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. Author manuscript; available in PMC: 2016 Apr 1.
Published in final edited form as: Vasc Med. 2015 Apr;20(2):143–152. doi: 10.1177/1358863X14566429

Venous thromboembolism: Predicting recurrence and the need for extended anticoagulation

Geoffrey D Barnes 1, Yogendra Kanthi 1, James B Froehlich 1
PMCID: PMC4780214  NIHMSID: NIHMS762519  PMID: 25832602

Abstract

Initial treatment for venous thromboembolism (VTE) includes the acute and intermediate phases, usually lasting for 3 months. The choice to extend therapy beyond the initial 3-month window involves assessing a combination of risk factors for VTE recurrence and bleeding, along with weighing patient preferences. In some cases, such as VTE provoked by a reversible surgical risk factor, the recurrence risk is sufficiently low that most patients should not receive extended therapy. In other cases, such as VTE associated with malignancy, the recurrence risk is sufficiently high that treatment should be extended beyond the initial 3 months. However, a large number of patients fall into a grey zone where the decision on extended therapy is less clear-cut. In this review, we summarize the evidence for VTE recurrence risk and the role for extended anticoagulation given a variety of patient-specific factors and laboratory results. We also review the role of VTE risk prediction tools and provide a recommended algorithm for approaching the decision of extended anticoagulation therapy. Various agents available for extended VTE therapy, including warfarin, aspirin and the direct oral anticoagulant agents, are discussed.

Keywords: Anticoagulation, venous thromboembolism

Background

Venous thromboembolism (VTE), which includes both deep venous thrombosis (DVT) and pulmonary embolism (PE), is a common medical disorder associated with significant morbidity and mortality. The annual incidence of VTE is estimated at 1–2 per 1000 population.13 VTE has a reported case fatality rate of 11.3% with a 30% risk of developing the post-thrombotic syndrome within 10–20 years following the incident VTE.1,4

While many practitioners consider VTE an acute illness, the effects of VTE are long-lasting and result in life-long vascular changes for many patients. After an initial event, recurrent VTE rates are reported to be as high as 17.5% at 2 years and 24.6% at 5 years.5 Interestingly, the risk of recurrence is highest in the initial year, declining thereafter but always with incremental risk.6 Additionally, the risk of recurrence once anticoagulation is discontinued does not appear to be significantly affected by the length of treatment.7

Treatment of VTE has been divided into three phases. The initial ‘acute’ phase of treatment is focused on halting the thrombotic process.8 Historically, this was achieved with heparinoid agents or fondaparinux, but recently a few of the newer direct oral anticoagulants (DOACs) have been shown to be equally effective in the acute phase (rivaroxaban and apixaban). The intermediate (long-term) phase usually lasts up to 3 months with a focus on reducing the risk of VTE recurrence. Previously, this was achieved with warfarin, but recently each of the available DOAC agents (dabigatran, rivaroxaban and apixaban) have been shown to be effective in this phase as well. The chronic (extended) phase focuses on secondary prevention of VTE recurrence (>3 months after the initial event). There has been much debate about the need for extended treatment and the appropriate agent of choice in this phase, without general consensus.

In this review, we summarize the data for risk stratification of VTE recurrence, describe the published risk stratification tools and discuss risk factors for bleeding. We then summarize the data supporting the use of various antithrombotic agents for extended therapy. Finally, we provide a suggested approach to identifying appropriate patients for extended antithrombotic therapy following an initial VTE.

Extended antithrombotic therapy

Extended antithrombotic therapy refers to the secondary prevention of VTE with any anticoagulant or antiplatelet agent. This occurs after completion of the initial (acute) and intermediate (long-term) phases, usually 3 months following initiation of anticoagulation.

Current guidelines support the use of extended antithrombotic therapy in patients with high VTE recurrence risk or a known recurrent VTE as long as the bleeding risk is not prohibitively elevated.9 However, this is a Grade 2B recommendation, defined as a weak recommendation with moderate quality evidence.10 The guidelines state that additional risk factors for VTE recurrence as well as patient preferences regarding the burden of anticoagulation may influence the decision to extend therapy in these situations. Many tools exist to predict the risk of VTE recurrence, which incorporate factors such as the situation in which a VTE developed, the location of the VTE, patient-specific aspects, as well as various laboratory and imaging tests. However, per the guidelines, a decision to extend therapy must incorporate a balance of the VTE recurrence risk with the risk for bleeding associated with anticoagulant therapy.9 Engaging patients in the decision-making process is a guideline-endorsed critical step. The development of shared decision-making tools is a much-needed area of research and development.

Risk assessment for VTE recurrence

The risk of VTE recurrence has been associated with a variety of factors. Many of these factors have been independently associated with VTE recurrence risk. However, not all factors have consistently been shown to predict recurrence or to benefit decision making in various populations.

Type of initial VTE

VTE episodes are categorized as provoked or unprovoked. Patients who develop VTE associated with a transient surgical procedure (surgically provoked VTE) have a very low rate of recurrence, estimated at 0.7% per year in the 2 years after stopping anticoagulation therapy.9,11 Patients who develop a non-surgical, provoked VTE (e.g. immobilization, pregnancy, use of estrogen-containing contraception) have a slightly higher recurrence risk, estimated at 4.2% per year in the same 2-year period after discontinuing anticoagulation therapy.11 Patients who develop VTE without a provoking factor have a higher rate of recurrence, estimated at 7.4% per year in the 2 years after discontinuing anticoagulation treatment.11 If VTE is associated with a known malignancy, recurrence rates are even higher.12 The role of other hypercoagulable states in VTE recurrence risk is discussed later.

VTE location

In an analysis of almost 3000 patients whose initial DVT was located in the distal lower extremity (calf DVT), recurrence rates were found to be lower than in patients with a more proximal location DVT (hazard ratio (HR) 0.49, 95% confidence interval (CI) 0.34–0.71).13 However, in the same analysis, patients with a PE were found to have a similar recurrence risk as patients with proximal DVT (HR 1.19, 95% CI 0.87–1.63). Nevertheless, multiple studies have shown that recurrent events in patients who have had a prior PE are more likely to be a second PE compared to patients with DVT.14,15 Additionally, patients with an initial PE have a risk of a recurrent, fatal PE that is two to three times higher than in patients with an initial DVT.4 In the three major trials of DOACs for extended therapy, there was no significant efficacy or recurrence difference between patients with an index PE versus an index DVT.1618 Although many practitioners choose to treat patients with PE for longer durations than patients with a proximal DVT, the guidelines do not recommend different lengths of therapy.

Patient factors

A few patient-specific factors that are not modifiable play a role in the risk of VTE development and recurrence. A patient’s age is a risk factor for both the development of VTE and the risk of recurrence.6,14,19 Male sex, for reasons that are not completely understood, is also a risk factor for VTE recurrence.2023 However, the same increased risk for men is not consistently shown for an incident VTE. Multiple studies have demonstrated that men and women are at equal risk or women at slightly higher risk of developing an incident VTE.3

Cancer is a well-known risk factor for both the development of an initial and recurrent VTE.12 Recurrence rates without appropriate anticoagulation approach 21% in patients with an active malignancy over the first year. In patients with an active malignancy, use of low-molecular-weight heparin (LMWH) is more effective than standard warfarin therapy in reducing VTE recurrence risk.24

Current investigation is ongoing into the role of systemic inflammatory conditions and the risk of VTE. In some studies, autoimmune disorders such as systemic lupus erythematosus and rheumatoid arthritis have been associated with a higher risk of VTE25,26 and treatment with statins has been associated with a reduction in VTE occurrence,27,28 but further studies are necessary to identify a causative relationship and potential therapeutics.

Laboratory studies

Perhaps the most extensively studied laboratory measurement associated with VTE recurrence is the d-dimer. A number of studies have demonstrated that elevated levels of d-dimer are associated with an increased risk of VTE recurrence.2934 The majority of these studies have explored the role of d-dimer testing off anticoagulation, usually 1 month after completing warfarin therapy. A recent meta-analysis of seven studies exploring the predictive ability of a d-dimer checked 3 weeks to 2 months after stopping warfarin (minimum of 3 months of treatment) demonstrated that patients with a positive d-dimer had an annualized rate of VTE recurrence of 8.9% (95% CI 5.8–11.9%) compared to 3.5% (95% CI 2.7–4.3%) in patients with a negative d-dimer.34 The utility of testing d-dimer while still on anticoagulation is less clear. In a recent study of 355 patients with idiopathic VTE, 28% (95% CI 21–31%) of the patients with a normal d-dimer on anticoagulation developed an abnormal d-dimer at 1 month after cessation of anticoagulation therapy.35 Yet another study of 646 patients with a first, unprovoked VTE demonstrated that on-treatment d-dimer levels were highly predictive of VTE recurrence in women (relative risk (RR) 3.02, 95% CI 1.41–6.51) but not for men (RR 1.14, 95% CI 0.71–1.82).23 The combination of d-dimer testing with other clinical, laboratory and imaging tests as well as repeated d-dimer testing has also been explored.23,2931,3537

Hypercoagulable states are frequently tested for in patients with an incident VTE. However, their utility for predicting VTE recurrence or directing therapy is not endorsed routinely by guidelines, systematic reviews or expert opinion.9,3840 The one exception may be the antiphospholipid antibody syndrome, which is associated with significant VTE recurrence risk (RR ~2) and has implications for treatment strategies.41,42 However, several parameters of antiphospholipid antibody testing may be altered by VTE and anticoagulation.43 The utility and yield of each test needs to be considered in each patient. Patients with factor V Leiden mutation are common (up to 5% of all Caucasian patients). Many studies, but not all, have suggested a slightly elevated risk of VTE recurrence for patients with factor V Leiden mutations.4446 However, the impact of this mutation and comparing recurrence risk with the risks of bleeding while on anticoagulation therapy make its clinical use less certain. Prothrombin mutations have generally not demonstrated elevated risk for VTE recurrence.42,44 Deficiencies of protein C, protein S and antithrombin have been associated with VTE recurrence; however, the ability to test for these deficiencies while on warfarin therapy, as well as the rarity of these conditions, limits their clinical application.42,47 Elevated homocysteine levels have been associated with an increased risk of both arterial and venous thrombotic disorders, but the association with VTE recurrence is not well established and treatments targeted at reducing homocysteine levels have not been shown to reduce VTE risk.4850 Patients with genetic dysfibrinogenemia are rare, but do appear to have an increased risk of VTE.51 While a combination of hypercoagulable states may increase VTE recurrence risk, this occurrence is rare. Expert opinion is generally not in favor of routine use of thrombophilia testing and many experts question the merit of testing for any VTE patients.46 For these reasons, we do not favor routinely ordering hypercoagulable testing in patients with a first VTE. Since patients with a recurrent VTE benefit from life-long therapy, there is usually no utility to performing hypercoagulable testing in this setting either. However, many practitioners find these tests useful in certain specific clinical situations, such as determining the need for VTE prophylaxis during pregnancy in women with a prior VTE.

Mechanical features

A number of studies have explored the role of persistent vascular occlusion and the associated risk of VTE recurrence.30,52 A recent meta-analysis demonstrated an elevated odds of VTE recurrence in DVT patients with residual vein thrombosis (odds ratio (OR) 2.5, 95% CI 1.1–2.0) but not in the subset of patients with a first, unprovoked DVT (OR 1.25, 95% CI 0.9–1.7).53 However, a subsequent patient-level meta-analysis found a weak association between residual vein thrombosis and VTE recurrence in patients with a first, unprovoked VTE (HR 1.32, 95% CI 1.11–4.25).54

A recently published study examined the role of d-dimer testing in patients with residual vein thrombus after 3+ months of anticoagulation.37 Patients with an elevated d-dimer while on anticoagulation therapy were maintained on treatment. Patients with a negative d-dimer had their anticoagulation stopped and a repeat d-dimer was performed sequentially at 15, 30, 60 and 90 days. Any elevated d-dimer level prompted re-initiation of anticoagulation therapy. During the 90-day testing period, 52.3% of the patients enrolled maintained a negative d-dimer. VTE recurrence rates in patients treated with anticoagulation were significantly lower than in those who refused treatment despite an elevated d-dimer (0.7%/100-patient-years vs 8.8%/100-patient-years, HR 2.92; p<0.001). VTE recurrence rates were 3%/100-patient-years in the group with persistently negative d-dimers and no anticoagulation treatment. We generally favor the use of d-dimer testing, but not duplex ultrasound testing for residual vein thrombus, in patients with an initial idiopathic VTE.

VTE risk prediction tools

Four risk prediction models have been developed to summarize key risk factors for VTE recurrence in a user-friendly tool (Table 1). The first tool published was the ‘Men and HERDOO-2’ score.23 In this study, 646 patients with a first, unprovoked VTE were followed over 4 years. Men were found to have an annualized recurrence risk of 13.7% (95% CI 10.8–17.0%). The risk of recurrence for women varied according to the presence of post-thrombotic syndrome, an elevated d-dimer (on anticoagulation) and obesity. For women with two or more of these findings, the annualized recurrence rate was 14.1% (95% CI 10.9–17.3% compared to 1.6% (95% CI 0.3–4.6%) for women with one or fewer findings. Based on these results, the authors suggest that all men as well as women with two or more risk factors for VTE recurrence receive extended anticoagulation while women with zero or one risk factor are at sufficiently low risk of recurrence and do not require extended therapy. Limitations of this scoring system include the use of a d-dimer on anticoagulation and that approximately 75% of all patients are categorized as ‘high risk’ and therefore subject to extended anticoagulation. Still, this scoring system has clinical merit because it can be applied without having to stop anticoagulation before checking a d-dimer, a concern for many patients and practitioners. Validation of this scoring system and its utility in determining anticoagulation therapy is currently underway (NCT00967304).

Table 1.

Risk scoring algorithms for venous thromboembolism (VTE) recurrence.

Prediction model Elements Points Findings
HERDOO-223 Sex NA High risk:
  • Men (13.7%, 95% CI 10.8–17%)

  • Women with ≥2 risk factors (14.1%, 95% CI 10.9–17.3%)

    Low risk:

  • Women with 0–1 risk factors (1.6%, 95% CI 0.3–4.6%)

Signs of post-thrombotic syndrome
  • Hyperpigmentation

  • Erythema

  • Redness

1
Elevated d-dimer on anticoagulation 1
BMI >30 kg/m2 1
Age ≥65 1
Vienna20 Male sex NA Continuous HR 1.27–2.6 based on nomogram
Proximal DVT
PE
Elevated d-dimer (3 weeks post-VKA discontinuation)
DASH22 Elevated d-dimer (3–5 weeks post-anticoagulation discontinuation) 2 Annualized recurrence risk:
  • ≤1 point (3.1%, 95% CI 2.3–3.9%)

  • 2 points (6.4%, 95% CI 4.8–7.9%)

  • ≥3 points (12.3%, 95% CI 9.9–14.7%)

Age ≤50 1
Male sex 1
Hormone replacement therapy −2
Louzada55 Female sex 1 Recurrence risk at 3–6 months:
  • Low risk: ≤ −1 point (5.1%)

  • Intermediate: 0 points (9.9%)

  • High: ≥1 point (15.8%)

Prior VTE 1
Primary lung cancer 1
Primary breast cancer −1
Tumor stage (TNM 1) −2

BMI, body mass index; HR, hazard ratio; DVT, deep venous thrombosis; PE, pulmonary embolism; VKA, vitamin-K antagonist; VTE, venous thromboembolism.

The second tool developed was the Vienna risk model.20 In this study, 929 patients with a first, unprovoked VTE were followed for a median of 43.3 months after discontinuing anticoagulation. Recurrence risk was elevated in men (HR 1.9, 95% CI 1.31–2.75), patients with proximal DVT (HR 2.09, 95% CI 1.16–3.74) and PE (HR 2.60, 95% CI 1.49–4.53) and elevated d-dimer (HR 1.27 per doubling, 95% CI 1.08–1.51) when checked shortly after discontinuing warfarin. Unlike the ‘Men and HERDOO-2’ model, the Vienna risk model gives a range of VTE recurrence risks, not a binary high-versus low-risk state. While some practitioners may find this flexibility appealing, others might have difficulty determining what level of risk is sufficiently low to withhold extended anticoagulation. Additionally, the scoring system requires the use of a computer system or nomogram to appropriately calculate the risk based on d-dimer levels, limiting its ability to be applied from memory by practitioners in the clinic setting.

The third tool developed is the DASH model.22 In this study, 1818 patients with unprovoked VTE were examined after completion of anticoagulation therapy. An elevated d-dimer (checked 3–5 weeks after stopping anticoagulation), age <50 years, male sex and VTE not associated with hormone treatment (including estrogen-containing contraception and hormone replacement therapy) were found to be the main predictors of VTE recurrence. Two points are given for an elevated d-dimer: one point each for age <50 years and male sex, and two points subtracted if the VTE is associated with hormone therapy. The annualized rate of VTE recurrence was 3.1% (95% CI 2.3–3.9%) for a score of one or less, 6.4% (95% CI 4.8–7.9%) for a score of two, and 12.3% (95% CI 9.9–14.7%) for a score of three or greater. The authors suggest that patients with a score of one or less are at sufficiently low risk of VTE recurrence that they should not be treated with extended therapy. This scoring system has the flexibility of estimating the recurrence rate for low, intermediate and high-risk patients as well as a suggested cut-off for extended therapy, but has not been validated in an external cohort or tested in a treatment-decision study. Also, some patients and practitioners may be uncomfortable using the d-dimer nearly 1 month after stopping anticoagulation to determine the need for extended therapy.

The final tool developed is the Louzada score.55 This score was developed in 543 patients with cancer-associated VTE and found that sex, primary tumor site, stage of the tumor and a history of prior VTE were independent predictors of VTE recurrence. One point is given to women, patients with lung cancer and patients with a prior VTE. One point is subtracted for breast cancer and two points are subtracted for a tumor TMN stage of I. In the derivation cohort, patients with a score of zero or less had a VTE recurrence frequency of 4.5%, which the authors describe as low risk. In the validation cohort of 819 cancer-associated VTE patients, a score of −1 or less was associated with a VTE recurrence rate of 5.1% (low risk) and a score of zero was associated with a VTE recurrence rate of 9.9% (intermediate risk). While the score is designed for application in cancer-associated VTE patients and was externally validated, the variation in the scoring associated with a recurrence risk low enough for most practitioners to withhold extended anticoagulation limits its applicability at this time.

Each of the risk prediction tools has its merits, but uniform validation in external cohorts is still necessary. Additionally, while a risk prediction tool may be able to assess VTE recurrence risk, its ability to positively influence clinical decision making should not be assumed. For that reason, prospective testing of the clinical decision tool in a decision-making environment is advised to ensure that it is practical and patient-centered before widespread adoption of these tools.

Bleeding risk assessment

Similar to predicting VTE recurrence, predictors of bleeding while VTE patients are treated with anticoagulation exist. It is important to remember, however, that these predictors were identified in studies of patients receiving warfarin therapy, and may not carry the same association with bleeding for patients anticoagulated with DOACs. Significant predictors of bleeding include older age, prior bleeding, malignancy-associated VTE, renal or liver failure, thrombocytopenia and concurrent use of antiplatelet medications. Various attempts have been made to formalize a bleeding risk stratification tool for VTE patients. These include the OBRI,56 Kuijer,57 HEMORR2HAGES,58 RIETE59, HAS-BLED,60 ATRIA61 and ACCP9 scores. However, only the RIETE and Kuijer scores were developed specifically for acute VTE patients. The OBRI score was derived from an anticoagulated population of various indications for warfarin while the HEMORR2HAGES, HAS-BLED and ATRIA scores were initially tested in atrial fibrillation patients and only subsequently tested in VTE patients. The ACCP score includes elements common to multiple scoring systems and published literature, but was not formally tested when it was introduced. The risk elements summarized in Table 2 are found in many of these formal bleeding risk scores.

Table 2.

Predictors of bleeding risk in patients anticoagulated with warfarin for venous thromboembolism. 9

  • Older age (>65–75)

  • Prior bleeding history

  • Malignancy-associated venous thromboembolism (especially if metastatic)

  • Renal insufficiency

  • Liver failure/cirrhosis

  • Diabetes

  • Prior stroke

  • Thrombocytopenia

  • Anemia

  • Concurrent use of antiplatelet agents

  • Recent surgery

  • Frequent falls

  • Alcohol abuse

  • Reduced functional capacity

  • Poorly controlled warfarin therapy

Use of bleeding risk assessments has not been widely adopted. This is likely due to each scoring system’s limited predictive ability. While each score demonstrated modest predictive ability in its derivation and initial validation studies, similar success has not been seen in subsequent validation studies for VTE patients. In older adults, for whom bleeding risk is of significant concern, two validation studies found that no single scoring system had a c-statistic (area under the Receiver Operator Curve) greater than 0.61.62,63 Additionally, data have not been published detailing the bleeding risk factors for patients treated with the newer DOACs (e.g. dabigatran, rivaroxaban and apixaban).

The balance between VTE recurrence risk and bleeding risk is essential when patients and providers weigh the need for extended therapy, as is recommended by the guidelines.9 However, equating the occurrence of a single bleeding event to a recurrent VTE is not always appropriate. Therefore, clinicians must properly counsel patients to carefully consider the potential reversibility and downstream consequences of both a bleeding event and a recurrent VTE when making a decision to extend anticoagulation therapy.

Choice of antithrombotic agent

Once a decision is made to extend treatment for secondary VTE prevention, a patient and provider must select the most appropriate antithrombotic agent. Historically, the only viable option was warfarin therapy. However, many newer options have been tested and approved by the FDA in recent years, specifically for secondary VTE prevention (Table 3). It is important to note that most of these studies compared a newer DOAC to a placebo control group.

Table 3.

Key clinical trials in secondary prevention of venous thromboembolism.

Study Drug Comparator Duration (months) VTE recurrence evaluation (95% CI) Major or CRNM bleeding
Study drug Comparator
CLOT trial24 Dalteparin 150 IU/kg daily Warfarin 6 HR 0.48 (0.30–0.77) 14% 19%
RE-SONATE16 Dabigatran 150 mg BID Placebo 6–12 HR 0.08 (0.02–0.25) 5.3% 1.8%
RE-MEDY16 Dabigatran 150 mg BID Warfarin 18–36 HR 1.44 (0.78–2.64) 5.6% 10.2%
EINSTEIN Extension18 Rivaroxaban 20 mg daily Placebo 6–12 HR 0.18 (0.09–0.39) 6.1% 1.2%
AMPLIFY Extension66 Apixaban 2.5 mg BID Placebo 12 RR 0.19 (0.11–0.33) 3.2% 2.7%
Apixaban 5.0 mg BID Placebo 12 RR 0.20 (0.11–0.34) 4.3% 2.7%
WARFASA67 Aspirin Placebo ≥24 HR 0.58 (0.36–0.93) 1% 1%
ASPIRE68 Aspirin Placebo 27 HR 0.74 (0.52–1.05) 1.1% 0.6%

VTE, venous thromboembolism; CI, confidence interval; CRNM, clinically relevant non-major; HR, hazard ratio; BID, twice daily; RR, relative risk.

Warfarin

Warfarin is typically given with a target INR range of 2.0–3.0. However, two pivotal studies examined the effectiveness of using lower target INR ranges for extended VTE treatment. In the first study, Ridker and colleagues compared low-intensity warfarin (INR target range 1.5–2.0) and placebo in 508 patients with idiopathic VTE who had received a median of 6.5 months of prior anticoagulation treatment.64 They showed that patients receiving low-intensity warfarin had a significantly reduced risk of VTE compared to patients treated with placebo (HR 0.36, 95% CI 0.19–0.67) without a significant difference in major bleeding. This demonstrated that extended low-intensity therapy was superior to no therapy. However, in the second study, Kearon and colleagues tested the effectiveness of low-intensity warfarin (INR target range 1.5–1.9) versus standard intensity warfarin (INR target range 2.0–3.0) in 738 patients with unprovoked VTE who had completed 3+ months of therapy.65 They demonstrated a higher risk of VTE recurrence (HR 2.8, 95% CI 1.1–7.0) with no difference in major bleeding risk (HR 1.2, 95% CI 0.4–3.0) in patients treated with low-intensity warfarin therapy. Based largely on these two trials, current guidelines recommend against the use of low-intensity warfarin therapy, preferring a standard INR target range of 2.0–3.0 for all patients being treated for VTE.9

Low molecular weight heparin

LMWHs are commonly used for the acute treatment of VTE, especially while warfarin therapy is being started. However, because of the need for injection, they are usually not the preferred agent for treatment after the initial hospitalization. They also have limitations in patients with severe renal impairment. One key exception is in patients with malignancy-associated VTE. In the CLOT trial, Lee and colleagues tested the effectiveness of LMWH against warfarin in 676 patients with an initial VTE and active cancer (Table 3).24 They found that treatment with LMWH was associated with a reduced risk of VTE recurrence compared to warfarin (HR 0.48, 95% CI 0.30–0.77) with no added major bleeding risk. Patients in this trial most commonly had breast, colorectal, lung, genitourinary or gynecologic malignancies. Two-thirds of the patients had metastatic disease at enrolment. Based on this trial, the guidelines support the use of LMWH over warfarin in the setting of active cancer.9

Dabigatran

Dabigatran, an oral direct thrombin inhibitor, has been tested for both acute and extended therapy for VTE patients (Table 3). In the first of two trials for the extended therapy to prevent VTE recurrence, dabigatran 150 mg twice a day was compared to placebo in 1343 patients with a previously treated VTE after 6–18 months of therapy.16 Patients treated with dabigatran had significantly reduced risk of VTE recurrence (HR 0.08, 95% CI 0.02–0.25) with an increased risk of major bleeding (HR 2.92, 95% CI 1.52–5.60) compared to patients treated with placebo. In the second study, dabigatran 150 mg twice a day was compared to warfarin in 2856 VTE patients previously treated for 3–12 months.16 There was no significant difference in VTE recurrence risk (HR 1.44, 95% CI 0.78–2.64) or major bleeding (HR 0.52, 95% CI 0.27–1.02) in the dabigatran versus warfarin treated groups. Dabigatran is not advised in VTE patients with an estimated creatinine clearance ≤30 ml/min.16

Rivaroxaban

Rivaroxaban, an oral factor Xa inhibitor, has been tested for both acute and extended therapy for VTE patients (Table 3). In the EINSTEIN Extension trial, 1196 VTE patients who had completed 6–12 months of initial therapy were treated with either rivaroxaban 20 mg daily or placebo.18 Patients treated with rivaroxaban had a lower risk of VTE recurrence (HR 0.18, 95% CI 0.09–0.39) with no significant difference in major bleeding compared to placebo. The EINSTEIN Choice trial is currently underway to compare rivaroxaban at 10 mg and 20 mg to aspirin at 100 mg for extended treatment of VTE and to assess the prevention of VTE with the risk of bleeding at standard and lower doses of rivaroxaban. Rivaroxaban is not advised in VTE patients with an estimated creatinine clearance <30 ml/min.18

Apixaban

Apixaban, another oral factor Xa inhibitor, has also undergone testing for both acute and extended VTE therapy (Table 3). In the AMPLIFY Extension trial, apixaban at two doses (2.5 mg and 5 mg, both twice daily) were compared to placebo in 2486 VTE patients after an initial 6–12 months of anticoagulation therapy.66 Apixaban treated patients had a lower risk of VTE recurrence (RR 0.19, 95% CI 0.11–0.33 for 2.5 mg; RR 0.20, 95% CI 0.11–0.34 for 5 mg) without a significantly increased risk of bleeding compared to placebo. Apixaban is not advised in VTE patients with an estimated creatinine clearance <25 ml/min.66

Aspirin

Aspirin has historically been used to treat and prevent arterial thrombosis. However, recent investigation has explored its role in the prevention of venous thrombosis (Table 3). In the WARFASA trial, 402 patients with a first, unprovoked VTE who had completed 6–18 months of anticoagulant therapy were randomized to receive 100 mg daily of aspirin versus placebo.67 Patients treated with aspirin had a reduced risk of VTE recurrence (HR 0.58, 95% CI 0.36–0.93) without a difference in major bleeding event rates compared to patients receiving placebo. In the ASPIRE trial, 822 patients who had completed 6 weeks to 24 months of prior anticoagulation therapy for a first, unprovoked VTE were randomized to receive 100 mg of aspirin or placebo.68 Aspirin therapy trended towards a reduced risk of VTE recurrence (HR 0.74, 95% CI 0.52–1.05) without a difference in bleeding risk compared to patients who received placebo.

Choosing an appropriate agent

Given the number of available treatment choices, it might be difficult for patients and practitioners to determine which form of extended therapy is most appropriate. Formal testing between the various agents would be of benefit to better inform patients of their treatment options. Current guidelines favor continuing to use the same agent in the extended treatment period as was used in the acute and intermediate phases.9 However, some patients may have a strong preference to change therapy. This is particularly true for patients who take warfarin for the acute and intermediate phase but wish to change to a non-monitored agent for extended therapy. For these patients, assessing their baseline renal function, ability to pay for brand-name agents and preferences for once daily vs twice daily administration can help to identify a preferred agent. For example, patients with poor renal function should not be prescribed dabigatran or rivaroxaban. Patients who have cost constraints may find that warfarin or aspirin are preferred agents. Patients who will find twice a day dosing difficult to comply with should avoid the use of dabigatran and apixaban. In patients for whom adherence is a major concern, the ability to monitor warfarin and its longer half-life may be beneficial. In patients with high bleeding risk, use of aspirin 81 mg, rivaroxaban or apixaban may offer the best bleeding-risk profile.

Engaging in a shared decision-making effort is critical to best identify any patient preferences, to review the risks and benefits, and to determine the optimal agent for extended therapy. However, it remains unclear what impact shared decision making would have on a patient’s long-term adherence to anticoagulation therapy.

Our approach

Our approach to VTE treatment is summarized in Figure 1. In most patients with a first episode of VTE, we determine if the VTE was clearly provoked or associated with an active malignancy. Patients with a temporary provoking factor are treated for 3 months and then followed clinically without further testing. Patients with malignancy are treated with LMWH until the malignancy is felt to be in remission, and then followed clinically for signs of recurrence. We engage all other patients in a shared decision-making conversation to assess their preferences. Patients without a strong preference for limited or extended-duration therapy are assessed using a combination of clinical factors and a d-dimer. If the d-dimer is elevated despite active anticoagulation (and no other reason for elevation), we continue therapy for an additional 3–6 months. Otherwise we will discontinue therapy and re-check the d-dimer in 1 month. If the d-dimer is elevated at that time, we would favor re-initiating extended secondary preventative treatment, either with aspirin or an anticoagulant drug. We encourage most of our male patients to strongly consider extended therapy given their increased risk of recurrence. Ultimately, however, the decision to extend therapy and the choice of agent is made by both the patient and provider, as a team.

Figure 1.

Figure 1

Management of first venous thromboembolism. (VTE, venous thromboembolism; LMWH, low-molecular-weight heparin.)

Summary

In summary, many patients with VTE are at a substantial risk of VTE recurrence. However, it is important to balance the bleeding risks associated with extended anticoagulant therapy against the reduction in VTE recurrence risk when determining the appropriate length of therapy. Additional factors, such as costs, concurrent medication use and patient preference are important determinants of appropriate therapy. Use of various clinical, laboratory and imaging tests may be helpful in specific patients to better estimate the recurrence risk, but only if the results of those tests would influence a patient’s treatment decision.

Acknowledgments

Funding

Dr Barnes is funded on the NIH grant 2-T32-HL007853-16.

Footnotes

Declaration of conflicting interest

Dr Barnes has received research funding from Blue Cross Blue Shield of Michigan and BMS/Pfizer and consulting fees from Portola. Dr Froehlich has received research funding from Blue Cross Blue Shield of Michigan and BMS/Pfizer and consulting fees from Pfizer, Boehringer-Ingelheim, Merck, and Janssen pharmaceuticals. Dr Yogendra Kanthi has no conflict of interest to declare.

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