Abstract
Cerebrovascular reactivity (CVR)-weighted blood-oxygenation-level-dependent magnetic resonance imaging (BOLD-MRI) experiments are frequently used in conjunction with hyperoxia. Owing to complex interactions between hyperoxia and hypercapnia, quantitative effects of these gas mixtures on BOLD responses, blood and tissue R2*, and blood oxygenation are incompletely understood. Here we performed BOLD imaging (3 T; TE/TR=35/2,000 ms; spatial resolution=3 × 3 × 3.5 mm3) in healthy volunteers (n=12; age=29±4.1 years) breathing (i) room air (RA), (ii) normocapnic–hyperoxia (95% O2/5% N2, HO), (iii) hypercapnic–normoxia (5% CO2/21% O2/74% N2, HC-NO), and (iv) hypercapnic–hyperoxia (5% CO2/95% O2, HC-HO). For HC-HO, experiments were performed with separate RA and HO baselines to control for changes in O2. T2-relaxation-under-spin-tagging MRI was used to calculate basal venous oxygenation. Signal changes were quantified and established hemodynamic models were applied to quantify vasoactive blood oxygenation, blood–water R2*, and tissue–water R2*. In the cortex, fractional BOLD changes (stimulus/baseline) were HO/RA=0.011±0.007; HC-NO/RA=0.014±0.004; HC-HO/HO=0.020±0.008; and HC-HO/RA=0.035±0.010; for the measured basal venous oxygenation level of 0.632, this led to venous blood oxygenation levels of 0.660 (HO), 0.665 (HC-NO), and 0.712 (HC-HO). Interleaving a HC-HO stimulus with HO baseline provided a smaller but significantly elevated BOLD response compared with a HC-NO stimulus. Results provide an outline for how blood oxygenation differs for several gas stimuli and provides quantitative information on how hypercapnic BOLD CVR and R2* are altered during hyperoxia.
Keywords: BOLD, cerebrovascular reactivity, hypercapnia, hyperoxia, R2*
Introduction
Assessment of hemodynamic impairment is critical when informing management decisions in patients with cerebrovascular disease. Clinically, evolution of cerebrovascular compromise is most commonly assessed with either computed tomographic angiography or catheter angiography, both of which are sensitive to intra-luminal changes but are not directly sensitive to tissue-level hemodynamics. As these methods require radiation exposure and exogenous contrast agents, they are also sub-optimal for longitudinal monitoring of reperfusion or hemodynamic decline.
A possible alternative, or complement, to conventional imaging is hypercapnia-induced cerebrovascular reactivity (CVR)-based mapping using magnetic resonance imaging (MRI) modalities such as blood-oxygenation-level-dependent (BOLD) and/or arterial spin labeing (ASL) MRI.1, 2, 3, 4 In such methods, a vasoactive stimulus is administered pharmacologically5, 6 or through a hypercapnic respiratory challenge7, 8, 9 of mildly elevated CO2 (e.g., 4% to 6% CO2 in balance air), which relaxes arteriolar smooth muscle leading to an increase in cerebral blood flow and volume (CBF and CBV, respectively) in healthy tissue, yet a smaller,10, 11 negligible,12, 13 or even negative12, 14 change in CBF and CBV in parenchyma operating at or near reserve capacity. Such hypercapnic CVR measurements have been shown to correlate with cortical thickness,15 symptomatology,10 catheter angiography-measured arterial circulation times,16 and vasculopathy extent.10, 17
CVR mapping using non-invasive hypercapnic stimuli is an appealing alternative to other approaches that require pharmacological or exogenous contrast agents; however, obvious concerns related to eliciting hypercapnia in patients with low blood oxygenation and/or ischemic tissue preclude widespread application. To reduce these concerns, it is also possible to administer a hypercapnic–hyperoxic (HC-HO; e.g., 5% CO2/95% O2) gas for short durations, with the expectation that the HO component of the gas mixture may increase oxygen delivery to tissue even in the presence of HC.18, 19 In a recent trial of 92 patients with symptomatic cerebrovascular disease, no immediate stroke-related complications were reported in response to HC-HO administration and the frequency of longer-term (6 to 18 months) neurologic events was within the range for expected events in this patient population.10
Administration of a HC-HO gas mixture for BOLD-weighted assessment of CVR introduces several experimental confounds because of the HO component,10, 20, 21, 22, 23 including (i) higher venous HbO2 and elevated partial pressure of venous oxygen (PvO2) from increased O2 dissolved in plasma, (ii) changes in vascular and tissue susceptibility due to increased HbO2, and (iii) increased blood water R1 due to increased O2 dissolved in plasma. Although the effect of (iii) is likely small in minimally T1-weighted BOLD acquisitions, contributions from (i) and (ii) may be much larger, and appropriate methods for compensating for these confounds have not been established. As such, the use of HC-HO for quantitative BOLD-weighted CVR assessment remains poorly developed.
The aim of the current study was to address these limitations by assessing CVR measurements obtained using straightforward HC-NO gas challenges and those obtained using a HC-HO stimulus interleaved with a HO baseline period. The HO baseline period was introduced to control for dynamic changes in O2 that would otherwise occur between room air (RA) breathing and HC-HO stimuli, with the overall hypothesis that HC-HO stimuli interleaved with a HO baseline would provide a comparable CVR measurement to a HC-NO stimulus interleaved with a RA baseline. To evaluate the quantitative changes occurring in blood oxygenation for the different gas mixtures, established BOLD contrast models of blood and tissue R2* were applied together with multivariate fitting. The results of this study are intended to better inform clinical applications of CVR assessment in patients in whom HC-NO stimuli may be contraindicated.
Materials and Methods
Volunteer Demographics
Healthy volunteers (n=12; 3 F/9 M; age=29±4.1 years) provided informed, written consent in accordance with the ethical standards of the Vanderbilt University Institutional Review Board, the Vanderbilt University Human Research Protection Program, as well as with the Helsinki Declaration of 1975 (and as revised in 1983). All components of this study were in compliance with the Health Insurance Portability and Accountability Act. All study components were reviewed and approved by the local Institutional Review Board (IRB Study 111116).
MRI Experiment
MRI measurements were performed at 3.0 T (Philips Healthcare, Best, The Netherlands). Participants were fitted with a nasal cannula (Salter Labs, Arvin, CA, USA, no. 4000) for end-tidal CO2 (EtCO2) monitoring and a custom non-rebreathing oxygen mask (Salter Labs, no. 8005) for gas stimulus administration. Participants wore close-fitting masks that covered the nose and mouth and elastic straps were used to reduce leakage. Gases were delivered from compressed cylinders outside the scan room and administered at 12 L/min. This flow rate was optimized in preliminary studies and was found to provide sufficient gas delivery in the presence of potential small leaks in the mask, while also maintaining comfort. The repeatability of this setup has been reported in previous work.24 Physiologic monitoring was performed using an Invivo Research (Gainesville, FL, USA) (3150 MRI) monitor and a remote monitor (Millenia Vital System, Gainsville, FL, USA, 3115 MVS). Monitored parameters included EtCO2 (mm Hg), arterial oxygenation (Ya), and heart rate (HR; b.p.m.); participants were fitted with a pulse-oximeter to measure Ya and HR.
The stimulus paradigm consisted of a 29-minute run during which subjects were presented with periods of hypercapnic stimuli interleaved with a baseline gas (RA or HO) which included:
Hypercapnic–normoxia (HC-NO; 5% CO2/21% O2/74% N2) interleaved with room air (RA; ~21% O2/~79% N2),
Hypercapnic–hyperoxia (HC-HO; 5% CO2/95% O2) interleaved with RA, and
Hypercapnic–hyperoxia (HC-HO) interleaved with hyperoxia (HO; 95% O2/5% N2).
Each baseline period lasted 150 seconds while each stimulus period lasted 90 seconds. Each respiratory challenge (e.g., stimulus and baseline block) was repeated twice in each volunteer, and the pairing order was randomized across all subjects. Single-shot gradient-echo Cartesian EPI BOLD acquisitions were acquired using body coil transmit and an eight-channel SENSE head coil (Nova Medical, Waltham, MA, USA) for reception with TE/TR=35/2,000 ms, spatial resolution=3 × 3 × 3.5 mm3, SENSE-factor=2. T1-weighted high spatial resolution 3D anatomic turbo gradient echo images (MPRAGE) were acquired for all subjects (TE/TR=4.6/8.9 ms; spatial resolution=1 × 1 × 1 mm3). Figure 1 illustrates the three orders of the stimulus paradigms as well as a schematic of the relative magnitude of the hypothesized BOLD responses given the variations in blood oxygenation.
Finally, to quantify the baseline venous oxygenation level, which is required for quantitative determination of blood oxygenation changes with different gas stimuli, we applied the T2-relaxation-under-spin-tagging (TRUST)25 method in all subjects during RA breathing. In this approach, venous blood water signal in the superior sagittal sinus is isolated using principles of venous spin labeling, and a T2-preparation module is used to allow for variable T2 weighting and venous T2 to be quantified. The venous T2 is then related to venous blood oxygenation level using calibration models that describe the dependence between T2, oxygenation level and hematocrit (Hct).26 Specifically, following venous blood water labeling using a PICORE labeling module, a postlabeling delay time of 1,022 ms was used, during which the labeled venous blood water flows into the imaging region. During this period, a T2-preparation module was applied with varying duration (effective TE, eTE). The T2-preparation module consisted of a non-selective 90° pulse followed by a string of refocusing pulses with constant inter-pulse spacing (τ=10 ms) and concludes with a −90° pulse. Here the T2 module was performed for eTE=0, 40, 80, and 160 ms (four averages per eTE; TR=1,978 ms). Following the T2-preparation, a single-shot gradient echo EPI readout was applied, and the sequence concluded with a postsaturation excitation pulse and dephasing gradient for spin reset.
Analysis
All TRUST processing used in-house MATLAB (Mathworks, Natick, MA USA) scripts. Data were motion-corrected and pair-wise subtracted to obtain a difference magnetization image for each of the four eTEs, and four voxels within the sagittal sinus were analyzed per subject. Owing to distal venous labeling and identical magnetization transfer effects in control and label conditions, the tissue signals in control and label conditions are identical and can be neglected when analyzing the difference signal. A previously published quantification procedure was applied26 in which male Hct was assumed to be 0.42 and female Hct 0.40 in the superior sagittal sinus. This analysis pipeline is identical to that which has been outlined in the literature.27
BOLD-weighted data were slice-time corrected and affine motion corrected using routines available in the FMRIB Software Library (FSL).28 For each participant, T1-weighted images were segmented into gray matter (GM), white matter, and cerebrospinal fluid using the FMRIB Automated Segmentation Tool (FAST).28
In-house Matlab (Mathworks) routines were used for baseline drift correction and signal extraction. Specifically, baseline drift correction for the entire time course was performed on a voxel-wise basis by quadratic polynomial regression, as outlined in the literature.29, 30 This procedure was pursued to maintain signal change differences between different stimulus types that may be altered when using temporal filtering for drift correction.
Fractional signal change maps (ΔS/S; signal difference between baseline and stimulus over baseline signal) were calculated for each pair of stimulus blocks (two maps per condition), as well as an averaged signal change map, by comparing values from the last 15 TRs of the respiratory stimulus to the last 30 TRs of the proceeding baseline condition. These periods were conservatively chosen to ensure that the signal had reached a plateau in stimulus epochs or had normalized in the baseline states; both of these conditions were further ensured by verifying that recorded EtCO2 values were not changing significantly.
Regions of interest for analysis of each baseline/stimulus pairing were calculated in two ways. First, for each participant, Z-statistic maps for each baseline/stimulus pairing were calculated from the preprocessed (slice-time, motion, and baseline drift corrected) data using FSL's FEAT;28 FILM prewhitening was used for statistical processing. Resulting Z-statistics maps were thresholded at Z-value⩾2 (⩾2 standard deviations above mean baseline signal) and binarized. The three resulting masks were then multiplied into a single mask which represented voxels that were activated in all three stimulus conditions. This Z-statistic mask was then multiplied by a once-eroded brain mask calculated using FSL's Brain Extraction Tool (BET)28 to ensure that only brain voxels were considered. The averaged Z-statistic map was then used to extract signal change values across all three conditions as well as stimulus time courses for those voxels. Although the above approach ensures that only voxels responding to all vasoactive stimuli are considered, it also biases the region of interest for voxels with larger venous blood volume where BOLD effects are highest. Therefore, we additionally extracted BOLD signal changes using GM masks from each subject, which were obtained by segmenting each subject's T1 image using FSL's FAST, warping the GM masks to BOLD GRE image space using an affine transformation and nearest neighbor interpolation in the FMRIB Linear Image Registration Tool (FLIRT),28 thresholding the resulting GM masks at a value of 0.5, and binarizing the masks. Additionally, as some regions in the GM mask have low signal-to-noise ratio in BOLD GRE space because of EPI distortion, GM masks were multiplied by twice eroded brain masks calculated from the BOLD data to ensure that regions outside the brain were not considered.
Finally, signal change maps were co-registered to a standard atlas (Montreal Neurological Institute; spatial resolution=4 mm isotropic)31 using FLIRT to generate group-averaged signal change maps for visualization; 4 mm3 space was chosen to approximately match the original acquisition's spatial resolution.
Statistical Considerations
The primary experimental objective of this study was to assess the relationship between the study co-variates (e.g., gas stimulus type) and the BOLD signal change. Secondary objectives were to ensure repeatability of the CVR responses across volunteers and the different stimulus orderings, to directly compare the BOLD responses between the different gas stimulus pairings of interest, and to model the changes in blood oxygenation and R2* for different gas combination (see Blood oxygenation and R2* quantification). To test the primary objective, a two-tailed Student's t-test was used to evaluate differences in GM signal changes and physiologic parameters between gas conditions with Bonferroni-corrected criteria for significance at P<0.017 (signal change comparisons for the three gas pairings; total of three comparisons) and P<0.008 (EtCO2 comparisons for all gases; total of six comparisons), respectively. To test the CVR repeatability and CVR relationships for the gas stimuli, Pearson's correlation coefficients and linear models were applied to BOLD responses extracted using the Z-statistic and GM masks. Slopes and intercepts of comparisons were recorded.
Although changes in EtCO2 (ΔEtCO2) were measured in all subjects, our focus was primarily to interpret quantitative BOLD signal changes in terms of R2* and blood oxygenation level. To enable application of physiologic models, BOLD responses were not normalized by ΔEtCO2. Instead, we verified that for each subject, hypercapnic signal change data occurred during an EtCO2 increase in an expected range (4 to 8 mm Hg) and that mean EtCO2 increases did not differ significantly on average between hypercapnic gas stimuli for each subject. As such, results in this study are presented in terms of signal changes rather than signal changes normalized by EtCO2 change. ΔEtCO2 is reported for all gas stimuli for completeness.
Blood Oxygenation and R2* Quantification
The purpose of this component of the study was to combine the data from different gas stimuli with previously published models of BOLD contrast and perform multivariate fitting to quantify the changes in venous blood oxygenation (Yv). This procedure used our experimental findings of BOLD responses and baseline oxygenation-level status and applied previously published integrative, quantitative physiologic models of BOLD contrast. To achieve this, (i) BOLD signal changes were written in terms of blood oxygenation for each of the three different gas stimuli, (ii) R2* for blood32 and tissue33 were calculated using previously published models, and (iii) the residual sum of squares (RSS) between the experimentally measured signal changes and the model was minimized by simultaneously solving for blood oxygenation status under the conditions of HO, HC-NO, and HC-HO using a generalized reduced gradient nonlinear algorithm.
More specifically, the brain parenchyma can be divided into extravascular (e.g., tissue water) and microvascular (e.g., capillary+arteriole+venule water) compartments. Under conditions of breathing RA, in cortical GM at typical fMRI spatial resolutions, prior CBF and CBV measurements have shown that extravascular tissue occupies approximately 0.945 of a parenchymal voxel, while the remaining 0.055 can be approximated as 0.30 arteriolar blood and 0.70 venular blood.34, 35 For non-hypoxic healthy adults, changes in Hb oxygen saturation with gas stimuli primarily occur in venous blood, which influence both the venous R2* and tissue R2*. The effect of the gas stimuli on the total BOLD-weighted MR signal in the voxel (Svoxel) in terms of the arteriolar (Sblood,a), venular (Sblood,v), and tissue (Stissue) signals can be written:
for j=(base)line or (act)ivation (applicable here and for all future equations). The separate blood and tissue signals in Equation 1 can be expanded in terms of water density (C; mL/mL), blood compartment fraction (fb), CBV (mL/mL), TR (s), R1 (1/s), TE (s), and R2* (1/s):
for i=(a)rterial or (v)enous blood, and
Here baseline and activation (subscript j) refers to the gas condition being used and could be RA, HO, HC-NO, or HC-HO. It should also be noted that during activation the CBV change is primarily arterial; therefore, 2 may have fbv,base=fbv,act, but fba,base<fba,act. Both conditions were evaluated here. All parameters used, along with literature references, are included in Table 2. Below we provide a brief explanation for the choice of these parameters. Cb=0.87 mL water/mL blood is the blood water density, Ct=0.89 mL water/mL tissue is the tissue water density, CBVbase=0.055 mL/mL, fba,base=0.3 and fbv,base=0.7 are the baseline fractional contributions to total CBV of the arterial and venous compartments, respectively.35 The total CBV has been calculated from recent CBF data that accounted for bolus arrival time and used the same pCASL and gas delivery setup as applied here.24 In this study, CBFRA=43±6 mL/100 g/min and CBFHC-NO=48±8 mL/100 g/min, which upon application of the Grubb relationship36 yields CBVHC-NO=0.0574 mL/mL. Here, owing to a lack of conclusive data showing changes in CBV with hyperoxia,23, 37 we assumed CBVRA=CBVHO and CBVHC-NO=CBVHC-HO; therefore, fba,act=0.329 and fbv,act=0.671. This assumption is also addressed by considering a condition where CBV reduces by 0.001 mL/mL with hyperoxia. For R1 of arterial and venous blood water, all normoxic conditions used R1,a=0.572/s and R1,v=0.587/s, which was based on in situ data from bovine blood, and assuming an intermediate voxel Hct=0.37. Note that a reduced Hct was used here, relative to what was used in the TRUST analysis, as this Hct pertains to the mean Hct within a voxel whereas the TRUST Hct refers to the Hct in the superior sagittal sinus. During hyperoxia, it is well known that dissolved oxygen in plasma will increase the R1 of arterial blood water; this change has recently been estimated from in vivo ASL data obtained during different gas stimuli, and a value of R1,a,HH=0.630/s was used here. The venous R1 is not expected to change substantially with hyperoxia, and therefore R1,v,HO=R1,v,HC-HO=R1,v,RA. A hypothetical condition where hyperoxic venous blood water R1 increases by the same amount as the hyperoxic arterial blood water R1 was considered as a supplementary analysis to understand the impact of this assumption. Finally, R1,t=0.83/s.38
The remaining unknowns are the R2,t* and blood R2* parameters, which can both be written in terms of the blood oxygenation using previously reported integrative models33 that are based on primarily in vivo BOLD signal changes and in situ measurements of blood relaxation times at multiple field strengths.32
First, R2,t* depends on blood oxygenation and vessel size as has been elegantly summarized;33 initially, R2,t* can be calculated for 100% arterial and venous oxygenation, which indicates the condition at which there would be no susceptibility differences between the extravascular and intravascular compartments due to oxygenation differences,33
where R2,0,t* is the intrinsic effective transverse relaxation rate for tissue in the absence of contributions from Hb, and R2,Hb,t* specifically describes the contribution to R2,t* from Hb. R2,0,t* has been reported to be
or R2,0,t* = 20.99/s at 3 T. Note that this value does not change for different gas stimuli. As reductions in intravascular oxygenation (Y) cause a Larmor frequency shift, Δvs, which increases susceptibility at the vessel surface and increases R2,Hb,t*, Δvs will evolve according to,33
where Δχ0=4 × π × 0.264 p.p.m. is the susceptibility difference between fully oxygenated and deoxygenated blood, Hct=0.37 is mean GM voxel hematocrit,34, 39 Yoff=0.95 is the oxygenation equilibrium state (different from the measured arterial oxygenation level),33, 40 Y is the blood oxygenation level, and γ=2π × 42.6 MHz/T is the gyromagnetic ratio. Δvs was only calculated for Yv as Ya is close to 100% in healthy subjects and any changes in susceptibility are negligible. For gradient-echo scans it is possible to express R2,Hb,t* in different vessel compartments using a polynomial function that depends explicitly on Δvs33 and coefficients that are unique for vessels of different sizes. Here, following literature assumptions, we estimate that the venous blood volume (CBVv; the fraction of blood that undergoes changes in blood oxygenation with the respiratory challenges) in a GM voxel is composed of approximately 50% venous capillaries and 50% venules (diameter=16 to 200 μm). We did not include large vessel (>200 μm) contributions as our simulation was based on masks derived from GM voxels within an eroded brain mask (see Analysis), which is expected to partial volume minimally with large draining veins. The R2,Hb,t* can then be written,
Note that the fitted coefficients were calculated for percentage of CBV (e.g., CBV mL/mL × 100) and therefore CBVv in 7 must be provided in percentage of CBV. Under all conditions, CBVv=0.0385 mL/mL or 3.85%. The polynomial coefficients and constant f term for venous capillaries (b–f; denoted with subscript 1) are b1=5.04e−9s3, c1=−3.05e−6s2, d1=6.17e−4s, e1=−8.02e−4, and f1=−0.005/s. The polynomial coefficients and constant f term for venules (b–f; denoted with subscript 2) are b2=0s3, c2=0s2, d2=−3.56e−6s, e2=0.0453, and f2=−0.194/s. The R2,Hb,t* calculated from 7 for an equal composition of venous capillaries and venules will lead to an increase in R2,t* that depends on the Yv (which manifests within the Δvs terms) and CBVv.
Blood transverse relaxation rates were calculated from models developed in situ in bovine blood scanned over a range of Hct and oxygenation levels at 3 T under physiologic temperature (3.0 T; Hct=0.37):32
for i=a or v.
Therefore, the above equations allow for the intravascular and extravascular R2* to be written explicitly in terms of the blood oxygenation level. As such, it is possible to perform multivariate fitting to the signal changes under different conditions to quantify the blood oxygenation level and R2*.
We used a multivariate fitting routine to minimize the signal change error, calculated as the RSS, by solving for Yv values for the different gas conditions. Two scenarios for minimization were used, (i) constrained fitting: Yv,HC-HO is an additive effect of Yv,HO and Yv,HC-NO such that:
and (ii) unconstrained fitting: Yv,HC-HO may contain an interaction effect between Yv,HO and Yv,HC-NO and thus was a free parameter in the fitting; Yv,RA was measured from the experimental TRUST data. All values used and calculated for the signal estimations are presented in Tables 1 and 2. As the activation map region of interest will bias the region for voxels with higher venous blood volume fractions and larger draining veins, we used a GM mask to calculate the signal changes for all multivariate fitting procedures.
Table 1. Mean physiology measurements and ΔS/S for the gas pairings.
Gas pairing | ΔEtCO2 (mm Hg) | ΔYa | ΔHR (b.p.m.) | ΔS/S (activation mask) | ΔS/S (gray matter mask) |
---|---|---|---|---|---|
HO/RA | −1.17±2.19 | 0.0097±0.0073 | −0.90±5.30 | 0.027±0.014 | 0.011±0.007 |
HC-NO/RA | 5.59±2.00 | −0.0004±0.0033 | 1.10±3.31 | 0.034±0.007 | 0.014±0.004 |
HC-HO/HO | 5.68±1.87 | 0.0006±0.0009 | 0.15±1.41 | 0.044±0.014 | 0.020±0.008 |
HC-HO/RA | 5.75±2.11 | 0.0076±0.0061 | −0.18±1.69 | 0.084±0.017 | 0.035±0.010 |
HC-HO, hypercapnic hyperoxia; HC-NO, hypercapnic normoxia; HO, hyperoxia; RA, room air. Mean±standard deviation of the change in end-tidal CO2 (ΔEtCO2), arterial oxygen saturation fraction (ΔYa), and heart rate (ΔHR) for the three gas pairings of interest and HO/RA. To the right, the blood-oxygenation-level-dependent signal changes normalized by baseline signal (ΔS/S) are shown separately when calculated using the activation mask or GM mask.
Table 2. Multivariate fitting results.
Stimulus | CBVa | CBVv | Ya | Yv | R1,a (ms) | R1,v (ms) | R1,t (ms) | R*2,a (ms) | R*2,v (ms) | R*2,t (ms) | Δvs | Sa | Sv | St | S |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Constrained fitting: Yv,HC-HO=Yv,RA+(Yv,HO−Yv,RA)+(Yv,HC-NO−Yv,RA) | |||||||||||||||
RA | 0.0165 | 0.0385 | 0.983 | 0.632 | 0.572 | 0.587 | 0.833 | 16.629 | 30.088 | 23.391 | 24.943 | 0.0055 | 0.0081 | 0.3009 | 0.3144 |
HO | 0.0165 | 0.0385 | 0.989 | 0.659 | 0.630 | 0.587 | 0.833 | 16.612 | 28.191 | 23.112 | 22.837 | 0.0057 | 0.0086 | 0.3038 | 0.3182 |
HC-NO | 0.0189 | 0.0385 | 0.979 | 0.665 | 0.572 | 0.587 | 0.833 | 16.644 | 27.779 | 23.049 | 22.356 | 0.0063 | 0.0088 | 0.3037 | 0.3187 |
HC-HO | 0.0189 | 0.0385 | 0.987 | 0.710 | 0.630 | 0.587 | 0.833 | 16.617 | 24.976 | 22.600 | 18.825 | 0.0066 | 0.0097 | 0.3085 | 0.3248 |
Unconstrained fitting: | |||||||||||||||
RA | 0.0165 | 0.0385 | 0.983 | 0.632 | 0.572 | 0.587 | 0.833 | 16.629 | 30.088 | 23.391 | 24.943 | 0.0055 | 0.0081 | 0.3009 | 0.3144 |
HO | 0.0165 | 0.0385 | 0.989 | 0.660 | 0.630 | 0.587 | 0.833 | 16.612 | 28.124 | 23.102 | 22.759 | 0.0058 | 0.0087 | 0.3039 | 0.3183 |
HC-NO | 0.0189 | 0.0385 | 0.979 | 0.665 | 0.572 | 0.587 | 0.833 | 16.644 | 27.779 | 23.049 | 22.356 | 0.0063 | 0.0088 | 0.3037 | 0.3187 |
HC-HO | 0.0189 | 0.0385 | 0.987 | 0.712 | 0.630 | 0.587 | 0.833 | 16.617 | 24.858 | 22.580 | 18.663 | 0.0066 | 0.0097 | 0.3087 | 0.3250 |
CBV, cerebral blood volume; RA, room air; R1,a, R1 of arterial blood water; R1,v, R1 of venous blood water; R1,t, R1 of extravascular tissue water; R*2,a, R*2 of arterial blood water; R*2,v, R*2 of venous blood water; R*2,t, R*2 of extravascular tissue water; Δvs, Larmor frequency shift for the calculated Yv; Sa, arterial signal; Sv, venous signal; St, extravascular signal; S, total intravascular and extravascular signal; Ya, arterial oxygenation; Yv, venous oxygenation. Multivariate fitting to determine Yv of the various vasoactive stimuli. Constants necessary for calculation: TR=2,000 ms; TE=35 ms; Cb=0.87; Ct=0.89; fba=0.30. References for parameters are as follows:
CBVa and CBVv; van Zijl et al.35
R1,a and R1,v; Lu et al.38
R1,t; Lu et al.42
R2,a and R2,v; Zhao et al.32
R2,t and Δvs; Uludag et al.33
Results
Physiologic Monitoring and Signal Change Reproducibility
Table 1 summarizes the results from the physiologic monitoring during each breathing condition. Mean±s.d. Yv during RA breathing from the TRUST acquisition was 0.632±0.060. Mean±s.d. EtCO2: RA=43.4±3.9 mm Hg; HC-NO=49.0±3.8 mm Hg; HC-HO=48.5±4.0 mm Hg; and HO=42.2±3.8 mm Hg. Mean±s.d. HRs: RA=68.4±11.4 b.p.m.; HC-NO=69.5±10.9 b.p.m.; HC-HO=67.1±11.4 b.p.m.; HO=67.2±13.5 b.p.m. Mean±s.d. Ya: RA=0.979±0.008; HC-NO=0.979±0.008; HC-HO=0.987±0.005; HO=0.989±0.002. As expected, EtCO2 was not found to differ significantly (P=0.19) between the different hypercapnic gas stimuli but was significantly higher for both hypercapnic stimuli relative to RA and HO (P<0.0001). A trend for a small EtCO2 reduction was found between RA and HO (P=0.10). HR did not differ significantly for HC-NO (P=0.29), HC-HO (P=0.19), or HO (P=0.44) relative to RA; nor did it differ significantly between HC-NO (P=0.07) or HC-HO (P=0.93) relative to HO. HRs between the hypercapnic stimuli did differ significantly (P=0.0004). As expected, Ya increased mildly but significantly for HO (P=0.0006, P=0.0007) and HC-HO (P=0.001, P=0.002) relative to RA and HC-NO, respectively. No significant differences were found for Ya between HC-NO and RA Ya.
Figures 2A and 2B, displays the activation (Z⩾2.0) masks along with the GM mask for a representative subject. To enable all measurements to be performed within a typical MRI scan session (i.e., approximately 1 hour), stimulus durations were 90 seconds and baseline durations 150 seconds (similar to typical hypercapnic BOLD experiments in the literature). To evaluate whether these stimulus timings and the experimental gas delivery setup provided repeatable BOLD signal changes under the three different stimulus orderings, we evaluated the consistency of the signal changes between the two blocks of each stimulus (i.e., Figure 1). A similar comparison has been reported in the literature using CBF.24 Figure 2C displays representative signal change maps across each stimulus block for one subject across the three different gas pairings of interest: (1) HC-NO/RA, (2) HC-HO/HO, and (3) HC-HO/RA, which reflect the approximate hypothesized pattern of responses (Figure 1). As the voxel composition (e.g., venous blood volume fraction) will differ between the activation mask and GM mask, signal changes from both masks were quantified. Average fractional signal change values for each block of the gas pairings for the activation map did not differ significantly: HC-NO/RA=(i) 0.034±0.007, (ii) 0.035±0.009, P=0.66; HC-HO/HO=(i) 0.046±0.015, (ii) 0.042±0.018, P=0.47; and HC-HO/RA=(i) 0.085±0.017, (ii) 0.084±0.018, P=0.81. For the GM mask, the relationship between gas stimuli was similar; however, the signal change magnitude was reduced: HC-NO/RA=(i) 0.013±0.005, (ii) 0.014±0.005, P=0.56; HC-HO/HO=(i) 0.021±0.009, (ii) 0.019±0.009, P=0.37; and HC-HO/RA=(i) 0.035±0.010, (ii) 0.036±0.011, P=0.73. Stimulus repeatability was further evaluated through a Pearson's correlation which indicated that signal changes were significantly correlated (activation mask: R2=0.77, P<0.001; GM-mask: R2=0.81, P<0.001) across all subjects and all stimulus types (Figures 2D and 2E) for the two blocks of each vasoactive stimulus and baseline condition of interest.
BOLD Signal Changes in Activated and Structural Regions-of-Interest
Figures 3A–3C show representative time courses from voxels that exhibited a stimulus-evoked response (Z⩾2.0; activation mask) for all vasodilatory gas stimuli for three representative subjects. Figures 3D and 3E show the group-averaged signal time courses for each vasodilatory stimulus for all voxels within the activation and GM masks, respectively. Although the GM mask time course exhibits lower signal changes, as expected, the time course pattern is very similar to that of the activation mask; quantitative values are summarized in Table 1.
Figures 4A–4C show the GM signal change relationships between the different gas pairings for each participant. Figure 4A demonstrates that as expected HC-HO/RA elicits a greater signal change than HC-NO/RA (slope=1.904 and intercept=0.0091). Although the elicited signal changes are strongly correlated (R2=0.74, P<0.001), the relationship is not one-to-one as is expected from the hyperoxia contribution, which also manifests as a non-zero intercept. This is in agreement with previously reported data demonstrating a strong correlation (R2=0.85, P<0.001) between HC-HO/RA and HC-NO/RA across major cortical brain lobes and cerebellum.10 Figure 4B demonstrates that administering a HO baseline with a HC-HO challenge elicits signal changes that more closely resemble (slope=1.404; intercept=0.0003) those elicited during HC-NO/RA, while still maintaining a strong correlation to HC-NO/RA (R2=0.64, P=0.002). These findings support the main hypothesis of the study. Figure 4C demonstrates that, while HC-HO/RA elicits a greater signal change than HC-HO/HO, the relationship between the elicited signal changes are potentially close to being linear (slope=0.9965) with a strong correlation of R2=0.62, P=0.002. However, the intercept is strongly positive (intercept=0.0157), which provides support for the hyperoxic component of the stimulus affecting the magnitude of the response but not the linearity of the relationship between the gas stimuli over the measured range.
Figure 5A shows the group-averaged fractional signal change maps for the three different stimulus pairings, along with the HO/RA fractional signal change map. The four signal change maps were scaled to the same intensity to demonstrate that HC-NO/RA, HC-HO/HO, and HO/RA yield similar CVR contrasts, while HC-HO/RA greatly enhances areas of CVR. Figure 5B demonstrates that scaling the HC-HO/RA differently to reflect a contrast similar to the other maps yields a fractional signal change map with similar spatial CVR information. Overall, these maps demonstrate that, although the different hypercapnic pairings exhibit varied signal changes, they convey similar information. Mean signal changes and standard deviations were calculated for the three stimulus pairings of interest, along with HO/RA, using both the activation and GM masks, respectively: HO/RA=0.027±0.014 and 0.011±0.007; HC-NO/RA=0.034±0.007 and 0.014±0.004; HC-HO/HO=0.044±0.014 and 0.020±0.008; HC-HO/RA=0.084±0.017 and 0.035±0.010. The GM values are graphically shown in Figure 5C. Bonferroni corrected paired t-tests for the contrasts of interest (P<0.017) indicate similar statistical relationships between signal changes when using either activation or GM masks. Bonferroni-corrected paired t-test results are as follows (presented as: activation mask; GM mask): HC-HO/RA elicited significantly greater signal changes than HC-HO/HO (P<0.001; P<0.001) and HC-NO/RA (P<0.001; P<0.001); and HC-HO/HO elicited significantly higher signal change than HC-NO/RA (P=0.015; P=0.004).
Quantitative Changes in Blood Oxygenation and R2*
We modeled Yv during the various gas stimuli by estimating GM signal change values for GM based on measured (Table 1) and known tissue physiology and MR values for HO/RA, HC-NO/RA, HC-HO/HO, and HC-HO/RA.
All multivariate fitting was performed using the signal changes in the GM mask to avoid activation criteria from biasing the voxel composition. Under the first estimation scenario where Yv,HC-HO, Yv,HC-NO, and Yv,HO were subject to the constraint in 8, Yv,HO=0.659, Yv,HC-NO=0.665, and Yv,HC-HO=0.710, using the experimentally measured baseline Yv=0.632 (RSS=0.075 and R2=0.767). Calculated signal changes were HO/RA=0.0121; HC-NO/RA=0.0137; HC-HO/HO=0.0206; and HC-HO/RA=0.0329. Under the second scenario where Yv values were not subject to the constraint of 8, Yv,HO=0.660, Yv,HC-NO=0.665, and Yv,HC-HO=0.712 (RSS=0.065 and R2=0.814). Calculated signal changes were HO/RA=0.0125; HC-NO/RA=0.0137; HC-HO/HO=0.0210; and HC-HO/RA=0.0338. Fitted and experimental results are shown in Figure 5C and results from the fitting procedure, including arterial, venous, and tissue R2* values for the gas stimuli, are presented in Table 2.
Figure 5D demonstrates Yv estimations for the different gas stimuli from the multivariate fitting for several different variations of potentially reasonable physiologic assumptions. The reference fitting, same as the unconstrained fitting shown in Figure 5C, assumes Grubb's α=0.38, no CBV change during HO (CBV=0.055 mL/mL; fbv,base=0.7), no CBVv change during HC-NO or HC-HO (CBV=0.0574 mL/mL; fbv,act=0.671), and no R1,v change during HO or HC-HO. Overall we find that isolated alterations to any of these parameters (over reasonable ranges) have a small effect on Yv values, with the potential exception of reducing total CBV (condition: CBV=0.047 mL/mL), which noticeably increases Yv.
Discussion
We examined the effects of interleaving a HC-HO vasoactive stimulus with baseline HO to understand confounds elicited by HC-HO during BOLD-weighted CVR imaging and to quantify changes in blood oxygenation levels that result from different commonly used gas stimuli. The main findings from this study are: (i) administration of baseline HO before a HC-HO stimulus significantly reduces the BOLD signal change relative to HC-HO interleaved with RA and results in BOLD signal changes that are similar to, but significantly greater than, simple HC-NO stimuli; (ii) Yv, HC−HO depends on only a small interaction effect from hyperoxia and hypercapnia and within error this parameter is approximately the additive effect of separate hypercapnic and hyperoxic changes; (iii) using previously published blood and tissue R2* models, GM parenchymal venous oxygenation (Yv) is on average approximately 0.712 for HC-HO, suggesting that even when excess O2 is heavily loaded into arterial blood plasma using a 95% O2 respiratory stimulus, the excess O2 dissolved in blood plasma leads to only a moderate increase in Yv relative to hypercapnic normoxic administration (Yv,HC-NO≈0.665 and Yv,HC-HO≈0.712), using a measured baseline Yv=0.632, and (iv) changes in parameter assumptions over a physiologic range, such as whether CBVv changes during hypercapnia, R1,v changes with hyperoxia, a different Grubb exponent is used, or hyperoxia has a small effect on vasoconstriction, have minimal effects on the estimated Yv.
BOLD Physiology in the Context of Hypercapnic Hyperoxia
The BOLD effect arises owing to fractional decreases in paramagnetic deoxy-hemoglobin (dHb) relative to diamagnetic oxy-hemoglobin (HbO2), primarily in capillary and venous blood water, which manifests as a shortening of both the intravascular blood and tissue water R2 and R2*. At 3 T, cerebral BOLD effects are approximately 70% extravascular and 30% intravascular41, 42 and depend sensitively on the amount of blood oxygenation. Such blood oxygenation changes are generally a result of the large fractional change in CBF relative to CBV and CMRO2 but can also be altered by increasing dissolved O2 in plasma via HO gas administration. Although dissolved O2 does not contribute directly to BOLD contrast, at least three potential and interrelated effects of HO will elevate the BOLD contrast in and around the draining vasculature, which are of concern to studies seeking to accurately assess cerebrovascular functioning and reserve. First, O2 dissolved in plasma from a 95% O2/5% N2 respiratory stimulus will significantly elevate PaO2 (~400 to 600 mm Hg increase),23, 43, 44, 45, 46 potentially leading to significant increases in venous HbO2 saturation which would not occur under normoxic physiologic conditions (PaO2=75 to 100 mm Hg; PvO2=30 to 40 mm Hg). The results of this study indicate that in GM masks the venous blood oxygenation saturation levels (Table 2) are only marginally higher than for HC-NO stimuli, suggesting that even when the fraction of inspired O2 is 95%, there is insufficient O2 dissolved in venous blood plasma for HbO2 to increase to near arterial levels. This is consistent with previous data demonstrating that under hyperoxic conditions jugular PvO2 increases by 3 to 6 mm Hg, with hyperoxia administration of either 100% O2 or PaO2=400 mm Hg, respectively.45, 47 A second and more probable mechanism to be considered which may contribute to increased venous HbO2 during hyperoxia is that the increased PaO2 may reduce the amount of bound O2 released from Hb to the tissue. Third, and relatedly, as a small percentage of O2 delivered to tissue is from O2 dissolved in plasma (~2% of total blood O2 content), under 95% O2 administration approximately 5% of total O2 will be dissolved in the plasma which may slightly increase O2 transport from the plasma and yield a higher HbO2 in veins.
Our fitting results suggest that blood oxygenation levels during HC-HO are approximately equal to levels that would be expected from administration of separate HC and HO administration. However, the BOLD signal change between the two situations is slightly different. This is consistent with what is expected from the Bohr and Haldane effects for these levels of HC and HO. Under HC-NO conditions, the Bohr effect dictates that the O2 dissociation curve (HbO2 percentage saturation vs. PO2) shifts to the right, as a result of increased PCO2, which decreases the affinity of the heme groups to O2 and facilitates easier unloading of oxygen. During HO–normocarbic conditions, the Haldane effect dictates that the CO2 dissociation curve (HbCO2 percentage saturation vs. PCO2) shifts because of increased PO2. This results in decreased heme affinity for CO2 and facilitates unloading of CO2. Please refer to Supplementary Figure S1 for a graphical depiction of the Bohr and Haldane effects on blood CO2 and O2 content, as well as HbO2 saturation. The simulations presented in Supplementary Figure S1 suggest that the shift in Hb saturation curves is small over the range of PO2 and PCO2 levels considered in this study. Although it is possible that these effects could contribute to the higher HC-HO/HO signal change relative to HC-NO/RA, it is also possible that HO has a small vasoconstrictive effect, which would lower CBF and the BOLD baseline signal, leading to a different fractional signal change. Additionally, similar BOLD effects have been observed in task-evoked BOLD with and without HO.48 For substantially increased venous blood oxygenation that occurs during hypercapnic hyperoxic stimuli, any small increase in venous CBV would result in a smaller reduction in the BOLD signal relative to the same CBV change that occurs in response to a hypercapnic normoxic stimulus. This is simply due to the lower dHb fraction in the blood in the hypercapnic hyperoxic stimulus. Enhanced BOLD signal changes during HC-HO could also potentially result from changes in respiration between hyperoxia and normoxia breathing. In a previous study, it was shown that ventilation did not differ between HC-HO and HC-NO24 for short stimulus durations; however, it is logical that ventilation could change slightly between normocapnic hyperoxia and normoxia. An additional possibility related to a larger reduction in oxygen extraction fraction with HC-HO relative to HC-NO is also possible; however, these effects require further investigation.
Finally, to further understand how alterations of physiologic or MRI parameters affect fractional signal change and therefore the Yv level necessary to maintain those changes, we altered several of the assumptions made in our unconstrained, reference simulation (Figure 5D). These alterations included: (i) increasing the Grubb coefficient from α=0.38 to 0.50, (ii) assuming arterial and venous R1 increases for HO and HC-HO stimuli, such that HO R1,v=0.65/s, (iii) assuming venous dilation occurs during HC-NO and HC-HO, such that fractional arterial and venous contributions are always maintained at fba,act=0.3 and fbv,act=0.7, (iv) assuming HO causes mild arterial vasoconstriction, such that total CBV=0.054 mL/mL and the respective blood compartment contributions are fba,act=0.287 and fbv,act=0.713, and (v) assuming total baseline CBV=0.047 mL/mL instead of CBV=0.055 mL/mL. Our simulations demonstrate that these alterations do relatively little to alter the relationships between the calculated Yv for the gas stimuli used in this study, with the exception of (v), which increases Yv for HO, HC-NO, and HC-HO respectively.
Our results suggest that HC-HO gas stimuli interleaved with a HO baseline provide slightly higher BOLD responses relative to HC-NO stimuli interleaved with a normoxic baseline (Figure 5C). We did find significant correlations for BOLD signal changes between all stimulus types (Figure 4). At first this may seem contradictory to a recent study by Hare et al.21 which concluded that there was no correlation between the HC-HO and HC-NO BOLD responses. However, the sample size in the study of Hare et al.21 was smaller (n=8) and the correlation value reported resulted in a significance level of P=0.07, and therefore it is possible that the study was moderately underpowered to test this specific comparison. Additional differences could be related to the shorter baseline period allowed for the signal to normalize between respiratory challenges and baseline modeling that was performed and/or a lack of sufficient range to evaluate correlations (e.g., two data points were classified as outliers and removed).
It should be noted that it is critical to incorporate extravascular R2* effects into quantification models, as was done here. This is simply due to the tissue occupying such a large fraction of the GM parenchymal voxels (approximately 95%) even though HbO2/dHb changes occur in blood. If only intravascular models are included, it is found that Yv is much higher (near 100%) for HC-HO administration; however, this assumption is incorrect.
Limitations
First, Z-statistic activation masks were used to present a portion of the signal change results and time courses. These masks represented all voxels that exhibited statistically significant positive signal increases (Z⩾2) across all gas pairings of interest. This approach was used to ensure that voxels responding to all gas stimuli were evaluated. This approach, however, had two effects; (i) values were extracted from overall parenchyma but are inherently biased toward voxels with high venous CBV fractions (as is the case with most BOLD fMRI activation maps) and (ii) signal changes are inherently larger than those reported for segmented GM masks that do not bias the activation map in favor of high venous CBV fractions. For these reasons, we used the GM masks for all multivariate fitting, as the voxel composition in these masks is expected to be more representative of tissue and volume fractions in the physiology literature. Accordingly, results from this study should not be directly applied to activation maps that may contain larger fractions of draining venous blood.
Second, we did not use a multi-echo acquisition to calculate R2* values during administration of the various gas stimuli but rather performed multivariate fitting using established models to calculate R2* and Yv based on calculated GM signal changes. However, such multi-echo experiments would be useful in the future (at the cost of temporal resolution), as the majority of such experiments have only been performed for neuronal, rather than vascular, stimuli.41, 42 Relatedly, it may have been beneficial to use TRUST MRI25, 26 during administration of all gas stimuli. In separate work we pursued this; however, it is unclear whether TRUST MRI performed during hyperoxia provides an accurate measure of microvascular blood oxygenation, as the venous blood water R2 measure is made in the superior sagittal sinus, at which point Yv values may differ relative to upstream GM.
Third, our multivariate fitting results for Yv demonstrated that the unconstrained fitting yielded a better fit and minimized the error relative to the constrained fitting. This is not surprising as a constrained fitting routine will always yield a poorer fit relative to an unconstrained fit. Data from both fitting procedures, however, indicate that relatively minimal fractional differences in Yv are found with vs. without the specified constraint.
Fourth, our physiologic results indicate that EtCO2 values reduced on average by 1.17 mm Hg during HO administration. This is consistent with a recently published study indicating 1.1 and 0.6 mm Hg average reductions in EtCO2 during 3-minute long blocks of 50% HO administration under two separate runs, respectively.49 However, this value is also somewhat smaller than what has been reported in other studies.23, 44
Finally, we did not monitor EtO2 levels, as it was assumed that EtO2 was similar for all healthy volunteers for the same stimuli.
Conclusion
We have demonstrated that more comparable BOLD signal changes to standard HC-NO paired with baseline RA can be achieved by using HC-HO with baseline HO, rather than baseline RA. However, this still yields significantly higher fractional signal changes than when pairing HC-NO with a baseline period of RA. Yv resulting from HC-HO administration is similar, but not identical, to the summation of separate contributions from HO and HC. These differences should be considered when comparing BOLD or CBF responses measured from respiratory challenges with hyperoxic components. For pure CVR assessment, it is simplest and advisable to use a basic HC-NO stimulus when feasible; however, HC-HO may be useful with a HO baseline to assess CVR when examining potentially hypoxic patients for whom HC-NO stimuli may be contraindicated.
Acknowledgments
The authors thank David Pennell, Leslie McIntosh, Kristen George-Durrett, Clair Kurtenbach, Charles Nockowski, and Christopher Thompson for experimental support.
Author Contributions
Carlos C Faraco: Involved in experimental design, model derivation, data acquisition, analysis, interpretation, and manuscript drafting and revision. Megan K Strother and Lori C Jordan: Involved in experimental design, data interpretation, and manuscript revision. Jeroen CW Siero: Involved in data acquisition, model derivation, interpretation, and manuscript revision. Daniel F Arteaga: Involved in data acquisition and manuscript revision. Allison O Scott: Involved in data interpretation and manuscript revision. Manus J Donahue: Involved in experimental design, model derivation, data acquisition, analysis, interpretation, and manuscript revision.
The authors declare no conflict of interest.
Footnotes
Supplementary Information accompanies the paper on the Journal of Cerebral Blood Flow & Metabolism website (http://www.nature.com/jcbfm)
Funding was provided by the American Heart Association 14CSA20380466 and National Institutes of Health (NIH/NINDS) 5R01NS078828.
Supplementary Material
References
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