Retson, and National Institute on Drug Abuse grant DA009082 awarded to E. Van Bockstaele. The authors would also like to thank Diane Stringer, N.R., Leela Doge, M.A. Rubel, M. Van Tassel, J.A. Yost, Matthew Joseph and Andrew Lybek-Martori for their ongoing discourse and support.
Footnotes
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