Abstract
The main goal of this study was to evaluate the relationship between levels of cognitive social capital and health related quality of life (HRQOL). A multilevel, cross-sectional study was conducted in 2007 in Bogotá Colombia. A total of 1,907 older adults completed the Spanish version of the SF-8 in order to assess HRQOL. Cognitive dimension of social capital was assessed. Hierarchical linear regressions were conducted to determine the associations between social capital variables and HRQOL. Only 20% to 25% of the population reported trust in others and shared values. Ninety three percent reported that people in their neighborhood would try to take advantage of them if given a chance. Higher social capital indicators were positively associated with the mental and physical dimension of HRQOL. Results from this study support evidence on the disintegration of the Colombian society, which may be influenced by high levels of social inequality.
Keywords: social capital, older adults, health related quality of life, socioeconomic status
Introduction
There is growing evidence that social capital is an important determinant of disease risk and risk of mortality (Kawachi, Kennedy, Lochner, & ProthrowStith, 1997; Muennig, Cohen, Palmer, & Zhu, 2013). Associations between social capital and multiple health outcomes, including self-reported health, depression, and functional limitations (Nieminen et al., 2010; Pollack & vondem Knesebeck, 2004), have been reported in the literature. Although there is no single, unified theory on social capital, in this paper we focus on its cognitive dimension, which have been termed cognitive social capital. Cognitive social capital refers to attitudes and norms including trust (How much trust do people have in others), shared values (common shared values of solidarity and fairness with others), and reciprocity (How much can people rely in others to help in various ways) (Harpham, Grant, & Thomas, 2002).
Social capital is a determinant of a successful and healthy aging, contributing to higher quality of life of the older population (Cannuscio, Block, & Kawachi, 2003; Cramm, van Dijk, & Nieboer, 2013; Nilsson, Rana, & Kabir, 2006). For example, studies of social capital that involve adults and older adults from high- and middle-income countries have found a positive association with well-being even after adjusting for relevant confounders (Helliwell & Putnam, 2004; Nieminen et al., 2010; Yamaoka, 2008; Yip et al., 2007). Moreover, as people age they often loose close social ties, and may benefit from more access to the social capital available in their communities to satisfy needs related to health and well-being. Social capital is associated with collective actions and organization to obtain resources to build communities (Glass & Balfour, 2003). For instance, older adults living in a neighborhood with high levels of social support may be more inclined to work together to preserve residential areas such as a park, a walking trail, or to make formal petitions for the maintenance of these areas. In turn, the presence of well-maintained physical areas contributes to the social interactions between neighbors (Leyden, 2003). In addition, cognitive aspects of social capital may increase self-satisfaction, self-esteem, involvement with the community, and confidence in individual coping skills in the older adult population (Harpham et al., 2002). Finally, social capital has been found to act as a mediator of the effects of income inequality on health related quality of life (HRQOL) (Kim & Kawachi, 2007).
Neighborhood socioeconomic status (SES) can influence social capital through compositional and contextual mechanisms (Subramanian, Lochner, & Kawachi, 2003). The compositional explanation posits that socioeconomic characteristics of neighborhood residents enhance social interaction. This is supported by findings that demonstrate that social capital is predicted by individual characteristics such as education attainment, income, and marital status (Aida et al., 2011). In turn, the contextual mechanism posits that neighborhood SES influences the levels of social capital by increasing opportunities that affect social relations (Veenstra, 2000). In affluent neighborhoods, for example, residents may have resources to invest in social networking, as well as means that enable easier and more frequent contacts and interactions. Advantaged areas may be also more capable of providing resources to support the development of activities in which residents come together to form and sustain social relations that can have a lasting impact on cognitive social capital. Affluent neighborhoods may have safer places, a condition particularly important for older adults, which enable social gathering and exchange (R. Sampson & Morenoff, 2000). Moreover, affluent neighborhoods tend to have better built environment characteristics such as higher walkability and presence of parks, which in turn enable residents to meet their neighbors and be socially engaged (Leyden, 2003).
According to the compositional and contextual explanations, social capital might be higher in affluent rather than disadvantaged areas. Since people living in low SES areas are more likely to have poor health and lower quality of life as a consequence of adverse circumstances during their life, they could benefit more from high levels of social capital than their counterparts living in more advantaged neighborhoods, who could have better health status, more diverse sources of social interactions, and a reduced exposure to chronic stress (Steptoe & Feldman, 2001). However, the evidence supporting a higher social capital in advantaged neighborhoods is challenged by sociology research that has demonstrated that poor urban areas can be in fact socially cohesive (Altschuler, Somkin, & Adler, 2004; Glass & Balfour, 2003). The lack of consensus in this area of research indicates the importance of conducting studies for extending current evidence of the relationship between social capital, neighborhood SES, and relevant public health outcomes, particularly in contexts where these issues have been less examined.
To our knowledge, no prior studies in Latin America have examined the association between cognitive social capital and health related quality of life (HRQOL) in older adults from neighborhoods with different SES. The extrapolation of evidence from other regions may be problematic due to the particular social, economic, and demographic characteristics of Latin America. This study seeks to fill this gap in the literature using data from the Built Environment and Older Adults Project of Bogotá (BEOAP). First, we examine the perceptions of trust, shared values, and reciprocity among older adult residents of Bogotá, capital city of Colombia, one of the largest urban centers in Latin America. Second, we measure the association between these indicators of cognitive social capital and neighborhood SES with the physical and mental dimensions of HRQOL. Finally, we examine the extent to which neighborhood SES moderates the relationship between each indicator of cognitive social capital and the physical and mental health dimensions of quality of life.
This study is guided by the conceptual model from Figure 1. The model operationalizes our study variables and posits that cognitive social capital operates at the individual level directly influencing the physical and mental dimensions of HRQOL in older adults. Furthermore, social capital is influenced by contextual and individual level characteristics. Particularly, at the contextual level, is hypothesized that neighborhood SES has a direct effect on HRQOL of older adults. The model also suggests a moderating effect of neighborhood SES on the relationship between cognitive social capital and HRQOL. To develop our conceptual model we followed guidelines from various authors and recommendations of simplicity after careful consideration and understanding of underlying variables and operational concepts, deliberately omitting other factors and pathways (Carpiano & Daley, 2006; Earp & Ennett, 1991).
Social and health conditions of the older adult population in Bogotá
Bogotá has the highest proportion of population aged 65 years and over in Colombia. According to the last national census, in 2005 14.4 % of the total population of the city is 65 or older (5.91 men and 8.48 women) (Departamento Administrativo Nacional de Estadísticas, 2005). In addition, Colombia has a higher proportion of older adult women compared to men (Ministerio de Salud y Protección Social, 2014). This population faces important social and economic disadvantages, for instance, only 10% of the older adult population of Bogotá receives a retirement pension, and 43% have suffered from internal displacement at some point in their lives (Cano et al., 2014). Moreover, the average prevalence of disability among this group is 53% (45.9% in males and 58.3%), 12% of the older adult population lives alone, and 7.8% lives in conditions of extreme poverty (Cano et al., 2014).
In light of this scenario it is important to understand in more depth the conditions of the older adult population of Bogota in terms of their social capital and the relationship with health related quality of life.
Methods
Study design and data
As part of the BEOAP, a multilevel cross-sectional study was conducted in 2007 in order to establish the associations between built environment and physical activity and quality of life in older adults (Gomez et al., 2010; Parra et al., 2010). The sampling design had a two-stage approach. First, we created a sampling frame of 1,734 neighborhoods from low to middle-high socioeconomic status (SES), which were defined by taking into account the homogeneity of urban forms and physical attributes. Middle-high SES combines both middle and high SES since less than 3% of the population belongs to high SES. This sampling frame comprises about 97% of Bogotá’s population. Fifty-eight neighborhoods were randomly selected as primary sampling units with oversampling of middle-high SES neighborhoods in order to increase statistical power. Second, approximately 40 adults aged 60 years and older were randomly selected in each urban area using Kish tables (Németh, 2004). Only older adults who resided at least one year in the neighborhood were included in the study. A door-to-door, structured survey was administered by interviewers with experience in population surveys who received a standardized training prior to data collection. Institutional Review Board approval at Fundacion FES Social was obtained prior to data collection.
We obtained effective information from 1,966 participants with a response rate of 67.8%. Since 489 records had missing values in social capital questions, we restricted the multivariate analysis to 1,477 older adults. The 489 participants who were not included in the adjusted models had a lower average age (70.4 years versus 71.9 years p <.001), a higher proportion of males (82.4% versus 75.4% p <.001), and a lower scoring of the mental dimension of the HRQOL (47.9% versus 45.9% p <.001). No significant differences were found by education level and physical dimension of the HRQOL.
Outcome variables: the Spanish version of the SF-8 was used in order to assess HRQOL. The scores of physical and mental domains of this instrument were determined using the procedures recommended by QualityMetric (Qualimetric, 2008), ranging from 19.5 to 58.6 for the physical dimension, and from 17.9 to 59.3 for the mental dimension. Cronbach's alpha (an estimated of internal consistency) was 0.86 for the present study. The SF-8 uses eight question items to measure each of the eight domains of health covered by the SF-36, including physical functioning, role-physical, bodily pain, general health, vitality, social functioning, role-emotional and mental health (SF-8 Health Survey Measurement Model).
Social capital variable
We assessed the cognitive dimension of social capital using four questions about trust in others and shared values: 1) How much do you trust in the people of your neighborhood? (Perceived trust), 2) How much can you rely in your neighbors to help in various ways if someone is destructive to a nearby place such as a park? (Perceived solidarity), 3) How much do the people in your neighborhood share the same values? (Perceived common values), and 4) How much would the people in your neighborhood try to take advantage of you if they got a chance? (Perceived fairness). Response options for these questions were “nothing at all or very little, moderately, quite a lot, and very much”. These questions have been used in previous studies of social capital (Kawachi et al., 1997; R. J. Sampson, Raudenbush, & Earls, 1997). Forward and backward translations of the questions were performed. Cognitive interviews to determine comprehension and acceptability of the items were conducted using focus groups and semi-structured interviews prior to the application of the instrument. A low Cronbach’s alpha (0.58) restricted the aggregation of these items into scales (DeVellis, 2003). Given this limitation and for the sake of methodological simplicity and empirical comprehensibility, we dichotomized the response options for each question with “nothing at all, very little, or moderately” as the reference category for the first three questions and “quite a lot and very much” as the reference category for the last question.
Covariates
We adjusted for some of the most relevant confounding factors described in the literature on social capital, including age, gender, educational attainment, living arrangements, and proximity to family members (Harpham et al., 2002). Age was grouped into two categories: 60 to 74 years and 75 to 98 years. Living arrangements were classified as living with spouse, living with family member or friend and living alone. Educational attainment was categorized as none, incomplete elementary, complete elementary, incomplete secondary, complete secondary and more than secondary. This variable was recoded in the multivariate analysis in two categories: “less than complete secondary” versus “complete secondary or more”. Proximity to family members was determined by the question “Walking from your house, how far do the members of your family live?” and categorized as very far, far, neither far nor close, close and very close. Given the scarce number of observations in some categories, this variable was recoded in “Very far, far, or neither far nor close” versus “close or very close”.
Neighborhood SES
SES of neighborhoods was determined using the criteria established by the Planning Department of Bogotá and classified in the following categories: low, middle-low, and middle-high SES. This classification takes into account the physical attributes of the households, such as construction type, materials and surrounding environments including sidewalks and road infrastructure.
Statistical analysis
Means and proportions were calculated for quantitative and qualitative variables, respectively. Hierarchical linear regressions were conducted to assess the associations between social capital variables and mental and physical scores of HRQOL. In a first stage, intra class correlation coefficients and between variances in the empty models were calculated. Subsequently, models were constructed by adding simultaneously all exposure variables and covariates following a theoretical criterion. Cross level interactions between social capital variables and neighborhood socioeconomic status were explored. Interactions were included in the models one at a time and for the inclusion of each interaction term we adjusted for the complete set of variables. All the models assumed a random intercept form and the slopes were managed as fixed. Collinearity was assessed using variance inflation factor. In addition, endogeneity between social capital items and HRQOL scores was assessed using Hausman’s test. Neither collinearity nor endogeneity were found. The univariate and bivariate analysis were conducted in Stata 12 and the hierarchical linear regressions in HLM 6.02.
Results
The majority of the sample population was female (62.5%), which reflects the distribution of the older adult population of Bogotá. The mean age of the sample was 70.7 years old and the average time of residence in the neighborhood was 24.5 years. Thirty percent of the sample had an educational attainment of incomplete elementary. Almost 50% of the population lived with a wife or husband. Only 34% of the sample reported living close to family members (Table 1). Sixty percent (n=35) of the 58 neighborhoods were from middle-low and middle-high socio economic status.
Table 1.
Variable | na | % or mean (SD) |
---|---|---|
Gender | ||
Male | 737 | 37.5 |
Female | 1229 | 62.5 |
Age in years | 1625 | 70.7 (7.7) |
Age groups | ||
60–74 y | 1366 | 69.5 |
75–98 y | 600 | 30.5 |
Years of residence | 1966 | 24.6 (16.1) |
Educational attainment | ||
None | 267 | 13.6 |
Incomplete elementary | 594 | 30.2 |
Complete elementary | 441 | 22.4 |
Incomplete secondary | 279 | 14.2 |
Complete secondary | 188 | 9.6 |
More than secondary | 197 | 10.0 |
Living arrangements | ||
Living with spouse | 977 | 49.7 |
Living with family member or friend | 811 | 41.3 |
Living alone | 178 | 9.0 |
Walking from your house, how far do the members of your family live? | ||
Very far | 467 | 23.8 |
Far | 599 | 30.5 |
Neither far nor close | 162 | 8.2 |
Close | 596 | 30.2 |
Very close | 70 | 3.6 |
Do not have family in Bogota | 72 | 3.7 |
Trust in the people of your neighborhood | ||
Nothing at all or very little | 845 | 44.3 |
Moderately | 678 | 35.4 |
Quite a lot | 333 | 17.5 |
Very much | 51 | 2.8 |
Missing values | 59 | - |
Rely on your neighbors for help if someone is destructive to a nearby place. | ||
Nothing at all or very little | 879 | 47.8 |
Moderately | 502 | 27.3 |
Quite a lot | 395 | 21.5 |
Very much | 62 | 3.4 |
Missing values | 128 | - |
People in your neighborhood share the same values | ||
Nothing at all or very little | 798 | 46.8 |
Moderately | 560 | 32.8 |
Quite a lot | 302 | 17.7 |
Very much | 46 | 2.7 |
Missing values | 260 | |
People in your neighborhood try to take to advantage of you | ||
Nothing at all or very little | 1,371 | 78.4 |
Moderately | 254 | 14.5 |
Quite a lot | 88 | 5.0 |
Very much | 36 | 2.1 |
Missing values | 217 | |
HRQOL physical dimension | 1966 | 44.9(10.2) |
HRQOL mental dimension | 1966 | 47.5(10.0) |
HRQOL: Quality of life scores ranged from 0 to 100, with higher scores indicating higher HRQOL. The number of observations differ from 1966 as some variables had missing values
Regarding the first goal, 20.1% of the sample reported that they trust quite a lot or very much in their neighbors (Table 2). Almost 25% reported they could rely quite a lot or very much on their neighbors to help in various ways if someone is destructive to a nearby place such as a park. Twenty percent reported that they share quite a lot or very much the same values with their neighbors. Ninety three percent reported that people in their neighborhood would try to take advantage of them if they could. The mean value for the physical dimension of quality of life was 44.9 (SD=10.2) and the mean value for the mental dimension was 45.5 (SD=10.0).
Table 2.
Variable | Trust in the people of your neighborhood. |
Rely on your neighbors for help if someone is destructive to a nearby place. |
People in your neighborhood share the same values? |
People in your neighborhood try to take to advantage of you? |
HRQOL physical dimension |
HRQOL mental dimension |
---|---|---|---|---|---|---|
% Quite a lot, very much |
% Quite a lot, very much | % Quite a lot, very much |
% Quite a lot, very much |
Mean(SD) | Mean(SD) | |
All participants | 20.1 | 24.9 | 20.4 | 7.1 | 44.9(10.2) | 47.5(10.0) |
Gender | ||||||
Male | 22.0 | 26.7 | 21.3 | 7.3 | 46.9(9.7)** | 49.1(9.3)** |
Female | 19.0 | 23.7 | 19.8 | 7.0 | 43.7(10.3) | 46.6(10.4) |
Age groups | ||||||
60–74 y | 19.7 | 25.0 | 19.7 | 7.8 | 46.0(9.8)** | 47.9(9.8)* |
75–98 y | 21.0 | 24.6 | 22.0 | 5.4 | 42.4(10.7) | 46.6(10.5) |
Years of residence | ||||||
1 to 5 y | 16.3 | 20.7 | 14.0* | 4.0* | 43.8(10.5) | 46.8(9.9) |
5 years and more | 20.7 | 25.5 | 21.4 | 7.6 | 45.1(10.1) | 47.7(10.0) |
Educational attainment | ||||||
Less than complete secondary | 18.3 | 20.9* | 15.8** | 7.7 | 42.7(10.3)** | 46.0(10.5)** |
Complete secondary or more | 21.6 | 27.9 | 23.9 | 6.6 | 46.6(9.8) | 48.7(9.6) |
Living arrangements | ||||||
Living with spouse | 21.9 | 26.1 | 21.2 | 7.1 | 46.0(9.8)** | 48.5(9.5)** |
Living with family member or friend | 17.7 | 22.9 | 19.9 | 6.8 | 43.9(10.6) | 47.0(10.3) |
Living alone | 21.4 | 26.7 | 17.8 | 8.3 | 43.9(10.3) | 44.6(10.8) |
Walking from your house, how far do the members of your family live? | ||||||
Very far, far, neither far nor close | 17.5** | 23.0* | 19.5 | 7.5 | 44.3(10.3)* | 47.2(10.1)* |
Close, very close | 25.9 | 28.8 | 23.1 | 5.8 | 45.9(9.9) | 48.3(9.8) |
Neighborhood SES | ||||||
Low | .17.1* | 22.7 | 13.9** | 8.4 | 43.5(10.4)** | 47.2(10.3) |
Middle-low and middle-high | 22.1 | 26.3 | 24.7 | 6.3 | 45.8(10.0) | 47.8(9.9) |
HRQOL: Quality of life scores ranged from 0 to 100, with higher scores indicating higher QOL
p<0.05
p<0.001.
The p values were obtained by Chi square test of independence in social capital variables and by ANOVA and T-test in HRQOL
Results shows in Table 3 supported the suggested relationship depicted in the conceptual model of the study between cognitive physical capital and the mental dimension of HRQOL. A significant positive association was found among the perceived fairness variable and the mental dimension of HRQOL. That is, those who perceived that people in their neighborhood would not take advantage of them had higher score in the mental dimension of HRQOL (adjusted b= 2.09, p value = .014). Although the association between perceived trust and mental HRQOL was also positive, the statistical significance was marginal (Table 3; model 1). Contrary to the suggested in the conceptual model, Model 1 in Table 3 shows that there is no an association between neighborhood SES and the mental dimension of HRQOL.
Table 3.
Variables | Mean | Model 1a | Model 2b |
---|---|---|---|
b (SE) | b (SE) | ||
How much do you trust in the people of your neighborhood? | |||
Nothing at all or very little, moderately | 47.3 | Ref | Ref |
Quite a lot, very much | 49.0 | +1.52* (0.87) | +1.54* (0.87) |
How much can you rely in your neighbors to help in various ways if someone is destructive to a nearby place such as a park? | |||
Nothing at all or very little, moderately | 47.6 | Ref | Ref |
Quite a lot, very much | 48.1 | −0.58(0.66) | −0.60(0.67) |
How much do the people in your neighborhood share the same values? | |||
Nothing at all or very little, moderately | 47.6 | Ref | Ref |
Quite a lot, very much | 48.4 | +0.02(0.74) | +0.06(0.74) |
How much would the people in your neighborhood try to take to advantage of you if they got a chance? | |||
Quite a lot, very much | 45.8 | Ref | Ref |
Nothing at all or very little, moderately | 48.1 | +2.09**(0.85) | +2.07** (0.85) |
Neighborhood SES | |||
Low | 47.7 | Ref | Ref |
Middle-low and middle-high | 47.1 | −0.01(0.60) | −1.88*(1.00) |
Interactions terms | |||
Trust in neighbors (Quite a lot, very much) *SES (Middle-low and middle-high | +0.52(0.53) | ||
Rely on your neighbors (Quite a lot, very much) *SES (Middle-low and middle-high) | +0.09(0.82) | ||
Neighbors share the same values (Quite a lot, very much) *SES (Middle-low and middle-high) | −0.76(0.60) | ||
Neighbors would take advantage of you if they could (Nothing at all or very little, moderately) *SES (Middle-low and middle-high) | +1.92**(0.89) |
Model adjusted by age, gender, years of residence in the neighborhood, living arrangements, neighborhood SES, educational attainment; proximity to family members and social capital variables,
Model adjusted by age, gender, years of residence in the neighborhood, living arrangements, neighborhood SES, educational attainment; walking from your house how far do the members of your family live; social capital variables and interaction terms.
Variance components. Tau: empty model (1.22000; p= 0.017), model 1 (0.1744; p= 0.374), model 2 (0.1121; p= 0.416). ICC: empty model (0.0120), model 1 (0.00189), model 2 (0.0012).
p ≤ 0.1;
p ≤ .05;
p ≤ .01
Similar to the mental dimension perceived fairness was positively and significantly associated with the physical dimension of quality of life (adjusted b= 2.88, p <.005) (Table 4; model 1). This model also shows a marginally significant association between perceived common values and the physical dimension of HRQOL (b=1.29, p value = .700). In addition, a significant positive association was detected between middle-low/middle-high SES neighborhoods and the physical dimension of quality of life (b=1.77, p < .001).
Table 4.
Variables | Mean | Model 1a | Model 2b |
---|---|---|---|
b (SE) | b (SE) | ||
How much do you trust in the people of your neighborhood? | |||
Nothing at all or very little, moderately | 44.5 | Ref | Ref |
Quite a lot, very much | 46.2 | −0.03 (0.81) | −0.04 (0.81) |
How much can you rely in your neighbors to help in various ways if someone is destructive to a nearby place such as a park? | |||
Nothing at all or very little, moderately | 44.3 | Ref | Ref |
Quite a lot, very much | 46.5 | +0.76 (0.72) | +0.77 (0.72) |
How much do the people in your neighborhood share the same values? | |||
Nothing at all or very little, moderately | 44.5 | Ref | Ref |
Quite a lot, very much | 46.7 | +1.29* (0.70) | +1.29* (0.70) |
How much would the people in your neighborhood try to take to advantage of you if they got a chance? | |||
Quite a lot, very much | 45.8 | Ref | Ref |
Nothing at all or very little, moderately | 48.1 | +2.88*** (1.02) | +2.89*** (1.02) |
Neighborhood SES | |||
Low | 43.2 | Ref | Ref |
Middle-low and middle-high | 45.2 | +1.77*** (0.49) | +2.56*** (0.86) |
Interactions terms | |||
Trust in neighbors (Quite a lot, very much) *SES (Middle-low and middle-high upper) | +0.96(0.77) | ||
Rely in your neighbors (Quite a lot, very much) *SES (Middle-low and middle-high) | −0.77(0.63) | ||
Neighbors share the same values (Quite a lot, very much) *SES (Middle-low and middle-high) | +1.12* (0.56) | ||
Neighbors would take advantage of you if they could (Nothing at all or very little, moderately) *SES (Middle-low and middle-high) | −0.81 (0.77) |
Model adjusted by age, gender, years of residence in the neighborhood, living arrangements, neighborhood SES, educational attainment; walking from your house, how far do the members of your family live and social capital variables,
Model adjusted by age, gender, years of residence in the neighborhood, living arrangements, neighborhood SES, educational attainment; walking from your house, how far do the members of your family live; social capital variables and interaction terms.
Variance components. Tau: empty model (2.1822; p<0.001), model 1 (0.2126; p=0.376), model 2 (0.1186; p=0.422). ICC: empty model (0.0214), model 1 (0.0023), model 2 (0.0013).
p ≤ 0.1;
p ≤ .05;
p ≤ .01
Regarding the third goal of the study, as shown in model 2 in the table 3, a significant interaction term was found between perceived fairness and middle-low/middle-high SES with the mental dimension of HRQOL (b= 1.92, p value = .036). In table 4, model 2 that describes the interactions terms for the physical dimension of HRQOL we only found one marginally significant interaction between perceived common values and middle-low/middle-high SES (b=1.12, p value = .087).
Discussion
The aging of the Colombian population is a pressing and relatively neglected issue in public health research and public policy (Nieto & Alonso, 2007). In this study we examined the associations between indicators of cognitive social capital and both physical and mental dimensions of health related quality of life in older adults living in the urban area of Bogotá. The results show a low proportion of cognitive social capital among participants (ranges from 7.1% to 24.9%), a positive association between some indicators of cognitive social capital and physical and mental health, and a higher score of physical health among older adults living in high SES neighborhoods. Finally, we found an effect modification of neighborhood SES in the associations between perceived fairness and mental HRQOL. The empirical testing of the conceptual model that guided the study is more supportive of the moderation pathway (dashed line in the conceptual model) than the hypothesized mediation of social capital in the association between SES neighborhoods and HRQOL.
Despite the heterogeneity of the measures and samples used in social capital research, the low levels of cognitive social capital in this study are in some extent similar to those reported in previous studies in Colombia. For instance, low levels of trust have been found in young (Harpham, Grant, & Rodriguez, 2004) and adult population (Hurtado, Kawachi, & J, 2011) in Colombia. Furthermore, Sudarsky (2008) found that based on a question of perceived social mistrust at the national level, the percentage of interpersonal social capital was 10.1% in 1997 and 14.3% in 2005.
Evidence from our study and prior research in the area suggests a social fragmentation or division of the Colombian society (Sudarsky, 1999, 2008) and highlights the importance of examining the low levels of cognitive social capital observed in this study. Yet, potential explanations for these findings include the striking income inequality of Colombia. Based on the Gini coefficient, which reflects absence of inequality when is equal to 0 and indicates maximum inequality when is 1, Colombia is one the most unequal countries in the world (Colombia’s Gini: 0.55) (United Nations Development Programme, 2013). Social capital has been suggested as mediator of the association between income inequality and health (Kim & Kawachi, 2007; Wilkinson, 1997). Among the pervasive effect of income inequality is the erosion of the social fabric by widening the gap between the rich and the poor and generating more mistrustful relationships between citizens, which are in turn associated with increased morbidity and mortality rates (Kawachi et al., 1997; World Health Organization, 2002). Research has demonstrated that the more compact and homogeneous the society is in terms of income, race, and religion, the greater the trust (Alesina & La Ferrara, 2000). This finding implies that the vast income inequality in Colombia is likely to create mistrust and divisions in the society (Sudarsky, 1999, 2008).
In addition to the potential effects of income inequality on the levels of social capital, a violent conflict within a country has the potential to weaken population’s social ties (Colletta & Cullen, 2000). This may be an effect of the long lasting internal conflict that Colombia has experienced for almost six decades. In fact, past or recent experiences of physical violence and forced relocation or displacement could have a negative impact on the levels of trustworthiness in the population (Colletta & Cullen, 2000). For instance, memory of direct or indirect violence may reduce levels of solidarity, undermine interpersonal and collective trust, and generate permanent feelings that others are trying to take advantage. Although we do not have evidence of the exposure of participants to any form of violence or forced displacement, it is plausible to consider that they may have been part of the massive wave of migrants that arrived to the capital city to escape from the conflict in rural areas, which accelerated the rate of urbanization in Colombia since the 1950’s (Dufour & Piperata, 2004).
Participants of this study with the highest perception of trust in their neighborhood and sense of fairness had better mental health scores compared to their counterparts with lowest perception of trust and fairness. Our findings are in the same direction of a prior study that found that mental health and well-being are associated with social capital and cohesion in different age groups (Cramm et al., 2013; Fone et al., 2007). For instance, Fone and colleagues found that mental health was associated with area-level income advantage and high social cohesion after adjusting for individual risk factors (Fone et al., 2007). However, the participants of that study included adults 18 to 74 years from a European city, thus the findings cannot be easily translated to the Latin American context. Our findings may be explained by several reasons. Elders with higher level of “trust in others” and a sense of fairness are more likely to develop and maintain supportive social relationships that can help them to buffer negative events and adverse circumstances. Moreover, trustful social interactions may not only reduce negative emotions, stress levels, and anxiety, but also increase feelings of security and self-esteem and lead to better mental health (Kawachi & Berkman, 2001; Phongsavan, Chey, Bauman, Brooks, & Silove, 2006).
We found that better physical health was associated with shared common values and a sense of fairness. Although literature directly assessing the role of cognitive social capital on physical health and functional disabilities is limited, there are two plausible pathways for explaining our findings. First, people who trust more in their neighborhoods are more open to be involved in networks that may enable the rapid diffusion of information and resources regarding healthy behaviors such as walking or exercise groups, or available preventive and health care services. For example, there is evidence that higher levels of trust in neighbors are associated with higher odds of physical activity (Ueshima et al., 2010). However, other studies do not provide strong support for this association (Kim, Subramanian, Gortmaker, & Kawachi, 2006; Murayama, Wakui, Arami, Sugawara, & Yoshie, 2012). Cognitive social capital enables people to participate in and undertake collective and coordinated actions to improve resources and opportunities that might directly promote health among older adults (e.g. well-maintained parks and public spaces) and positively promote their social participation, thus limiting or delaying the onset of disease and functional disability (Aida et al., 2013). The specific contribution of these pathways needs further examination.
A significant interaction term was found in this study. Those living in more socioeconomically advantaged neighborhoods have more mental health benefits from having a high perception of fairness. For the physical dimension of HRQOL, we found a marginally statistical significant interaction. This interaction term suggests that the beneficial effect of the perception of common values on physical HRQOL is higher for older adults living in higher SES neighborhoods in comparison with their counterparts living in poorer areas. Although elders living in more disadvantaged neighborhoods may be more exposed and vulnerable to adverse physical and social conditions and may have more need for the potential benefits of social capital, the results of this study suggest that they benefit less from positive cognitive social capital. Thus, initiatives aimed at increasing social capital should recognize this unequal effect of social capital in order to avoid the exacerbations of health inequalities that might originate from population-based interventions (Frohlich & Potvin, 2008).
Some strengths of this study can be highlighted. First, several attributes of the sampling design, including sample size and the representation of participants of different SES levels allowed sufficient statistical power to detect associations and statistically infer our results to the older adult population living in the urban area of Bogotá. Second, although the possibility of self-selection cannot be ruled out, this may have been minimized by the inclusion criterion of residing at least one year in the neighborhood and to the fact that the average time of residence was 24.5 years. Third, this study included some of the main confounding variables to be considered in the relationship between social capital a health (e.g. length of residence in the neighborhood, educational attainment, and living arrangements) (Harpham, et al., 2002). Finally, similar to previous studies (Harpham et al., 2004), we found that the question of whether people in the neighborhood/community are likely to take advantage, was a strong predictor of mental and physical health. Thus, future studies should consider the use of this short measurement of trust to identify associations between social capital and health.
Several limitations should be noted. First, the cross-sectional design does not allow ruling out reverse causality as those older adults with higher scorings of HRQOL may be more likely to establish social interactions with other residents of their neighborhoods. Second, the assessment of HRQOL by means of self-perception instruments may generate classification bias, as people who have lived in deprived conditions during several years may develop good perceptions of HRQOL as a protective strategy to cope with social adversities (Sen, 2002). Third, this study did not measure the contribution of structural social capital (e.g. participation in groups) to mental and physical health. Although both structural and cognitive social capital may be associated with these outcomes, the latter are more likely to be associated with cognition and feelings that are more influential to mental health status (Harpham et al., 2004). Fourth, it was not possible to obtain a continuous scoring of social capital since we did not have a large enough cell size in some of the items to generate a scale. This could have affected the statistical efficiency of the models and hindered the possibility to explore more robust interactions terms. Finally, given the complex urban and social contexts in which this study was conducted, the results are restricted only to the city of Bogotá. This fact enhances the necessity to carry out similar studies in other cities of the region.
This study sheds light on the relevance of cognitive social capital as a determinant of mental and physical health of older adults in Bogotá. Particular attention is needed for those living in more disadvantaged socioeconomic neighborhoods as they have more exposure and vulnerabilities that negatively affect their health and well-being, and simultaneously benefit less from the positive effect of social capital. Improving the economic circumstances of people living in disadvantaged neighborhoods and promoting social capital among urban dwellers should be part of a common agenda in public health promotion. Future research should focus on understanding and influencing the mechanisms that link social capital and health in this population.
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