Skip to main content
NIHPA Author Manuscripts logoLink to NIHPA Author Manuscripts
. Author manuscript; available in PMC: 2016 Dec 1.
Published in final edited form as: Cortex. 2015 Aug 15;73:1–9. doi: 10.1016/j.cortex.2015.08.002

Neuropsychiatric effects of neurodegeneration of the medial vs. lateral ventral prefrontal cortex in humans

Edward D Huey a,b,c,d,i, Seonjoo Lee d,e, Adam M Brickman a,c,f, Masood Manoochehri a,c, Erica Griffith a,f, DP Devanand b,d, Yaakov Stern a,c,f, Jordan Grafman g,h
PMCID: PMC4689656  NIHMSID: NIHMS721328  PMID: 26343341

Abstract

Animal evidence suggests that a brain network involving the medial and rostral ventral prefrontal cortex (PFC) is central for threat response and arousal and a network involving the lateral and caudal PFC plays an important role in reward learning and behavioral control. In this study, we contrasted the neuropsychiatric effects of degeneration of the medial versus lateral PFC in 43 patients with Frontotemporal dementia and 11 patients with Corticobasal Syndrome using MRI, the Neuropsychiatric Inventory (NPI), and the Sorting, Tower, Twenty Questions, and Fluency tests of the Delis-Kaplan Executive Function System (D-KEFS). Deviations in MRI grey matter volume from 86 age-matched healthy control subjects were determined for the patients using FreeSurfer. Multivariate regression was used to determine which brain areas were associated with specific neuropsychiatric and cognitive symptoms. Decreased grey matter volume of the right medial ventral PFC was associated with increased anxiety and apathy, decreased volume of the right lateral ventral PFC with apathy and inappropriate repetitive behaviors, and of the left lateral ventral PFC with poor performance on the sorting and Twenty Questions task in patients with FTD and CBS. Similar to in animal studies, damage to the medial OFC appears to be associated with a disruption of arousal, and damage to the lateral OFC appears to be associated with deficits in trial-and-error learning and behavioral dysregulation. Studies of brain dysfunction in humans are valuable to bridge animal and human neuropsychiatric research.

Keywords: Neurodegeneration, Prefrontal cortex, Neuropsychiatry, Lesion studies

Introduction

Tracing and lesion studies in animals suggests that the medial and lateral ventral PFC are components of distinct networks with related, but separable, functions (Carmichael & Price, 1995, 1996; Drevets, Price, & Furey, 2008; Haber, Lynd, Klein, & Groenewegen, 1990; Murray, Wise, & Drevets, 2011; Nakano, 2000; Price & Drevets, 2011; Saleem, Miller, & Price, 2014). In this study, we examine the neuropsychiatric and cognitive effects of neurodegeneration of the medial vs. lateral ventral PFC in patients with neurodegenerative illness targeting the frontal lobes. The goal of this study is to test whether dysfunction of these brain regions results in neuropsychiatric and cognitive symptoms in humans that are similar to those found in animals.

The medial PFC (MPFC) network involves the more medial and rostral ventral PFC including human BA 10, medial 11, 14, 24, 25, and 32 (Carmichael & Price, 1995, 1996; Haber, et al., 1990; Price & Drevets, 2011). It appears in animals to be preferentially involved in a network that responds to fear and threat (Price & Drevets, 2011). This network includes cochlear – pontine - spinal loops controlling rapid simple startle responses (Lee, Lopez, Meloni, & Davis, 1996), the peri-aqueductal gray (PAG), which helps to coordinate somatic reactions to fear including the quiescence response in which the animal becomes quiet and withdrawn in response to injury (Bandler, Keay, Floyd, & Price, 2000), and the amygdala (LeDoux, 2007; Price, 2005). There is a large animal literature linking both the amygdala and medial PFC with fear conditioning and extinction [see (Etkin, Egner, & Kalisch, 2011; Marek, Strobel, Bredy, & Sah, 2013) for reviews of this topic]. Lesions of these regions interfere with fear conditioning and extinction in animals (Etkin, et al., 2011; Marek, et al., 2013).

The lateral PFC (LPFC) network involves the more lateral and caudal ventral PFC including human BA lateral 11, 13l, 13m, 13b, 47l, 47m, and 47r (Carmichael & Price, 1995, 1996; Haber, et al., 1990; Price & Drevets, 2011). It receives extensive sensory and limbic inputs in addition to input from areas involved in reward processing including the ventral tegmental area (VTA), nucleus accumbens, and ventral striatum (Carmichael & Price, 1995, 1996). The LPFC network plays important roles in olfactory and gustatory processing and reward and reinforcement learning in primates (Kringelbach & Rolls, 2004; Price, 2005). The LPFC network has been associated with assessing the rewarding or punishing nature of stimuli (Saleem, et al., 2014). Lesions of the lateral ventral PFC in monkeys results in impaired reward learning, but preserved fear conditioning (Kazama, Davis, & Bachevalier, 2014).

We cannot perform brain lesions in humans as we do with animals. However, certain neurodegenerative illnesses in humans result in degeneration and atrophy of the frontal lobes, including Frontotemporal dementia (FTD) and corticobasal syndrome (CBS). The study of these patients can be used as a model for the effects of frontal dysfunction in humans. FTD primarily affects the PFC and the anterior temporal lobes (Seeley et al., 2008), while CBS affects the posterior frontal lobes, anterior temporal lobes, and the basal ganglia (Boeve, 2005). Both illnesses present with neuropsychiatric symptoms and cognitive deficits. Together, these illnesses affect the entire frontal lobes and provide a means to investigate the effects of frontal dysfunction in humans.

Based on findings in animals that the MPFC network is more associated with arousal / threat response, we hypothesize that damage to the MPFC network structures in patients with FTD and CBS will be selectively associated with dysregulation of arousal with excessive arousal (manifesting as anxiety), or decreased arousal (manifesting as apathy) in our subjects. Based on animal findings that the LPFC network is more associated with reward processing, we hypothesize that damage to LPFC network structures will be selectively associated with a decrease in the performance of previously rewarding behaviors (manifesting as apathy), impairment in behavioral regulation (manifesting as inappropriate repetitive behaviors), and deficits in reversal learning (manifesting as poor performance on a sorting task) in patients with FTD and CBS. To test these hypotheses, we administered to caregivers a questionnaire designed to elicit their observations of neuropsychiatric symptoms, the UCLA Neuropsychiatric Inventory, and we evaluated patients with a sorting test. We performed structural MRI scans on the patients and determined their deviations in grey matter volume from a sample of age matched control subjects.

There are data from previous studies on the neuroanatomical associations of neuropsychiatric symptoms in patients with neurodegenerative illness and brain injury to support these hypotheses. In one such study in patients with neurodegenerative disease, apathy was associated with atrophy in the right ventromedial PFC and aberrant motor behavior with the right dorsal anterior cingulate cortex extending laterally to the supplemental motor area (Rosen et al., 2005). Other studies have linked degeneration of the ventromedial PFC with apathy in patients with Alzheimer's disease (Benoit et al., 2002; Craig et al., 1996; Migneco et al., 2001) and FTD (Peters et al., 2006), and also with the lateral PFC in FTD (Zamboni, Huey, Krueger, Nichelli, & Grafman, 2008) (note, however, that 15 of the patients in this study were included in the current study as well). In studies of brain injury resulting in focal lesions, apathy has been associated with medial and lateral PFC lesions (Knutson et al., 2014), and anxiety with damage to structures involved in the MPFC network (Knutson et al., 2013). Apathy has been associated with strokes of the medial PFC (Jorge, Starkstein, & Robinson, 2010).

A limitation of previous studies on the neuroanatomy of psychiatric symptoms in neurodegenerative disorders and brain lesions is that both imaging measures and psychiatric symptoms are highly co-linear (e.g., atrophy in one region is associated with atrophy in adjacent regions and psychiatric symptoms such as anxiety and depression often co-occur). In the current study we utilized a statistical method, multivariate regressions, which accounts for the co-linearity of our neuropsychiatric and imaging measures, to best determine which brain areas are associated with which neuropsychiatric symptoms.

Material and methods

Participants

We performed MRI scans in 86 healthy control subjects and 43 patients with FTD and 11 patients with CBS. We studied patients with FTD and CBS because with these two diagnoses, the patients had involvement of all parts of the frontal cortex. We included patients with both behavioral and language variants of FTD as there is significant symptomatic and anatomic overlap between these variants. The FTD and CBS patients were seen as part of an ongoing research study on FTD and CBS in the Cognitive Neuroscience Section of the National Institute of Neurological Disorders and Stroke (NINDS) of the NIH, Bethesda, MD and diagnosed by standard clinical criteria (Armstrong et al., 2013; Rascovsky et al., 2011). We required all subjects to have an assigned research durable power of attorney prior to admission to the protocol and the assigned individuals gave written informed consent for the study. The patients gave assent for the study. All aspects of the study and the consent procedure were approved by the NINDS Institutional Review Board. Demographic and selected clinical data on the patients and control subjects is presented in Table 1.

Table 1.

Characteristics of 54 patients and 86 control subjects. Numbers with parentheses are means with standard deviations. T-tests are between the patients and control subjects.

Patients Control subjects T-test p-vale
Age 61 (8.9) 59.3 (10.2) 0.32
Education 15.5 (2.9) 16.2 (2.5) 0.13
Male 52% 52% N/A
DRS-2 Total 106.9 (24.3) 139.9 (2.8) >0.01
Mean scaled score D-KEFS sorting score (10 is normal) 6.5 (2.7) N/A N/A

To establish a robust normative MRI map, we performed MRI scans and extensive neuropsychological testing on 86 healthy control subjects between the ages of 40 and 77 through their participation in a separate study at Columbia University Medical Center (“Exploring cognitive aging using reference ability neural networks”, PI: Yaakov Stern). These subjects were screened to not have any neurological or psychiatric illness and to be cognitively intact (Table 1). Informed consent was obtained from the subjects, and all procedures were approved by the Columbia IRB.

Measures

The Neuropsychiatric Inventory was administered to all of the FTD and CBS patients. This is a scale in which a knowledgeable informant is interviewed on the development of a range of neuropsychiatric symptoms by the patient since the onset of the illness (Cummings et al., 1994). We also administered the Mattis Dementia Rating Scale (MDRS-2) (Mattis, 1976) to assess general cognition and the card sorting test from the Delis-Kaplan Executive Function System (D-KEFS) (Delis, Kaplan, & Kramer, 2001) to assess executive functions in patients who could understand the test instructions.

Structural MRI (sMRI)

All MRI scans were acquired during a single session of a 3.0T GE MRI scanner at NIH (for the patients) or a 3.0T Philips Achieva scanner at Columbia Medical Center (for the control subjects). Scan parameters for NIH were TE/TR=3/6.5ms, Flip angle 8 degrees, In-plane resolution=256×256 voxels, 1 mm slice thickness, 140-180 slices, field of view=240 mm. Scan parameters for Columbia were the same except TE/TR=3/6.6ms. At each session, a scout T1-weighted image was acquired to determine patient position. Using each individual's T1-weighted MPRAGE image global and regional brain volume were derived using FreeSurfer software, version 5.1 (http://surfer.nmr.mgh.harvard.edu/). This version of FreeSurfer utilizes a longitudinal image processing framework in which an individualized template is created for each subject and this template is used to initialize segmentation algorithms. This procedure has been shown to reduce variability compared to independent processing (Jovicich et al., 2013; Reuter, Schmansky, Rosas, & Fischl, 2012). Use of the longitudinal image processing framework has been demonstrated to result in good volume reproducibility of individual brain structures between scanners of three different manufacturers (GE, Siemens, and Philips, mean intraclass correlation coefficient 0.939 to 0.998, Dice coefficient for spatial overlap range from 0.90 to 0.95, absolute volume reproducibility errors range from 1.8–3.8%) (Jovicich, et al., 2013). Brain volume calculations paralleled the procedures of Walhovd et al (Walhovd et al.) to automatically assign a neuroanatomical label to each voxel in the MRI, with results comparable to manual labeling (B. Fischl et al., 2002; Bruce Fischl et al., 2004). From this labeling, volumetric regions of interest (ROI) were defined (Kennedy et al., 2009). The calculated volume within each region was adjusted for variations in individual global brain volume with a measure of total intracranial volume (ICV) using the atlas-based normalization scaling factor as a proxy for ICV (Buckner et al., 2004). All of the FreeSurfer ROIs were used with the exception of the frontal and temporal pole ROIs. The frontal and temporal poles are not measured directly in FreeSurfer. Rather they are designated using exclusionary criteria -- the frontal and temporal regions are defined and the remaining portion is designated the pole (Desikan et al., 2006). Our group and others have found the FreeSurfer frontal and temporal pole values to be unreliable in patients with significant anterior frontal and temporal brain atrophy (Su et al., 2013). The boundaries of the lateral OFC were the rostral and caudal extents of the lateral orbital gyrus, and the midpoint of the olfactory sulcus and the lateral bank of the lateral orbital sulcus. The boundaries of the medial OFC were the rostral and caudal portions of the medial orbital gyrus, and the cingulate cortex and the medial bank of the superior frontal gyrus (Desikan, et al., 2006).

Data Analysis

First, we determined the gender-specific mean volume and standard deviations of values in the control subjects. We next assigned each patient an “atrophy map” of z-scores of the degree of volume loss in each of our 80 (40 in each hemisphere) ROIs compared to our age-matched control subjects with zero mean and one standard deviation. To test the effect of volume loss on the NPI scores, we then entered these z-scores into a multivariate regression. For model selection, we used Least Absolute Shrinkage and Selection Operator (LASSO) regularization. Multivariate regression with LASSO regularization achieves sparsity in the estimated model by interpreting variables with non-zero regression coefficients as truly associated with the dependent variable. The model we considered was yip=αp+j=1Qβjpxij+ip, i = 1 , ... , n, p = 1, ... , P where n was the number of individuals, Q was the number of ROIs, and P was the number of non-imaging outcome measures. The possible confounding variables age and total Mattis Dementia Rating Scale 2 (Mattis, 1976) score were included as covariates. We applied multivariate linear regression with LASSO regularization using the lars R package for model selection (Benjamini & Yekutieli, 2001; Efron, Hastie, Johnstone, & Tibshirani, 2004), and the model coefficients were corrected for multiple comparison (Benjamini & Yekutieli, 2001).

Results

The ROI volumes were normally distributed in the control subjects (96% of the ROIs had a non-significant Kolmogorov-Smirnov test at a 5% significance level). We compared the ROI volumes of the FTD and CBS patients to our age- and gender-matched mean normative volumetric data. These data are presented graphically in Figure 1. Figure 2 shows the heat map of results from the multivariate linear regression with LASSO regularization. To understand the selective associations, we applied biclustering on the estimated coefficients that LASSO selected using hierarchical cluster analysis with complete linkage. Significant associations are noted as colored boxes on the heat map in Figure 2. In a whole brain analysis, the 2 ROIs that showed the strongest negative association with the total NPI were the right lateral OFC and medial OFC. Decreased volume in the right lateral OFC was selectively associated with increased aberrant (repetitive) motor activity and decreased volume of the right medial OFC with increased anxiety. Both regions were associated with apathy. Most associations shown in Figure 2 did not survive Bonferroni correction (Table 2). However, it should be noted that a Bonferroni correction to correct for 43 comparisons is very strict and greatly increases the threshold for statistical significance.

Figure 1.

Figure 1

Heat map of areas of volume deviation from normal control subjects in our patients with FTD and CBS. Colors represent the mean cortical volume z-score deviation for a given region for the patients compared to the control subjects. The darker the red, the greater the grey matter volume reduction compared to control subjects. Blue represents the one region with greater volume in the patients than the control subjects (the left lateral occipital gyrus). The z-score deviation ranged from - 1.77 for the left superior frontal gyrus to 0.04 for the left lateral occipital gyrus. Figure 1a and 1b show the medial and lateral aspects of the left hemisphere, figure 1c and 1d show the medial and lateral aspects of the right hemisphere, figure 1e shows the ventral brain.

Figure 2.

Figure 2

Whole-brain associations between the NPI and regional volumes. Cold colors represent negative associations (i.e., the score on the NPI increases, representing more severe psychiatric symptoms, as the regional volume decreases). Hot colors represent the converse (NPI score decreases with decreasing regional volume). The color scale represents standardized coefficients, which are equivalent to partial correlation coefficients. Only ROIs with significant positive or negative associations with the NPI or NPI subscales are shown in the figure. Rh=right hemisphere, lh=left hemisphere. See (Desikan, et al., 2006) for anatomical definitions of regions.

Table 2.

Bonferroni-corrected results for the 43 coefficients represented in Figure 1. The 95% confidence interval for the following coefficients did not include 0.

Multiple comparison 95% CI
Symptom measure ROI b 0.581% 99.419%
NPI_aberrantmotor z_rh_lateralorbitofrontal_volume −0.476 −0.715 −0.251
NPI_anxiety z_rh_medialorbitofrontal_volume −0.303 −0.525 −0.150
NPI_total z_rh_superiorparietal_volume 0.203 0.011 0.432
NPI_apathy z_rh_superiorparietal_volume 0.307 0.025 0.616
NPI_depression z_lh_parsorbitalis_volume 0.196 0.032 0.407
NPI_hallucinations z_rh_lateraloccipital_volume 0.240 0.121 0.520

To further explore the relationship between executive functions and medial vs. lateral OFC volume, we performed linear regressions on the ability of the patients’ z-score volume deviation from gender-matched controls in the left and right lateral vs. medial OFC to predict performance on the following D-KEFS sub-tests: Sorting, Tower Test, Trails, 20 Questions, and Fluency. Each D-KEFS subtests test gives several summary measures (Delis, et al., 2001). To avoid bias in selection of a summary measure for our analysis, we used the mean of the scaled score summary performance measures for each measure in the analysis. The overall regressions were significant: Sorting [R Square=.227, Adjusted R Square=.181, F(4,34)=2.88, p=.039] and 20 Questions [R Square=.243, Adjusted R Square=.163, F(4,38)=3.04, p=.029]. The best predictor of sorting and 20 Questions test performance was volume in the left lateral OFC (Table 3). All other regressions were not significant.

Table 3.

Regression results for effect of ROI volume on summary Sorting and 20 Questions task measures

Sorting B Std. Error Beta t p
Constant 7.27 .68 10.67 .00
Left lateral OFC volume .80 .41 .47 1.97 .06
Right lateral OFC volume −.26 .64 −.11 −.40 .70
Left medial OFC volume −21 .43 −.12 −.49 .63
Right medial OFC volume .54 .57 .27 .95 .35
20 Questions B Std. Error Beta t p
Constant 7.73 .79 9.85 .00
Left lateral OFC volume .83 .47 .45 1.76 .09
Right lateral OFC volume −.45 .72 −.16 −.62 .54
Left medial OFC volume .67 .49 .31 1.38 .18
Right medial OFC volume −.25 .63 −.11 −.40 .67

Discussion

Our results mostly support our hypotheses and agree with previous studies showing an association between damage to the ventral PFC and apathy, disinhibition, and aberrant motor behavior (Arnould, Rochat, Azouvi, & Van der Linden, 2013; Bruen, McGeown, Shanks, & Venneri, 2008; Hornberger, Geng, & Hodges, 2011; Rosen, et al., 2005). The whole-brain multivariate regression showed many significant findings (Figure 2), but the right lateral and medial OFC showed the strongest negative association with the total NPI. Degeneration of the right medial OFC, associated with arousal / threat response in animals, was associated with increased anxiety and apathy in our subjects. Degeneration of the right lateral OFC, associated with reward processing, was selectively associated with apathy and inappropriate repetitive behaviors, and the left lateral OFC with poor performance on tests of trial-and-error learning (Sorting and Twenty Questions (Figure 2, Table 3). Previous studies have shown a similar laterality with degeneration of the left PFC more closely associated with language and cognitive deficits and of the right with behavioral and neuropsychiatric symptoms (Mychack, Kramer, Boone, & Miller, 2001).

While we have argued that the MPFC and LPFC syndromes are clinically separable, we have also posited that they overlap on the symptom of apathy (Figure 2). A possible explanation for this finding is that disruption of reward processing associated with LPFC network dysfunction and disruption of arousal associated with MPFC network dysfunction could both lead to decreased interest in previously enjoyed activities, resulting in a similar symptom (apathy), but with different neuroanatomical and functional origins. We also found that apathy and anxiety both increase with greater medial PFC atrophy. This suggests that these symptoms do not lie on opposite ends of a spectrum of arousal, but rather that while they both may be related to disruption of normal arousal, they can co-exist and are both are associated with neurodegeneration of the medial PFC. Further research can determine ways in which apathy associated with dysfunction of MPFC and LPFC networks may clinically differ, or if differs depending on the stage of the illness.

Previous animal and human studies indicate that the ventral PFC plays an important role in reward learning and behavioral control. The lateral PFC is activated by the performance of the sorting test, a test of reward learning, in humans (Buchsbaum, Greer, Chang, & Berman, 2005; Ezekiel, Bosma, & Morton, 2013). Damage to the lateral ventral PFC has been linked to repetitive and impulsive behaviors in mice (Mar, Walker, Theobald, Eagle, & Robbins, 2011) and optogenetic stimulation of the lateral ventral PFC suppresses compulsive behaviors in mice (Burguiere, Monteiro, Feng, & Graybiel, 2013). The lateral PFC appears to play an important role in representing the associations between rules and expected reward outcomes (Dixon & Christoff, 2012). Disruption of this process appears to be clinically associated with inappropriate repetitive behaviors, as observed in the current study. Our group recently examined repetitive behaviors in a separate population with penetrating TBI and found that damage to the lateral PFC was the only brain area selectively associated with the development of inappropriate repetitive behaviors in the TBI patients (submitted).

While most of the associations in Figure 2 are negative (i.e., a decrease in volume in the region is associated with an increase in the neuropsychiatric symptom), some are positive (i.e., greater volume in the region is associated with an increase in the neuropsychiatric symptom). The reasons for these positive findings are unclear, but may reflect that some of the neuropsychiatric symptoms measured may reflect different ends of a behavioral spectrum. For example, the strongest positive association, between right precuneus volume and aberrant motor activity, could reflect that degeneration of the right precuneus is associated with decreased overall motor activity, both normal and aberrant. However, further research using other measures of neuropsychiatric symptoms will be needed to test this hypothesis.

Cautions apply when comparing the effects of human lesions with animal studies. The most common animal fear learning lesion paradigm is to pair a conditioned stimulus (CS, such as a tone) with an unconditioned stimulus (US, such as a shock) and examine the effects of lesions on conditioning or extinction. In patients with neurodegenerative illness, as in the current study, there is no clear CS or US. We are more likely assessing the effects of dysfunction of core systems involved in arousal, motivation, and reward. Thus, the direction of specific associations may differ between animal and human studies. For example, damage to the medial PFC can reduce fear conditioning in animals (Burgos-Robles, Vidal-Gonzalez, & Quirk, 2009; Vidal-Gonzalez, Vidal-Gonzalez, Rauch, & Quirk, 2006), but is associated with increased anxiety in humans in the current study.

A limitation of the current study is that the control and patient scans were collected on different scanners, which could have biased the results. However, we believe this is unlikely to account for our results for several reasons: 1. Reliability of the Freesurfer 5.1 processing algorithm between GE and Phillips scanners appears to be good (Jovicich, et al., 2013), 2. All scans were individually examined for scan quality prior to Freesurfer processing and discarded if poor quality, 3. The regional volume differences we observed conform to the differences that would be expected between FTD and CBS patients and healthy controls (i.e., frontal, anterior temporal, and peri-central sulcus). Systematic differences in scan quality or scanner manufacturer would be unlikely to reproduce these disease-specific differences. 4. The specific associations between neuropsychiatric symptoms and brain regions that we report agree with the previous literature, including studies we have performed using different methods (Zamboni, et al., 2008).

Generalizing from animal constructs to human psychiatric disorders is a stated goal of the NIMH Strategic Plan and the Research Domain Criteria (RDoC) project (Cuthbert & Insel, 2013). Historically, this has proven difficult as many neuropsychiatric symptoms are specific to humans, so generalizing from animal constructs (such as limbic dysfunction induced by olfactory bulbectomy in rats) to human neuropsychiatric symptoms (such as depressed mood) has been difficult. Studies of brain dysfunction in humans, such as the current study, can help translate between animal and human research by providing a more direct analogy of animal research in humans (e.g., comparing the effects of limbic dysfunction induced by olfactory bulbectomy in rats to damage to the limbic system in humans induced by neurodegeneration) (Huey & Lieberman, 2012). Neuropsychiatric symptoms are common and diverse in neurodegenerative disorders, making these disorders a good lesion model (Levenson, Sturm, & Haase, 2014). 85% of Alzheimer's disease patients, and essentially all patients with Huntington's disease, FTD, and Lewy Body Dementia will develop neuropsychiatric symptoms at some point in their illness including depression, agitation, compulsions, anxiety, or psychosis (Barnes et al., 2012; Chow et al., 2012; Lyketsos et al., 2011; Snowden et al., 2012; Thompson et al., 2012).

Conclusions

We have demonstrated in patients with neurodegenerative illness that damage to the medial OFC was associated with an increase in anxiety and apathy. Damage to the lateral OFC was associated with apathy, inappropriate repetitive behaviors, and impairment in trial-and-error learning. These findings generally agree with previous human lesion studies and findings in animals that a network involving the medial OFC is preferentially involved with arousal and fear and that a network involving the lateral OFC is preferentially associated with reward learning. Studies of brain dysfunction in humans are valuable to bridge animal and human research on neuropsychiatric symptoms (Insel & Quirion, 2005).

Acknowledgements

We thank Holly Moore for her comments, our patients and their families, and Michael Tierney, Alyson Cavanaugh, and Karen Detucci for their work with the patients at NINDS. This work was supported by the Intramural Program of NIH / NINDS, NIH / NINDS grants R00NS060766 and R01NS076837 (EDH), the Irving Institute of Columbia University (EDH), and NIH / NIA grant R01AG038465 (“Exploring Cognitive Aging Using Reference Ability Neural Networks”, YS).

Footnotes

Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final citable form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

References

  1. Armstrong MJ, Litvan I, Lang AE, Bak TH, Bhatia KP, Borroni B, et al. Criteria for the diagnosis of corticobasal degeneration. Neurology. 2013;80(5):496–503. doi: 10.1212/WNL.0b013e31827f0fd1. [DOI] [PMC free article] [PubMed] [Google Scholar]
  2. Arnould A, Rochat L, Azouvi P, Van der Linden M. A multidimensional approach to apathy after traumatic brain injury. Neuropsychol Rev. 2013;23(3):210–233. doi: 10.1007/s11065-013-9236-3. [DOI] [PubMed] [Google Scholar]
  3. Bandler R, Keay KA, Floyd N, Price J. Central circuits mediating patterned autonomic activity during active vs. passive emotional coping. Brain Res Bull. 2000;53(1):95–104. doi: 10.1016/s0361-9230(00)00313-0. [DOI] [PubMed] [Google Scholar]
  4. Barnes DE, Yaffe K, Byers AL, McCormick M, Schaefer C, Whitmer RA. Midlife vs late-life depressive symptoms and risk of dementia: differential effects for Alzheimer disease and vascular dementia. Arch Gen Psychiatry. 2012;69(5):493–498. doi: 10.1001/archgenpsychiatry.2011.1481. [DOI] [PMC free article] [PubMed] [Google Scholar]
  5. Benjamini Y, Yekutieli D. The control of the false discovery rate in multiple testing under dependency. Annals of Statistics. 2001;29(4):1165–1188. [Google Scholar]
  6. Benoit M, Koulibaly PM, Migneco O, Darcourt J, Pringuey DJ, Robert PH. Brain perfusion in Alzheimer's disease with and without apathy: a SPECT study with statistical parametric mapping analysis. Psychiatry Res. 2002;114(2):103–111. doi: 10.1016/s0925-4927(02)00003-3. [DOI] [PubMed] [Google Scholar]
  7. Boeve BF. Corticobasal Degeneration: The syndrome and the disease. In: Litvan I, editor. Atypical Parkinsonian Disorders: Clinical and research aspects. Humana Press Inc; Totowa, NJ: 2005. pp. 309–334. [Google Scholar]
  8. Bruen PD, McGeown WJ, Shanks MF, Venneri A. Neuroanatomical correlates of neuropsychiatric symptoms in Alzheimer's disease. Brain. 2008;131(Pt 9):2455–2463. doi: 10.1093/brain/awn151. [DOI] [PubMed] [Google Scholar]
  9. Buchsbaum BR, Greer S, Chang WL, Berman KF. Meta-analysis of neuroimaging studies of the Wisconsin card-sorting task and component processes. Hum Brain Mapp. 2005;25(1):35–45. doi: 10.1002/hbm.20128. [DOI] [PMC free article] [PubMed] [Google Scholar]
  10. Buckner RL, Head D, Parker J, Fotenos AF, Marcus D, Morris JC, et al. A unified approach for morphometric and functional data analysis in young, old, and demented adults using automated atlas-based head size normalization: reliability and validation against manual measurement of total intracranial volume. Neuroimage. 2004;23(2):724–738. doi: 10.1016/j.neuroimage.2004.06.018. [DOI] [PubMed] [Google Scholar]
  11. Burgos-Robles A, Vidal-Gonzalez I, Quirk GJ. Sustained conditioned responses in prelimbic prefrontal neurons are correlated with fear expression and extinction failure. J Neurosci. 2009;29(26):8474–8482. doi: 10.1523/JNEUROSCI.0378-09.2009. [DOI] [PMC free article] [PubMed] [Google Scholar]
  12. Burguiere E, Monteiro P, Feng G, Graybiel AM. Optogenetic stimulation of lateral orbitofronto-striatal pathway suppresses compulsive behaviors. Science. 2013;340(6137):1243–1246. doi: 10.1126/science.1232380. [DOI] [PMC free article] [PubMed] [Google Scholar]
  13. Carmichael ST, Price JL. Limbic connections of the orbital and medial prefrontal cortex in macaque monkeys. J Comp Neurol. 1995;363(4):615–641. doi: 10.1002/cne.903630408. [DOI] [PubMed] [Google Scholar]
  14. Carmichael ST, Price JL. Connectional networks within the orbital and medial prefrontal cortex of macaque monkeys. J Comp Neurol. 1996;371(2):179–207. doi: 10.1002/(SICI)1096-9861(19960722)371:2<179::AID-CNE1>3.0.CO;2-#. [DOI] [PubMed] [Google Scholar]
  15. Chow TW, Fridhandler JD, Binns MA, Lee A, Merrilees J, Rosen HJ, et al. Trajectories of behavioral disturbance in dementia. J Alzheimers Dis. 2012;31(1):143–149. doi: 10.3233/JAD-2012-111916. [DOI] [PMC free article] [PubMed] [Google Scholar]
  16. Craig AH, Cummings JL, Fairbanks L, Itti L, Miller BL, Li J, et al. Cerebral blood flow correlates of apathy in Alzheimer disease. Arch Neurol. 1996;53(11):1116–1120. doi: 10.1001/archneur.1996.00550110056012. [DOI] [PubMed] [Google Scholar]
  17. Cummings JL, Mega M, Gray K, Rosenberg-Thompson S, Carusi DA, Gornbein J. The Neuropsychiatric Inventory: comprehensive assessment of psychopathology in dementia. Neurology. 1994;44(12):2308–2314. doi: 10.1212/wnl.44.12.2308. [DOI] [PubMed] [Google Scholar]
  18. Cuthbert BN, Insel TR. Toward the future of psychiatric diagnosis: the seven pillars of RDoC. BMC Med. 2013;11:126. doi: 10.1186/1741-7015-11-126. [DOI] [PMC free article] [PubMed] [Google Scholar]
  19. Delis DC, Kaplan E, Kramer JH. The Delis-Kaplan Executive Function System: Examiner's Manual. The Psychological Corporation; San Antonio: 2001. [Google Scholar]
  20. Desikan RS, Segonne F, Fischl B, Quinn BT, Dickerson BC, Blacker D, et al. An automated labeling system for subdividing the human cerebral cortex on MRI scans into gyral based regions of interest. Neuroimage. 2006;31(3):968–980. doi: 10.1016/j.neuroimage.2006.01.021. [DOI] [PubMed] [Google Scholar]
  21. Dixon ML, Christoff K. The decision to engage cognitive control is driven by expected reward-value: neural and behavioral evidence. PLoS One. 2012;7(12):e51637. doi: 10.1371/journal.pone.0051637. [DOI] [PMC free article] [PubMed] [Google Scholar]
  22. Drevets WC, Price JL, Furey ML. Brain structural and functional abnormalities in mood disorders: implications for neurocircuitry models of depression. Brain Struct Funct. 2008;213(1-2):93–118. doi: 10.1007/s00429-008-0189-x. [DOI] [PMC free article] [PubMed] [Google Scholar]
  23. Efron B, Hastie T, Johnstone I, Tibshirani R. Least angle regression. The annals of statistics. 2004;32(2):407–499. [Google Scholar]
  24. Etkin A, Egner T, Kalisch R. Emotional processing in anterior cingulate and medial prefrontal cortex. Trends Cogn Sci. 2011;15(2):85–93. doi: 10.1016/j.tics.2010.11.004. [DOI] [PMC free article] [PubMed] [Google Scholar]
  25. Ezekiel F, Bosma R, Morton JB. Dimensional change card sort performance associated with age-related differences in functional connectivity of lateral prefrontal cortex. Dev Cogn Neurosci. 2013;5:40–50. doi: 10.1016/j.dcn.2012.12.001. [DOI] [PMC free article] [PubMed] [Google Scholar]
  26. Fischl B, Salat DH, Busa E, Albert M, Dieterich M, Haselgrove C, et al. Whole brain segmentation: automated labeling of neuroanatomical structures in the human brain. Neuron. 2002;33(3):341–355. doi: 10.1016/s0896-6273(02)00569-x. [DOI] [PubMed] [Google Scholar]
  27. Fischl B, van der Kouwe A, Destrieux C, Halgren E, Segonne F, Salat DH, et al. Automatically Parcellating the Human Cerebral Cortex. Cereb. Cortex. 2004;14(1):11–22. doi: 10.1093/cercor/bhg087. [DOI] [PubMed] [Google Scholar]
  28. Haber SN, Lynd E, Klein C, Groenewegen HJ. Topographic organization of the ventral striatal efferent projections in the rhesus monkey: an anterograde tracing study. J Comp Neurol. 1990;293(2):282–298. doi: 10.1002/cne.902930210. [DOI] [PubMed] [Google Scholar]
  29. Hornberger M, Geng J, Hodges JR. Convergent grey and white matter evidence of orbitofrontal cortex changes related to disinhibition in behavioural variant frontotemporal dementia. Brain. 2011;134(Pt 9):2502–2512. doi: 10.1093/brain/awr173. [DOI] [PubMed] [Google Scholar]
  30. Huey ED, Lieberman JA. From known to unknown; old to new: can lesion studies inform psychiatry about mental illness in the 21st century? Neuropsychiatry. 2012;2(5):369–372. [Google Scholar]
  31. Insel TR, Quirion R. Psychiatry as a clinical neuroscience discipline. JAMA. 2005;294(17):2221–2224. doi: 10.1001/jama.294.17.2221. [DOI] [PMC free article] [PubMed] [Google Scholar]
  32. Jorge RE, Starkstein SE, Robinson RG. Apathy following stroke. Can J Psychiatry. 2010;55(6):350–354. doi: 10.1177/070674371005500603. [DOI] [PubMed] [Google Scholar]
  33. Jovicich J, Marizzoni M, Sala-Llonch R, Bosch B, Bartres-Faz D, Arnold J, et al. Brain morphometry reproducibility in multi-center 3T MRI studies: a comparison of cross-sectional and longitudinal segmentations. Neuroimage. 2013;83:472–484. doi: 10.1016/j.neuroimage.2013.05.007. [DOI] [PubMed] [Google Scholar]
  34. Kazama AM, Davis M, Bachevalier J. Neonatal lesions of orbital frontal areas 11/13 in monkeys alter goal-directed behavior but spare fear conditioning and safety signal learning. Front Neurosci. 2014;8:37. doi: 10.3389/fnins.2014.00037. [DOI] [PMC free article] [PubMed] [Google Scholar]
  35. Kennedy KM, Erickson KI, Rodrigue KM, Voss MW, Colcombe SJ, Kramer AF, et al. Age-related differences in regional brain volumes: a comparison of optimized voxel-based morphometry to manual volumetry. Neurobiology of Aging. 2009;30(10):1657–1676. doi: 10.1016/j.neurobiolaging.2007.12.020. [DOI] [PMC free article] [PubMed] [Google Scholar]
  36. Knutson KM, Monte OD, Raymont V, Wassermann EM, Krueger F, Grafman J. Neural correlates of apathy revealed by lesion mapping in participants with traumatic brain injuries. Hum Brain Mapp. 2014;35(3):943–953. doi: 10.1002/hbm.22225. [DOI] [PMC free article] [PubMed] [Google Scholar]
  37. Knutson KM, Rakowsky ST, Solomon J, Krueger F, Raymont V, Tierney MC, et al. Injured brain regions associated with anxiety in Vietnam veterans. Neuropsychologia. 2013;51(4):686–694. doi: 10.1016/j.neuropsychologia.2013.01.003. [DOI] [PMC free article] [PubMed] [Google Scholar]
  38. Kringelbach ML, Rolls ET. The functional neuroanatomy of the human orbitofrontal cortex: evidence from neuroimaging and neuropsychology. Prog Neurobiol. 2004;72(5):341–372. doi: 10.1016/j.pneurobio.2004.03.006. [DOI] [PubMed] [Google Scholar]
  39. LeDoux J. The amygdala. Curr Biol. 2007;17(20):R868–874. doi: 10.1016/j.cub.2007.08.005. [DOI] [PubMed] [Google Scholar]
  40. Lee Y, Lopez DE, Meloni EG, Davis M. A primary acoustic startle pathway: obligatory role of cochlear root neurons and the nucleus reticularis pontis caudalis. J Neurosci. 1996;16(11):3775–3789. doi: 10.1523/JNEUROSCI.16-11-03775.1996. [DOI] [PMC free article] [PubMed] [Google Scholar]
  41. Levenson RW, Sturm VE, Haase CM. Emotional and behavioral symptoms in neurodegenerative disease: a model for studying the neural bases of psychopathology. Annu Rev Clin Psychol. 2014;10:581–606. doi: 10.1146/annurev-clinpsy-032813-153653. [DOI] [PMC free article] [PubMed] [Google Scholar]
  42. Lyketsos CG, Carrillo MC, Ryan JM, Khachaturian AS, Trzepacz P, Amatniek J, et al. Neuropsychiatric symptoms in Alzheimer's disease. Alzheimers Dement. 2011;7(5):532–539. doi: 10.1016/j.jalz.2011.05.2410. [DOI] [PMC free article] [PubMed] [Google Scholar]
  43. Mar AC, Walker AL, Theobald DE, Eagle DM, Robbins TW. Dissociable effects of lesions to orbitofrontal cortex subregions on impulsive choice in the rat. J Neurosci. 2011;31(17):6398–6404. doi: 10.1523/JNEUROSCI.6620-10.2011. [DOI] [PMC free article] [PubMed] [Google Scholar]
  44. Marek R, Strobel C, Bredy TW, Sah P. The amygdala and medial prefrontal cortex: partners in the fear circuit. J Physiol. 2013;591(Pt 10):2381–2391. doi: 10.1113/jphysiol.2012.248575. [DOI] [PMC free article] [PubMed] [Google Scholar]
  45. Mattis S. Mental Status examination for organic mental syndrome in the elderly patient. In: Bellack L, Karusu TB, editors. Geriatric psychiatry. Grune & Stratton; New York: 1976. pp. 77–121. 1976. [Google Scholar]
  46. Migneco O, Benoit M, Koulibaly PM, Dygai I, Bertogliati C, Desvignes P, et al. Perfusion brain SPECT and statistical parametric mapping analysis indicate that apathy is a cingulate syndrome: a study in Alzheimer's disease and nondemented patients. Neuroimage. 2001;13(5):896–902. doi: 10.1006/nimg.2000.0741. [DOI] [PubMed] [Google Scholar]
  47. Murray EA, Wise SP, Drevets WC. Localization of dysfunction in major depressive disorder: prefrontal cortex and amygdala. Biol Psychiatry. 2011;69(12):e43–54. doi: 10.1016/j.biopsych.2010.09.041. [DOI] [PMC free article] [PubMed] [Google Scholar]
  48. Mychack P, Kramer JH, Boone KB, Miller BL. The influence of right frontotemporal dysfunction on social behavior in frontotemporal dementia. Neurology. 2001;56(11 Suppl 4):S11–15. doi: 10.1212/wnl.56.suppl_4.s11. [DOI] [PubMed] [Google Scholar]
  49. Nakano K. Neural circuits and topographic organization of the basal ganglia and related regions. Brain Dev. 2000;22(Suppl 1):S5–16. doi: 10.1016/s0387-7604(00)00139-x. [DOI] [PubMed] [Google Scholar]
  50. Peters F, Perani D, Herholz K, Holthoff V, Beuthien-Baumann B, Sorbi S, et al. Orbitofrontal dysfunction related to both apathy and disinhibition in frontotemporal dementia. Dement Geriatr Cogn Disord. 2006;21(5-6):373–379. doi: 10.1159/000091898. [DOI] [PubMed] [Google Scholar]
  51. Price JL. Free will versus survival: brain systems that underlie intrinsic constraints on behavior. J Comp Neurol. 2005;493(1):132–139. doi: 10.1002/cne.20750. [DOI] [PubMed] [Google Scholar]
  52. Price JL, Drevets WC. Neural circuits underlying the pathophysiology of mood disorders. Trends Cogn Sci. 2011 doi: 10.1016/j.tics.2011.12.011. [DOI] [PubMed] [Google Scholar]
  53. Rascovsky K, Hodges JR, Knopman D, Mendez MF, Kramer JH, Neuhaus J, et al. Sensitivity of revised diagnostic criteria for the behavioural variant of frontotemporal dementia. Brain. 2011;134(Pt 9):2456–2477. doi: 10.1093/brain/awr179. [DOI] [PMC free article] [PubMed] [Google Scholar]
  54. Reuter M, Schmansky NJ, Rosas HD, Fischl B. Within-subject template estimation for unbiased longitudinal image analysis. Neuroimage. 2012;61(4):1402–1418. doi: 10.1016/j.neuroimage.2012.02.084. [DOI] [PMC free article] [PubMed] [Google Scholar]
  55. Rosen HJ, Allison SC, Schauer GF, Gorno-Tempini ML, Weiner MW, Miller BL. Neuroanatomical correlates of behavioural disorders in dementia. Brain. 2005;128(Pt 11):2612–2625. doi: 10.1093/brain/awh628. [DOI] [PMC free article] [PubMed] [Google Scholar]
  56. Saleem KS, Miller B, Price JL. Subdivisions and connectional networks of the lateral prefrontal cortex in the macaque monkey. J Comp Neurol. 2014;522(7):1641–1690. doi: 10.1002/cne.23498. [DOI] [PubMed] [Google Scholar]
  57. Seeley WW, Crawford R, Rascovsky K, Kramer JH, Weiner M, Miller BL, et al. Frontal paralimbic network atrophy in very mild behavioral variant frontotemporal dementia. Arch Neurol. 2008;65(2):249–255. doi: 10.1001/archneurol.2007.38. [DOI] [PMC free article] [PubMed] [Google Scholar]
  58. Snowden JS, Rollinson S, Thompson JC, Harris JM, Stopford CL, Richardson AM, et al. Distinct clinical and pathological characteristics of frontotemporal dementia associated with C9ORF72 mutations. Brain. 2012;135(Pt 3):693–708. doi: 10.1093/brain/awr355. [DOI] [PMC free article] [PubMed] [Google Scholar]
  59. Su Y, D'Angelo GM, Vlassenko AG, Zhou G, Snyder AZ, Marcus DS, et al. Quantitative analysis of PiB-PET with FreeSurfer ROIs. PLoS One. 2013;8(11):e73377. doi: 10.1371/journal.pone.0073377. [DOI] [PMC free article] [PubMed] [Google Scholar]
  60. Thompson JC, Harris J, Sollom AC, Stopford CL, Howard E, Snowden JS, et al. Longitudinal evaluation of neuropsychiatric symptoms in Huntington's disease. J Neuropsychiatry Clin Neurosci. 2012;24(1):53–60. doi: 10.1176/appi.neuropsych.11030057. [DOI] [PubMed] [Google Scholar]
  61. Vidal-Gonzalez I, Vidal-Gonzalez B, Rauch SL, Quirk GJ. Microstimulation reveals opposing influences of prelimbic and infralimbic cortex on the expression of conditioned fear. Learn Mem. 2006;13(6):728–733. doi: 10.1101/lm.306106. [DOI] [PMC free article] [PubMed] [Google Scholar]
  62. Walhovd KB, Westlye LT, Amlien I, Espeseth T, Reinvang I, Raz N, et al. Consistent neuroanatomical age-related volume differences across multiple samples. Neurobiology of Aging. doi: 10.1016/j.neurobiolaging.2009.05.013. In Press, Corrected Proof. [DOI] [PMC free article] [PubMed] [Google Scholar]
  63. Zamboni G, Huey ED, Krueger F, Nichelli PF, Grafman J. Apathy and disinhibition in frontotemporal dementia: Insights into their neural correlates. Neurology. 2008;71(10):736–742. doi: 10.1212/01.wnl.0000324920.96835.95. [DOI] [PMC free article] [PubMed] [Google Scholar]

RESOURCES