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. Author manuscript; available in PMC: 2017 Apr 1.
Published in final edited form as: J Acquir Immune Defic Syndr. 2016 Apr 1;71(4):444–451. doi: 10.1097/QAI.0000000000000856

Lower HIV risk among circumcised men who have sex with men in China: Interaction with anal sex role in a cross-sectional study

Han-Zhu Qian 1,2, Yuhua Ruan 3,4, Yu Liu 1, Douglas F Milam 5, Hans M L Spiegel 6, Lu Yin 1, Dongliang Li 7, Bryan E Shepherd 1,8, Yiming Shao 3,4, Sten H Vermund 1,9,*
PMCID: PMC4767598  NIHMSID: NIHMS721709  PMID: 26413852

Abstract

Background

Voluntary medical male circumcision reduces the risk of HIV heterosexual transmission in men, but its effect on male-to-male sexual transmission is uncertain.

Methods

Circumcision status of men who have sex with men (MSM) in China was evaluated by genital examination and self-report; anal sexual role was assessed by questionnaire interview. Serostatus for HIV and syphilis was confirmed.

Results

Among1155 participants (242 known seropositives and 913 with unknown HIV status at enrollment), the circumcision rate by self-report (10.4%) was higher than confirmed by genital examination (8.2%). Male circumcision (by exam) was associated with 47% lower odds of being HIV seropositive (adjusted odds ratio [aOR], 0.53; 95% confidence interval [CI], 0.27-1.02) after adjusting for demographic covariates, number of lifetime male sexual partners, and anal sex role. Among MSM who predominantly practiced insertive anal sex, circumcised men had 62% lower odds of HIV infection than those who were uncircumcised (aOR, 0.38, 95%CI, 0.09-1.64). Among those whose anal sex position was predominantly receptive or versatile, circumcised men have 46% lower odds of HIV infection than did men who were not circumcised (aOR, 0.54, 95%CI, 0.25-1.14). Compared to uncircumcised men reporting versatile or predominantly receptive anal sex positioning, those who were circumcised and reported practicing insertive sex had an 85% lower risk (aOR, 0.15; 95%CI, 0.04-0.65). Circumcision was not associated clearly with lower syphilis risk (aOR, 0.91; 95%CI, 0.51-1.61).

Conclusions

Circumcised MSM were less likely to have acquired HIV, most pronounced among men predominantly practicing insertive anal intercourse. A clinical trial is needed.

Keywords: male circumcision, HIV, syphilis, men who have sex with men, homosexual men, anal sexual role, anal sexual position, China


Randomized controlled trials have shown that male circumcision (MC) reduces the risk of HIV acquisition by over half in heterosexual men living in high prevalence areas of Africa.1,2,3,4,5 However, the relationship between circumcision and HIV risk among men who have sex with men (MSM) has been inconclusive.6-16 A meta-analysis of observational studies suggested slightly lower HIV odds among MSM who were circumcised, an association that might have been due to chance.17,18 A second review suggested that MSM who predominantly practiced insertive anal sex may have had a lower risk of HIV if circumcised.19 Prior studies among MSM have relied largely on self-report rather than physical exam to assess circumcision status.

Syphilis is another common sexually transmitted infection (STI) in MSM, often associated with HIV transmission.20 Among MSM6 and heterosexual men21 alike, circumcision has not been protective for syphilis. It has been speculated that circumcision status may be behaviorally disinhibiting among men who believe that their circumcised status helps protect them from HIV and STI.22,23 More risky behaviors in circumcised men could confound the assessment of an effect of circumcision on HIV infection and syphilis infection.24,25

As circumcision is thought to protect men from acquiring HIV via the glans penis, sexual role preference or position (i.e., practicing insertive versus receptive anal intercourse) may be a key factor. Men practicing insertive anal sex (analogous to insertive vaginal sex) may be protected by circumcision more than men predominantly practicing receptive anal sex. Only a few studies have considered this factor carefully.9,10,16 We sought to evaluate the relationship between circumcision and HIV and syphilis among Chinese MSM, along with interactions of anal sexual role.

Methods

Study design and population

Through local gay-friendly community based organizations (CBOs), we recruited participants into a cross-sectional study during 2010-2011 in Beijing, China. We used advertisements on an MSM-oriented website (http://www.hivolunt.net). Outreach to MSM-frequented venues including bars, public bathhouses, parks, and MSM clubs, and snowball sampling via peer recruitment. Inclusion criteria were: (1) male; (2) self-reported ever having had sex with men; (3) willingness to receive a genital exam and blood sample; and (4) written informed consent. HIV-infected MSM from ongoing epidemiologic studies in the same community were also recruited; equivalent recruitment approaches were used to find participants for these ongoing studies.26 All participants provided consent for study participation, completed questionnaires, agreed to genital exams, and provided needed blood specimens. If participants provided definitive evidence of confirmed HIV-seropositive status, HIV testing was not repeated. According to the national HIV/AIDS diagnostic criteria, diagnosis of HIV infection must be confirmed by Western Blot (WB) test, and confirmed HIV infections should be reported and entered to national database. The study protocol was approved by the institutional review boards of National Center for AIDS/STD Control and Prevention (NCAIDS) of the Chinese Center for Disease Control and Prevention (China CDC) and Vanderbilt University.

Data collection

A questionnaire was administered by a trained interviewer to collect data on socio-demographic characteristics, drug and alcohol use, history of STIs, circumcision status, and sexual behaviors, including the number of male and female sexual partners, frequency of partner change, condom use, and pattern of homosexual activities, including anal sexual role. Participants were asked, “Which one of the following statements best describes your sexual activities with male partners in your life?” Choices were “exclusively receptive (or 100% receptive),” “mainly receptive (>75-99% receptive),” “versatile (25-75% receptive),” “mainly insertive (1-<25% receptive),” and “exclusively insertive (0% receptive).” Circumcision status was also assessed through genital examination performed by Chinese clinicians trained in Beijing by a US board-certified urologist (DFM).

A blood sample was collected to test for HIV and syphilis infections according to Chinese national testing protocols. An enzyme-linked immunosorbent assay (ELISA, Wantai Biological Medicine, Beijing) was used as a screening test for HIV-1 antibody, and a positive sample was confirmed by HIV-1/2 Western blot (HIV Blot 2.2 WB™; Genelabs Diagnostics, Singapore). The rapid plasma reagin (RPR) assay (Shanghai Kehua Biotechnology Ltd., China) was used to screen for syphilis, and a positive RPR result was confirmed by the Treponema pallidum particle assay (TPPA) (Fujirebio Inc., Japan). Participants who were positive for both RPR and TPPA were classified as syphilis-infected. All participants were offered their study results with counseling and linkage to care when needed for treatment.

Statistical analysis

We performed descriptive analyses of demographic, sexual, and behavioral characteristics, using medians and interquartile ranges for continuous variables. We compared self-report and genital exam methods for assessing circumcision status. We described demographic and behavioral characteristics by HIV and syphilis status. We examined the associations between circumcision and HIV and syphilis infections separately using multivariable logistic regression.

In multivariable logistic regression analyses, predominant anal sexual role was dichotomized as insertive (“mainly insertive” or “exclusively insertive”) versus receptive/versatile (“exclusively receptive,” “mainly receptive,” or “versatile”), based on preliminary analysis of HIV risk across the original five categories of anal sexual role. Our primary model assessed the associations adjusting for variables perceived to be selected a priori as potential confounders: age, ethnicity (Han or other), years of education (≤6, 7-9, 10-12, or >12), local residency (Beijing or other), anal sexual role, and, as a reviewer’s suggestion (so strictly not a priori) number of lifetime male sexual partners. Secondary models included (1) a model that adjusted for all variables that were significant at the level of P≤0.2 in bivariate analyses, and (2) a model that adjusted for all variables which contributed to 10% or larger change in the effect estimate of the primary predictor variable (circumcision) based on a backward stepwise elimination strategy. During model fitting, we included an interaction term of circumcision and anal sexual role, but they were not statistically significant (P>0.05) and were not included in the reported models. We assessed condom use during the past six months in the questionnaire interview. As condom use was not associated with circumcision status in preliminary analysis, we did not include this variable in the multivariable analyses.

We further performed stratified analyses of circumcision and HIV infection by anal sex role while adjusting for age, ethnicity, marriage, education, occupation, number of lifetime male sexual partners, and Beijing residency status. Using uncircumcised, receptive/versatile-sex subgroup as the reference, we assessed the individual and joint effects of circumcision and insertive-sex. We also performed a subgroup analysis among participants who exclusively or mainly practiced insertive anal sex over their lifetime. STATA 12.0™ (StataCorp LP, College Station, Texas) was used for all analyses.

Funding Sources

The study was supported by the National Institutes of Health (grants UL1RR024975, UL1TR000445, and R01AI094562) and by the Chinese State Key Laboratory for Infectious Disease Development Grant (2012SKLID103).

Role of the funding source

The content is solely the responsibility of the authors and does not represent the views of the NIH of the China CDC. Dr. Spiegel is a coauthor from the NIH and Drs. Ruan and Shao are co-authors from the China CDC, but none was responsible for grant funding.

Results

Study population and prevalence of infections

We recruited 1155 MSM who provided informed consent for participation in this study, including 913 with unknown HIV status and 242 with confirmed HIV-positive status at enrollment. Of all participants, 27.2% were married to women; 52.8% had attended college; 66.1% had Beijing legal residency (i.e., non-migrants); 5.9% were of minority (non-Han) ethnicity; 82.7% were employed, and 5.0% were students. Age ranged from 18 to 68 years (median 30 years). Among 913 participants with unknown HIV status at enrollment, 48 (5.3%) were HIV-infected; HIV status was unable to be assessed for 18 (2.0%) participants. Therefore, the study included 1137 participants (98.4%) with Western blot-confirmed HIV status, including 290 HIV-infected and 847 HIV-uninfected. Of 1140 participants (98.7%) with syphilis results, 298 (26.1%) were confirmed seropositive.

Prevalence of circumcision by self-report and genital exam

Of 964 (83.5%) MSM who self-reported their circumcision status and also received a genital exam, 100 (10.4%) self-reported circumcision and 79 (8.2%) were circumcised based on genital exam. With genital exam as the gold standard, the positive predictive value and negative predictive value of self-report in assessing circumcision were 74% and 99%, respectively (Table 1).

Table 1.

Agreement of male circumcision status based on self-report and genital examination among men who have sex with men in China

By self-report By genital examination
Total
Circumcised Uncircumcised
Circumcised 74 (7.7%) 26 (2.7%) 100 (10.4%)
Uncircumcised 5 (0.5%) 859 (89.1%) 864 (89.6%)
Total 79 (8.2%) 885 (91.8%) 964 (100%)*
*

The total sample size for the agreement testing is 964 (of 1155, 83.5%) due to missing data on self-reporting or genital examination of circumcision. No man was partially circumcised, a phenomenon more common with infant circumcision which was rare here.

Note: Using genital exam as the definitive method for assessing circumcision: Kappa=0.81; sensitivity=94%; specificity=97%; positive predictive value (PPV)=74%, negative predictive value (NPV)=99%.

Sexual and drug using behaviors were similar between circumcised and uncircumcised participants. Drug abuse was reported among 2.5% of circumcised and 3.0% of uncircumcised participants had abused drugs. Female sex partners were reported by 49% of circumcised and 46% of uncircumcised men. A history of STIs was reported by 28% of circumcised and 30% of uncircumcised men.

Demographic and behavioral characteristics by HIV and syphilis status

The distribution of age, ethnicity, education and marital status was similar between HIV infected and uninfected men (Table 2). However, HIV-infected participants were more likely to be unemployed/retired (13.1% vs. 5.2%; P<0.01) and without Beijing residency status (39.4% vs. 31.8%; P=0.02). HIV-infected participants were more likely to self-identify as homosexuals instead of bisexuals (73.4% vs. 65.3%; P=0.04); had more lifetime male sexual partners (median 15 vs.10; P<0.01); were more likely to predominantly practice receptive anal sex (41.6% vs. 29.5%; P<0.01); and were more likely to be syphilis-infected (58.3% vs.15.0%; P<0.01) and have a history of an STI (52.0% vs. 22.9%; P<0.01). HIV-infected men were less likely to report current alcohol use (17.9% vs. 24.9%; P<0.01; Table 2).

Table 2.

Demographic and behavioral characteristics by HIV and syphilis status among men who have sex with men in China

Characteristic HIV (N=1137) Syphilis (N =1140)

Positive (n=290); n (%) Negative (n=847); n (%) P-value Positive (n=298); n (%) Negative (n=842); n (%) P-value
Age in years 0.78 <0.01
 Median (IQR)* 31(26-36) 30 (26-35) 32 (27-38) 30 (26-35)
Ethnicity 0.79 0.67
 Han majority 272 (93.8) 798 (94.2) 279 (93.6) 794 (94.3)
 Minorities 18 (6.2) 49 (5.8) 19 (6.4) 48 (5.7)
Current marital status 0.75 0.10
 Unmarried 213 (73.4) 614(72.5) 206 (69.1) 624 (74.1)
 Married 72 (26.6) 233(27.5) 92 (30.9) 218 (25.9)
Education in years 0.58 <0.01
 Primary (<=6) 10 (3.4) 21 (2.5) 10 (3.4) 21 (2.5)
 Middle school(7-9) 51 (17.6) 128 (15.1) 64 (21.5) 116 (13.8)
 Secondary (10-12) 82 (28.3) 243 (28.7) 89 (30.0) 237 (28.1)
 College (>12) 147 (50.7) 454 (53.7) 134 (45.1) 468 (55.6)
Occupation <0.01 <0.01
 Employed 222 (76.6) 717 (85.0) 245 (82.2) 696 (83.0)
 Unemployed/retired 38 (13.1) 44 (5.2) 28 (9.4) 55 (6.5)
 Student 12 (4.1) 45 (5.3) 4 (1.3) 53 (6.3)
 Other 18 (6.2) 38 (4.5) 21 (7.1) 35 (4.2)
Beijing local residence (Hukou) 0.02 0.20
 No 114 (39.4) 269 (31.8) 110 (36.9) 275 (32.7)
 Yes 175 (60.6) 577 (68.2) 188 (63.1) 565 (62.3)
Illicit drug use 0.98 0.89
 No 281 (97.2) 821 (97.0) 289 (97.0) 816 (97.1)
 Yes 8 (2.8) 25 (3.0) 9 (3.0) 24 (2.9)
Alcohol drinking, past 4 weeks <0.01 0.02
 Never 99 (34.1) 213 (25.2) 100 (33.6) 214 (25.5)
 Rarely 139 (47.9) 422 (49.9) 142 (47.6) 419 (49.8)
 >2 times weekly 40 (13.8) 172 (20.3) 42 (14.1) 171 (20.3)
 Daily 12 (4.1) 39 (4.6) 14 (4.7) 37 (4.4)
Sexual orientation 0.04 0.30
 Homosexual 210 (73.4) 547 (65.3) 210 (71.0) 549 (66.1)
 Heterosexual 2 (0.7) 10 (1.2) 2 (0.7) 10 (1.2)
 Bisexual 74 (25.9) 281 (33.5) 84 (28.3) 271 (32.7)
Number of lifetime male sexual partners <0.01 <0.01
 Median (IQR) 15 (7-10) 10 (5-30) 17 (8-50) 10 (5-26)
Predominant anal sexual role <0.01 0.01
 Receptive 116 (41.6) 241 (29.5) 101 (35.7) 257 (31.4)
 Insertive 82 (29.4) 397 (48.5) 101 (35.7) 379 (46.4)
 Versatile 81(29.0) 180 (22.0) 81 (28.6) 181 (22.2)
Concurrent male partners in past 12 months 0.11 0.13
 No 258 (90.8) 788 (93.1) 266 (90.5) 782 (93.2)
 Yes 26 (9.2) 58 (6.9) 28 (9.5) 57 (6.8)
Traded sex for money in past 12 months 0.15 0.03
 No 266 (93.3) 808 (95.5) 273 (92.5) 804 (95.8)
 Yes 19 (6.7) 38 (4.5) 22 (7.5) 35 (4.2)
Ever had forced sex with a male partner 0.28 0.34
 No 272 (95.4) 819 (96.8) 282 (95.6) 812 (96.8)
 Yes 13 (4.6) 27 (3.2) 13(4.4) 27 (3.2)
Ever had sex with a female partner 0.90 0.96
 No 157 (54.1) 462 (54.5) 162 (54.4) 459 (54.5)
 Yes 133 (45.9) 385 (45.5) 136 (45.6) 383 (45.5)
Circumcision status by exam 0.02 0.22
 Uncircumcised 263 (96.0) 750 (91.7) 266 (94.3) 749 (92.1)
 Circumcised 11 (4.0) 68 (8.3) 16 (5.7) 64 (7.9)
History of sexually transmitted diseases <0.01 <0.01
 No 132 (48.0) 634 (77.1) 115 (40.3) 653 (80.1)
 Yes 143 (52.0) 188 (22.9) 170 (59.7) 162 (19.9)
*

IQR: interquartile range

Receptive or Insertive sexual roles refer to exclusively or mainly, combined. Versatile indicates no marked preference for receptive or insertive role.

Compared to uninfected participants, participants with syphilis infection were older (median age: 32 vs. 30 years; P<0.01), had lower educational attainment (less than middle school: 33.9% vs. 16.3%; P<0.01), and were more likely to be unemployed/retired (9.4% vs. 6.5%; P<0.01). Syphilis-infected participants were also more likely to have a history of STIs (59.7% vs. 19.9%; P<0.01) or a history of trading sex for money (7.5% vs. 4.2%; P=0.03), and had more lifetime male sexual partners (median 17 vs.10; P<0.01). Syphilis-infected men were less likely to currently consume alcohol (18.8% vs. 24.7%; P=0.02) and predominantly practice insertive anal sex (35.7% vs. 46.4%; P<0.01; Table 2).

Association of circumcision and infection

Table 3 shows HIV risk across the original five categories of anal sexual role among 1053 (91.2%) participants who had no missing data on three variables: circumcision, HIV status, and anal sex role/position. As HIV risk in two strata of mainly and exclusively insertive sex was lower than that in the other three strata, anal sex role was dichotomized as insertive versus receptive/versatile in multivariable logistic regression analyses.

Table 3.

HIV risk stratified by anal sex role among men who have sex with men in China

Anal sex role HIV status (N=1053)
Odds Ratio (95% confidence interval) P value
Positive (N=264) Negative (N=789)
Exclusively receptive 57 94 Reference --
Mainly receptive 53 138 0.63 (0.40,1.00) 0.05
Versatile 76 170 0.74 (0.48,1.13) 0.16
Mainly insertive 49 216 0.37 (0.24,0.59) <0.001
Exclusively insertive 29 171 0.28 (0.17,0.47) <0.001

In our primary model adjusting for age, ethnicity, education, Beijing residency, number of lifetime male sexual partners, and anal sexual role, men who were circumcised had 47% lower odds of being HIV positive than those who were not circumcised (adjusted OR [aOR], 0.53; 95% confidence interval [CI], 0.27-1.02). Results were similar in our two secondary models, one that adjusted for occupation, Beijing residency, alcohol drinking, sexual orientation, history of STI, number of lifetime male sexual partners, and anal sexual role (all covariates with significance ≤0.2 in bivariate analyses), and the second that adjusted for education (Table 4).

Table 4.

Association between male circumcision and HIV, syphilis or HIV/syphilis co-infection among men who have sex with men in China

Circumcision status Sample size (N=1053)* Adjusted odds ratio; OR (95% confidence interval)
A priori model Secondary model (1) Secondary model (2)§
HIV infection
Uncircumcised 975 Reference Reference Reference
Circumcised 78 0.53 (0.27, 1.02) 0.52 (0.25, 1.06) 0.47 (0.24, 0.90)

Syphilis infection
Uncircumcised 975 Reference Reference Reference
Circumcised 78 0.91 (0.51, 1.61) 0.94 (0.49, 1.78) 0.75 (0.42, 1.32)
*

N=1053 due to missing data on variables of circumcision, HIV status, or anal sex role/position.

Adjusted for age, ethnicity, education, Beijing residency, number of lifetime male sexual partners, and anal sexual role/position.

Adjusted for those covariates in Table 2, including anal sexual role, that were significant at P<0.2.

§

Adjusted for education after stepwise backward selection based on a 10% change in estimates.

The association between circumcision and syphilis infection was not statistically significant (aOR, 0.91; 95% CI, 0.51-1.61). Results were similar for secondary models adjusted for the same covariates as did for HIV models (Table 4).

Association of circumcision and HIV infection by strata of anal sexual role

Table 5 shows individual and joint associations of circumcision and anal sexual role on HIV risk. MSM who predominantly practiced insertive anal sex had lower odds of HIV infection than those whose anal sex was predominantly receptive or versatile regardless of circumcision status: 60% lower among uncircumcised men (aOR, 0.40; 95% CI, 0.29-0.55) and 72% lower among circumcised men (aOR, 0.28; 95% CI, 0.06-1.41) (Table 5).

Table 5.

Association between circumcision and HIV risk stratified by anal sexual role/position among men who have sex with men in China

Anal sex role Circumcised HIV status (N=1053)*
Adjusted odds ratio (95% confidence interval) Adjusted odds ratio (95% confidence interval) Adjusted odds ratio (95% confidence interval)
Positive (N=264) Negative (N=789)
Receptive/versatile No 177 364 Reference
Insertive No 76 358 0.40 (0.29, 0.55) Reference
Receptive/versatile Yes 9 38 0.54 (0.25, 1.14) Reference
Insertive Yes 2 29 0.15 (0.04, 0.65) 0.28 (0.06, 1.41) 0.38 (0.09, 1.64)#
*

N=1053 due to missing data on variables of circumcision, HIV status, or anal sex role/position.

Adjusted for age, ethnicity, education, number of lifetime male sexual partners, and Beijing residency.

Compared with circumcised, receptive/versatile-sex subgroup.

#

Compared with uncircumcised, insertive-sex subgroup.

MSM who were circumcised had lower (but not statistically significant) odds of HIV infection than those who were uncircumcised regardless of anal sexual role: 46% lower (aOR, 0.54; 95% CI, 0.25-1.14) among those predominantly practicing receptive or versatile anal sex and 62% lower (aOR, 0.38; 95% CI, 0.09-1.64) among those practicing insertive anal sex (Table 5).

Compared to uncircumcised men reporting practicing dual or predominantly receptive anal sex, those who were circumcised and reported predominantly practicing insertive anal sex had 85% lower odds (aOR, 0.15; 95% CI, 0.04-0.65) (Table 5).

Discussion

Our study found the strongest HIV protective association to date of circumcision among MSM,15,27-30 at the borderline of statistical significance (2-tailed α=0.05). A meta-analysis of 20 observational studies with 65,784 participants showed a weaker, also marginally significant association (OR, 0.86; 95% CI, 0.70-1.06).6 As expected, the protective odds were strongest among circumcised MSM who practiced insertive anal sex,31 which is consistent with the finding from that meta-analysis (OR, 0.27; 95% CI, 0.17-0.44).6 The stronger association in our population of uncircumcised status and higher HIV odds may be partially explained by our objective assessment of male circumcision status through genital examination, which eliminated misclassification in our study (Table 1). Chinese MSM do not have risk indices quite as high as in other MSM populations; the magnitude of risk in other populations could conceivably overwhelm the biological protective effects of circumcision. In addition, the sample sizes and number of events (HIV infection) were small in some strata, e.g., only 31 men who were circumcised and reported insertive anal sex and only two circumcised men were HIV-infected (Table 5); therefore, we do not believe that the protective effect that is suggested by the strong association observed here is a robust point estimate in the absence of confirmatory studies.

It is biologically plausible that circumcision offers a prophylactic effect for HIV acquisition among MSM who practice insertive anal intercourse, and that the mechanism is same for the protective effect in penile-vaginal intercourse among heterosexual men. The inner mucosa of the foreskin has less keratinization and a higher density of target cells for HIV infection.32 Removal of the foreskin among circumcised MSM will likely reduce the likelihood of HIV infection during insertive anal sex.

It is well-known that the per-act probability of acquiring HIV from an infected source is higher through receptive anal sex than through insertive anal sex;33 this result was also observed in our study (insertive vs. receptive/versatile: aOR, 0.40 (95% CI, 0.29-0.55) among uncircumcised MSM, while aOR, 0.28 (95% CI, 0.06-1.41) was among circumcised MSM. Circumcision would not be expected to protect persons who exclusively engage in receptive anal sex, though too few men fell into this category for us to do meaningful sub-group analyses. We note, however, that the association between circumcision status and HIV infection did not statistically differ between those who reported primarily engaging in insertive anal sex versus those who reported primarily engaged in receptive/versatile anal sex. This could be due to insufficient power, our collapsing predominantly receptive and versatile sex into a single category, misclassification of role due to the self-report nature of anal sex role, and/or evolving sexual behaviors within individuals over their lifetime. Most Chinese MSM are versatile, having practiced both receptive and insertive anal intercourse; we assessed their preferences over the past six months. Nonetheless, our results suggest that a future randomized clinical trial should not be limited only to those who engage in predominantly insertive anal sex.

Only about 8% of MSM enrolled in our study were circumcised; if circumcision is perceived to protect against HIV (not widely known in China), circumcised men could have higher risk behaviors due to risk disinhibition (also known as risk compensation). We found no differences in sexual risk taking between circumcised and uncircumcised participants. That syphilis was also not significantly different between the two groups suggests that sexual behavior differences are unlikely to explain our findings of lower odds of HIV in circumcised MSM.

Our study was hypothesis-driven, ascertained circumcision status through genital examination by trained physicians, and assessed HIV and syphilis infections with state-of-the-art serology and confirmatory testing. Hence, our study reduced information bias by eliminating recall bias for the ascertainment of the main exposure (circumcision) and the outcome (HIV and syphilis) variables. Our assessment of predominant sexual role/position during anal sex permitted an assessment of this interactive variable.

Our study’s limitations include the following. First, the key confounding variable—anal sex role in lifetime—was assessed based on response to one question. We defined insertive anal sex as >75% of anal sexual activities in lifetime being insertive (only 14% were exclusively insertive). MSM may change their role behavior over time, and some may take both insertive and receptive positions during one sex encounter with the same partner.34 If social desirability bias resulted in men over-reporting engaging in insertive anal intercourse, then it is likely that our odds ratio for protection would have been underestimated. Second, our cross-sectional design could invite unmeasured confounders that interfered with correct inferences. Since Han ethnic Chinese men are circumcised for medical indications, rather than religious or cultural reasons, we think the circumcision effect is unlikely to be explained by an unmeasured confounding factor, unless men with phimosis (usually from childhood) are different in some systematic way from others.35 Routine infant circumcision is a rare practice in China; Muslims were <1% of our sample. Third, data on prospective condom use were not available due to the cross-sectional nature of this survey. Theoretically, if men believed that their circumcised status helped protect them from HIV, circumcised men might be behaviorally disinhibiting, so condom use could have distorted the relationship between circumcision and HIV risk. Our survey had one question about condom use during the past six months, and no association of condom use with circumcision status was noted, so this variable was not adjusted for in multivariable analyses. Future prospective studies or clinical trials should examine condom use and sexual risk taking carefully. Finally, the use of one site in the capital city Beijing may limit our study’s generalizability.

In the US, circumcision rates are lower among black MSM, while HIV rates are higher, compared to white MSM.36-38 Since the global prevalence of circumcision is only 30% among males aged ≥15, we suggest that a considerable public health benefit of circumcision in MSM is plausible, if proven effective and acceptable in MSM in clinical trials.39 Most MSM are versatile in their anal sex roles,40 and <10% exclusively practice receptive sex; hence, most MSM could benefit from circumcision.41 In Peru, circumcision prevalence is low and HIV incidence is high in MSM; a transmission model estimated that one HIV infection could be averted per six circumcisions, but the putative protective benefits of circumcision may have been underestimated, judging from parameters that are suggested by our study.42

HIV prevention strategies among MSM are still limited in their availability and uptake.43,44 Only a clinical trial will resolve the issue of the efficacy of male circumcision for MSM to prevent HIV, given inherent limitations of observational studies. Future work must consider: (1) Objective ascertainment of circumcision status via genital examination; (2) Careful assessment of anal sex role/positioning;45,46 (3) Detailed data on condom use and sexual risk taking; (4) Local acceptability of adult circumcision, whether favorable35,47-50 or less so;31,51 (5) Appropriate study design.52-54 Before clinical trials are initiated, feasibility studies may be necessary for evaluating cultural contextual factors that may affect recruitment and external validity, surgery-alternative techniques,55-59 decision analysis models of costs vs. benefits of circumcision among MSM, and community views of circumcision and willingness to engage circumcision efficacy trials. In a registered clinical trial (NCT01068015) where circumcision is one component of a package of integrated interventions, 50% of Chinese MSM participants stated willingness, but only 15% eventually accepted circumcision (personal communication, Dr. Jie Xu).

In summary, our study suggests that circumcision may be a tool to reduce the risk of HIV acquisition among MSM. If community support and willingness to participate is confirmed, an adequately powered, multi-center (to improve generalizability) randomized clinical trial could provide a definitive assessment of efficacy in the context of different populations of MSM with careful assessment and adjustment of sexual role/positioning and risky behaviors.

Acknowledgments

HZQ, YR and SHV conceptualized and designed the study; YR, DFM and DL contributed to data collection; HZQ, YL and LY analyzed the data; HZQ, YL, YS, BES, and SHV interpreted the data, HZQ and YL drafted the manuscript; all authors contributed to revising the manuscript, and all authors have reviewed and approved the final version of the manuscript.

Primary Funding Sources: NIH (NCRR Grant UL1RR024975, NCATS Grant UL1TR000445, and NIAID Grant R01AI094562) and Chinese State Key Laboratory for Infectious Disease (Development Grant 2012SKLID103).

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