Abstract
Cleft palate is among the most common human birth defects. Submucous cleft palate (SMCP) is a subgroup of cleft palate, which may be as common as overt cleft palate. Despite the high frequency of SMCP in humans, only recently have several animal models of SMCP begun to provide insight into the mechanisms by which SMCP develops. In this study, we show that enhanced BMP signaling through constitutively active ACVR1 in palatal epithelium causes submucous cleft palate in mice. In these mutant mice, the fusion of both palatal mesenchyme in hard palate, and muscles in soft palate were hampered by epithelial tissue. During palatal fusion, enhanced SMAD-dependent BMP signaling impaired cell death and altered cell proliferation rate in medial edge epithelium (MEE), and resulted in MEE persistence. At the molecular level, downregulation of ΔNp63, which is crucial for normal palatal fusion, in MEE cells was impaired, leading to a reduction in caspase-3 activation. Our study provides a new insight into the etiology of SMCP caused by augmented BMP signaling.
Keywords: BMP, craniofacial development, ΔNp63, medial edge epithelium, palatogenesis
Introduction
Cleft palate, a split in the roof of the mouth, is among the most common human birth defects (Dixon et al., 2011). In mammals, the palate separates the oral cavity from the nasal cavity. It is comprised of an anterior bony hard palate and a posterior muscular soft palate. The soft palate is movable and closes off the nasal airway during swallowing and speech. Submucous cleft palate (SMCP), the cleft of a posterior muscular palate with continuous lining of the roof of the mouth, is a subgroup of cleft palate, which may be as common as overt cleft palate (Garcia Velasco et al., 1988; Weatherley-White et al., 1972). Classic SMCP is identified by the triad of a bifid uvula, a furrow along the midline of the soft palate, and a notch in the posterior margin of the hard palate. The underlying anatomic abnormality consists of the improper insertion of the levator veli palatini muscles and other muscles in the soft palate onto the hard palate instead of forming muscle slings across the midline of the palate. In a condition designated as occult SMCP, the same muscle malposition is identified without overt signs of a bifid uvula and a furrow along the midline of the soft palate (Kaplan, 1975). Muscle malposition may be responsible for velopharyngeal insufficiency with hypernasal resonance during speech, feeding difficulties, and otitis media-related hearing loss (Stal and Hicks, 1998). Thus, both classic and occult types of SMCP are of clinical significance.
Several studies have identified the molecular and cellular mechanisms responsible for submucous cleft of the hard palate using genetically manipulated mouse models (Bush and Jiang, 2012). Loss of TGFβ signaling in the basal epithelium in mice results in medial edge epithelium (MEE) persistence and complete cleft of the soft palate (Dudas et al., 2006; Lane et al., 2015; Xu et al., 2006). Palatal mesenchyme-specific deletion of Bmpr1a impairs palatal shelf growth and bone development, and causes submucous cleft of the hard palate (Baek et al., 2011). Mice lacking Tbx22 also showed reduced palatal bone formation at the posterior palatal region following complete fusion of mesenchymal tissue without MEE persistence (Pauws et al., 2009). Although MEE persistence is proposed as one of the mechanisms responsible for SMCP, little is known about the etiology of SMCP without cleft soft palate due to a lack of mutant mouse models mimicking classical or occult SMCP in humans.
The bone morphogenetic protein (BMP) signaling pathway plays a pivotal role in embryonic development, including craniofacial morphogenesis (Mishina and Snider, 2014; Nie et al., 2006). BMP signaling is propagated through BMP type I receptors (ALK1, ACVR1 or ALK2, BMPRIA or ALK3, and BMPRIB or ALK6) and type II receptors, both of which are transmembrane serine-threonine kinase receptors. Upon ligand binding, the BMP type II receptor associates with and phosphorylates the BMP type I receptor in the GS domain rich in glycine and serine. Then the BMP type I receptor phosphorylates the intracellular proteins SMAD1/5/8. Phosphorylated SMAD1/5/8 binds SMAD4 and translocates to the nucleus, where they complex with transcription factors and regulate target gene transcription (Mishina, 2003; Miyazono et al., 2010). In addition to this canonical (SMAD-dependent) pathway, the BMP receptor complex can also activate non-canonical (SMAD-independent) pathways, including mitogen-activated protein kinase (MAPK) signaling (Derynck and Zhang, 2003).
During palatal development, all BMP receptors, along with several BMPs and BMP antagonists, are expressed in dynamic and differential patterns along the anterior-posterior axis of palatal shelves. Among BMP receptors, the importance of the type I receptor BMPRIA in the development of palatal mesenchyme has been demonstrated by loss-of-function studies in mice (Baek et al., 2011; Li et al., 2011; Liu et al., 2005). Although Bmpr1a is expressed in palatal epithelium (Li et al., 2013), the epithelial-specific inactivation of Bmpr1a shows no cleft palate phenotype (Andl et al., 2004). Moreover, explant culture of secondary palate from mice in which Bmpr1a was deleted in the epithelium of the maxillary process exhibits normal palatal fusion following MEE degradation, suggesting that BMPRIA expression in palatal epithelium is not required for palatal fusion (Liu et al., 2005). On the other hand, recent studies indicate that augmentation of BMP signaling causes cleft palate due to reduced cell proliferation in the anterior palatal mesenchyme (He et al., 2010; Li et al., 2013). Interestingly, Noggin knockout mice exhibit increased epithelial cell proliferation in the oral side palatal epithelium, where Noggin is normally expressed. This suggests that BMP signaling positively modulates cell proliferation in the palatal epithelium (He et al., 2010). In addition, increased BMP signaling in the oral epithelium of Noggin-deficient mice leads to ectopic periderm cell death in the posterior palate, and abnormal palate-mandibular adhesion. This has been also observed in mice with overexpression of the constitutively active form of BMPRIA in oral epithelium (He et al., 2010). In these mice, however, the effect of enhanced BMP signaling on the MEE cells is not addressed because palatal shelf elevation was prevented.
Here, we show that enhanced BMP signaling through constitutively active ACVR1 (caACVR1) in palatal epithelium causes SMCP in mice. In these mutant mice, the fusion of palatal mesenchyme in the hard palate and muscles in the soft palate was hampered by epithelial tissue. Previous paper demonstrated that using palatal explant culture, caACVR1 may have an impact on MEE during palatogenesis (Dudas et al., 2004a). However, it remains elusive if the augmentation of BMP signaling via ACVR1 dysregulates the fate of MEE in vivo. The purpose of this study is to clarify the effect of caACVR1 on MEE cell fate during palatal fusion in vivo. Our data demonstrate that enhanced SMAD-dependent BMP signaling impairs cell death and increases cell proliferation rates in MEE, and gives rise to MEE persistence presumably due to the upregulation of ΔNp63 and resulting reduction of caspase-3 activation in MEE.
Materials and Methods
Mice
To generate caACVR1;K14-Cre mice, we mated mice carrying the caACVR1 allele (Fukuda et al., 2006) with mice carrying the K14-Cre allele (Dassule et al., 2000). The K14-Cre mice were obtained from the Jackson Laboratory. Genotyping was performed by PCR as previously described (Fukuda et al., 2006). Use of animals in this study was approved by the Animal Welfare Committee, the Institutional Animal Care and Use Committee of the University of Texas Health Science Center at Houston.
Histological analysis, immunohistochemistry, and immunofluorescence
Mouse embryos were fixed in 4% paraformaldehyde at 4°C overnight, and embedded in paraffin. Embryos were serially sectioned (7 μm thickness). Sections were kept on Superfrost Plus glass slides (Fisher Scientific). The paraffin sections were deparaffinized in xylene, and rehydrated in a descending series of ethanol solutions. Hematoxylin-eosin staining was performed according to the standard protocol. For immunohistochemical and immunofluorescent staining, sections were subjected to antigen retrieval by the use of Antigen Unmasking Solution (Vector Laboratories, H-3300) for 20 min at 100°C. Then slides were washed in water, permeabilized with 0.1% TritonX-100 in PBS (PBST) or in TBS (TBST) for 15 min, and then blocked by incubation with 5% sheep serum in PBST or TBST for 30 min. The slides were incubated overnight at 4°C with antibodies against pSMAD1/5/8 (1:50, Cell Signaling, #9511), pp38 (1:500, Cell Signaling, #4511), pERK (1:500, Cell Signaling, #4376), pJNK (1:100, Cell Signaling, #4668), Ki67 (1:100, BD, 550609), ΔNp63 (1:500, BioLegend, Poly6190), cleaved caspase-3 (1:500, Cell signaling, #9664), pSMAD2 (1:100, Cell Signaling, #3101). For immunohistochemistry, after washing three times in PBST or TBST for 5 min, slides were incubated with biotinylated secondary antibodies followed by the addition of preformed ABC reagent (Santa Cruz, sc-2018). Immunoreactive cells were visualized using 3,3-diaminobenzidine substrate solution (Sigma-Aldrich, D4168) as a chromogen, and counterstained with hematoxylin. For immunofluorescence, after washing three times in PBST for 5 min, slides were incubated with Alexa Fluor 488-, Alexa Fluor 568- or Alexa Fluor 647-conjugated secondary antibodies (Life Technologies), followed by staining with Hoechst 33342 (Life Technologies). The slides were viewed with an Olympus FluoView FV1000 laser scanning confocal microscope by using the FV10-ASW Viewer (Ver. 3.1).
For frozen sections, mouse embryos were fixed in 4% paraformaldehyde at 4°C overnight, and embedded in Tissue-Plus O.C.T. Compound (Fisher Scientific). Embryos were serially sectioned (10 μm thickness). Sections were kept on Superfrost Plus glass slides (Fisher Scientific). Slides were washed and permeabilized with 0.1% TritonX-100 in PBST for 15 min, and then blocked by incubation with 5% sheep serum in PBST for 30 min. The slides were incubated overnight at 4°C with antibodies against HA (1:50, Cell Signaling, #3724), GFP (1:250, Life Technologies, A11122; 1:500, Abcam, ab13970), TGFβ3 (1:100, Santa Cruz, sc-82), IRF6 (1:100, Sigma-Aldrich, SAB2102995).
TUNEL assay
Paraffin sections (7 μm thickness) were treated with Trypsin-EDTA (0.25%) (Life Technologies) for 30 min at 37°C, and then subjected to TUNEL staining using the In Situ Cell Death Detection Kit, Fluorescein (Roche) following the manufacturer’s protocol, and then counterstained with Hoechst 33342 (Life Technologies).
RNA in situ hybridization
Paraffin sections were hybridized as previously described (Komatsu et al., 2014). Antisense probes were used for detecting endogenous expression of Acvr1 (Dudas et al., 2004b).
Statistical analysis
A Student’s t-test was applied for statistical analysis. A P-value of less than 0.05 was considered statistically significant.
Results
Mice with epithelial caACVR1 develop SMCP due to the persistence of medial edge epithelium (MEE)
To investigate the effect of enhanced BMP signaling mediated through constitutively active ACVR1 (caACVR1) on epithelial tissue, we crossed the mice carrying the caACVR1 transgene (Fukuda et al., 2006) with the mice expressing the Keratin (K)-14 promoter driven Cre recombinase (Dassule et al., 2000). The resulting mutant (hereafter caACVR1;K14-Cre) newborn mice died within 24 hours of birth, and lacked milk in their stomachs (Fig. 1A). Macroscopic examination showed that the primary palate failed to fuse with secondary palate (Fig. 1B–D), and a white strip was found in the midline of the secondary palate including soft palate in caACVR1;K14-Cre mice (Fig. 1B, C, E). Cleft soft palate was not observed in caACVR1;K14-Cre mice. These phenotypes were identified in caACVR1;K14-Cre newborn mice with 100% penetrance (n = 16).
Histological analysis confirmed that the anterior part of secondary palate failed to fuse in caACVR1;K14-Cre mice at E18.5 (Fig. 2A, B). In the middle of the secondary palate in caACVR1;K14-Cre embryos, the fusion of mesenchymal tissue was impaired by epithelial seam (Fig. 2C, D). In addition, an epithelial cyst-like tissue was identified intermittently at the midline of hard palate and soft palate (Fig. 2F, J, arrow). These epithelial tissues impaired mesenchymal fusion of the hard palate and muscle fusion of the soft palate (Fig. 2F, J, arrow head), suggesting that caACVR1;K14-Cre mice have SMCP without cleft soft palate. Previous studies have demonstrated that one of the causes of SMCP in mice is MEE persistence (Dudas et al., 2006; Lane et al., 2014; Xu et al., 2006). To elucidate whether SMCP found in caACVR1;K14-Cre mice is due to the MEE persistence, we focused on MEE seam formation at E14.5 and E15.5. Before E14.5, palatal elevation and palatal epithelial attachment occurred normally in caACVR1;K14-Cre embryos (data not shown). At E14.5, the MEE seam was formed in the palate of both control and mutant embryos (Fig. 2K, L). At E15.5, MEE was not present in the palate of control embryos (Fig. 2M), while the MEE seam was not degraded in the palate of caACVR1;K14-Cre mutants at E15.5 (Fig. 2N). These data demonstrate that the SMCP phenotype in caACVR1;K14-Cre mice is due to abnormal MEE persistence after proper MEE seam formation.
SMAD-dependent BMP signaling was activated in caACVR1;K14-Cre MEE cells
First, we analyzed the expression levels of endogenous Acvr1 and ectopic caACVR1 before and during palatal fusion. In situ hybridization revealed that endogenous Acvr1 was expressed in palatal epithelia as well as in mesenchyme at E13.5 and E14.5 (Supplementary Fig. S1A, B). To identify the expression of ectopic caACVR1, we performed immunostaining for HA and EGFP. After Cre-mediated recombination of the transgene, EGFP is expressed along with HA-tagged caACVR1 (Fukuda et al., 2006). HA and EGFP was detected in the palatal epithelium at E13.5 and in MEE at E14.5 (Supplementary Fig. S1C–J). These data suggest that caACVR1 was expressed in caACVR1;K14-Cre MEE during palatal fusion.
Since BMP signaling activates both SMAD-dependent and SMAD-independent signaling pathways (Derynck and Zhang, 2003), we investigated which pathways are responsible for the MEE persistence in caACVR1;K14-Cre embryos. Immunohistochemical analysis showed that phosphorylated SMAD1/5/8 (pSMAD1/5/8) levels were significantly increased in caACVR1; K14-Cre MEE cells compared to those in control MEE cells at E14.5 (Fig. 3A, B). On the other hand, levels of SMAD-independent BMP signaling mediators, phosphorylated p38 (pp38), phosphorylated ERK (pERK), and phosphorylated JNK (pJNK), were comparable in both control and caACVR1;K14-Cre MEE cells (Fig. 3C–H). These data suggest that the MEE persistence in caACVR1;K14-Cre mice is possibly due to the activation of SMAD-dependent BMP signaling through caACVR1.
Enhanced BMP signaling via caACVR1 affects the fate of MEE
Since apoptosis is one of the mechanisms of the MEE disintegration during palatal fusion (Cuervo and Covarrubias, 2004), we first examined the apoptotic activities in both control and caACVR1;K14-Cre MEE with a TUNEL assay. A considerable number of apoptotic cells were found in control MEE at E14.5 (Fig. 4A), while a significant reduction of apoptotic cells was observed in caACVR1;K14-Cre MEE (Fig. 4B, E). At E15.5, the remaining MEE in control mice underwent apoptosis (Fig. 4C), whereas apoptotic activity of persistent MEE in mutant embryos was still low (Fig. 4D). Next, we analyzed cell proliferation in MEE at E14.5 and E15.5. Staining of Ki67 at E14.5 revealed that Ki67-positive cells are slightly but significantly increased in caACVR1;K14-Cre MEE, compared to control MEE (Fig. 4F, G, J). Examination of Ki67 expression at E15.5 revealed that control MEE cells did not have proliferation ability, while mutant MEE cells still maintain the ability to proliferate (Fig. 4H, I). These data suggest that enhanced BMP signaling via caACVR1 prevents MEE apoptosis and increases cell proliferation ability of MEE cells.
Upregulation of ΔNp63 is responsible for MEE persistence in caACVR1;K14-Cre mice
Recent studies have revealed that downregulation of ΔNp63 in MEE occurs during normal palatal fusion (Fakhouri et al., 2012; Hu et al., 2014; Thomason et al., 2010), and increased expression of ΔNp63 in MEE is detected in Tgfbr2fl/fl;K14-Cre embryos in which MEE persistence occurs (Iwata et al., 2013). In addition, the expression of ΔNp63 is known to be regulated by BMP signaling (Bakkers et al., 2002; Medawar et al., 2008; Tribulo et al., 2012). Therefore, we hypothesized that augmentation of BMP signaling upregulates the expression of ΔNp63 in caACVR1;K14-Cre MEE cells. Immunofluorescent staining showed that the ΔNp63 staining in caACVR1;K14-Cre MEE was relatively high compared to that in control MEE at E14.5 (Fig. 5A, B). To examine further if enhanced BMP signaling via caACVR1 have an influence on TGFβ signaling and IRF6 expression, which are critical during palatogenesis (Dudas et al., 2006; Iwata et al., 2013), we examined expressions of TGFβ3, phosphorylated SMAD2 (pSMAD2), and IRF6 in MEE. The results showed that the expression levels of TGFβ3, pSMAD2, and IRF6 were comparable between control and caACVR1;K14-Cre MEE cells (Supplementary Fig. S2A–F), suggesting enhanced BMP signaling through caACVR1 in MEE does not affect TGF-β signaling during palatogenesis.
To address whether ΔNp63 expression is regulated by caACVR1 cell-autonomously or non-cell-autonomously, we performed co-staining of EGFP and ΔNp63. The results demonstrated that most of the cells expressing ΔNp63 in caACVR1;K14-Cre MEE seam were positive for EGFP (Fig. 5C, D), suggesting that ΔNp63 expression in caACVR1;K14-Cre embryos was maintained by enhanced BMP signaling through caACVR1 in cell-autonomous manner.
Since it has been reported that increased ΔNp63 expression by BMP signaling downregulates the transcription of apoptotic factors (Tribulo et al., 2012), we postulated that ΔNp63 is the mediator between enhanced BMP signaling and reduction of cell death through inhibiting the expression of apoptotic factors such as caspase-3 during MEE disintegration. Indeed, activated caspase-3 expression was decreased in caACVR1;K14-Cre MEE (Fig. 5E, F), suggesting that enhanced SMAD-dependent BMP signaling sustains the expression of ΔNp63, thus preventing caspase-dependent cell death in MEE during palatal fusion (Fig. 5G).
Discussion
In this study, we investigated the effect of aberrant BMP signaling on oral epithelium using caACVR1 transgenic mice with a K14-Cre driver, in which SMAD1/5/8 are constitutively phosphorylated in ectodermal tissues. Our results indicate that enhanced BMP signaling through caACVR1 in the oral epithelium causes SMCP due to MEE persistence. It has been reported that Noggin-deficient mice show complete cleft palate which is also observed in mice with constitutively active mutation of BMPR1A driven by K14-Cre (caBMPR1A;K14-Cre) (He et al., 2010). While Noggin mutants show an ectopic apoptosis in palatal epithelium, augmentation of BMP signaling through ACVR1 resulted in downregulation of cell death accompanied with upregulation of ΔNp63 in MEE at E14.5. This suggests that caACVR1 may impact palatal epithelium differently from Noggin mutants or caBMPR1A;K14-Cre mice. However, we cannot exclude the possibility that insufficient Cre-mediated recombination in caACVR1;K14-Cre mice may be attributed to a complete different phenotype. Although we confirmed the expression of caACVR1 and EGFP in the palatal epithelium at E13.5 and E14.5 (Supplementary Fig. S1C–J), the HA- or EGFP-positive cells were limited, suggesting the number of cell population with enhanced BMP signaling in caACVR1;K14-Cre embryos is relatively small compared with Noggin mutants or caBMPR1A;K14-Cre mice.
We found that apoptosis of the MEE cells in caACVR1;K14-Cre embryos at E14.5 was significantly decreased compared to that in control embryos. This is an interesting result, because BMPs are generally recognized as potent inducers of cell death during embryonic development (Graham et al., 1994; Hayano et al., 2015; Macias et al., 1997). However, Cuervo et al. found that endogenous BMP signaling is not required for cell death in MEE, and that exogenous BMPs were not able to induce cell death in palatal tissue in a palatal explant culture system (Cuervo et al., 2002). In agreement with these results, our in vivo study shows that aberrant BMP signaling causes a decrease in cell death in MEE during palatal fusion.
In caACVR1;K14-Cre mutant embryos, downregulation of ΔNp63 in MEE cells was decreased during palatal fusion. Since ΔNp63 expression is induced by BMP signaling in murine ES cells during epidermal differentiation (Medawar et al., 2008), and in ectoderm of zebrafish (Bakkers et al., 2002) and Xenopus (Tribulo et al., 2012), it is possible that ΔNp63 upregulation in caACVR1;K14-Cre MEE is caused by enhanced BMP-SMAD signaling. We also identified a reduction of cleaved caspase-3 protein levels in caACVR1;K14-Cre MEE. It has been suggested that ΔNp63 acts as an anti-apoptotic factor (Carroll et al., 2006; Cheng et al., 2006; Tribulo et al., 2012), therefore upregulation of ΔNp63 by augmented BMP signaling may suppress caspase-dependent cell death in caACVR1;K14-Cre MEE during palatal fusion.
While there are several mouse models that mimic human SMCP, these mutants show severe cleft palate: cleft soft palate in Tgfbr2fl/fl;K14-Cre (Xu et al., 2006), palatal bone defects in Bmpr1afl/fl;Osr2-Cre mice (Baek et al., 2011) and Tbx22 knockout mice (Pauws et al., 2009), in addition to mesenchymal fusion defects. The caACVR1;K14-Cre mice show neither an overt cleft of soft palate nor a defect in palatal bone development; however, the fusion of the muscles in the soft palate is in part prevented by the abnormal persistence of the MEE seam. Thus, caACVR1;K14-Cre mice may serve as a unique animal model that recapitulates the occult type of SMCP in humans. Further analysis of these mice may provide better understanding of the etiology of cleft palate in human.
Supplementary Material
Highlights.
Enhanced BMP signaling through ACVR1 in epithelium causes palatal fusion defects
Aberrant BMP-SMAD signaling alters the fate of medial edge epithelium (MEE)
Enhanced BMP signaling upregulates Np63 resulting in reduction of caspase-3 in MEE
Acknowledgments
We thank Dr. Vesa Kaartinen for providing us in situ plasmids; Dr. Bridget DeLay for critical reading of this manuscript and Dr. Junichi Iwata for fruitful discussion. This work was supported by the grant from the NIDCR/NIH R00DE021054 to YK, R01DE020843 to YM, and by a fellowship from The Uehara Memorial Foundation to KN.
Footnotes
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