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. 2016 Mar 8;5:296. doi: 10.1186/s40064-016-1940-z

Schur-convexity, Schur-geometric and Schur-harmonic convexity for a composite function of complete symmetric function

Huan-Nan Shi 1, Jing Zhang 2,, Qing-Hua Ma 3
PMCID: PMC4783327  PMID: 27066333

Abstract

In this paper, using the properties of Schur-convex function, Schur-geometrically convex function and Schur-harmonically convex function, we provide much simpler proofs of the Schur-convexity, Schur-geometric convexity and Schur-harmonic convexity for a composite function of the complete symmetric function.

Keywords: Schur-convexity, Schur-geometric convexity, Schur-harmonic convexity, Complete symmetric function

Background

Throughout the article, R denotes the set of real numbers, x=(x1,x2,,xn) denotes n-tuple (n-dimensional real vectors), the set of vectors can be written as

Rn=x=(x1,x2,,xn):xiR,i=1,2,,n,R+n={x=(x1,x2,,xn):xi>0,i=1,2,,n},R-n={x=(x1,x2,,xn):xi<0,i=1,2,,n}.

In particular, the notations R and R+ denote R1 and R+1, respectively.

The following complete symmetric function is an important class of symmetric functions.

For x=(x1,x2,,xn)Rn, the complete symmetric function cn(x,r) is defined as

cn(x,r)=i1+i2++in=rx1i1x2i2xnin, 1

where c0(x,r)=1,r{1,2,,n},i1,i2,,in are non-negative integers.

It has been investigated by many mathematicians and there are many interesting results in the literature.

Guan (2006) discussed the Schur-convexity of cn(x,r) and proved that cn(x,r) is increasing and Schur-convex on R+n. Subsequently, Chu et al. (2011) proved that cn(x,r) is Schur-geometrically convex and harmonically convex on R+n.

Recently, Sun et al. (2014) studied the Schur-convexity, Schur-geometric convexity and Schur-harmonic convexity of the following composite function of cn(x,r)

Fn(x,r)=i1+i2++in=rx11-x1i1x21-x2i2xn1-xnin. 2

Using the Lemma 1, Lemma 2 and Lemma 3 in second section, they proved as follows: Theorem A, Theorem B and Theorem C, respectively.

Theorem A

Forx=(x1,x2,,xn)[0,1)n(1,+)nandrN,

  • (i) Fn(x,r)is increasing inxifor alli{1,2,,n}and Schur-convex on[0,1)nfor eachrfixed;

  • (ii) ifris even integer (or odd integer, respectively), thenFn(x,r)is Schur-convex (or Schur-concave, respectively) on(1,+)n, and it is decreasing (or increasing, respectively) inxifor alli{1,2,,n}.

Theorem B

Forx=(x1,x2,,xn)[0,1)n(1,+)nandrN,

  • (i) Fn(x,r)is Schur-geometrically convex on[0,1)n;

  • (ii) ifris even integer (or odd integer, respectively), thenFn(x,r)is Schur-geometrically convex (or Schur-geometrically concave, respectively) on(1,+)n.

Theorem C

Forx=(x1,x2,,xn)[0,1)n(1,+)nandrN,

  • (i) Fn(x,r)is Schur-harmonically convex on[0,1)n;

  • (ii) ifris even integer (or odd integer, respectively), thenFn(x,r)is Schur-harmonically convex (or Schur-harmonically concave, respectively) on(1,+)n.

In this paper, using the properties of Schur-convex function, Schur-geometrically convex function and Schur-harmonically convex function, we will provide much simpler proofs of the above results.

Definitions and lemmas

For convenience, we recall some definitions as follows.

Definition 1

Let x=(x1,x2,,xn) and y=(y1,y2,,yn)Rn.

  • (i) xy means xiyi for all i=1,2,,n.

  • (ii) Let ΩRn, φ: ΩR is said to be increasing if xy implies φ(x)φ(y). φ is said to be decreasing if and only if -φ is increasing.

Definition 2

Let x=(x1,x2,,xn) and y=(y1,y2,,yn)Rn.

(i)

x is said to be majorized by y (in symbols xy) if i=1kx[i]i=1ky[i] for k=1,2,,n-1 and i=1nxi=i=1nyi, where x[1]x[2]x[n] and y[1]y[2]y[n] are rearrangements of x and y in a descending order.

(ii)

Let ΩRn, φ: ΩR is said to be a Schur-convex function on Ω if xy on Ω implies φxφy. The function φ is said to be Schur-concave on Ω if and only if -φ is a Schur-convex function on Ω.

Definition 3

Let x=(x1,x2,,xn) and y=(y1,y2,,yn)Rn.

  • (i) ΩRn is said to be a convex set if x,yΩ,0α1, implies αx+(1-α)y=αx1+(1-α)y1,αx2+(1-α)y2,,αxn+(1-α)ynΩ.

  • (ii) Let ΩRn be a convex set. A function φ: ΩR is said to be convex on Ω if
    φαx+(1-α)yαφ(x)+(1-α)φ(y)
    for all x,yΩ, and all α[0,1]. The function φ is said to be concave on Ω if and only if -φ is a convex function on Ω.

Definition 4

  • (i) A set ΩRn is called symmetric, if xΩ implies xPΩ for every n×n permutation matrix P.

  • (ii) A function φ:ΩR is called symmetric if for every permutation matrix P, φ(xP)=φ(x) for all xΩ.

Lemma 1

(Schur-convex function decision theorem) (Marshall et al. 2011, p. 84) LetΩRnbe symmetric convex set with nonempty interior.Ω0is the interior ofΩ. The functionφ:ΩRis continuous onΩand continuously differentiable onΩ0. Thenφis aSchur-convex(orSchur-concave,respectively)functionif and only ifφis symmetric onΩand

x1-x2φx1-φx20(or0,respectively) 3

holds for anyxΩ0.

The first systematical study of the functions preserving the ordering of majorization was made by Issai Schur in 1923. In Schur’s honor, such functions are said to be “Schur-convex”. It has many important applications in analytic inequalities, combinatorial optimization, quantum physics, information theory, and other related fields. See Marshall et al. (2011), Rovenţa (2010), Čuljak et al. (2011), Zhang and Shi (2014).

Definition 5

Let ΩR+n, x=(x1,x2,,xn) and y=(y1,y2,,yn)R+n.

(i)

(Zhang 2004, p. 64) Ω is called a geometrically convex set if (x1αy1β,x2αy2β,,xnαynβ)Ω for all x, yΩ and α, β[0,1] such that α+β=1.

(ii)
(Zhang 2004, p. 107) The function φ: ΩR+ is said to be a Schur-geometrically convex function on Ω, for any x,yΩ, if
(logx1,logx2,,logxn)(logy1,logy2,,logyn)
implies φxφy. The function φ is said to be a Schur-geometrically concave function on Ω if and only if -φ is a Schur-geometrically convex function on Ω.

By Definition 5, the following is obvious.

Proposition 1

LetΩR+n, and let

logΩ={(logx1,logx2,,logxn):(x1,x2,,xn)Ω}.

Thenφ:ΩR+is a Schur-geometrically convex (or Schur-geometrically concave, respectively) function onΩif and only ifφ(ex1,ex2,,exn)is a Schur-convex (or Schur-concave, respectively) function onlogΩ.

Lemma 2

(Schur-geometrically convex function decision theorem) (Zhang 2004, p.108) LetΩR+nbe a symmetric and geometrically convex set with a nonempty interiorΩ0. Letφ:ΩR+be continuous onΩand differentiable inΩ0. Ifφis symmetric onΩand

logx1-logx2x1φx1-x2φx20(or0,respectively) 4

holds for anyx=x1,x2,,xnΩ0, thenφis a Schur-geometrically convex (or Schur-geometrically concave, respectively) function.

The Schur-geometric convexity was proposed by Zhang (2004), and was investigated by Chu et al. (2008), Guan (2007), Sun et al. (2009), and so on. We also note that some authors use the term “Schur multiplicative convexity”.

In 2009, Chu (Chu et al. (2011), Chu and Sun (2010), Chu and Lv (2009)) introduced the notion of Schur-harmonically convex function.

Definition 6

Chu and Sun (2010) Let ΩR+n, x=(x1,x2,,xn) and y=(y1,y2,,yn)R+n.

  • (i) A set Ω is said to be harmonically convex if (2x1y1x1+y1,2x2y2x2+y2,,2xnynxn+yn)Ω for every x,yΩ.

  • (ii) A function φ:ΩR+ is said to be Schur-harmonically convex on Ω, for any x,yΩ, if (1x1,1x2,,1xn)(1y1,1y2,,1yn) implies φ(x)φ(y). A function φ is said to be a Schur-harmonically concave function on Ω if and only if -φ is a Schur-harmonically convex function on Ω.

By Definition6, the following is obvious.

Proposition 2

LetΩR+nbe a set, and let1Ω={(1x1,1x2,,1xn):(x1,x2,,xn)Ω}. Thenφ:ΩR+is a Schur-harmonically convex (or Schur-harmonically concave, respectively) function onΩif and only ifφ1x1,1x2,,1xnis a Schur-convex (or Schur-concave, respectively) function on1Ω.

Lemma 3

(Schur-harmonically convex function decision theorem) (Chu and Sun 2010) LetΩR+nbe a symmetric and harmonically convex set with inner points and letφ:ΩR+be a continuous symmetric function which is differentiable onΩ0. Thenφis Schur-harmonically convex (or Schur-harmonically concave, respectively) onΩif and only if

(x1-x2)(x12φx1-x22φx2)0(or0,respectively),xΩ0. 5

Lemma 4

Ifris even integer (or odd integer, respectively), thencn(x,r)is decreasing and Schur-convex (or increasing and Schur-concave, respectively) onR-n.

Proof

Notice that

cn(-x,r)=i1+i2++in=r(-x1)i1(-x2)i2(-xn)in=(-1)i1+i2++ini1+i2++in=rx1i1x2i2xnin=(-1)rcn(x,r),

i.e.

cn(-x,r)=(-1)rcn(x,r).

If r is even integer, then cn(x,r)=cn(-x,r). For x,yR-n, if xy, then -x-y and -x,-yR+n, but cn(x,r) is Schur-convex in R+n, so that cn(-x,r)cn(-y,r), i.e. cn(x,r)cn(y,r), this shows that cn(x,r) is Schur-convex in R-n. If xy, then -x-y, but cn(x,r) is increasing in R+n, so that cn(-x,r)cn(-y,r), i.e. cn(x,r)cn(y,r), this shows that cn(x,r) is decreasing in R-n.

If r is odd integer, then cn(x,r)=-cn(-x,r). For x,yR-n, if xy, then -x-y and -x,-yR+n, but cn(x,r) is Schur-convex in R+n, so that cn(-x,r)cn(-y,r), i.e. cn(x,r)cn(y,r), this shows that cn(x,r) is Schur-concave in R-n. If xy, then -x-y, but cn(x,r) is increasing in R+n, so that cn(-x,r)cn(-y,r), i.e. cn(x,r)cn(y,r), this shows that cn(x,r) is increasing in R-n.

Lemma 5

(Marshall et al. 2011, p. 91; Wang 1990, p. 64–65) Let the set A,BR,φ:BnR,f:ABandψ(x1,x2,,xn)=φ(f(x1),f(x2),,f(xn)):AnR.

  • (i) Ifφis increasing and Schur-convex andfis increasing and convex, thenψis increasing and Schur-convex.

  • (ii) Ifφis decreasing and Schur-convex andfis increasing and concave, thenψis decreasing and Schur-convex.

  • (iii) Ifφis increasing and Schur-concave andfis increasing and concave, thenψis increasing and Schur-concave.

  • (iv) Ifφis decreasing and Schur-convex andfis decreasing and concave, thenψis increasing and Schur-convex.

  • (v) Ifφis increasing and Schur-concave andfis decreasing and concave, thenψis decreasing and Schur-concave.

Lemma 6

Let the setΩR+n. The functionφ:ΩR+is differentiable.

  • (i) Ifφis increasing and Schur-convex, thenφis Schur-geometrically convex.

  • (ii) Ifφis decreasing and Schur-concave, thenφis Schur-geometrically concave.

Proof

We only give the proof of Lemma 6 (i) in detail. Similar argument leads to the proof of Lemma 6 (ii).

For xIR+ and x1x2, we have

Δ=logx1-logx2x1φx1-x2φx2=logx1-logx2x1φx1-x1φx2+x1φx2-x2φx2=x1logx1-logx2x1-x2x1-x2φx1-φx2+φx2x1-x2logx1-logx2.

Since φ is Schur-convex on Ω, by Lemma 1, we have

x1-x2φx1-φx20.

Notice that φ and y=logx is increasing, we have φx20, logx1-logx2x1-x20 and x1-x2logx1-logx20, so that Δ0, by Lemma 2, it follows that φ is Schur-geometrically convex on Ω.

Lemma 7

Let the setΩR+n. The functionφ:ΩR+is differentiable.

  • (i) Ifφis increasing and Schur-convex, thenφis Schur-harmonically convex.

  • (ii) Ifφis decreasing and Schur-concave, thenφis Schur-harmonically concave.

Proof

We only give the proof of Lemma 7 (ii) in detail. Similar argument leads to the proof of Lemma 7 (i).

For xIR+ and x1x2, we have

Λ=x1-x2x12φx1-x22φx2=x1-x2x12φx1-x12φx2+x12φx2-x22φx2=x12x1-x2φx1-φx2+φx2x1-x2x12-x22.

Since φ is Schur-concave on Ω, by Lemma 1, we have

x1-x2φx1-φx20.

Notice that φ is decreasing and y=x2(x>0) is increasing, we have φx20 and x1-x2x12-x220, so that Λ0, by Lemma 3, it follows that φ is Schur-harmonically concave on Ω.

Simple proof of theorems

Proof of Theorem A

Let g(t)=t1-t. Directly calculating yields g(t)=1(1-t)2 and g(t)=2(1-t)3, it is to see that g is increasing and convex on (0, 1) and g is increasing and concave on (1,+).

Since cn(x,r) is increasing and Schur-convex in R+n, from Lemma 5 (i) it follows that Fn(x,r) is increasing and Schur-convex in (0,1)n, and then by continuity of Fn(x,r) on [0,1)n, it follows that Fn(x,r) is increasing and Schur-convex on [0,1)n.

If r is even integer, then from Lemma 4, we known that cn(x,r) is decreasing and Schur-convex, moreover g is increasing and concave on (1,+). By Lemma 5 (ii), it follows that Fn(x,r) is decreasing and Schur-convex.

If r is odd integer, then from Lemma 4, we known that cn(x,r) is increasing and Schur-concave, moreover g is increasing and concave on (1,+). By Lemma 5 (iii), it follows that Fn(x,r) is increasing and Schur-concave.

The proof of Theorem A is completed.

Proof of Theorem B

From Theorem A (i) and Lemma 6 (i), it follows that Theorem B (i) holds.

Considing

Fn(ex,r)=i1+i2++in=rex11-ex1i1ex21-ex2i2exn1-exnin. 6

Let h(t)=et1-et. Then h<0 on (0,+). Directly calculating yields h(t)=et(1-et)2 and h(t)=et(1+et)(1-et)3, it is to see that h is increasing and concave on (0,+). From Lemma 4 and Lemma 5 (ii) (or (iii), respectively), it follows that if r is even integer (or odd integer, respectively), then Fn(ex,r) is Schur-convex (or Schur-concave, respectively) on (0,+). And then, by Proposition 1, Theorem B (ii) holds.

The proof of Theorem B is completed.

Proof of Theorem C

From Theorem A (i) and Lemma 7 (i), it follows that Theorem C (i) holds.

Considing

Fn1x,r=i1+i2++in=r1x1-1i11x2-1i21xn-1in. 7

Let p(t)=1t-1. Then p<0 on (0, 1). Directly calculating yields p(t)=-1(t-1)2 and p(t)=2(t-1)3, it is to see that p is decreasing and concave on (0, 1). From Lemma 4 and Lemma 5 (iv) (or (v), respectively), it follows that if r is even integer (or odd integer, respectively), then Fn1x,r is Schur-convex (or Schur-concave, respectively) on (0, 1). And then, by Proposition 2, Theorem C (ii) holds.

The proof of Theorem C is completed.

Conclusions

In this paper, using the properties of Schur-convex function, Schur-geometrically convex function and Schur-harmonically convex function, we provide much simpler proofs of Theorem A, B, C.

Authors’ contributions

The main idea of this paper was proposed by H-NS. This work was carried out in collaboration between all authors. All authors read and approved the final manuscript.

Acknowledgements

The work was supported by the Importation and Development of High-Caliber Talents Project of Beijing Municipal Institutions (Grant No. IDHT201304089) and the National Natural Science Foundation of China (Grant No. 11501030). The authors are indebted to the referees for their helpful suggestions.

Competing interests

The authors declare that they have no competing interests.

Contributor Information

Huan-Nan Shi, Email: shihuannan2014@qq.com, Email: sfthuannan@buu.edu.cn.

Jing Zhang, Email: zhang1jing4@outlook.com, Email: ldtzhangjing1@buu.edu.cn.

Qing-Hua Ma, Email: qh.ma@buu.edu.cn.

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