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Published in final edited form as: Angew Chem Int Ed Engl. 2015 Aug 17;54(41):12044–12048. doi: 10.1002/anie.201505604

Synthesis of ent-Ketorfanol via a C–H Alkenylation/Highly Torquoselective 6π-Electrocyclization Cascade

Eric M Phillips [a], Tehetena Mesganaw [a], Ashay Patel [b], Simon Duttwyler [a], Brandon Q Mercado [a], Kendall N Houk [b],, Jonathan A Ellman [a],
PMCID: PMC4676713  NIHMSID: NIHMS741680  PMID: 26385263

Abstract

The asymmetric synthesis of ent-ketorfanol from simple and commercially available precursors is reported. A Rh(I)-catalyzed intramolecular C–H alkenylation/highly torquoselective 6π-electrocyclization cascade provides a fused bicyclic 1,2-dihydropyridine as a key intermediate. Computational studies were performed to understand the high torquoselectivity of the key 6π electrocyclization. Computations demonstrate a conformational effect is responsible for the observed selectivity. The ketone functionality and final ring are introduced in a single step by a redox neutral acid-catalyzed rearrangement of a vicinal diol to the requisite carbonyl followed by intramolecular Friedel–Crafts alkylation.

Keywords: heterocycles, alkaloids, asymmetric synthesis, C–H activation, torquoselectivity


Oxycodone1 and related semisynthetic opioid ligands are effective and pervasively used medications for the management of pain. However, these compounds have significant liabilities that include dependency, tolerance, which results in increasing doses being required to maintain efficacy, and serious side effects of higher doses, such as respiratory failure. The very recent high resolution structures of a number of opioid receptor ligands in complex with several receptor sub-types provides an exceptional opportunity for the structure-based design of new opioid ligands with reduced liabilities.2 However, access to different structural variants is constrained by reported synthetic routes to the approved semisynthetic opioid ligands, which rely on morphine, thebaine and other morphinoid natural products as heavily functionalized starting materials.3,4

Our recently developed Rh-catalyzed C–H-functionalization/6π-electrocyclization cascade5 should enable direct and rapid entry to this important class of alkaloids from readily available achiral precursors. Herein, we demonstrate this approach with the asymmetric synthesis of ent-ketorfanol (1), the nonregulated enantiomer of the semisynthetic opioid drug ketorfanol (Scheme 1). ent-Ketorfanol should be accessible by the acid-catalyzed intramolecular Friedel–Crafts cyclization of intermediate 2.6 This intermediate could possibly be obtained in situ from 3 under the acidic reaction conditions via a more speculative redox neutral process7 proceeding by ionization of the allylic oxygen functionality followed by a hydrogen shift (vide infra). Fused bicyclic tetrahydropyridine 3 would then be obtained by reduction of dihydropyridine 4 under mildly acidic reductive amination conditions. In the key step, bicyclic intermediate 4 should be accessible via an intramolecular Rh-catalyzed syn C-H bond addition to the alkyne followed by electrocyclization, which should hopefully proceed with high torquoselectivity due to remote asymmetric induction provided by the isopropylidine protected diol.8,9,10 The precursor for this cascade reaction, imine 6, should be readily accessible from ester 7 through straightforward functional group transformations. Ester 7 should be obtainable by regioselective Sharpless asymmetric dihydroxylation,11 isopropylidene protection, and alkyne benzylation of the achiral dienoate 8.

Scheme 1.

Scheme 1

ent-Ketorfanol retrosynthesis.

The synthesis commenced with Swern oxidation of 4-pentyn-1-ol (9) and subsequent Horner–Wadsworth–Emmons reaction (Scheme 2) to furnish dienoate 10 (60% yield, 2 steps). A highly regio- and enantioselective Sharpless asymmetric dihydroxylation was performed on the olefin distal to the ester (81% yield, 95% ee).11 Diol 11 was immediately protected using 2,2-dimethoxypropane and pTsOH to furnish acetonide 12 in 94% yield. X-ray structural analysis of 11 was also carried out to confirm that its absolute configuration was consistent with that predicted for AD-mix-α.12

Scheme 2.

Scheme 2

Synthesis of imine 15. Reagents and conditions: (a) (COCl)2, DMSO, Et3N, CH2Cl2, −78 °C; (b) nBuLi, iPr2NH, (E)-ethyl-4-(diethoxyphosphoryl)but-2-enoate, −78 → 0 °C; (c) AD-mix-α, MeSO2NH2, tBuOH, H2O, 0 °C; (d) 2,2-dimethoxypropane, pTsOH (10 mol %), CH2Cl2, 0 °C; (e) 3-TBSOPhCH2Cl, PdCl2(CH3CN)2 (5 mol %), XPhos (15 mol %), Cs2CO3, THF, 65 °C; (f) DIBAL, CH2Cl2, −78 °C; (g) Dess–Martin periodinane, pyridine, CH2Cl2, 0 °C; (h) cyclopropylmethyl amine, toluene, 3Å MS.

Alkyne 12 was next benzylated by Cu(I)-mediated coupling to give a moderate yield of product 13 (50–70%).13 However, this process was plagued by long reaction times (4 days), the need for stoichiometric Cu(I), and difficulty in obtaining pure material. Ultimately, the efficient Pd-catalyzed method developed by Buchwald and co-workers14 enabled the coupling of benzyl chloride and terminal alkyne 12 in 75% yield (Scheme 2). DIBAL reduction and Dess–Martin periodinane oxidation afforded α,β-unsaturated aldehyde 14 (54% yield, 2 steps). Condensation with cyclopropylmethyl amine gave our key imine substrate 15 in 95% yield.

With α,β-unsaturated imine 15 in hand, we attempted the crucial tandem Rh(I)-catalyzed intramolecular alkenylation/6π-electrocyclization (Scheme 3).5 Notably, while previously reported examples of diastereoselective electrocyclizations of azatrienes rely on stereogenic centers directly attached to the two atoms involved in ring closure,810 azatriene 5 incorporates vicinal diol stereocenters that are distant from the stereocenter to be formed. Exposure of imine 15 to 2.5 mol % of [RhCl(coe)2]2 and 5 mol % of the electron rich ligand 4-(diethylphosphino)-N,N-dimethylaniline at 65 °C led to highly selective formation of dihydropyridine 16 in excellent yield (84% by 1H NMR analysis). While this tandem reaction was found not to be overly sensitive to concentration, reaction temperature is important, with higher temperatures resulting in lower yields and the formation of isomeric byproducts. Intermediate 16 was reduced without isolation using NaHB(OAc)3 and AcOH to provide tetrahydropyridine 17 in 65% overall yield and >20:1 dr, which thereby confirms the high torquoselectivity of the reaction.

Scheme 3.

Scheme 3

Rh(I)-catalyzed C–H insertion reaction. Reagents and conditions: (a) [RhCl(coe)2]2 (2.5 mol %), 4-(diethylphosphino)-N,N-dimethylaniline (5 mol %), toluene, 65 °C; (b) NaHB(OAc)3, AcOH, EtOH, 0 → 23 °C.

To determine the origins of the torquoselectivity observed in the Rh(I)-catalyzed cascade sequence, computional studies of the key aza-electrocyclization were conducted using the ωB97x-D density functional with the 6-31+G(d,p) basis set. Table 1 illustrates the truncated substrates modeled computationally as well as the kinetic diastereoselectivities of ring closures of these compounds. The sense and level of torquoselectivities computed are consistent with experimental results. Discussion below of stereoinduction emphasizes the results of our computational studies of E, the 1-azatriene that most closely resembles the experimental substrate 5.

Table 1.

1-Aza-3,5-trienes modeled computationally, computed activation free energies differences, and computed torquoselectivities.

graphic file with name nihms741680u2.jpg
Compound R1 R2 R3 G‡ (kcal/mol) Torquoselectivitya
A H H H 3.1 187:1
B H Me H 3.3 262:1
C Me Me H 3.6 435:1
D H Me Me 3.1 187:1
E Me Me Me 3.2 221:1
a

Free energies and torquoselectivities determined assuming a standard state of 1 atm and 298.15 K.

The torquoselectivity of the electrocyclization is controlled by the transition state conformational preferences of the six-membered ring appended to the 1-azatriene. In the favored transition structure, c-tsE, the six-membered ring adopts a distorted chair-like arrangement, whereas this ring is forced into a twist boat arrangement in tb-tsE, destabilizing this transition structure by 3.2 kcal mol−1. Arguments first proposed to rationalize electrophilic additions to cyclohexenes and their corresponding oxides15 can be extended to rationalize these conformational differences. The favored mode of disrotation forces C5 of the triene moiety to pyramidalize “downwards” (as shown in Figure 1) allowing the six-membered ring to adopt a chair-like conformation; pyramidalization of this carbon in the opposite direction is responsible for the twist-boat arrangement found in TSE2. This effect is likely general and could be exploited to perform diastereoselective electrocyclizations of similar chiral cyclic trienes.16

Figure 1.

Figure 1

ωB97x-D/6-31+G(d,p)-optimized transition structures and their relative free energies (in kcal mol−1).

Figure 2 depicts the free energy surface of both modes of disrotatory electrocyclization as well as the reactant conformers of E. The global minimum conformer of E is c-E1, which features a chair-like six-membered ring and an s-trans arrangement of the azatriene moiety. tb-E1 is 4.1 kcal mol−1 in energy and leads to the disfavored transition structure. The helical arrangement of the azatriene in this structure forces the fused ring to adopt the less stable twist-boat conformation, demonstrating that the geometry required to form tb-tsE is inherently strained. The reactive conformers c-E2 and tb-E2 also differ in energy by approximately 4 kcal mol−1, suggesting the magnitude of this conformational effect is similar in the ground and transition states.

Figure 2.

Figure 2

Free energy diagram of the electrocyclization of 1-aza-3,5-triene E and the computed structures of the reactant conformers of E. Free energies (in kcal mol−1) and structures were determined using ωB97x-D/6-31+G(d,p).

With the concise asymmetric synthesis of intermediate 17 accomplished, the stage was set for completing the synthesis of ent-ketorfanol (1). The remaining tasks included cleavage of the silyl ether and ketal protecting groups, intramolecular Friedel–Crafts alkylation, and transformation of the diol to the desired ketone moiety. All of these steps could theoretically be accomplished under acidic conditions. We therefore attempted to carry out this sequence in a single step by subjecting 17 to phosphoric acid at elevated temperature, which resulted in a 2:1 inseparable mixture of 18 and ent-ketorfanol (1), favoring 18 in a combined 69% yield (Scheme 4). Under these strongly acidic conditions, rapid cleavage of the ketal and silyl protecting group occurs along with ionization to give the stabilized 2°/3° allylic carbocation 19, which upon hydrogen migration affords ketone 20. This ketone intermediate accumulates as determined by NMR reaction monitoring. Subsequent intramolecular Friedel–Crafts alkylation of 20 then provides regioisomers 18 and 1.

Scheme 4.

Scheme 4

Intramolecular Friedel–Crafts alkylation with concomitant redox neutral diol to ketone interconversion.

The poor regioselectivity of the Friedel–Crafts reaction was not unexpected but did pose a significant challenge. An effective solution to this problem would be to block the position para to the hydroxyl group on the aromatic ring. However, a silicon blocking group would not likely survive the strongly acidic conditions necessary for the Friedel–Crafts cyclization and a bromine blocking group would likely be incompatible with the C–H functionalization conditions due to competitive C–Br insertion.17 We therefore targeted a substrate with a chloride para to the hydroxy group (Scheme 5). Benzyl chloride 21 was readily coupled with terminal alkyne 12 according to our previously described alkynylation conditions. Transformation of the α,β-unsaturated ester 22 to the required imine 24 then proceeded without incident.

Scheme 5.

Scheme 5

Synthesis of imine 24. Reagents and conditions: (a) PdCl2(CH3CN)2 (5 mol %), XPhos (15 mol %), Cs2CO3, THF, 65 °C; (b) DIBAL, THF, −78 °C; (c) Dess–Martin periodinane, pyridine, CH2Cl2, 0 °C; (d) cyclopropylmethyl amine, toluene, 3Å MS.

We were now ready to subject imine 24 to our Rh(I)-catalyzed C–H functionalization conditions (Scheme 6). At 55 °C within 3 h, dihydropyridine 25 was produced in excellent yield as a single diastereomer (>95:5 dr). Subsequent in situ reduction with NaHB(OAc)3 provided tetrahydropyridine 26 in 69% isolated yield. Although the deactivating nature of the chloride substitution in 26 necessitated a higher temperature for the phosphoric acid mediated FriedelCrafts alkylation as compared to the des-chloro compound, cyclization to 27 proceeded with excellent levels of regio- and diastereocontrol. Hydrodehalogenation18 of the aryl chloride in 27 with H2 in the presence of Pd/C and NaHCO3 cleanly afforded ent-ketorfanol (1). The structure and absolute configuration were rigorously established by x-ray crystallography.12

Scheme 6.

Scheme 6

Synthesis of ent-ketorfanol (1). Reagents and conditions: (a) [RhCl(coe)2]2 (5 mol %), 4-(diethylphosphino)-N,N-dimethylaniline (10 mol %), toluene, 55 °C; (b) NaHB(OAc)3, AcOH, EtOH, 0 → 23 °C; (c) 85% phosphoric acid, 125 °C; (d) H2, Pd/C, NaHCO3, EtOH.

The asymmetric total synthesis of ent-ketorfanol has been accomplished in 11 steps and 9% overall yield from commercially available, achiral starting materials. In contrast, the only published routes to ketorfanol are through a multi-step degradation of morphine or naltrexone.3 The Rh(I)-catalyzed alkenylation/6π-electrocyclization cascade rapidly furnishes a bicyclic 1,2-dihydropyridine that serves as a key intermediate in the synthesis. The electrocyclization is highly torquoselective and thereby enables the use of a Sharpless asymmetric dihydroxylation to readily produce either enantiomer of ketorfanol. The acid-catalyzed tandem pinacol rearrangement/Friedel–Crafts alkylation not only provides the multicyclic drug framework but also in an efficient redox neutral process converts the diol that served as the stereocontrolling element to the requisite ketone moiety.

In previous reports, we have demonstrated the versatility of our Rh(I)-catalyzed C–H functionalization, electrocyclization, and reduction sequence for regio- and steroselectively incorporating diverse substituents into tetrahydropyridines.5c–h For this reason, the synthetic route reported here should enable the straightforward preparation of a variety of ketorfanol analogues and thus, provides an avenue for improving drug properties.

Supplementary Material

Supporting Information

Acknowledgments

This work was supported by NIH Grant GM069559 (to J.A.E.). E.M.P. also acknowledges support from an NRSA postdoctoral fellowship (F32GM090661), and S.D. is grateful to the Swiss National Science Foundation for a postdoctoral fellowship (PBZHP2-130-966). We gratefully acknowledge Dr. Michael Takase for solving the crystal structures of 1•HCl. We also acknowledge the financial support of the NIH (GM-36700 and CHE-1351104 to K.N.H.) A.P. thanks the Chemical-Biology Interface Training Program for its support (T32 GM 008496). A.P acknowledges the University of California, Los Angeles for financial support. Density functional theory computations were performed using the Extreme Science and Engineering Discovery Environment (XSEDE)’s Gordon supercomputer (OCI-1053575) at the San Diego Supercomputing Center.

Footnotes

Supporting information for this article is given via a link at the end of the document.

Contributor Information

Kendall N. Houk, Email: houk@chem.ucla.edu.

Prof. Dr. Jonathan A. Ellman, Email: jonathan.ellman@yale.edu.

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