Abstract
Fear regulation is impaired in anxiety and trauma-related disorders. Patients experience heightened fear expression and reduced ability to extinguish fear memories. Because fear regulation is abnormal in these disorders and extinction recapitulates current treatment strategies, understanding the underlying mechanisms is vital for developing new treatments. This is critical because although extinction-based exposure therapy is a mainstay of treatment, relapse is common. We examine recent findings describing changes in network activity and functional connectivity within limbic circuits during fear regulation, and explore how activity-dependent signaling contributes to the neural activity patterns that control fear and anxiety. We review the role of the prototypical activity-dependent molecule, brain-derived neurotrophic factor (BDNF), whose signaling has been critically linked to regulation of fear behavior.
Introduction
Anxiety disorders are common, with an up to 28% lifetime prevalence rate [1]. Post-traumatic stress disorder (PTSD) is a specific anxiety disorder that develops following trauma exposure. Hallmarks of PTSD include re-living the trauma, avoidance of situations resembling the event and hyperarousal. Deficits in fear regulation, including enhanced reactivity to cues linked with the trauma and the inability to reduce those fear responses, are common in PTSD [2]. Given that many people are exposed to trauma while only a small proportion develop PTSD, understanding the biological risk factors is important [3••]. To understand and better treat fear-related disorders, identifying the processes occurring during association of contextual and sensory cues with trauma is also critical [4,5]. Importantly, this learning can be modeled in the laboratory with Pavlovian fear-conditioning, a paradigm in which an aversive unconditioned stimulus (US) footshock is paired with a neutral conditioned stimulus (CS) (Figure 1a). The learned association is evaluated in rodents by measuring the time spent freezing, a behavior indicating high levels of fear. Freezing behavior is used to assess fear learning, recall and extinction. During extinction training, animals are re-exposed to the CS and/or conditioning context in the absence of the US. Repeated exposure results in decreased freezing, indicating successful extinction, that is learning that the CS or context no longer predicts the US. Specificity for the CS–US association is probed by exposing an animal to the original CS (CS+) or a CS never paired with the US (CS−). Animals showing heightened fear towards both CS+ and CS− demonstrate non-specific, or generalized fear. Fear acquisition, recall and extinction represent distinct learning events, which are linked to specific patterns of neural activity and functional connectivity between brain regions in the fear circuitry. We discuss how molecules that sense and respond to changes in neural activity are in a powerful position to control these processes. We specifically focus on the prototypical activity-dependent molecule, brain-derived neurotrophic factor (BDNF), which has been extensively implicated in regulation of fear and anxiety behavior.
Circuit and network activity in limbic regions influences fear and anxiety behavior
Studies in animals and humans suggest that changes in plasticity underlie function in amygdala (AMY)–prefrontal cortex (PFC)–hippocampus (HPC) fear circuits [3•• ,6] (Figure 1b). AMY is the fear acquisition and expression hub, while PFC critically controls fear inhibition and extinction. Within PFC, regional differences in fear regulation between infralimbic (IL) and prelimbic (PL) subdivisions are noted. Specifically, IL activation enhances extinction, while PL promotes fear expression [7•,8,9]. HPC modulates AMY and PFC activity, and provides contextual information about the fear memory. Regulation of fear behavior depends on coordinated activity and communication between these regions. As PFC plasticity in IL and PL is critical for fear regulation, communication between these regions and AMY has been extensively investigated (Figure 1c). Research suggests that the opposing effects of IL and PL are mediated by differences in their respective connections with AMY [7•]. Specifically, IL projects to the intercalated cell masses (ITCs) and lateral division of the central nucleus, which contain GABAergic neurons that inhibit output neurons of central amygdala (CeA). Alternatively, PL promotes fear by activating basolateral amygdala (BLA) neurons. The BLA stores the CS–US association, and BLA neurons project to and excite CeA. IL and PL also have reciprocal connections with AMY and HPC that modulate fear expression. Recent studies combining retrograde tracer techniques with immediate early gene activation in discrete projections from BLA to HPC and PFC provided new insight about circuit connectivity during fear recall and extinction [10•,11]. Specifically, these findings showed that a subpopulation of BLA to PL projection neurons become active during states of high fear, while BLA to IL projections are selectively recruited during extinction. Supporting studies demonstrated that BLA cells projecting to PL exhibit firing patterns induced by plasticity in conditioned mice, while BLA-IL cells show these changes only following extinction [10•]. These findings support the idea that cellular plasticity is required for interregional communication that regulates both fear acquisition and its extinction.
New technologies, including optogenetics, now allow researchers to directly activate or inhibit cell type specific populations, and such studies manipulating AMY and PFC cells have increased our understanding of mechanisms controlling fear regulation [10•,12,13,14••,15]. Investigations into the role of interneurons highlighted the importance of inhibitory control in temporal coordination of neural activity patterns [13,14••]. Consistent with the importance of AMY in fear acquisition, manipulating parvalbumin (PV) inhibitory interneurons in BLA during CS–US pairings correlated with freezing during CS re-exposure. Activating PV cells during conditioning caused decreased freezing during re-exposure, whereas PV cell inhibition caused increased freezing [13]. These changes were attributed to PV interneuron silencing causing disinhibition of target principal neurons; that is PV cell inhibition resulted in increased excitatory BLA activity in response to CS–US pairing. Inhibition of PV interneurons in PFC following conditioning also caused increased freezing behavior during CS re-exposure [14••]. Interestingly, inhibiting PV cells in PFC led to phase resetting of theta-frequency oscillatory activity as measured by local field potential recording (LFPs). This resulted in increased synchronized spiking of PFC output excitatory neurons targeting the BLA [14••], uncovering a possible mechanism that facilitates synchronous communication between these regions. As optogenetics and related techniques now allow for investigating how cellular changes impact physiology and behavior, an important area of future research will be utilizing these methods in combination with genetic strategies to manipulate cells reporting changes in activity-dependent plasticity [16,17].
Mechanisms by which electrophysiological activity in AMY–HPC–PFC circuits influences fear behavior are emerging. Coordinated oscillations and neuronal synchrony facilitate communication across brain regions. This is studied in behaving animals by recording LFPs or electroencephalogram (EEG), which reflect summations of oscillatory activity from surrounding neurons. In animal models, single cell recordings are also often incorporated in order to examine changes in neuronal firing in relation to the regional oscillatory activity. The power (magnitude) and synchronization of oscillations in delta (0–4Hz), theta (4–8 Hz), alpha (8–12 Hz), beta (12–30 Hz) and gamma (30–100 Hz) frequencies influence coordination of large-scale networks. Low-frequency theta oscillations were first shown to be important in HPC, with firing of CA1 place fields correlating with an animal's location [18]. It has since been demonstrated that both theta magnitude as well as the temporal synchronization of theta phase are important for interregional communication during spatial memory acquisition and recall [19•,20]. Theta phase timing is important for controlling synaptic plasticity [21], and synchronous, or coherent, theta activity is implicated in emotional learning and behavior. Increases in theta power and synchrony in HPC–PFC– AMY circuits are observed during states of high fear and anxiety, while decreases in phase synchrony are observed after extinction [22–25] (Figure 1d). Following conditioning and initial CS re-exposure animals concurrently demonstrate high levels of freezing and synchronous theta activity in HPC–PFC–AMY. This synchronous theta activity during early extinction is important for consolidation, as manipulating HPC–AMY theta synchrony during extinction by electrical stimulation alters fear expression following subsequent CS re-exposure [23]. Consistent with a role for PFC in extinction, once an animal successfully learns that the CS no longer predicts the US, theta synchrony between PFC–AMY shifts. Specifically, after successful extinction, LFP theta oscillations in PFC begin to ‘lead’ AMY theta oscillations [26]. The AMY firing rate is synchronized to PFC theta phase, suggesting that AMY is receiving information from PFC that inhibits freezing [24,26]. Lending further support to the idea that PFC–AMY directionality is behaviorally relevant, mice demonstrating increased generalized fear and poor extinction do not demonstrate this theta shift [24].
It has been demonstrated that theta activity plays a role in human learning and memory. The importance of theta synchrony was illustrated in a study conducting LFP and single cell recordings from AMY and HPC during memory recall in epilepsy patients implanted with microwire electrodes [27•]. Individuals were shown a set of images, and then later a second set in which 50% of the images were repeated. Similar to animal studies described previously [24,26], time-locked firing of single neurons in coordination with the region's theta activity was significantly higher when a subject correctly recognized a repeated image. Consistent with the animal literature, human EEG studies revealed changes in PFC theta and gamma oscillations during discrete stages of fear [28•]. Further paralleling animal findings, individuals with impaired extinction learning lacked the observed increase in gamma activity associated with CS extinction in the ventromedial prefrontal cortex (vmPFC), an area corresponding to IL in rodents. Another recent study utilizing a fear conditioning and extinction paradigm found that individuals reporting higher anxiety in response to uncertainty had a generalized increase in AMY activation during CS+ and CS− presentations in early extinction, as well as higher vmPFC activity during late extinction [29]. A limited amount of work has thus far investigated EEG biomarkers in PTSD patients [30], including studies investigating whether there are abnormalities in EEG activity in different frequency bands. While many results have been inconsistent, some have found altered theta/alpha activity in PTSD patients, which correlated with symptom severity [30,31]. Together, the available findings suggest that consistent markers may be associated with fear regulation, which is highly relevant for translating PTSD research.
Activity-dependent plasticity as a mediator of the circuit dynamics that control fear and anxiety behavior
As discussed above, animal models suggest that changes in oscillatory activity may represent biomarkers that could be used for improving diagnostics and treatment outcome. Both targeted genetic deletions and environment manipulations impacting activity-dependent gene expression in rodents alter electrophysiological activity in vivo as well as behavioral performance in fear-related tasks [32–36]. Specifically, disruption of molecules has been associated with activity-dependent plasticity and inhibitory control alter fear expression during CS re-exposure and theta frequency oscillatory activity [33,35]. For example, expression of the 65 kDa isoform of the GABA synthesizing enzyme, glutamic acid decarboxylase (GAD65) is transiently regulated following fear conditioning, and its deletion in mice leads to increased generalized fear expression and decreased AMY-HPC theta phase synchrony during fear memory recall [35]. Manipulation of GAD65 is of particular relevance given that this isoform is activity-dependent and its synaptic localization renders it responsible for providing GABA for phasic inhibition, which is important for network synchronization. There is also evidence that environmental factors influence the physiological aspects of fear learning, at least in part via their impact on expression of plasticity molecules. For example, chronic alcohol exposure leads to impaired extinction, which is attributed to downregulation of N-methyl-d-aspartate receptor (NMDA) receptors and decreased IL firing [32]. These findings contribute to an increasing body of literature highlighting the importance of plasticity molecules in regulating the fear circuitry at the behavioral and physiological levels.
Brain-derived neurotrophic factor (BDNF) is an activity-dependent molecule that has been extensively implicated in fear regulation and anxiety [37•, 38–41]. BDNF regulates synaptic plasticity in the developing and adult brain, and is enriched in regions associated with fear behavior including AMY, HPC, and PFC. BDNF signaling is critical at all levels of the fear circuitry-the behavior deficits that occur depend upon the brain regions in which BDNF signaling is affected. Given the important role of AMY in fear acquisition, decreasing BDNF signaling in this region significantly impacts fear learning and consolidation [42,43]. Specifically, mice with less AMY expression of BDNF display decreased fear expression to the CS following conditioning. Alternatively, BDNF disruption in HPC or PFC is associated with impairments in fear extinction [38–40,44]. Specifically, mice with virally induced HPC-specific BDNF deletions exhibit persistent fear compared to controls even after multiple CS re-exposures [44].
BDNF is a prototypical activity-dependent molecule with both its transcription and secretion controlled by neural activity. Many levels of regulation, including multiple transcript production, control BDNF signaling. At least 9 upstream promoters drive BDNF expression [45], with 2 being highly dependent on induction of neural activity [46]. Epigenetic regulation at specific BDNF promoters has been correlated with impaired fear regulation and anxiety [47,48]. Early exposure to adverse events results in chromatin remodeling that influences BDNF expression in regions important for fear regulation and anxiety during adulthood [49,50]. At the genetic level, a single-nucleotide polymorphism (SNP) at BDNF codon 66 is implicated in fear regulation and anxiety [51,52]. This valine-to-methionine substitution (Val66Met) causes abnormal BDNF trafficking and reduced activity-dependent release [52]. A role for BDNF in emotional learning was translated from animal models to humans with the finding that both mice and people carrying the Met allele display impaired fear extinction [40,53]. Met allele carriers demonstrating impaired extinction also show reduced vmPFC activation during extinction compared to Val-allele counterparts [40]. Finally, harboring the Met allele is predictive of poorer response to exposure therapy [54]. Following 8 weeks of cognitive behavioral therapy PTSD patients carrying the Met allele showed a smaller reduction in behavioral symptoms compared to Val carriers. These findings provide evidence that tight control of activity-dependent BDNF expression is essential for regulating fear and anxiety, and provide translational support for the idea that extinction deficits observed in animal models may be recapitulated in humans with similar genetic variants.
BDNF influences learning and extinction in fear circuits through its role in neural activation and memory formation. Abnormal NMDAR-mediated transmission in AMY, HPC and PFC contributes to altered synaptic plasticity in mice modeling the BDNF Val66Met polymorphism [55–57]. Decreased late phase long-term potentiation (LLTP) hippocampal plasticity is also observed in animals where activity-dependent BDNF signaling is selectively attenuated [38]. Moreover, exogenous BDNF application influences neuronal excitability in key brain regions during fear regulation. Specifically, ventral HPC (vHPC) BDNF infusion increases IL firing rate [9], and decreases fear expression when treatment occurs before extinction [39]. Signaling downstream of BDNF activates pathways important for protein translation that are critical for LTP induction, including mammalian target of rapamycin (mTOR) and extracellular signal-related kinases (ERK). Activation of these pathways is implicated in fear memory, typically in the context that decreased activation results in less protein synthesis and impaired memory formation or consolidation [58–60].
Activity-dependent BDNF signaling significantly impacts excitatory/inhibitory (E/I) balance via its regulation of both glutamatergic and GABAergic neurotransmission. As demonstrated in a number of genetic models, proper E/I balance is critical in regulating fear and anxiety [35,38,61]. While BDNF is primarily expressed in glutamatergic cells, tropomysin receptor kinase B (TrkB), BDNF's cognate receptor, is expressed in both excitatory and inhibitory neurons [62,63]. BDNF-TrkB signaling is implicated in inhibitory synapse function and controls the maturation of cortical inhibition [64]. Since BDNF potently regulates GABAergic synapses, BDNF signaling is theorized to be a key mechanism in the homeostatic plasticity that maintains E/I balance [65]. This idea is supported by the fact that neural activity induces Bdnf expression, and the subsequently produced BDNF promotes inhibition to dampen excitability. Evidence that disrupting activity-dependent Bdnf expression and secretion impairs inhibitory synapses and GABAergic transmission provides additional empirical support for this hypothesis [56,66]. Genetically altered mice in which activity-dependent BDNF signaling is attenuated have fewer fast-spiking PV interneurons and reduced inhibitory post-synaptic currents (IPSC) in PFC, contributing to impaired GABAergic transmission [38,67]. Several inter-neuron subtypes express TrkB, providing a mechanistic basis for controlling inhibitory synaptic potentiation [63]. This possibility is strengthened by evidence that TrkB deletion in PV-interneurons decreases their action potential generation [68]. Evidence that heterozygous TrkB deletion in PV-interneurons causes fear extinction deficits suggests that TrkB signaling may contribute to the ability of PV-interneurons to regulate fear [61]. Thus, BDNF's ability to properly regulate fear learning and extinction may be mediated at least in part by its critical role in inhibitory plasticity and E/I balance.
Conclusions
Recent work has increased our understanding of how network communication within fear circuits controls fear and anxiety. The molecular and cellular mechanisms regulating oscillatory activity during fear recall and extinction are not yet clearly understood. However, sophisticated systems neuroscience techniques are providing researchers with tools to answer these questions. The available evidence suggests that it is important to investigate the role of activity-dependent molecules, including BDNF, as these molecules are in a powerful position to coordinate the cellular, physiological, and behavioral events that dictate expression of fear and anxiety. In humans, EEG changes associated with abnormal fear learning and extinction could serve as non-invasive, translational biomarkers to improve diagnosis and treatment response. A growing body of work suggests that consistent physiological changes across animal and human studies are identifiable in individuals showing heightened generalized fear, and that these alterations are correlated with genetic variation in molecules that regulate activity-dependent processes. By understanding the genetic and environmental factors that influence plasticity and associating them with biomarkers that report physiological responses to these events, the ability to manipulate plasticity to improve fear and anxiety outcome may be realized.
Acknowledgements
Research in the Martinowich group related to this manuscript is supported by the National Institute of Mental Health (PI: KM, MH105592), the Brain and Behavior Research Foundation and the Lieber Institute for Brain Development.
Footnotes
Conflict of interest statement
Nothing declared.
References and recommended reading
Papers of particular interest, published within the period of review, have been highlighted as:
of special interest
of outstanding interest
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