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. Author manuscript; available in PMC: 2016 Dec 1.
Published in final edited form as: J Oral Maxillofac Surg. 2015 Dec;73(12 0):S26–S31. doi: 10.1016/j.joms.2015.05.019

A Geometric Classification of Jaw Deformities

Jaime Gateno 1, David Alfi 2, James J Xia 3, John F Teichgraeber 4
PMCID: PMC4666701  NIHMSID: NIHMS731839  PMID: 26608152

Abstract

In the United States, the most widely used classification system for jaw deformities is the one provided by the International Classification of Diseases, Clinical Modification (ICD-CM), a taxonomy scheme that is based on the World Health Organization's International Classification of Diseases (ICD).

The last iteration of ICD-CM, version 10, sorts jaw deformities according to geometry, into 3 groups: anomalies of jaw size, anomalies of jaw-cranial base relationship, or unspecified. Yet these deformities can affect 6 different geometric attributes: size, position, orientation, shape, symmetry, and completeness.

In clinical practice and in teaching we have found the ICD-CM classification to be incomplete and disjointed. With this in mind, we have developed a better classification system. The purpose of this paper is to present it.

Introduction

In the United States, the most widely used classification system for jaw deformities is the one provided by the Center for Medicare and Medicaid Services and the National Center for Health Statistics. This classification is part of the International Classification of Diseases, Clinical Modification (ICD-CM), a taxonomy scheme that is based on the World Health Organization's International Classification of Diseases (ICD), the world's standard diagnostic tool for epidemiology, health management, and clinical care.1

The last iteration of ICD-CM, version 10, sorts jaw deformities according to geometry, into 3 groups: anomalies of jaw size, anomalies of jaw-cranial base relationship, or unspecified (Table 1) 2. Yet these deformities can affect 6 different geometric attributes: size, position, orientation, shape, symmetry, and completeness.

Table 1.

ICD-10-CM Classification of Jaw Deformities

M00-M99 Diseases of the Musculoskeletal System
    M26-M27 Dentofacial anomalies [including malocclusion] and other disorders of jaw
        M26 Dentofacial anomalies [included malocclusion]
            M26.0 Major anomalies of jaw size
                M26.00 Unspecified anomaly
                M26.01 Mandibular Maxillary hyperplasia
                M26.02 Maxillary hypoplasia
                M26.03 Mandibular hyperplasia
                M26.04 Mandibular hypoplasia
                M26.05 Macrogenia
                M26.06 Microgenia
                M26.07 Excessive tuberosity of jaw
                M26.09 Other specified anomalies of jaw size
            M26.1 Anomalies of jaw-cranial base relationship
                M26.10 Unspecified anomaly of jaw-cranial base relationship
                M26.11 Maxillary asymmetry
                M26.12 Other jaw asymmetry
                M26.19 Other specified anomalies of jaw size
            M26.2 Anomalies of dental arch relationship
                M26.20 Unspecified anomaly of dental arch relationship
                M26.21 Malocclusion, Angle's class
                M26.22 Open occlusal relationship
                M26.220 Open anterior occlusal relationship
                    M26.220 Open anterior occlusal relationship
                    M26.221 Open posterior occlusal relationship
                M26.23 Excessive Horizontal Overlap
                M26.24 Reverse Articulation
                M26.24. Anomalies of interarch distance
                M26.29 Other anomalies of dental arch relationship
            M26.3 Anomalies of tooth position of fully erupted tooth or teeth
                M26.30 Unspecified anomaly of tooth position of fully erupted tooth or teeth
                M26.31 Crowding of fully erupted teeth
                M26.32 Excessive spacing of fully erupted teeth
                M26.32 Horizontal displacement of fully erupted tooth or teeth
                M26.34 Vertical displacement of fully erupted tooth or teeth
                M26.35 Rotation of fully erupted tooth or teeth
                M26.36 Insufficient interocclusal distance of fully erupted teeth (ridge)
                M26.37 Excessive interocclusal distance of fully erupted teeth
                M26.39 Other anomalies of tooth position of fully erupted tooth or teeth
            M26.4 Malocclusion, unspecified

In clinical practice and in teaching we have found the ICD-CM classification to be incomplete and disjointed. With this in mind, we have developed a better classification system. The purpose of this paper is to present it.

Problems of ICD-10-CM

The ICD-CM-10 classification scheme (Table 1) is superficial and misclassifies craniofacial jaw deformities. The classification system acknowledges only 2 types of jaw deformities, 1) deformities of size and 2) deformities of jaw-cranial base relationship. It lumps all other jaw deformities which are equally significant, as “other.” 2 An example of misclassification is listed under the heading: anomaly of jaw-cranial base relationship. This classification contains 4 sub titles: 1) unspecified, 2) maxillary asymmetry, 3) other jaw asymmetry, and 4) other specified.2 The first one (unspecified) and last one (other specified) are generic bins that group different types of deformities, without distinction to geometric class. The two in the middle, maxillary asymmetry and other jaw asymmetry, don't belong in this category. Also the item “other jaw asymmetry” substituting for the logical next item mandibular asymmetry is bewildering.

Another example of misclassification is the exclusion of two conditions that one would expect to see in the category, i.e. prognathism and retrognathism.

The definition of deformity is having an abnormal form, disfigurement, or loss of the natural arrangement.3 To diagnose a deformity, we assess an anatomical unit and determine if its configuration (form) is normal or abnormal. Instead of the ICD-CM-10 system, the modern approach to the evaluation of form sees an anatomical unit (e.g., the mandible) as a geometric object.4 As any other geometric object, an anatomic unit is seen as having 5 basic attributes: size, position, orientation, shape, and completeness.

Size refers to how large or how small something is. Position refers to its location in space. Orientation refers to tilt. Shape to figure. Finally, completeness refers to the wholeness. Besides having these attributes, some anatomical units, such as jaws, also have bilateral symmetry. This means that the objects can be divided into 2 halves, each part being the mirror image of the other. In summary, the jaws have 6 geometric attributes, which include the 5 basic plus symmetry.

Geometric Classification of Jaw Deformities

Our classification scheme is presented as a mind map (Figure 1). The scheme first classifies jaw deformities as either osseous or dental. Osseous deformities affect the jawbones, while dental deformities affect the teeth.

FIGURE 1.

FIGURE 1

Jaw deformities.

Gateno et al. Geometric Classification of Jaw Deformities. J Oral Maxillofac Surg 2015

The classification recognizes the jawbones as having 6 geometric attributes. They are: size, position, orientation, shape, symmetry, and completeness. Jaw deformities are classified according to the attribute they affect. Deformities of size occur when a jaw is too big or too small. The term hyperplasia indicates pathological enlargement, and hypoplasia failure to attain normal size. Micrognathia is a synonym for mandibular hypoplasia and macrognathia for mandibular hyperplasia. The terms macrogenia and microgenia also refer to size, macrogenia indicating large chin and microgenia a small one.

Abnormal jaw positions occur in all cardinal directions. Prognathism and retrognathism are deformities characterized by an abnormal anteroposterior position. By convention, the anteroposterior position is assessed in relation to the cranial base. In prognathism a jaw is too far forward, while in retrognathism it is too far back. In the transverse direction, a jaw can be displaced away from the sagittal plane in either direction. This deformity is called laterognathia. Vertically, a jaw can be too far down or too far up. In excessive downward displacement, a jaw is too far down. In insufficient downward displacement, it is too far up.

Malrotations occur when a jaw is abnormally oriented. We classify malrotations according the axis on which the abnormal rotation occurs. A jaw that is abnormally rotated around the transverse facial axis has a pitch-malrotation. A jaw that is abnormally rotated around the anteroposterior axis has a roll-malrotation, a condition that is also known as canting. A maxilla or a mandible that is abnormally rotated around the vertical axis has a yaw-malrotation.

Shape refers to figure. A jaw with abnormal figure is said to be distorted.

The human face has reflection symmetry around one plane, the sagittal. For facial symmetry to exist, two conditions must be met. First, each of the units that compose the face must itself be symmetrical—a condition called object symmetry. Second, each of the units must be symmetrically aligned to the sagittal plane—a condition called symmetric alignment. Jaws can have deformities of symmetry either because of object-asymmetry or because of misalignment. The terms mandibular asymmetry and maxillary asymmetry refer to abnormalities in object symmetry. The term asymmetric alignment denotes abnormal alignment that causes asymmetry.

The term completeness refers the wholeness of the jaw. A jaw can be incomplete because one of its processes (apophysis) never developed. An example is agenesis of the condylar process of the mandible seen in hemifacial-microsomia. It can also be incomplete because some of its embryologic processes failed to fuse (cleft), or because it acquired a defect.

Frequently, the different jaw deformities (size, position, orientation, shape, and symmetry) are related. For example, asymmetric alignment does not occur in the absence of at least one other deformity. They include: laterognathia, abnormal roll, or abnormal yaw.

As stated above, jaw deformities can also affect the teeth. Like the ICD-CM2, our classification scheme only considers dental deformities that engender malocclusion. Malocclusion can result when one or more teeth are disarranged in their dental arch. Alternatively, it can result when the upper and lower dental arches are not coordinated (Figure 1).

Within a dental arch, a deformity may affect the alignment, the leveling, or the spacing of teeth. Alignment refers to the arrangement of teeth in an arch. In ideal alignment, the incisal edges of the incisors and the buccal-cuspal-ridges of the canines, premolars and molars form an arch. Misalignment can happen because of dental displacement, dental tipping, or dental rotations. In displacement, a tooth is moved outside the arch. In tipping, a tooth is abnormally inclined. In rotations, a tooth is misaligned because of abnormal rotation around its long axis.

Leveling refers to the vertical arrangement of teeth. Abnormal leveling can affect a single tooth or the whole arch. For this assessment, one measures the vertical position of the teeth in relation to their occlusal plane. In other words, one measures the vertical positions of the lower teeth in relation to the mandibular occlusal plane and the vertical positions of the upper teeth in relation to the maxillary occlusal plane.

An individual tooth is in infraocclusion or supraocclusion when it is located below or above its ascribed occlusal plane. For a whole dental arch, once judges dental leveling by gauging the curve of Spee. From the central incisor backward to the last molar, the cusps of all teeth should inscribe either a flat plane or a curved-plane with slightly upward concavity. Dental deformity can create a deep or a reverse curve of Spee. A curve of Spee is deep when the cusps of the teeth trace a plane with a sharp upward curvature. The curve of Spee is reversed when the curvature of the plane has downward concavity.

Within a dental arch, the teeth should be normally spaced: adjacent teeth should touch without crowding each other. Spacing is abnormal when diastemas are present or when the arch cannot accommodate the teeth. The first condition is excessive dental spacing and the second dental crowding.

As stated above, dental deformities can also occur when the upper and lower arches are not harmonized. For normal occlusion to occur it is not enough for the upper and lower teeth to be normally arranged in an arch. The upper and lower dental arches must also be coordinated, in position, in shape, and in tooth size.

Discordant dental arch positions cause malocclusion. This lack of concordance can occur in all the cardinal directions: anteroposterior, vertical, and transverse. We appraise the anteroposterior occlusal relationships at three different sites. These are at the first molar, canine, and central incisors. In this appraisal, the frame of reference is the upper dentition. That is, the examiner judges the anteroposterior position of the lower teeth in relation to hypothetical static upper.

Angle's molar relationship assesses the position of the buccal groove of the lower first molar in relation to the mesiobuccal cusp of the upper.5 A similar assessment is done in the canine region. Finally, in the incisal region, we measure the overjet. Based on these assessments, one classifies the occlusion into neutrocclusion, distocclusion, or mesiocclusion. In neutrocclusion, the molar and canine relationships are Class I, and the overjet is normal. In distocclusion, the molar and canine relationships are Class II and the overjet is either greater than normal (Division 1) or normal (Division 2). In mesiocclusion, the molar and canine relationships are Class III and the overjet is smaller than normal, usually negative.

Position discordance between the upper and lower dental arches also occurs in the vertical direction. Absence of vertical overlap between the upper and lower teeth produces an open bite. It can be can anterior or posterior. Excessive vertical-overlap of the anterior teeth results in deep bite. Excessive vertical-overlap of the posterior teeth results in posterior bite collapse. The last condition can only occur when posterior teeth are missing, and the remaining teeth have no opposing occlusion.

Finally, discordance between the maxillary and mandibular dental arches can also occur in the transverse dimension. Normally, the buccal cusps of the maxillary posterior teeth lay laterally to the buccal cusps of the mandibular teeth. When the reverse occurs, we encounter a posterior crossbite. In extreme cases, all the lower teeth can be inside the upper, a condition known as Brodie bite. Reversely, the upper teeth can be inside the lower, is condition known as scissor bite.

As mentioned before, the upper and lower arches can also occlude abnormally because they have different shapes. For example, a “U” shaped lower arch does not fit a “V” shaped upper. The lack of shape congruency between the upper and lower teeth results in arch shape-discordance.

Finally, to get good dental interdigitation in Class I occlusion, the width (mesio-distal size) of the lower teeth must be proportional to the width of the upper teeth.6 When this proportionality is absent, the dental arches have a tooth size discrepancy.

Discussion

In this paper, we present a new classification scheme for jaw deformities. The new system follows the modern morphometric approach of considering biological forms as geometric objects.4 It expands the grouping currently present in the ICD-CM system, from 2 specified deformities, to 6. It also provides a clear nomenclature for the whole category and for each individual type of deformity (Table 2).

Table 2.

Jaw Deformity Nomenclature

Attribute Aspect Names

Size Too big Hyperplasia, macrognathia, macrogenia
Too small Hypoplasia, micrognathia, microgenia

Position Anteroposterior Prognathism, retrognathism
Transverse Laterognathia
Vertical Excessive downward displacement, insufficient downward displacement

Orientation Malrotation

Shape Distortion

Completeness Agenesis, cleft, defect

Symmetry Object Asymmetry
Alignment Asymmetric alignment

Regarding terminology, we have made the following changes. First, we replace the nebulous term dentofacial with the precise and simpler term jaw. Dentofacial is a compound word made by the fusion of 2 words dental (dento-) and face (– facial), meaning: of the teeth and face. Based on the literal meaning of the term, one may assume that it embodies all the deformities that affect the teeth and the face. In practice, however, this is not the case. The term is only applied to jaw deformities. Why then not use the simpler and more accurate term jaw deformities.

Second, we replace the terms: vertical-maxillary-excess and vertical-maxillary-deficiency. The terms excess and deficiency denote size; yet clinically, one establishes vertical “excess” or vertical “deficiency” by measuring the distance between the central incisors and the lip. Clearly, this metric measures position, not size. Thus to avoid confusion, we created new terms: excessive downward displacement and insufficient downward displacement, which harmonize with geometry.

We also adopted the term for malrotation for deformities of orientation. Roll-malrotation is substituted for cant 7, canting8,9, occlusal-cant10, and maxillary cant11. Yaw malrotation, is substituted for yaw 12. And pitch-malrotation is substituted for terms like steep occlusal plane13, flat occlusal plane 14, and steep mandible15. Roll and yaw malrotations can be right or left. In roll, right or left tell us the side where teeth are lower. Like an airplane that is rolling to the right will have its right wing down. For yaw, right or left specify where maxilla is pointing—when the pointer of its anteroposterior axis is towards the incisors. Pitch malrotation can be excessive or insufficient. In excessive pitch malrotation the inclination of the jaws is steep. In insufficient pitch malrotation, the inclination is shallow, flat or reversed.

Our final alteration of the current terminology is to use distinctive terms to distinguish between the 2 different types of asymmetry: plain asymmetry which refers to object (intrinsic) asymmetry and the qualified term asymmetric alignment, which refers to jaw misalignment in relation to the sagittal plane of the face.

Acknowledgement

This work was partially supported by NIH/NIDCR research grants R01DE022676 and R01DE021863.

Footnotes

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