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. 2015 Dec 28;4:e12362. doi: 10.7554/eLife.12362

Observation of long-range tertiary interactions during ligand binding by the TPP riboswitch aptamer

Van K Duesterberg 1,, Irena T Fischer-Hwang 2,, Christian F Perez 3,, Daniel W Hogan 4, Steven M Block 4,5,*
Editor: Antoine M van Oijen6
PMCID: PMC4775224  PMID: 26709838

Abstract

The thiamine pyrophosphate (TPP) riboswitch is a cis-regulatory element in mRNA that modifies gene expression in response to TPP concentration. Its specificity is dependent upon conformational changes that take place within its aptamer domain. Here, the role of tertiary interactions in ligand binding was studied at the single-molecule level by combined force spectroscopy and Förster resonance energy transfer (smFRET), using an optical trap equipped for simultaneous smFRET. The ‘Force-FRET’ approach directly probes secondary and tertiary structural changes during folding, including events associated with binding. Concurrent transitions observed in smFRET signals and RNA extension revealed differences in helix-arm orientation between two previously-identified ligand-binding states that had been undetectable by spectroscopy alone. Our results show that the weaker binding state is able to bind to TPP, but is unable to form a tertiary docking interaction that completes the binding process. Long-range tertiary interactions stabilize global riboswitch structure and confer increased ligand specificity.

DOI: http://dx.doi.org/10.7554/eLife.12362.001

Research Organism: A. thaliana

eLife digest

When a gene is switched on, its DNA is first copied to make a molecule of messenger ribonucleic acid (mRNA). The genetic code in the mRNA is then translated into a protein. There are also untranslated regions within mRNAs that do not code for protein themselves, but serve to regulate whether or not a protein is produced from the rest of the mRNA. For example, many mRNAs contain a motif in their untranslated region called a 'riboswitch'. These motifs selectively bind to molecules that are the products of metabolic processes. One riboswitch found in bacteria, animals and plants binds to a molecule known as thiamine pyrophosphate (TPP) and regulates genes that control the uptake of a vitamin called thiamine into cells.

Newly made mRNA molecules are linear strands that then fold into three-dimensional structures. The TPP riboswitch can adopt distinct shapes depending on whether it is bound to TPP or not. Knowledge of these structures is crucial for understanding how riboswitches regulate protein production. Previous research reported the folding of a TPP riboswitch from bacteria.

Here, Duesterberg et al. used a combination of two techniques known as force spectroscopy and Förster resonance energy transfer (FRET) to study the folding of the TPP riboswitch from a plant called Arabidopsis thaliana. The experiments show that in the presence of TPP, structural changes occur in two arm-like appendages – known as helix arms – that extend out of the core of the riboswitch. The riboswitch adopts a particular shape when TPP is strongly bound to it, and in this shape the riboswitch can regulate the activity of certain genes. However, if the riboswitch is only weakly associated with TPP, it takes on a shape in which the two helix arms are further apart and the riboswitch is unable to form the interactions required to complete the process of binding to TPP.

Duesterberg et al.’s findings reveal that the way in which the A. thaliana riboswitch changes shape when it is bound to TPP is different to that of its bacterial counterpart. The next challenge will be to observe these shape changes in even more detail, and to use these new techniques to study other riboswitches in various organisms.

DOI: http://dx.doi.org/10.7554/eLife.12362.002

Introduction

The gene-regulatory activity of a riboswitch is mediated by its ability to form a substructure, called the aptamer domain, that binds—and thereby senses—a ligand, which is generally a small metabolite (Roth and Breaker, 2009; Serganov and Nudler, 2013; Serganov and Patel, 2012). Riboswitch aptamers fold and then bind their cognate ligands in a highly specific manner, and as they do so, they compete with alternative RNA structures that can form in conjunction with other domains of the riboswitch, which function either to permit, or to prevent, downstream gene expression. The aptamer of the TPP riboswitch senses the abundance of the coenzyme thiamine pyrophosphate, and in response, reduces the uptake of the vitamin thiamine. Versions of the TPP riboswitch have been discovered in all three kingdoms of life (Cheah et al., 2007; Sudarsan et al., 2003; Winkler et al., 2002). In Arabidopsis thaliana, the TPP aptamer is located upstream of the 3′ untranslated intron region of the thiC gene, and it contains a complementary sequence that, in the absence of TPP, acts to sequester a downstream splice site: it therefore functions by modulating alternative gene splicing (Wachter et al., 2007).

Crystal studies have identified striking similarities between the structures of the ligand-bound forms of a truncated TPP aptamer from A. thaliana and the thiM aptamer from Escherichia coli (Edwards and Ferre-D'Amare, 2006; Serganov et al., 2006; Thore et al., 2006). Specifically, both eukaryotic and prokaryotic aptamers share a common binding conformation (Figure 1), characterized by contacts formed by (1) the TPP pyrimidine ring and the ‘sensor’ helix arm P2/3, (2) the TPP pyrophosphate and ‘sensor’ helix arm P4/5, and (3) a long-range tertiary rearrangement that brings together, and stabilizes, an interaction between the two arms carrying the L5 loop and the P3 stem (Noeske et al., 2006).

Figure 1. Single-molecule assay, crystal structure and schematic of the TPP aptamer.

Figure 1.

(A) Experimental geometry of the dumbbell optical-trapping assay with simultaneous FRET monitoring, with key components labeled (not to scale). (B) Crystal structure of the truncated TPP riboswitch aptamer with a shortened P3 stem (PDB entry 3D2G). Dye-labeling sites for ATTO550 and ATTO647N are indicated, at nucleotides G88 (green) and U25 (red), respectively. (C) Secondary structure of the TPP riboswitch, with structural components indicated in color. Sequences surrounding the amino-modified uracil bases in the sensor helix arms (5-N-U and 5-LC-N-U; Integrated DNA Technologies, Coralville, IA) are shown, with the modified bases colored (P3, red; L5, green).

DOI: http://dx.doi.org/10.7554/eLife.12362.003

Results from single-molecule force spectroscopy experiments have suggested that TPP binding is modeled kinetically by two sequential states: initial weak binding, followed by strong binding (Anthony et al., 2012),

UFF-TPP+TPP F'·TPP F''·TPP (1)

where UF refers to the unfolded form, and F, F′ and F″ refer to folded forms. The existence of the folded states was inferred from measurements of the molecular extension of the aptamer as a function of the external force applied (force-extension curves, or FECs) during mechanically-induced unfolding. FECs obtained for the binding of TPP in the weakly bound, intermediate F′ state were strikingly similar to FECs measured for the complete binding of two TPP analogs, thiamine monophosphate (TMP) or thiamine (T). These analogs lack one or both phosphate groups, respectively, resulting in incomplete binding to the bipartite ligand-binding site, which normally forms contacts with both the thiamine and phosphate moieties. Similar FECs were also measured for TPP binding by a mutant aptamer (Anthony et al., 2012) that is unable to form tertiary contacts between the two arms carrying L5 and P3. Taken together, these observations are consistent with two nonexclusive possibilities for the structure of the F′•TPP intermediate: (1) TPP may be incompletely coordinated at the binding site in this aptamer form, or (2) the aptamer structure may not have brought together its L5 and P3 arms, whose docking may be required for strong binding and the transition to the F″•TPP state.

Here, we address the structural ambiguity posed by the F′•TPP state by simultaneously monitoring fluorescent probes attached to the arms carrying L5 and P3, and aptamer folding, using an optical trap augmented with smFRET capabilities (Figure 2). By studying folding in the presence of TPP and its analogs, we can explore the roles of long-range tertiary rearrangements and phosphate binding in ligand recognition.

Figure 2. Schematic optical layout of the dual-beam optical trap and FRET.

Figure 2.

Solid lines indicate lasers and light sources: 830 nm detection laser (orange), 1,064 nm trapping laser (red), 532 nm excitation laser (green), and 470 nm illuminating LED (blue). Filled bars are emissions received by these detectors: position sensitive detector (PSD), electron multiplying charge coupled device (EMCCD) camera, and a video camera. Lasers are maneuvered and modified in intensity using acousto-optic deflectors (AOD) and acousto-optic modulators (AOM), respectively. The dual beam trapping laser is expanded using a beam expander (BE) and split with a beam splitter. The excitation laser emission goes through a dichroic mirror (D5, T640LP; Chroma, Brattleboro, VT) to split the acceptor and donor emissions. Filters (F), Wollaston prisms (W), pinholes (P), dichroic mirrors (D), mirrors (M), and telescopes (T) are labeled.

DOI: http://dx.doi.org/10.7554/eLife.12362.004

Instruments that combine the capabilities of single-molecule fluorescence and optical trapping represent a comparatively new development (Candelli et al., 2011; Comstock et al., 2011; Harada et al., 1999; Lang et al., 2004; Mameren et al., 2006; Sirinakis et al., 2012; van Mameren et al., 2009), and these continue to present significant technical challenges (Lang et al., 2004; van Mameren et al., 2008). Recently, novel findings have begun to emerge using optical trapping and smFRET (Comstock et al., 2015; Ngo et al., 2015; Suksombat et al., 2015).

Results

Direct correspondence between P3-L5 configuration and secondary structural conformation

Using a dual-beam optical trap, we applied controlled loads to each end of an individual TPP aptamer RNA (3′ and 5′), and measured the end-to-end extension during mechanical unfolding (Figure 1A). Tertiary interactions were simultaneously scored by a FRET readout between donor and acceptor fluorescent dyes, ATTO550 and ATTO647N (Figure 1B), which were covalently attached to the L5 and P3 helix arms, respectively. Aptamers were subjected to repeated cycles of unfolding and refolding. After a preliminary unfolding of the RNA, the optical traps were brought into close proximity, which reduced the applied load below 5.0 pN for a time of 0.5–30 s, allowing the aptamer to refold under low force (the refolding step). The force was subsequently ramped up by increasing the trap separation linearly at 200 nm/s (Figure 3, Figure 3—figure supplement 1, 2), as both molecular extension and fluorescence signals were acquired. After full extension, the refolding/unfolding cycle was repeated, until either a dye photobleached or the RNA tether broke. As reported previously, FECs could be categorized into one of three distinct forms (Figures 3A,B,C) (Anthony et al., 2012), each corresponding to a different folded conformation, as follows. In the absence of TPP, FECs for the folded aptamer (F) displayed three opening transitions, or rips, corresponding to the sequential rupture of the secondary structural elements (P1 + P2), P4/5 and the P3 stem, respectively. In the presence of TPP, two additional FEC forms were observed: (1) an FEC with a single opening transition at low force (<20 pN), sometimes followed by an additional opening transition, that corresponds to the weakly bound state, F′•TPP, and (2) an FEC with a single, high-force (>20 pN) transition, that corresponds to the tightly bound, fully folded state, F″•TPP. FRET signals acquired during force ramps could be categorized into three groups, with characteristics that were attributable to each of the three established aptamer conformations, F, F′•TPP, and F″•TPP. In the absence of TPP (Figure 3A), the FRET efficiency of the F state remained stable near a low value under reduced loads, and then dropped abruptly to near zero upon the first opening transition, as the duplex elements P1 and P2 unfolded. In the presence of TPP (Figure 3B), the FRET efficiency of F′•TPP started out with a similar low value, but then transitioned to an intermediate level which was not observed in the absence of ligand, until the elements P1, P2 and P4/5 unfolded together, resulting in an abrupt drop to near zero. This transition was followed by a very tiny rip, barely detectable in the FEC, but not producing any further change in FRET, that corresponded to the unfolding of P3 (Anthony et al., 2012). By contrast, FRET signals for F″•TPP (Figure 3C) first jumped from a low to an intermediate FRET level (the same two levels, on average, displayed by F′•TPP), but later transitioned to a high FRET level, characterized by a comparatively low variance, until the final opening transition, corresponding to the unfolding of the entire aptamer, which returned the FRET level to the baseline.

Figure 3. Representative FEC and FRET traces.

Representative traces of unfolding for the aptamer conformations (A) F, (B) F′•TPP, and (C) F″•TPP. Simultaneous force-extension curves (FECs; black lines) and FRET trajectories (black circles, gray lines) are parametrized by time. Colored boxes indicate the APO (blue), WB (green), and SB (yellow) FRET states. Open arrowheads mark the end of the refolding period and the start of the force ramp. Small, filled arrowheads mark the location of opening transitions.

DOI: http://dx.doi.org/10.7554/eLife.12362.005

Figure 3.

Figure 3—figure supplement 1. Representative traces of various secondary state conformations and TPP concentrations.

Figure 3—figure supplement 1.

Force curves (black lines) and FRET trajectories (black circles, gray lines) are shown parametrized by time for the following aptamer conformations: (A) F″•TPP in the presence of 5 μM TPP, (B) F′•TPP in the presence of 5 μM TPP, (C) F′•TPP in the presence of 2 mM TMP, (D) F′•TPP in the presence of 2 mM T, (E) F in the presence of 50 μM TPP, (F-H) in the absence of TPP (panel (E) is the same as Figure 3, panel A), (I) F″•TPP in the presence of 5 μM TPP. Here, we observe loss and rebinding of ligand.
Figure 3—figure supplement 2. FRET changes occur throughout the refolding period and the force ramp, up until the first rip.

Figure 3—figure supplement 2.

Representative traces show FRET signatures indicative of a particular helix arm configuration at the end of a refolding period that is maintained throughout the force ramp. Colored boxes, lines, open and filled arrowheads are as described in Figure 3. (A) The aptamer transitions from an unbound configuration to a weakly bound configuration, and then to a strongly bound configuration, which is held up until the catastrophic rip. (B) The aptamer transitions from an unbound configuration to a weakly bound configuration prior to the end of the refolding period, and remains in the weakly bound configuration until the catastrophic rip.

Cluster analysis establishes thresholds for the three FRET states

In both force and FRET channels, unfolding events produced abrupt drops in signal levels. We recorded the FRET efficiencies prior to such events (defined as the opening FRET values) along with the associated forces (defined as the opening force values). A plot of opening FRET versus opening force revealed sub-populations that were binned by k-means cluster analysis (Figure 4A); setting k = 3 selected distinct clusters and established threshold values for each coordinate axis (Figure 4B). Vertical (force) thresholds demark the three conformational forms, based chiefly on their secondary structures: FECs with an opening force lower than 11.5 pN were assigned to aptamers unfolded when not bound to TPP; opening forces between 11.5 pN and 21.0 pN were assigned to aptamers that unfolded in the F′•TPP state; and opening forces above 21.0 pN were assigned to aptamers that unfolded from the F″•TPP state. The mean opening forces computed for each of the three clusters (C1, C2, and C3) matched, within error, the force values that had been estimated in a previous study using other methods (Anthony et al., 2012), validating the choice of k.

Figure 4. Clustering analysis of opening FRET values, and global analysis of full-length FRET traces.

(A) k-means clustering for opening FRET and opening force values. Filled diamonds mark the mean opening force and opening FRET values for each of the k = 3 populations; dashed vertical and horizontal lines indicate the thresholds for force and FRET states, respectively. (B) Table summarizing opening force and FRET centroids, and thresholds for the clusters C1, C2 and C3. (C) Global fit (red) of all data (black histogram, with error bars) to a sum of four Gaussians. Individual Gaussian fits are shown as colored lines, with the mean values indicated (vertical dashed lines). (D) Table of fit parameters for G1, G2 and G3 (N = 435).

DOI: http://dx.doi.org/10.7554/eLife.12362.008

Figure 4.

Figure 4—figure supplement 1. k-means cluster analysis of opening force and FRET.

Figure 4—figure supplement 1.

k-means clustering results and summary tables shown for (A) k = 2, (B) k = 3, and (C) k = 4.

Horizontal (FRET) thresholds, 0.57 and 0.74, demark the FRET cutoffs for the clusters. The corresponding FRET sub-populations were then compared to a global histogram of all single-molecule records fitted to a sum of four Gaussians (Figure 4C). Mean values returned from the Gaussian fits, G1, G2 and G3, were statistically consistent with mean values for opening FRET computed for the C1, C2 and C3 clusters. By matching the FRET sub-populations against conformations previously characterized by force assignment, we could infer the P3-L5 arm configurations, independent of force. The lowest-valued FRET sub-population, corresponding to the APO state, reflects a significant physical separation between the P3 stem and L5 loop, which remain consistently apart. The intermediate-value FRET sub-population, corresponding to the WB (weakly bound) state, reflects more proximal stem-loop interactions. The highest-value FRET population, corresponding to the SB (strongly bound) state, reflects the close apposition of P3 and L5. To characterize further P3-L5 arm behavior, we used the cluster thresholds established for refolding to categorize segments of FEC records obtained at forces up to 10 pN (i.e., prior to the first opening transition), including the refolding portion, as follows. Segments of FRET trajectories below 0.57, or above 0.74, which tended to exhibit comparatively lower variance, were assigned to the APO or SB states, respectively. FRET trajectories between these values were assigned to the higher-variance, WB state (such trajectories included short intervals where the FRET value made brief excursions above or below the threshold levels, but never remained consistently out-of-range for more than one or two consecutive time points). Thus separated, the individual FRET data were binned into histograms for the corresponding APO, WB, and SB states (Figure 5A).

Figure 5. Distributions of segmented FRET data in the presence and absence of TPP and its analogs.

Figure 5.

(A) Segmented FRET data in the presence of saturating TPP (2 mM). After segmenting, FRET records were categorized into APO (blue), WB (green), and SB (yellow) FRET states. (B) Table summarizing FRET efficiency statistics. (C) FRET data from aptamers in the absence of TPP (purple), and in the presence of saturating (2 mM) T (pink) and TMP (orange), displayed together with data for the SB state in the presence of TPP (yellow) for comparison. (D) Table summarizing FRET efficiency statistics for the TPP, T, and TMP conditions indicated.

DOI: http://dx.doi.org/10.7554/eLife.12362.010

TPP analogs reveal differences in helix-arm configuration during ligand binding

TPP analog ligands that are missing the terminal phosphate group, such as TMP (thiamine monophosphate) and T (thiamine), are thought to be able to form contacts with only one half of the bipartite binding site of the aptamer. In support of this notion, force spectroscopy has previously established that FECs of the aptamer bound by such analogs closely resemble those corresponding to the weakly bound, F′•TPP conformation (Anthony et al., 2012). We collected data for both FECs and FRET trajectories for aptamer binding in the presence of TMP, T, and in the absence of ligand, and applied the same clustering formalism as for aptamer binding in the presence of TPP (Figure 5C). FRET trajectories acquired in the absence of ligand exhibited a low efficiency (mean = 0.46), and closely matched those assigned earlier to the APO state, which had been observed in the presence of TPP, but prior to presumed ligand binding, lending additional experimental support to that assignment. Aptamers bound to either TMP or T generated FECs similar to those previously observed, and closely resembled the weakly bound conformation in the presence of TPP, as anticipated. The FRET efficiencies were similar for both T and TMP ligands (means = 0.64 and 0.69, respectively). However, both these values are significantly lower than the efficiency of the WB state obtained in the presence of TPP (mean = 0.73). Because the opening transitions in FECs tend to be dominated by secondary structure, whereas the FRET signal reports a tertiary rearrangement, we conclude that aptamers bound to TMP or T share a similar secondary structure with the aptamer weakly bound to TPP, but differ in tertiary structure: specifically, the analogs TMP and T fail to bring the helix arms together as closely as TPP.

Hidden Markov modeling of FRET refolding trajectories reveals rates of aptamer helix arm dynamics

To quantify the helix arm dynamics, we fitted a sequential, four-state hidden Markov model (HMM) to refolding portions of the FRET trajectories (obtained under negligible loads that permit structure formation, <5 pN) (Figure 6A). FRET values and directional transition rates were obtained at TPP concentrations of both 5 µM and 50 µM (Figures 6B,C). The corresponding values for FRET states identified by hidden Markov modeling were identical, within statistical error, at both TPP concentrations, and notably, also within statistical error for the corresponding states identified using k-means cluster analysis (Figure 6B and Figure 5B). We were therefore able to make a direct correspondence between the HMM-identified states (called A, B, and C) and the clustered FRET states (Apo, WB, and SB, respectively). At the higher TPP concentration, all transition rates except for the A → B rate remained the same within error, implying that only this transition, corresponding to the Apo → WB transition, is TPP-dependent (Figure 6C). The inferred dependence is also consistent with the kinetic model proposed on the basis of force spectroscopy, where only the transition between states F′ and F′′•TPP is TPP-dependent (Figure 7A and 7B) (Anthony et al., 2012). Therefore, both FRET and force data support a sequential, four-state kinetic model. However, the transition rates obtained using the HMM approach are consistently faster than the rates previously derived from force spectroscopy alone. Specifically, at the high TPP concentration, the lifetime in the A state was vanishingly short, and only a single dwell interval was scored by the HMM procedure. Instead, the vast majority of records (N = 52 of 53) started out in state B, and thereafter made subsequent transitions between B and C states. We conclude that the A → B transition rate at the higher TPP concentration is likely faster than our detection capability, and that the apparent 4-fold increase in this transition rate should be taken as a lower bound.

Figure 6. HMM modeling of refolding FRET trajectories.

Figure 6.

(A) Four-state HMM fit to a 30-second portion of concatenated refolding FRET trajectories in the presence of 5 µM TPP. (B) Top: Reaction diagram for the four-state, sequential HMM model, with states UF and A (donor-fluorescing), and B and C (acceptor-fluorescing). Bottom: table summarizing FRET values obtained 5 µM and 50 µM TPP concentrations for each state. (C) Table summarizing directional rates for transitions between HMM states A, B, and C. The yellow icon indicates the TPP-dependent transition rate.

DOI: http://dx.doi.org/10.7554/eLife.12362.011

Figure 7. Correspondences among single-molecule state identifications, and model of aptamer binding to TPP.

Figure 7.

(A) Cartoon summarizing the correspondence between analysis and data collection methodologies. The corresponding states and reaction schemes obtained from HMM analysis (top line; pink circles), helix-arm configuration states obtained from FRET signals (middle line; blue circles), and secondary structural states inferred from force spectroscopy (lower line; green ellipses) are shown. (B) Model for ligand binding and associated conformational changes. Colored labels indicate states based on aptamer secondary structure (green circles and ellipses; derived from force data) and sensor-helix arm configuration (blue circles; derived from FRET data). Prior to TPP binding, the sensor arms are apart. Subsequent to TPP binding, the arms remain mobile but begin to move closer together in the weakly-bound, liganded state. This mobility may reflect a type of conformational heterogeneity that is either dynamic (top), with flexible arms, or static (bottom), with rapid interconversions between transient states (square brackets; see text). The system subsequently transitions, on a timescale of around a second, to a strongly bound state, with the sensor arms fully docked and largely immobilized.

DOI: http://dx.doi.org/10.7554/eLife.12362.012

Discussion

The concurrent use of force spectroscopy, which primarily monitors secondary structural states, and FRET, which can probe tertiary structural rearrangements, has helped to reveal new details of the interaction between ligand binding and conformational change in the TPP riboswitch (Anthony et al., 2012). The eukaryotic aptamer folds quickly into a stable form, where the P3-L5 arm configuration remains open, as indicated by the stable, low FRET trajectories recorded in the absence of ligand (Figure 3A, Figure 3—figure supplement 2F–H). By contrast, Haller et al. (2013) reported that, in the absence of ligand, the arms of the bacterial form of the TPP aptamer interchange rapidly among three FRET states, as fit by a hidden Markov model, with dwell times around 100 ms (Haller et al., 2013). The slightly slower imaging rate employed here (20 frames/s, vs. ~50–100 frames/s) should still have been adequate to detect any comparable flickering, in principle, but none was evident in our records. The eukaryotic aptamer is therefore structurally more stable in its unbound form (or conceivably, it switches among configurations, but at a significantly faster rate). We note that the two TPP aptamers differ primarily in their P3 stem regions: the bacterial form lacks a distal P3 extension that is present in the eukaryotic form, and this longer element may exert a stabilizing role on the unbound aptamer.

Upon ligand binding, the P3 and L5 arms underwent a rapid conformational change, as manifested by the FRET signal, corresponding to the transition from the APO to the WB state (Figures 3B,C; blue to green boxes). The FRET levels in the WB state exhibited comparatively high variance (Figure 5B), and appeared to flicker between intermediate and high FRET values. Transitions out of the WB state were generally irreversible, and these led directly to the SB state, which was characterized by a stable, high FRET level with significantly lower variance. We therefore interpret the SB configuration as one where the two helix arms are fully docked, forming a tight, stable P3-L5 tertiary interaction. Based upon the data, the WB state can be interpreted as one where the P3 and L5 arms are partially docked, that is, they remain mobile but closer, on average, than in the APO state. Alternatively, the WB state might represent a superposition of (less individually flexible) docked and undocked conformations that interchange rapidly on the timescale of our data acquisition, at rates >>20 s-1 (Figure 6C). Put another way, the WB state must be mobile, and consistent with either dynamic conformational flexibility or with static conformational heterogeneity (Torella et al., 2011).

Helix arm behavior was examined further by exploring the effects of aptamer binding by the TPP analogs, thiamine (T) and thiamine monophosphate (TMP). The binding site of the aptamer, located at the central junction of the arms, is bipartite, and is able to bind to the thiamine moiety of TPP on one side, and to phosphate groups on the other. One previous study of T and TMP, which lack one and two phosphate groups, respectively, and therefore bind to only one side of the site, concluded that the lack of phosphates prevents proper alignment of the P3-L5 arms and ultimately, docking (Noeske et al., 2006). For both bound analogs, the mean FRET efficiencies were smaller than the corresponding FRET efficiency of the SB state (Figure 5D). These results imply that the sensor helix arms spend most of their time farther apart when bound to TMP or T than when bound to TPP in the F″•TPP conformation. We surmise that each additional phosphate group serves to draw the arms closer together during ligand binding, and is responsible for the observed increase in FRET. Perhaps more surprisingly, the FRET trajectories for the aptamer after binding onto TMP and T are stable and low in variance, suggesting that although the P3-L5 structures are unable to dock, they remain in a stable configuration (Figures 5C and 5D). This trend is reflected in the FRET variance obtained during force ramp, which is low at 0.005 and 0.003 for T and TMP, respectively, but significantly larger at 0.010 for the WB FRET state (Figures 5B and 5D). This result implies that when the aptamer is bound to T or TMP, the arms are less dynamic than when the aptamer is bound to TPP in the F′•TPP conformation. Taken together, these data suggest that aptamer binding of TPP in the F′•TPP conformation is a state in which the helix arms are in close proximity due to the presence of two phosphate groups, yet exhibit significant flexibility. This flexibility appears to be essential for proper orientation of the helix arms, which primes the arms to dock and the aptamer to adopt the F″•TPP conformation.

Our studies of the complete eukaryotic TPP riboswitch reveal a ligand binding process distinct from that of the bacterial TPP riboswitch. We observed a rather rigid helix arm configuration during the fully folded, APO state, in contrast to the dynamic helix arm behavior reported for the E. coli TPP riboswitch in the absence of TPP. Upon TPP binding, we observed an increase in helix arm dynamics in the WB state, which is also in contrast to bacterial studies that observed a reduction of arm dynamics upon ligand binding. Our observations of FRET trajectories suggest that helix-arm fluctuations occur at significantly faster rates than any secondary structural changes. Based on our data, we conclude that both secondary and tertiary interactions are vital to tight TPP binding. We speculate that in the eukaryotic aptamer, ligand binding first anchors the lower regions of the helix arms, inducing strains that lead to fluctuations in the more distal regions. Such fluctuations increase the frequency of contact between the P3-L5 arms, and thereby increase the probability of docking, lowering the binding energy further. Future studies using additional FRET probes, and conducted at even higher time resolution, should be able to probe independently the motions of the lower aptamer regions.

The bacterial and eukaryotic forms of the TPP riboswitch share a similar core structure, bind identical ligands, and regulate thiamine pyrophosphate synthesis (albeit in rather different ways). However, it has become clear that even minor structural differences between forms can yield distinct properties. For example, the comparatively longer and more stable P3 stem found in the eukaryotic riboswitch leads to slower arm dynamics, as expected, with wide-ranging consequences. But piecing together a more detailed, quantitative picture of the folding landscape, which includes strain-dependent ligand binding and the formation of tertiary contacts during helix-arm docking, requires special methodology, such as the combination of fluorescence and force spectroscopy pursued here. It is still early days, but we anticipate that the combined force-FRET technique will be a powerful tool for elucidating riboswitch function across all kingdoms of life.

Materials and methods

Sequences used

wtAtRs21 (64 nt) U88U (P3)

AUC GAG AGG GAC ACG GGG AAA CAC CAC CAU AUA U GCA CCA GGG GUG CUU GAA CCA GGA (5-N-U)AG CCU

wtAtRs2 (Long Chain 64 nt) U25U (P4/5)

/5Phos/ GCG AAA AGG CGG GCU AUC CGG GAC CAG GCU GAG AAA GUC CCU UUG AAC CUG AAC AGG G(5-LC-N-U)A AUG C

wtAtRs3 (53 nt)

/5Phos/ CUG CGC AGG GAG UGU GCU AAC AAG GUC ACC AUC AUC CUG ACU AGA GUC CUU GG

DNA splints

P45_splint_60

CTCTAGTCAGGATGATGGTGACCTTGTTAGCACACTCCCTGCGCAGGCATTACCCTGTTC

P3_splint_41

GCCCGCCTTTTCGCAGGCTATCCTGGTTCAAGCACCCCTGG

Nucleic acid labeling

An instrument characterization/calibration was performed using DNA hairpins with short tetraloops as controls. We examined two hairpins: one with a 15-bp stem (15R50/T4) and one with a 20-bp stem (20R25/T4). The nanomechanical properties of both hairpins have been extensively characterized in a previous force-spectroscopy study (Woodside et al., 2006). Hairpins were constructed by ligating separately prepared 5′ and 3′ fragments (Figure 8A); in each of the fragments, a single amino-modified thymidine residue was introduced near the base of the hairpin (Integrated DNA Technologies). The modified bases were labeled with the fluorescent dyes, ATTO550 and ATTO647N (ATTO-TEC), using an amine-labeling chemistry (Kricka, 2002; Solomatin and Herschlag, 2009). The dye-labeled fragments were annealed using a temperature ramp protocol, from 95°C to 4°C in 40 min, and ligated with T4 DNA ligase (Invitrogen, Carlsbad, CA) for 30 min at 37°C (Akiyama and Stone, 2009). Proteins were removed by phenol-chloroform extraction, and the ligated hairpins were ethanol-extracted. Doubly labeled hairpins were separated from incomplete hairpin species on a 10% PAGE gel, then electro-eluted, followed by ethanol precipitation.

Figure 8. Dye characterization using DNA hairpins.

Figure 8.

(A) Opening distances (F1/2) and forces (Δx) of DNA hairpins SJ1 and SJ2 were measured at non-equilibrium and compared to previous measurements at equilibrium. (B) FRET trajectories and FECs are shown. (C) k-means clustering for SJ1 and SJ2 FRET trajectories. Cluster means are indicated with filled diamonds. (D) Table summarizing opening force and FRET statistics, force ramp FRET statistics, plus predicted FRET efficiency. (E) Donor and acceptor traces (top) in the presence of 20 and 30% TQ (left and right, respectively).

DOI: http://dx.doi.org/10.7554/eLife.12362.013

The TPP riboswitch was split into three fragments: wtAtRs1, wtAtRs2, and wtAtRs3 (Dharmacon, Lafayette, CO). Fluorescent dyes were attached via amino-modified uracil bases at G88 (5-N-U) and U25 (5-LC-N-U). G88 is found in the P3 stem structure of fragment wtAtRs1, and was labeled with ATTO550 dye; U25 is found in the L5 loop of fragment wtAtRs3 and was labeled with ATTO647N dye. Labeled fragments were splint-ligated using T4 RNA ligase 2, assisted by complimentary DNA oligomers that bridged the fragments. Labeled and ligated riboswitches were gel extracted and eluted, as described (Anthony et al., 2012), for the DNA hairpins.

Dye characterization

Base modifications and dye labeling do not interfere with opening force and opening distance in DNA hairpins

For calibration and confirmation purposes, we conducted a preliminary optical trapping-smFRET study using dye-modified versions of a DNA hairpin which has been extensively characterized, 15R50T4 (here, called SJ1) (Blakely, et al., 2014; Woodside et al., 2006). Opening force (F1/2) and opening distance (Δx) values obtained during pulling experiments were compared to those obtained at equilibrium under constant force (Figure 8A). The F1/2 and Δx values were also measured for SJ1 hairpins with internal amino-modified thymine base dye labeling sites (Integrated DNA Technologies), and ATTO550-ATTO647N dye-labeled hairpins. Comparisons of F1/2 and Δx values between unmodified and amino-modified, but unlabeled, SJ1 hairpins confirmed that nucleotide modification and fluorescent labeling have minimal effects on the measured mechanical properties. The minor differences that were observed may be attributable to the fact that comparatively rapid force ramps may slightly overstretch a DNA hairpin just prior to duplex opening, resulting in a small force overshoot, and consequent overestimation of the extension, as noted (Li et al., 2006; Liphardt et al., 2001).

Previous studies have shown that fluorescent dye labels that get placed very close to neighboring nucleotides can become quenched, especially near guanine (Di Fiori and Meller, 2010). To test this observation, we designed DNA hairpin 20R25/4T (SJ2). On SJ2, amino-modified thymine labeling sites were situated three nucleotides from either side of the base of the hairpin stem, and G:C base pairs located near the base, and guanine residues in the adjacent single-stranded regions, were replaced with adenine or thymine. Again, fluorescently-labeled and base-modified SJ2 hairpins reported F1/2 and Δx values comparable to those of base-modified and unlabeled SJ2 hairpins, confirming that base modification and fluorescent labeling did not perturb DNA hairpin structure nor folding dynamics (Figure 8A).

FRET measurements agree with predicted FRET values

The FRET readout of the ATTO550-ATTO647N dye pair during non-equilibrium pulling experiments of DNA hairpins was measured with an exposure time of 50 ms. For both SJ1 and SJ2, FRET transitions from high to low FRET efficiency were temporally coincident with hairpin rupture events (Figure 8B). FRET values recorded at the time of hairpin opening matched theoretical FRET efficiency (E) calculated from the dipole-dipole coupling mechanism expression E=1/[1+(R/R0)6], where R is the inter-dye distance and R0 is the Förster radius of the ATTO550-ATTO647N dye pair. Opening FRET was plotted against opening force, and k-means clustering with k = 2 was applied to identify the centroids of each hairpin cluster (Figure 8C). The clustering FRET mean for SJ1 (0.89) was significantly lower than the predicted value (0.98) (Figure 8D). However, since SJ2 reports a clustering FRET mean (0.86) consistent with predicted FRET (0.87), we believe that the FRET discrepancy for SJ1 can be explained by dye interactions with pyrimidine nucleotides located at the base of the hairpin. The RNA aptamer construct was designed accordingly to avoid such interactions.

Trolox

Trolox (TX), a soluble analog of vitamin E, has been shown to reduce triplet-state quenching and blinking, especially when combined with Trolox-quinone (TQ) (Cordes et al., 2009; 2011). TX was dissolved in DMSO to 100 mM and exposed to UV light, yielding 20–28% TQ in 3 mM TX. The TQ concentration was determined by diluting UV-exposed TX to 3 mM in PHC buffer (50 mM HEPES pH 7.5, 130 mM KCl, 4 mM Mg2+, 1 mM EDTA) and measuring the absorbance at 255 nm, according to:

[TQ]=Aγ/dεγTX[TX]0εγTQεγTX

where γ is the wavelength (255 nm), d is the distance (1 cm), and the extinction coefficients for TX (εγTX) and TQ (εγTQ) are 400 and 11,600 l·mol-1·cm-1, respectively. Lower percentages of TQ were obtained by diluting TQ in 100 mM unexposed TX. A stock was stored at 4°C, and was diluted to 3 mM in SCAV prior to experiments. DNA hairpins held under low load showed reduced blinking in the presence of TQ (Figure 8E).

Simultaneous single-molecule Förster resonance energy transfer optical trapping instrumentation and data collection

We incorporated fluorescence excitation and detection capabilities into an existing dual-beam optical trapping apparatus, as described (Greenleaf et al., 2008; Lang et al., 2002). Briefly, the setup (schematic; Figure 2) is based on a Nikon TE2000 inverted light microscope (Nikon Instruments, Melville, NY), and utilizes three lasers: one for optical trapping (10W; 1,064 nm; diode-pumped Nd:YVO4 laser; Spectra-Physics Lasers, Mountain View, CA), one for position detection (20 mW; 830 nm; single-mode diode laser; Qioptiq, Waltham, MA), and one for fluorescence excitation (1 W; 532 nm; diode-pumped, frequency-doubled YAG; CrystaLaser, Reno, NV). Fluorescence emission was detected by an electron-multiplying CCD (EMCCD) camera used for imaging (iXon 897; Andor, United Kingdom). Fluorescence excitation light was coupled into, and focused through, the microscope objective to a ~1 μm spot in the specimen plane, confocal with the fluorescently-labeled RNA construct. Dichroic filters were installed upstream of the EMCCD to split the emission spectra of the donor and acceptor fluorophores into spatially separate channels at the image plane; the emission image was passed through a rectangular slit to allow simultaneous collection from both acceptor and the donor fluorophores.

The fluorescence sub-image size was ~43 x 283 pixels (pixel size, 0.16 x 0.16 μm). Each region of interest (ROI) subtended 7 x 10 pixels for both the donor and acceptor channels. The EMCCD output counts for ATTO550 and -647N dyes were typically around 16,000 and 7,000 photons per second, respectively. Successive frame exposure times were 50 ms, and about 800 frames were collected per single-molecule record.

Dumbbell assay

Polystyrene beads, 0.6 and 0.8 μm in diameter, were functionalized with streptavidin and anti-digoxigenin and coupled to 1 kb and 2 kb DNA handles, respectively, via single-stranded overhangs, as described (Anthony et al., 2012; Greenleaf et al., 2008). Handle lengths were chosen to provide adequate spatial separation (approximately 1 µm) between the optical trapping beams and the fluorophore-labeled constructs. Constructs for study (DNA hairpins or RNA aptamers) were first annealed to the handles, and then conjugated to beads by incubation for 1 hr at room temperature. The bead incubation was diluted in oxygen-scavenging buffer (SCAV; 50 mM HEPES pH 7.5, 130 mM KCl, 4 mM Mg2+, 1 mM EDTA, 160 Units/ml glucose oxidase, 100 Units/ml catalase, 0.8% beta-glucose, and 3 mM UV-treated Trolox (Sigma-Aldrich, Germany) with 10–14% Trolox-quinone). Both glucose oxidase and catalase were further purified from manufacturer’s stocks by ultrafiltration. Samples were then introduced into flow cells for optical trapping experiments.

Data acquisition and analysis

FECs were obtained by servoing the steerable optical trap at a constant rate (~90 nm s-1; stiffness 0.25–0.3 pN nm-1) relative to the fixed trap, using an acousto-optic deflector. Opening forces and extensions were measured by first identifying transitions in the FECs, then fitting the regions before and after these to a double wormlike chain model (WLC), as described (Greenleaf et al., 2008). For smFRET traces, correction factors for the leakage of donor emission into the acceptor channel (β) and differences between the donor and acceptor in efficiency and quantum yield (γ) were calculated as described (McCann et al., 2010). The β value was calculated to be 0.13 for the ATTO550-ATTO647N dye pair. The γ corrections varied among traces, and were determined by subtracting counts before and after the FRET transition for both donor and acceptor signals. After suitable β, γ, and background corrections, the FRET efficiencies were calculated from E = IA /(IA + ID).

k-means clustering for opening forces and FRET values was performed using Python libraries. The clustering parameter, k, was varied from 2–4 with default settings (Figure 4—figure supplement 1), with optimal results obtained for k = 3. FRET data were binned using a bin size of 0.025. The global histogram of FRET data was fit to a sum of four Gaussians using a conventional nonlinear least-squares algorithm.

Refolding FRET traces were concatenated and analyzed using the MSMBuilder HMM Python package (Beauchamp et al., 2011). FRET values and inter-state transition times were calculated for HMM states A, B and C using averaging. Transition rates were calculated from the reciprocals of the directional transition times.

Acknowledgements

We thank Dr. Anirban Chakraborty for helpful comments.

Funding Statement

The funders had no role in study design, data collection and interpretation, or the decision to submit the work for publication.

Funding Information

This paper was supported by the following grant:

  • National Institute of General Medical Sciences GM057035 to Steven M Block.

Additional information

Competing interests

The authors declare that no competing interests exist.

Author contributions

VKD, Conception and design, Acquisition of data, Analysis and interpretation of data, Drafting or revising the article.

ITFH, Acquisition of data, Analysis and interpretation of data, Drafting or revising the article.

CFP, Conception and design, Acquisition of data, Analysis and interpretation of data.

DWH, Analysis and interpretation of data, Drafting or revising the article.

SMB, Conception and design, Analysis and interpretation of data, Drafting or revising the article.

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eLife. 2015 Dec 28;4:e12362. doi: 10.7554/eLife.12362.014

Decision letter

Editor: Antoine M van Oijen1

In the interests of transparency, eLife includes the editorial decision letter and accompanying author responses. A lightly edited version of the letter sent to the authors after peer review is shown, indicating the most substantive concerns; minor comments are not usually included.

Thank you for submitting your work entitled "Observation of long-range tertiary interactions during ligand binding by the TPP riboswitch aptamer" for consideration by eLife. Your article has been reviewed by three reviewers, one of whom is a member of our Board of Reviewing Editors, and the evaluation has been overseen John Kuriyan as the Senior Editor.

The reviewers have discussed the reviews with one another and the Reviewing Editor has drafted this decision to help you prepare a revised submission.

Summary:

By combining optical tweezers with FRET, the authors visualize the different conformational transitions that take place when the A. thaliana thiamine pyrophosphate (TPP) riboswitch unfolds. Single-molecule measurements can reveal hidden details – especially transient dynamics and rarely populated states – and previous single-molecule studies of TPP and other riboswitch aptamers using either optical trap or single-molecule FRET have already provided novel insights. Optical traps allow the application of mechanical forces to the ends of the aptamer and measure the forces at which unfolding and folding occur. Based on the extension change during such 'rips', the local structures that are being altered can be characterized and assigned. But because the optical trap alone reports only on the end-to-end distance of the aptamer, the internal degrees of freedom cannot be examined, at least not directly. In smFRET, different parts of the molecule can be labeled so that docking and undocking of part of the molecule that is important for the ligand-specific structural organization and is distant from the primary stem can be studied. By adding the smFRET capability to the optical trap setup, they are able to ask whether FRET changes can occur coincident or independent of major rips detected by optical trap.

Using optical tweezers to pull apart the riboswitch, the authors demonstrate the presence of a number of distinct conformations (in line with their previous 2012 PNAS paper). A simultaneous observation of distinct FRET levels indicates that three conformers exist, corresponding to the apo state, a weakly bound form, and a tightly bound one. The use of TPP analogs lacking the terminal phosphate suggests that these ligands only support the weak-binding configuration and that the terminal phosphate is required to bring the two helix arms of the switch together.

Overall, the manuscript describes a well-executed and thoughtful analysis of the function of a eukaryotic TPP riboswitch. This work has been conducted by a top laboratory; the results and conclusions are both sound and compelling. The strength of this manuscript is that it is a wonderfully written description of the function of a TPP riboswitch that likely constitutes the most detailed understanding of these RNAs that has been published to date. The methods used by the authors have revealed information on how ligand binding affects key tertiary interactions, which would be difficult to do by using any other methods.

Essential revisions:

All three reviewers express excitement about the technical tour de force that enabled the work and about the level of detail that is obtained from the simultaneous observation of the dynamics of secondary and tertiary structure formation. However, they raise substantial issues that should be addressed before a revised manuscript can be considered. In particular, a revised manuscript will need to include FRET experiments at zero force to address points number 1 and 2 in the list below. While no additional experiments are required to address the remaining points 3-10, a number of them relate to the need for additional clarification, analyses, and experimental detail. These issues should all be addressed in a revised manuscript and detailed in your rebuttal.

1) The authors claim that their eukaryotic riboswitch behaves differently from the bacterial TPP riboswitch studied by the Blanchard laboratory using smFRET. They, however, do not provide data equivalent to the Blanchard study, that is, no smFRET data at zero force. TIRF-based smFRET analysis is easy to perform and in fact there are several labs at Stanford who can run such an experiment as a control.

2) The authors should present donor and acceptor time traces for at least a couple of traces. The correction factor attributed to the difference in quantum yield is 0.17, suggesting about a factor of six difference. That's surprisingly large. The reference for the correction factor must be incorrect because I could not find the definitions of β and γ in McKinney et al. cited. It is also known that ATTO647N undergoes spectral fluctuations, giving rise to intensity fluctuations on its own, and this can give rise to apparent FRET changes. Extended FRET trajectories at zero force can reassure the readers if this is not a problem.

3) The mechanistic details of one riboswitch example might not be relevant to the mechanistic details of another. Therefore, it is not certain that the knowledge gained from such a detailed study of this TPP riboswitch construct will serve as universal truths and teach us about the function of other members of the same class. Specifically, the authors contrast their findings on a eukaryotic RNA with the previous findings from a bacterial RNA. Unfortunately, their data do not reveal whether these differences are inherent to these divisions of life, or if these differences are just individual characteristics that might vary between any two riboswitches. The authors are well aware of this concern based on some of their comments in the Discussion section. They, however, should discuss the issue of generalizable differences and/or similarities between the classes of riboswitches more explicitly.

4) Hidden-Markov modeling was used to fit their data at forces below 10 pN but the force will certainly influence the observed kinetics. The authors need to show smFRET traces at defined forces and HMM fit overlaid over the raw data. In the current manuscript, they do not show any smFRET data used for HMM analysis and as a consequence, the readers cannot get a feel for how noisy the data is and how reasonable those fits are. In fact, from the current manuscript, I cannot tell whether the smFRET traces used for HMM analysis were obtained at a constant force or during the force ramp.

5) The authors write that the rates determined using HMM analysis of smFRET data are higher than what they saw using optical trap data previously. There are a couple of peculiarities in their presentation. First, in the Discussion section, they say that one is faster than the other but the difference is within error. Well, if the difference is within error, that means the difference is not big enough to be considered significant. Then, why mention it at all? Second, because they acquired optical trap data simultaneously, they should analyze the mechanical data for the transition kinetics and make a direct comparison to rule out the possibility the aptamer modification and fluorescent labeling affect the kinetics even though they do not seem to affect the forces at which the major rips occur.

6) The section “TPP analogs reveal differences in helix-arm configuration during ligand binding”page describing the different FRET levels for different ligands is puzzling. The authors claim that the difference in FRET levels between the WB state for TPP (0.73) and that for TMP or T (0.64 and 0.69, respectively) is significant. However, earlier in the same section, the authors state that a FRET level of 0.46 for traces in the absence of ligand 'closely matches' the 0.41 level observed for the apo state. Why is the one difference relevant and the other not? From the reported SEM's and σ^2 values it is not clear to me why these differences are interpreted differently.

7) The section describing the unfolding features in the FEC's (Figure 2) is very unclear. In the section “Direct correspondence between P3-L5 configuration and secondary structural conformation”, the authors describe the observation of three opening transitions in the absence of TPP and one or two additional features in the presence of ligand. From the data represented in Figures 2 and Figure 2—figure supplement 1, it is not clear to me where these transitions are and how frequently they occur. Reading back the 2012 Anthony et al. paper, I see where they are supposed to occur (for example, Figure 1C in the PNAS paper), but in the current manuscript these observations are poorly detailed. Also confusing is that the assignment of the 'rips' is different in the current manuscript than those in the PNAS paper: the authors attribute the transitions to the structural elements P1, (P2+P4/P5), and P3, while in the PNAS manuscript, these transitions are interpreted as corresponding to the elements (P1+P2), P4/P5, and P3.

8) I do not understand why a single step or two-step FRET increase occurs as the force is ramped up. Are these increases caused by force increase? It must be the case because they do not see such FRET increases during the refolding phase when the force was kept low (~2.5 pN). But I do not understand why higher forces applied would induce L5 and P3 to approach each other. If this can be shown to be the case, I think that is quite surprising and significant. Or perhaps the ligand simply does not bind at 2.5 pN? What happens if they keep the force near zero for an extended period? Would they not see such FRET increases?

9) The authors report a very short lifetime of state A in the presence of high concentration of TPP (50 µM) and state that only one very short-lived event was observed. However, panel F in Figure 2—figure supplement 1 clearly shows the molecule in the low FRET state for almost a second after refolding. The authors should clarify.

10) Figure 4B reports on the σ^2 values of the different FRET states, suggesting that the σ between the apo and SB state only differs by 20-30%. However, visual inspection of the traces in Figure 2 suggests a much more marked difference. Are the values in Figure 4 obtained from a distribution containing the distributions of FRET values for all molecules, or are the σ's obtained at level of individual traces?

eLife. 2015 Dec 28;4:e12362. doi: 10.7554/eLife.12362.015

Author response


Essential revisions:

All three reviewers express excitement about the technical tour de force that enabled the work and about the level of detail that is obtained from the simultaneous observation of the dynamics of secondary and tertiary structure formation. However, they raise substantial issues that should be addressed before a revised manuscript can be considered. In particular, a revised manuscript will need to include FRET experiments at zero force to address points number 1 and 2 in the list below. While no additional experiments are required to address the remaining points 3-10, a number of them relate to the need for additional clarification, analyses, and experimental detail. These issues should all be addressed in a revised manuscript and detailed in your rebuttal.1) The authors claim that their eukaryotic riboswitch behaves differently from the bacterial TPP riboswitch studied by the Blanchard laboratory using smFRET. They, however, do not provide data equivalent to the Blanchard study, that is, no smFRET data at zero force. TIRF-based smFRET analysis is easy to perform and in fact there are several labs at Stanford who can run such an experiment as a control.

We acknowledge this concern, and we wish to reassure the reviewers at the outset that we have responded proactively by providing new experimental data in our revised manuscript that directly address the issue raised here. But our elaborated response comes in several parts, as follows:

A) We wish to stress that none of the central conclusions of our paper in any way depends upon a comparison made between the findings of the Blanchard lab (relating to a prokaryotic form of the TPP riboswitch) and our own (relating to a eukaryotic form). This is something of an apples‐and‐oranges comparison, in truth: the RNA sequences of these riboswitches differ in significant ways, and we never anticipated that our results would be similar. And indeed, they were not. We cited the previous Haller, et al. (2013) findings primarily to point out how different that behavior was from what we observed. Our study was never intended to replicate aspects of the Blanchard group experiments. We employed an entirely different methodology, we investigated a different biological system, and we addressed some very different questions using force spectroscopy. We do not believe that we should be required to replicate the Blanchard experiments using their chosen methodology. Doing so is not feasible (see the reason below), and is very clearly outside the scope of the present study. Regardless of what one might, or might not, learn by so doing, it would not change any of the findings reported in our manuscript, which relate to the eukaryotic form of the riboswitch. The scholarly thing to do is to compare our findings with this other system in the Discussion, and to cite the relevant work, just as we do. We should not be asked to replicate their experiments using their methods. This is akin to asking a crystallographer to acquire an NMR structure, as well.

B) That said, it’s quite clear from the context here that the reviewers are specifically interested in knowing what happens to the eukaryotic TPP riboswitch under “zero force.” That is a perfectly legitimate question. Fortunately, we can answer it without replicating the Blanchard experiments, and we believe that this should satisfy the concern raised. (N.B: The reviewers’ term “zero force” is something of a misnomer, however, because RNA that folds in buffer under zero externalload is by no means subjected to “zero force:” internally, there are some very significant thermal forces, viscous forces, electrostatic forces, and entropic forces to contend with.) The Haller et al. (2013) work was performed without applying external loads. The aptamer dynamics that we observe in our apparatus under the very lowest applied loads, i.e., performed under negligible external forces, are essentially equivalent: these data are not anticipated to differ in any significant way from the results of a TIRF‐based, smFRET study. Specifically, whenever we allow our RNA constructs to refold, we place the molecules under negligible loads (in practice, such forces are all below 5 pN).

Two previous studies on riboswitches (Anthony et al., 2012; Greenleaf et al., 2008) have shown unequivocally that when an RNA construct is held under weak forces, below those required to denature any secondary structure, its folding kinetics are unaffected, and that a riboswitch will quickly regain its fully folded, functional state. These established results imply that any dynamics observed during the refolding process (under <5 pN) should be comparable to the dynamics one would observe at further‐reduced force, down to 0 pN. Put another way, there is no evidence that riboswitch folding changes under the lowest applied loads, between 0‐5 p pN, because RNA secondary structure forms freely within this range. (Incidentally, this makes perfect sense from an energetic perspective, because a 2Å displacement under 5 pN only supplies 1 pN∙nm, which is less than ¼kT!)

C) In light of the foregoing, we’ve collected and analyzed several additional examples of data from refolding trajectories, to address the question about what happens to the riboswitch under negligible external loads. We present these new data, for direct comparison with the Blanchard work, in an additional figure in our revised manuscript. Figure 3—figure supplement 1F–H shows representative FRET trajectories collected in the absence of the TPP substrate. During the refolding period (0.5 s or 1.0 s), the denatured aptamer is maintained at a negligible load and allowed to refold. The data show that in the absence of TPP, the aptamer adopts the fully‐folded, non‐binding (apo) configuration. This same conformation is stable throughout the subsequent force ramp, right up until the point of the first rip. With the eukaryotic aptamer is in this state, rapid “flickering” transitions into and out of additional FRET states, similar to those reported by Haller, et al., for the bacterial form of the aptamer, were not observed. (As we discussed in the original manuscript, our imaging time resolution is slightly lower than that of the Blanchard group, but it’s more than sufficient to have seen comparable fluctuations among states, had these been present.) We draw this comparison not to refute the results of the Haller, et al. (2013) study, but merely to highlight the divergent behaviors between the eukaryotic and bacterial TPP riboswitches.

D) Finally, we strongly dissent from the reviewers’ opinion expressed that “TIRF‐based smFRET analysis is easy to perform.”On the contrary, TIRF‐based smFRET is technically demanding work, and it requires rather specialized apparatus, as well as specialized constructs. Beyond that, it is non‐trivial to conduct the necessary instrument calibrations and data analysis. As a practical matter, our Force‐FRET apparatus, which employs confocal illumination, cannot be used to conduct TIRF‐based smFRET without re‐building its illumination optics altogether, which would render it useless for much of its present work! A different suite of support programs for acquiring and processing images would also have to be written. Even if we were to seek collaboration with some other lab to use their smTIRF apparatus (which we should not be required to do!), the RNA constructs that we developed for use in our optical‐ trapping dumbbell assays are unsuitable for tethering directly to surfaces in smTIRF assays. An entirely different set of molecular constructs would have to synthesized, with different handle lengths and different chemical linkers, suitable for surface‐tethering. Finally, these new constructs would all have to chemically labeled with fluorophores in the lab, assayed for chemical yield, and subsequently tested. Appropriate experimental controls (both positive and negative) would have to be run. This enterprise represents an entire one‐ to two‐year project! Fortunately, it is also completely unnecessary, because we are able to answer the question posed about what happens at negligible forces using data we’ve already acquired in our Force‐FRET study, rendering this possibility moot.

2) The authors should present donor and acceptor time traces for at least a couple of traces. The correction factor attributed to the difference in quantum yield is 0.17, suggesting about a factor of six difference. That's surprisingly large. The reference for the correction factor must be incorrect because I could not find the definitions of β and γ in McKinney et al. cited. It is also known that ATTO647N undergoes spectral fluctuations, giving rise to intensity fluctuations on its own, and this can give rise to apparent FRET changes. Extended FRET trajectories at zero force can reassure the readers if this is not a problem.

We apologize for the confusion here, apparently generated by a misstatement on our part, now corrected: in our manuscript, β refers to the correction that accounts for the leakage of donor emission into the acceptor channel, and not to a “correction for the difference in quantum yield.” We measured a β factor of 0.13. The reference to McKinney et al. was incorrect; the proper reference is to (McCann et al., 2010). The revised manuscript has now been corrected, and we thank the reviewers for calling our attention to this error.

As for ATTO647N, it has been shown to undergo spectral fluctuations when attached to dsDNA, as reported by (Di Fiori and Meller, 2010), whom we cite. Several previous studies have shown that the presence of >1 mM Trolox abolishes the intensity fluctuations from ATTO647N (blinking events) more‐or‐less completely: see, for example, (Cordes et al., 2009). Using DNA hairpin constructs, we collected both donor (ATTO550) and acceptor (ATTO647N) trajectories at constant, low forces in the presence of 3 mM Trolox containing 20% or 30% trolox‐quinone (TQ), respectively (Figure 8E). These trajectories show that the increased TQ levels result in FRET records that are virtually free of dye‐blinking events. The absence of any such blinking is also apparent in the negligible‐force refolding data, presented in new Figure 3—figure supplement 1 of the revised manuscript.

3) The mechanistic details of one riboswitch example might not be relevant to the mechanistic details of another. Therefore, it is not certain that the knowledge gained from such a detailed study of this TPP riboswitch construct will serve as universal truths and teach us about the function of other members of the same class. Specifically, the authors contrast their findings on a eukaryotic RNA with the previous findings from a bacterial RNA. Unfortunately, their data do not reveal whether these differences are inherent to these divisions of life, or if these differences are just individual characteristics that might vary between any two riboswitches. The authors are well aware of this concern based on some of their comments in the Discussion section. They, however, should discuss the issue of generalizable differences and/or similarities between the classes of riboswitches more explicitly.

The reviewers make a perfectly valid point, and we entirely agree that the mechanistic details of one riboswitch example might not be relevant to the mechanistic details of another. As a matter of scientific principle (not to mention logic), generalizations shouldn’t ever be attempted until a sufficient number of individual cases has been scored. Clearly, it’s early days yet for these riboswitches, and we know the folding‐energy landscapes for only a mere handful of them. But at the reviewers’ request, we’ve now added our (admittedly, speculative) thoughts on the matter to the end of the Discussion section in the revised manuscript.

4) Hidden-Markov modeling was used to fit their data at forces below 10 pN but the force will certainly influence the observed kinetics. The authors need to show smFRET traces at defined forces and HMM fit overlaid over the raw data. In the current manuscript, they do not show any smFRET data used for HMM analysis and as a consequence, the readers cannot get a feel for how noisy the data is and how reasonable those fits are. In fact, from the current manuscript, I cannot tell whether the smFRET traces used for HMM analysis were obtained at a constant force or during the force ramp.

We take your point. In the revised manuscript, we now supply the requested overlay of FRET records and HMM fits (please see Revised Figure 6). The FRET‐state assignments, described in the Results sections “Cluster Analysis establishes threshold for the three FRET states” and “TPP analogs reveal differences in helix‐arm configuration during ligand binding,” were performed on data obtained at forces below 10 pN, as stated in the original manuscript. However, the hidden Markov (HM) analysis had been incorrectly described in the Results section “Hidden Markov Modeling of FRET refolding trajectories reveals rates of aptamer helix arm dynamics.” HM modeling was carried out on the refolding portions only of the FRET trajectories. This description has been corrected in the revised manuscript.

5) The authors write that the rates determined using HMM analysis of smFRET data are higher than what they saw using optical trap data previously. There are a couple of peculiarities in their presentation. First, in the Discussion section, they say that one is faster than the other but the difference is within error. Well, if the difference is within error, that means the difference is not big enough to be considered significant. Then, why mention it at all? Second, because they acquired optical trap data simultaneously, they should analyze the mechanical data for the transition kinetics and make a direct comparison to rule out the possibility the aptamer modification and fluorescent labeling affect the kinetics even though they do not seem to affect the forces at which the major rips occur.

The reviewers are absolutely correct to raise this point, and we apologize for any confusion that the offending sentence may have sown. Yes, the difference that we’d noted was within experimental error, and was therefore not statistically significant. As this sentence contributed little to our discussion, it has been removed altogether from the revised manuscript.

6) The section “TPP analogs reveal differences in helix-arm configuration during ligand binding” describing the different FRET levels for different ligands is puzzling. The authors claim that the difference in FRET levels between the WB state for TPP (0.73) and that for TMP or T (0.64 and 0.69, respectively) is significant. However, earlier in the same section, the authors state that a FRET level of 0.46 for traces in the absence of ligand 'closely matches' the 0.41 level observed for the apo state. Why is the one difference relevant and the other not? From the reported SEM's and σ^2 values it is not clear to me why these differences are interpreted differently.

Yes, the FRET level of 0.46 (± 0.005 s.e.m.) for records obtained in the absence of ligand (the -TPP state FRET efficiency; see revised Figure 4D) is said in the section “TPP analogs reveal differences in helix-arm configuration during ligand binding” to “closely match” the FRET level observed in the Apo state (the Apo state FRET efficiency; see revised Figure 4B), which is also 0.46 ( ± 0.005 s.e.m.) – and not 0.41, as the reviewers stated above. Indeed, these two mean values are identical, although they have different std. errs. On the other hand, the WB state for TPP (FRET = 0.73) is a larger value than the WB state for either TMP or T (FRET = 0.64 and 0.69), and the FRET difference (Δ= 0.04‐0.09) is nearly tenfold the std. err. associated with either state (0.004 or 0.003). So, even allowing for systematic errors, this difference is significant.

7) The section describing the unfolding features in the FEC's (Figure 2) is very unclear. In the section “Direct correspondence between P3-L5 configuration and secondary structural conformation”, the authors describe the observation of three opening transitions in the absence of TPP and one or two additional features in the presence of ligand. From the data represented in Figures 2 and Figure 2—figure supplement 1, it is not clear to me where these transitions are and how frequently they occur. Reading back the 2012 Anthony et al. paper, I see where they are supposed to occur (for example, Figure 1C in the PNAS paper), but in the current manuscript these observations are poorly detailed. Also confusing is that the assignment of the 'rips' is different in the current manuscript than those in the PNAS paper: the authors attribute the transitions to the structural elements P1, (P2+P4/P5), and P3, while in the PNAS manuscript, these transitions are interpreted as corresponding to the elements (P1+P2), P4/P5, and P3.

To better highlight the locations of the tiny, individual opening transitions (three transitions in the absence of TPP, and either one or two transitions in the presence of ligand) in the different FECs, we’ve now introduced a set of filled arrowheads into revised Figure 3 (formerly, Figure 2). In the Results section “Direct correspondence between P3-L5 configuration and secondary structural conformation”, the word “additional” refers to the FEC forms. In the absence of TPP, we observed a single form of the FEC. In the presence of TPP, we observed two additional forms. In total, therefore, there are three FEC forms observed.

We thank the reviewers for pointing out the inconsistency regarding the attribution of FEC transitions to denaturing of secondary structures: this has been fixed in the revised manuscript, in the aforementioned section.

8) I do not understand why a single step or two-step FRET increase occurs as the force is ramped up. Are these increases caused by force increase? It must be the case because they do not see such FRET increases during the refolding phase when the force was kept low (~2.5 pN). But I do not understand why higher forces applied would induce L5 and P3 to approach each other. If this can be shown to be the case, I think that is quite surprising and significant. Or perhaps the ligand simply does not bind at 2.5 pN? What happens if they keep the force near zero for an extended period? Would they not see such FRET increases?

Please allow us to explain. If, during a force ramp, the currently applied force happens to be below the value of the opening (“rip”) force for unfolding P1 (typically, <8 pN), then the aptamer behaves just as though it’s under no load (i.e., under negligible force). That is, it’s free to fold or adopt different secondary structures, and to form tertiary contacts. Therefore, any FRET activity monitored within this same force regime may be directly attributed to conformational rearrangement within the aptamer, and it is not caused by the application of force.

FRET increases only tend to occur during the refolding portions of the experiment (Figure 3—figure supplement 2). In most cases (for example, in Figures 3B and 3C), we observe FRET increases concurrent with force ramps because we allotted only about one second for refolding, whereas arm movements can take place on a much longer timescale. For a counter‐example, Figure 3—figure supplement 1I illustrates an example where riboswitch refolding and ligand binding occurred almost instantaneously, and so we see a variety of FRET transitions during the long refolding time of 3 seconds, and before the force ramp even begins.

9) The authors report a very short lifetime of state A in the presence of high concentration of TPP (50 µM) and state that only one very short-lived event was observed. However, panel F in Figure 2—figure supplement 1 clearly shows the molecule in the low FRET state for almost a second after refolding. The authors should clarify.

The observation of "only one very short‐lived event" came from the results of HMM analysis. In the revised manuscript, Figure 3—figure supplement 1 panel E (previously Figure 2—figure supplement 1 panel F) and panels F‐H supply examples of trajectories that appear, on casual inspection, to be in a low‐FRET state for a period of time, but this interval was actually scored by HMM analysis to be in the mid‐FRET state. In this case, we’re less inclined to trust our eyes and more inclined to trust a less biased analysis.

10) Figure 4B reports on the σ^2 values of the different FRET states, suggesting that the σ between the apo and SB state only differs by 20-30%. However, visual inspection of the traces in Figure 2 suggests a much more marked difference. Are the values in Figure 4 obtained from a distribution containing the distributions of FRET values for all molecules, or are the σ's obtained at level of individual traces?

The values for σ in Figure 5 are obtained by aggregating FRET values from all molecules.


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