Skip to main content
Scientific Reports logoLink to Scientific Reports
. 2016 Feb 22;6:21590. doi: 10.1038/srep21590

Full Valley and Spin Polarizations in Strained Graphene with Rashba Spin Orbit Coupling and Magnetic Barrier

Qing-Ping Wu 1, Zheng-Fang Liu 1,a, Ai-Xi Chen 1,b, Xian-Bo Xiao 2, Zhi-Min Liu 1
PMCID: PMC4761925  PMID: 26898836

Abstract

We propose a graphene-based full valley- and spin-polarization device based on strained graphene with Rashba spin orbit coupling and magnetic barrier. The underlying mechanism is the coexistence of the valley and single spin band gaps in a certain Fermi energy. By aligning the Fermi energy in the valley and single spin band gaps, remarkable valley- and spin-polarization currents can be accessed.


The realization of stable single-layer carbon crystals, called graphene, has led to an intensive investigation of electronic properties of graphene1,2. Charge carriers in a sheet of single-layer graphene behave like “relativistic” chiral massless particles with a “light speed” equal to the Fermi velocity and possess a gapless linear spectrum at the K and K’ points1,3. Graphene has been regarded as a promising material for future nanoelectronic devices, particularly in the field of spintronics, as it is expected to have long spin decoherence and relaxation times4,5. By making graphene ferromagnetic through magnetic proximity effect, research6,7,8,9 has demonstrated the tunable spin transport in ferromagnetic graphene, rendering the activity of graphene in future spin-electronic applications. Recently Liu et al.10 found that the transport in a two-dimensional graphene structure modulated by the spin orbit coupling and a local strain follows high spin polarization. Graphene in addition to the spin of the electron has two more degrees of freedom: sublattice and valley pseudospin. Valley based electronics, also known as valleytronics11,12, uses the valley degree of freedom as a carrier of information similar to the way spintronics uses electron spin. It was shown recently that graphene nanoribbons with zigzag edges11,13 can be used as a valley filter. Another promising method to achieve the valley-polarized output current is to construct a bulk graphene modulated by a double barrier structure consisting of electric and vector potentials14. And recently research15 suggested that a strained graphene modulated by a finite magnetic superlattice allows a coexistence of insulating transmission gap of one valley and metallic resonant band of the other. Accordingly, a full valley-polarization current appears.

Although the single spin and valley polarizations in graphene have been extensively studied, the works, realizing simultaneously both spin and valley polarizations for graphene, are still few16. In this Letter, we propose a graphene-based valley/spin polarization device by placing strained graphene with Rashba spin-orbit coupling (RSOC) and magnetic barrier. Our motivation for studying such a structure is twofold. First, the strain combined with magnetic barrier in graphene can generate different transmission gap for K and Inline graphic valley. Secondly, RSOC can induce spin flip and spin energy gap. Thus, the spin energy gap of one valley maybe overlap with the transmission gap of the other valley. In other words, only one spin state from one valley can be transmitted and any other spin states are forbidden, provided the Fermi energy located in the overlap region. In this work, combining the local strain, magnetic barrier and RSOC, we show that full valley- and spin-polarization currents can be accessed simultaneously, and the receiving spin polarization can be easily tuned by the strain and magnetization strength, which offers the very feature to construct spin/valley filter.

Computational Models and Methods

The graphene-based system under consideration includes the strain, RSOC and magnetic barrier, as depicted in Fig. 1. The local strain can be induced by a tension along the x direction applied on the graphene and is homogeneous along the y axis. The elastic deformation can be treated as a perturbation to the hopping amplitudes and acts as a gauge potential Inline graphic17. Explicitly, we have Inline graphic, where δt parametrizes the strain by its effect on the nearest neighbor hopping, Inline graphic Inline graphic. Within a tight-binding formulation of the electronic motion12, the change of hopping energy can be achieved Inline graphic, if the bond length increase 10% under strain9,17. RSOC can be induced by growing graphene on a Ni surface by catalytic methods18, and study shows that Au intercalation at the graphene-Ni interface creates a giant spin-orbit splitting Inline graphic in the graphene Dirac cone up to the Fermi energy. We consider the RSOC strength Inline graphic are constant in the strained region and vanishes otherwise. The magnetic field is assumed to vary only along the x axis, which can be generated by depositing ferromagnetic metal or superconducting materials on top of the dielectric layer, as is the way in semiconductor heterostructures19,20. The induced magnetic field can be approximately described21 by the vector potential Inline graphic. The vector potential Inline graphic is scaled in units of Inline graphic, B is the strength of the local magnetic field, Inline graphic22. We assume that the sample width Inline graphic, so that edge details are not important. Including RSOC and magnetic barrier together, the low-energy effective Hamiltonian for strained graphene can be written as

Figure 1. A schematic depiction of the graphene-based electronic device.

Figure 1

The source and drain electrodes are normal graphene. The central region is stained graphene with RSOC and magnetic barrier. The magnetic field is created by a ferromagnetic metal (FM) strips with x-axis magnetizations (blue arrows) depositing on top of the strained graphene region. Where W is the width of the graphene sample in the y direction, L is the length of strained region.

graphic file with name srep21590-m14.jpg

here Inline graphic is the Fermi velocity, Inline graphic for K, Inline graphic valleys, Inline graphic Pauli matrices act in the A, B space, and Inline graphic is Pauli matrices acting on the electron’s spin, and here Inline graphic22. Upon diagonalization of the Hamiltonian, we obtain the energy dispersion for both valleys

graphic file with name srep21590-m21.jpg

here Inline graphic is the sign of the spin projection along the in-plane direction orthogonal to the propagation direction, Inline graphic stands for the conduction (+) and valence (−) bands. Inline graphic is the longitudinal wave vector, Inline graphic, here Inline graphic is the incident angle. For an electron in Inline graphic valley with energy E and incident angle Inline graphic, we denote the transmission probability as Inline graphic, here the indexes Inline graphic specify the incoming and transmitting spin orientations respectively. The transfer matrix method23 is adopted to calculate Inline graphic. Once the transmission probability is known, one can determine the spin-dependent conductance24.

graphic file with name srep21590-m32.jpg

here Inline graphic, W is the width of the graphene sample in the y direction. The valley, spin resolved and total conductance are defined as

graphic file with name srep21590-m34.jpg

We also introduce valley and spin polarizations Inline graphic and Inline graphic

graphic file with name srep21590-m37.jpg

Results and Discussion

Figures 2(a,b) display spin resolved conductance for Inline graphic and K valleys as function of the Fermi energy. As the incident energy increases, for Inline graphic valley [Fig. 2(a)], the conductance shows an obvious blocked region in the Fermi energy regions −10.2 meV < EF < 10.2 meV. For K valley [Fig. 2(b)], the conductance is completely suppressed in a wider energy ranges [−18.9 meV, 18.9 meV]. Figure 2(a,b) also show that two spin-conserved conductances of each valley coincide for all Fermi energy, but the two spin-flipped conductance are different because the Hamiltonian of single valley system is no longer invariant under operation Inline graphic10, where Γ is time-reversal operator25. It is worth to note that in the energy ranges Inline graphic and Inline graphic, the conductance is contributed mainly by its spin- flipped component Inline graphic from the Inline graphic valley, while the others conductances are greatly suppressed, even the transport channels from K valley are forbidden wholly. Such transport property leads to that there are not only full valley polarization and high spin polarization but also obvious total conductance in the energy ranges Inline graphic and Inline graphic [seen in the green dashed lines in Fig. 2(c)]. In addition, the extremely high spin and valley polarizations also are present in the energy region −10.2 meV < EF < 10.2 meV, but the rather small conductance makes it impossible for either detection or applications. From Fig. 2(c), one can also find that the valley and spin polarizations decrease gradually and eventually decay to zero with increasing the energy.

Figure 2.

Figure 2

(a,b) Valley- and spin-dependent conductance in unit of Inline graphic, (c) total conductance/spin polarization/valley polarization as functions of the Fermi energy. The strengths of strain, magnetic and RSOC are: Inline graphicmeV, Inline graphic meV, Inline graphic meV, and the total width Inline graphic nm.

In this work, we propose and demonstrate that valley and spin filters can be simultaneously achieved in a strained graphene with RSOC and magnetic barrier. Such a remarkable result can be understood by the band structures in each region. For comparison, we first show the band structures near the Inline graphic and K points in strained graphene with only magnetic barrier [Fig. 3(a)] and only RSOC [Fig. 3(b)]. In Fig. 3(a), a band gap is induced, and the band gap for K valley is wider than that of Inline graphic valley since the total vector potential Inline graphic acting on K electrons is distinct in amplitude from its counterpart for Inline graphic electrons15. That is to say, a valley gap comes into being [see the green ellipse dashed lines in Fig. 3(a)], where only electron state from one valley is propagating wave and that from the other valley is evanescent at a fixed Fermi energy. Thus the valley polarization can be achieved as long as the Fermi energy located inside the valley gap, akin to that in the strained graphene with a periodic magnetic modulation15. In addition, spin polarization is absent in such strained graphene system with magnetic barrier due to spin degeneracy. In Fig. 3(b). One can clearly see that the RSOC makes the spin degeneracy lifted and produces a spin energy gap. As a result, the spin polarization for single valley can be achieved in the spin energy gap9,10. But such system is not able to generate a valley-polarized current because of the mirror symmetry of K and Inline graphic valleys10.

Figure 3.

Figure 3

Bulk states band structure with Inline graphic, for (a) Inline graphic meV, Inline graphic meV, Inline graphic meV; (b) Inline graphic meV, Inline graphic meV, Inline graphic meV; (c) Inline graphic meV, Inline graphic meV, Inline graphic meV.

So we study the band structure of strained graphene with both magnetic barrier and RSOC [Fig. 3(c)]. It is shown that valley gap is induced in the energy range Inline graphic to Inline graphic [see the green ellipse dashed lines in Fig. 3(c)]. Moreover, we also find that only single spin band at Inline graphic valley contributions to the current in that energy range as shown in Fig. 3(c), which leads to only one spin-flipped conductance for one valley is dominate [Fig. 2(a,b)]. Thus, high valley- and spin-polarization currents can be expected at those energies [Fig. 2(c)]. In addition, because the above band structure only for Inline graphic, while the overall conductance is contributed from electrons with not only Inline graphic, but also Inline graphic, which lead the current can flow, even when the Fermi energy is located in the band gap near the Inline graphic points [as seen in Fig. 2(a,c)]. The band structure also shows that the valley and single spin band gaps disappear for high Fermi energy, which lead to the valley and spin polarizations become lower and eventually converge to zero with increasing the Fermi energy. As a result, to observe valley/spin polarization current in the concerned structure, it is highly desirable to keep the system with valley gap and single spin band gap.

The valley and single spin band gaps can be deceived by the extreme points of energy band (A, B, C and D points) [see in Fig. 3(c)]. In Fig. 4(a–c), we plot the extreme points of energy band as functions of strain, magnetic barrier and RSOC strengths. With increasing the strain and magnetic strengths, we find that the valley gap firstly widens and then has no obvious change, and the location of the valley gap is shifted to high-energy region [Fig. 4(a,b)]. While the increase of RSOC strength makes the valley gap narrow and the location of the valley gap move toward low-energy region gradually [Fig. 4(c)]. In addition, it is shown that the single spin band gap coincides with valley gap for all Fermi energy with the increasing of the strain strength [Fig. 4(a)]. With increasing the magnetic strength, the single spin band gap firstly coincides with valley gap and then is narrower than the valley gap [Fig. 4(b)]. And the increase of RSOC strength causes that the single spin band gap firstly is smaller than valley gap and then coincides with valley gap [Fig. 4(c)]. The gap characters reflect on the valley/spin polarization [Fig. 4(d–i)]. In addition to the high valley/spin polarization in transmission gap, we can also find that the high valley polarization is mainly appears in the valley gap [Fig. 4(d–f)], and the high spin polarization mostly occur in the single spin band gap [Fig. 4(g–i)]. However, effective valley/spin filtering also requires a high transmitted valley/spin current. From Fig. 4(j–l), one can find in the transmission gap region, the total conductance is small. While within the valley gap or single spin band gap region, the total conductance can be larger than Inline graphic, allowing for a remarkable valley/spin current, which confirming that such a strained graphene with valley gap and single spin band gap is an effective valley/spin filtering device. Moreover, more abundant spin polarization features of the system can be find in Fig. 4(g,h), where both high positive and negative spin polarizations are present with increasing the strain and magnetic strengths. Then, one can find that the negative spin polarization always occurs if Inline graphic, and the positive one appearing, provided Inline graphic. The reason can be understood as follows. Firstly, from Fig. 2, we can find that the presence of spin polarization is mainly caused by spin-flipped transmissions from Inline graphic valley. The Hamiltonian of strain combined with magnetic vector for Inline graphic valley is Inline graphic. It is obvious that shifts of the Dirac points have the opposite direction for Inline graphic and Inline graphic. This feature leads to the transmission of electrons shows a mirror symmetry in Inline graphic valley which causes the positive spin polarization is present for Inline graphic and negative spin polarization appears at Inline graphic. The above features show that the spin filtering properties can easily be switched by adjusting the strain and magnetization strengths.

Figure 4.

Figure 4

(ac) The extreme points (A, B, C and D) of energy band as functions of strain, magnetic and RSOC strengths, (df) valley polarization, (gi) spin polarization and (jl) total conductance as functions of the Fermi energy E and strain, magnetic and RSOC strengths. The other parameters are Inline graphic meV, Inline graphic meV, Inline graphic meV, Inline graphic nm.

Summary

In conclusion, we have demonstrated that strained graphene with RSOC and magnetic barrier can generate valley- and spin-polarization currents. To observe such polarized current in the concerned structure, it is highly desirable to keep the system with valley gap and single spin band gap. The full valley-polarization current mainly appears in the valley gap and full spin-polarization one mostly occurs in the single spin band gap. The valley and single spin band gaps can be modulated by strain, RSOC and magnetic strength. In addition, under the strain and magnetic manipulation, the spin polarization can be switched by adjusting the strain and magnetization strengths. The full valley- and spin-polarization currents provide the desirable routines to construct spin/valley filter for graphene-based logic applications.

Our results would be also applicable to other spin and valley coupled systems, such as monolayers of silicene and MoS2, where low energy physics are governed by massive Dirac fermion.

Additional Information

How to cite this article: Wu, Q.-P. et al. Full Valley and Spin Polarizations in Strained Graphene with Rashba Spin Orbit Coupling and Magnetic Barrier. Sci. Rep. 6, 21590; doi: 10.1038/srep21590 (2016).

Acknowledgments

This work is supported by the National Natural Science Foundation of China (Grant Nos 11364019, 11464011, 11365009, 11264019 and 11164007).

Footnotes

Author Contributions Q.W. conceived the idea and performed the calculation. Q.W., Z.F.L. and A.C. contributed to the interpretation of the results and wrote the manuscript. X.X. and Z.M.L. contributed in the discussion. All authors reviewed the manuscript.

References

  1. Novoselov K. S. et al. Electric field effect in atomically thin carbon films. Science 306, 666–669 (2004). [DOI] [PubMed] [Google Scholar]
  2. Zhang Y., Tan Y.-W., Stormer H. L. & Kim P. Experimental observation of the quantum Hall effect and Berry’s phase in graphene. Nature 438, 201–204 (2005). [DOI] [PubMed] [Google Scholar]
  3. Zheng Y. & Ando T. Hall conductivity of a two-dimensional graphite system. Phys. Rev. B 65, 245420 (2002). [Google Scholar]
  4. Min H. et al. Intrinsic and Rashba spin-orbit interactions in graphene sheets. Phys. Rev. B 74, 165310 (2006). [Google Scholar]
  5. Huertas-Hernando D., Guinea F. & Brataas A. Spin-orbit coupling in curved graphene, fullerenes, nanotubes, and nanotube caps. Phys. Rev. B 74, 155426 (2006). [Google Scholar]
  6. Haugen H., Huertas-Hernando D. & Brataas A. Spin-orbit coupling in curved graphene, fullerenes, nanotubes, and nanotube caps. Phys. Rev. B 77, 115406 (2008). [Google Scholar]
  7. Yokoyama T. & Linder J. Anomalous magnetic transport in ferromagnetic graphene junctions. Phys. Rev. B 83, 081418 (2011). [Google Scholar]
  8. Zhai F. & Yang L. Strain-tunable spin transport in ferromagnetic graphene junctions. Appl. Phys. Lett. 98, 2101 (2011). [Google Scholar]
  9. Wu Q.-P., Liu Z.-F., Chen A.-X., Xiao X.-B. & Liu Z.-M. Generation of full polarization in ferromagnetic graphene with spin energy gap. Appl. Phys. Lett. 105, 252402 (2014). [Google Scholar]
  10. Liu Z.-F., Wu Q.-P., Chen A.-X., Xiao X.-B. & Liu N.-H. Enhanced spin polarization in graphene with spin energy gap induced by spin-orbit coupling and strain. J. Appl. Phys. 115, 203710 (2014). [Google Scholar]
  11. Rycerz A., Tworzydło J. & Beenakker C. Valley filter and valley valve in graphene. Nat. Phys. 3, 172–175 (2007). [Google Scholar]
  12. Neto A. C., Guinea F., Peres N., Novoselov K. S. & Geim A. K. The electronic properties of graphene. Rev. Mod. Phys. 81, 109 (2009). [Google Scholar]
  13. Garcia-Pomar J., Cortijo A. & Nieto-Vesperinas M. Fully valley-polarized electron beams in graphene. Phys. Rev. Lett. 100, 236801 (2008). [DOI] [PubMed] [Google Scholar]
  14. Moldovan D., Masir M. R., Covaci L. & Peeters F. M. Resonant valley filtering of massive Dirac electrons. Phys. Rev. B 86, 115431 (2012). [Google Scholar]
  15. Song Y., Zhai F. & Guo Y. Strain-tunable spin transport in ferromagnetic graphene junctions. Appl. Phys. Lett. 103, 183111 (2013). [Google Scholar]
  16. Grujić M. M., Tadić M. Ž. & Peeters F. M. Spin-valley filtering in strained graphene structures with artificially induced carrier mass and spin-orbit coupling. Phys. Rev. Lett. 113, 046601 (2014). [DOI] [PubMed] [Google Scholar]
  17. Pereira V. M., Neto A. C. & Peres N. Tight-binding approach to uniaxial strain in graphene. Phys. Rev. B 80, 045401 (2009). [Google Scholar]
  18. Dedkov Y. S., Fonin M., Rüdiger U. & Laubschat C. Rashba effect in the graphene/Ni (111) system. Phys. Rev. Lett. 100, 107602 (2008). [DOI] [PubMed] [Google Scholar]
  19. Nogaret A., Lawton D., Maude D., Portal J. & Henini M. Hall anomaly of diffusive magnetic waveguides. Phys. Rev. B 67, 165317 (2003). [Google Scholar]
  20. Tarasov A. et al. Quantized magnetic confinement in quantum wires. Phys. Rev. Lett. 104, 186801 (2010). [DOI] [PubMed] [Google Scholar]
  21. Zhai F., Zhao X., Chang K. & Xu H. Magnetic barrier on strained graphene: A possible valley filter. Phys. Rev. B 82, 115442 (2010). [Google Scholar]
  22. DellAnna L. & De Martino A. Wave-vector-dependent spin filtering and spin transport through magnetic barriers in graphene. Phys. Rev. B 80, 155416 (2009). [Google Scholar]
  23. Bercioux D. & De Martino A. Spin-resolved scattering through spin-orbit nanostructures in graphene. Phys. Rev. B 81, 165410 (2010). [Google Scholar]
  24. Büttiker M., Imry Y., Landauer R. & Pinhas S. Generalized many-channel conductance formula with application to small rings. Phys. Rev. B 31, 6207 (1985). [DOI] [PubMed] [Google Scholar]
  25. Zhai F. & Xu H. Symmetry of spin transport in two-terminal waveguides with a spin-orbital interaction and magnetic field modulations. Phys. Rev. Lett. 94, 246601 (2005). [Google Scholar]

Articles from Scientific Reports are provided here courtesy of Nature Publishing Group

RESOURCES