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. Author manuscript; available in PMC: 2016 Nov 1.
Published in final edited form as: Tob Control. 2014 Sep 5;24(6):536–539. doi: 10.1136/tobaccocontrol-2014-051797

Greater reductions in nicotine exposure while smoking very low nicotine content cigarettes predict smoking cessation

Sarah S Dermody a, Eric C Donny a, Louise A Hertsgaard b, Dorothy K Hatsukami b,c
PMCID: PMC4784094  NIHMSID: NIHMS735134  PMID: 25192771

Abstract

Objective

Reducing the nicotine content of cigarettes is a potential regulatory strategy that may enable cessation. The present study investigated the effect of nicotine exposure while smoking very low nicotine content (VLNC) cigarettes on cessation outcomes. The roles of possible sources of nicotine were also explored, including the VLNC cigarette and co-use of cigarettes with normal nicotine content.

Methods

A secondary data analysis of two analogous randomized trials of treatment-seeking, adult daily smokers (n=112) who were instructed to smoke VLNC cigarettes for 6 weeks and then make a quit attempt. Controlling for baseline demographic and smoking features, the association between reductions in nicotine exposure during the 6 week trial, assessed by urinary total cotinine, and biomarker-confirmed smoking abstinence one month later was tested. Subsequent analyses controlled for the effects of the frequency of VLNC and normal nicotine content cigarette use, and the nicotine yield of the VLNC cigarette (0.05 mg vs 0.09 mg).

Results

Greater reductions in nicotine exposure while smoking VLNC cigarettes predicted abstinence independent of individual differences in baseline smoking, cotinine, dependence, gender and study. Nicotine reduction was largest among individuals who were assigned to smoke a VLNC cigarette with lower nicotine yield, and who smoked fewer normal nicotine content and VLNC cigarettes.

Conclusions

In the context of nicotine regulations and corresponding research, factors that undermine nicotine reduction must be addressed, including the availability and use of cigarettes with normal nicotine content, and not sufficiently reducing the nicotine yield of cigarettes. Maximizing nicotine reduction may facilitate smoking cessation.

Keywords: smoking cessation, cotinine, nicotine reduction, tobacco control, very low nicotine content cigarette


According to the World Health Organization (WHO) Framework Convention on Tobacco Control (Article 9), guidelines may be developed to regulate the content and emissions of tobacco products [1]. As nicotine in tobacco sustains smoking [2], reducing the nicotine content in cigarettes could improve public health by increasing cessation rates [3, 4].

The potential impact of nicotine regulations on smoking has been evaluated using very low nicotine content (VLNC) cigarettes. VLNC cigarettes contain much less nicotine in the tobacco and, when smoked, yield substantially less nicotine (<0.1 mg) [3] than conventional cigarettes (e.g., 0.8 mg)[5-7]. Within a week of switching to VLNC cigarettes, smokers have markedly reduced levels of nicotine metabolites that are similar to abstinent smokers [8, 9] and remain low with continued use [10, 11].

Reduced nicotine exposure from VLNC cigarettes, however, have not consistently facilitated cessation. Among treatment-seeking smokers, 6 weeks of VLNC cigarettes use alone or with nicotine replacement therapy increased cessation in some [11-13] but not all investigations [10]. Specifically, after smoking VLNC cigarettes alone, only 24.1% of participants were abstinent, compared to 35.9% in an analogous study [11]. Understanding what processes enable smoking cessation is critical to explain any underestimated effects of VLNC cigarettes on abstinence, and to determine the impact of nicotine reduction as a regulatory strategy. To this end, the present study examined if lower nicotine exposure improved cessation rates when smoking VLNC cigarettes. Factors that may undermine nicotine reduction efforts and corresponding abstinence rates were also explored, including co-use of conventional cigarettes, the nicotine yield of VLNC cigarettes, and number of VLNC cigarettes smoked.

Methods

Participants

Treatment-seeking, adult daily smokers were recruited from the community via advertisement as part of two larger studies (N2010=165; N2013=235) comparing the effect of VLNC cigarettes (0.05–0.09 mg nicotine yield) on smoking outcomes to other nicotine-containing products (e.g., 0.3 mg cigarettes, lozenge, patch)[10, 11]. Eligible participants smoked 10-40 cigarettes per day (CPD). Exclusion criteria included pregnancy/nursing, unstable physical/psychiatric conditions, contraindications for medicinal nicotine use, and recent other tobacco/nicotine product use. The University of Minnesota Institutional Review Board approved the studies.

The present study examined individuals assigned to use VLNC cigarettes only and used the products for at least one week (n=112). Participants were generally Caucasian (83.9%) and middle-aged (mean=44.75 years, standard deviation (SD)=12.88), with equally represented genders (47.3% male). Original publications provide additional details [10, 11].

Procedure

Participants experienced nearly identical protocols, except most individuals in the later study (76%) smoked 0.09 mg nicotine yield cigarettes because the original 0.05 mg cigarettes were unavailable. After smoking usual brand cigarettes for a 2-week baseline period, participants were instructed to smoke the VLNC cigarette exclusively for 6 weeks. Participants were provided with 150% of their baseline CPD and reported cigarette use using a daily diary. They were encouraged to report (and not penalized for) non-study cigarette use. A weekly, brief standardized counseling session prepared participants for a quit attempt at the end of the study. Both studies evaluated biomarker-confirmed abstinence at week 12 (6-weeks post-quit attempt).

Measures

Nicotine exposure at baseline, week 6, and week 12 was assessed by total urinary cotinine (urinary free cotinine plus cotinine N-glucuronide)[14]. Change in cotinine was examined in two ways: Week 6 cotinine level controlling for baseline cotinine level and percent change in cotinine level from baseline to week 6. The cotinine outcomes were natural log transformed due to positive skew1.

Abstinence at week 12 was defined as no VLNC or non-study cigarettes smoked during the past 7 days and carbon monoxide (CO) < 6 ng/ml. The analyses were replicated using cotinine (<35 ng/ml) to confirm self-reported abstinence. These analyses are omitted for brevity because they yielded similar findings and identical conclusions.

Analyses

Using logistic regression (Mplus 7.11), the association between change in cotinine levels and week 12 biomarker-confirmed abstinence from cigarettes was examined. Missing data at week 6 were handled using maximum likelihood estimation with Monte Carlo data generation. Individuals lost to follow-up after week 1 were coded as smoking at week 12. A second set of analyses accounted for sources of nicotine at week 6. Specifically, VLNC cigarette type (0.05 vs 0.09 mg), week 6 non-study and VLNC CPD, and study non-compliance (i.e., any self-reported non-study nicotine\tobacco use after week 2) were added as predictors of both change in cotinine and week 12 abstinence. Other tobacco product use was not considered due to infrequent use (n=2). Covariates included baseline cotinine, CPD, and Fagerström Test for Nicotine Dependence score excluding CPD item (FTND), gender, and study (2010 as reference category)[15].

Results

At baseline, participants smoked 20.09 CPD (SD=1.76) and were moderately nicotine dependent (FTND=4.46, SD=1.76). The retention rate was 74% for Week 6 and 63% for Week 12. Table 1 summarizes observed relations between cotinine levels and study outcomes.

Table 1.

Key sample characteristics (n = 83) at each observed week 6 cotinine level

Natural Log of Week 6 Cotinine
0 1 2 3 4 5 6 7 8 9
Sample size 2 0 1 2 16 21 24 6 5 6
% in 2013 study 100 100 0 56.3 47.6 75.0 83.3 100 66.7
% smoking 0.09 mg yield 0 100 0 25.0 33.3 70.8 66.7 60.0 66.7
study CPD (Week 6) 0 2.6 7.9 8.7 16.9 17.8 17.2 11.4 18.0
non-study CPD (Week 6) 0 0 0 0 0 0.2 0.7 4.2 6.7
% non-compliant 0 100 0 12.5 14.3 33.3 50.0 80.0 66.7
% abstinent (Week 12) 100 100 100 81.3 57.1 47.1 16.7 20 16.7

Note. Participants who completed the Week 6 visit (n = 83) were divided into 10 groups based on their natural log of Week 6 cotinine levels (binned by rounding to the nearest whole number). Each column in the table provides descriptive statistics (means or proportions) of study outcomes for individuals who had the specified cotinine level (refer to sample size for n). The data provide qualitative support for factors that may explain the linear relation between cotinine level and quit rates. Of note, only 2 participants stopped smoking the VLNC cigarettes before Week 6 because they had quit smoking all cigarettes. Furthermore, the number of VLNC cigarettes appeared to differentiate individuals at cotinine level 4 from 5; whereas, non-compliance and higher nicotine yield of study cigarette (0.05 mg vs 0.09 mg) appeared to differentiate individuals at cotinine level 5 from 6.

Lower urinary total cotinine level after smoking VLNC cigarettes for 6 weeks increased the odds of cessation 6 weeks later (Odds Ratio (OR)=0.52, 95% CI:0.34-0.80, p=.003). This effect was replicated with percent change in cotinine (OR=0.46, 95% CI:0.27-0.79, p=.005)23. Effects were not moderated by study or gender (i.e., non-significant interaction terms).

Controlling for other covariates and sources of nicotine exposure, Week 6 urinary total cotinine level was significantly higher in the 2010 study (standardized:β=−0.29, p=.046), and among individuals who smoked 0.09 mg VLNC cigarettes (β=0.31, p=.03), reported more non-study (β=0.34, p=.001) and VLNC (β=.26, p=.01) CPD at Week 6, and marginally associated with non-compliance (β=0.18, p=.09). Week 6 urinary total cotinine continued to predict abstinence (OR=0.44, 95% CI:0.22-0.86, p=.03), after controlling for sources of nicotine exposure. Percent change in cotinine was significantly associated with non-study (β=0.43, p<.001) and VLNC CPD at Week 6 (β=0.22, p=.045). Percent change in cotinine remained significantly related to abstinence (OR=0.39, 95% CI:0.18-0.86, p=.007), after controlling for sources of nicotine.

Conclusions

Greater reductions in nicotine exposure when smoking VLNC cigarettes were associated with increased cigarette abstinence. This is consistent with previous research [11-13] and literature reviews [16, 17] indicating that reducing the nicotine content of cigarettes may improve public health.

The extent of nicotine reduction was affected by the co-use of conventional cigarettes with normal nicotine content. Individuals who smoked conventional cigarettes exhibited higher nicotine exposure, which corresponded with difficulty quitting smoking (6.3% quit relative to 51.2% who reported only using VLNC cigarettes). Smoking conventional cigarettes likely maintained the reinforcing properties of cigarettes and nicotine dependence, undermining the effect of VLNC cigarettes on cessation. Thus, research conducted in an open marketplace with widespread availability of conventional cigarettes may underestimate the impact of nicotine reduction due to non-compliance. Research should utilize methods to reduce non-compliance (e.g., incentivizing compliance, limit access to conventional cigarettes) and report how non-compliance impacts study findings.

Similarly, characteristics of VLNC cigarette use, such as its nicotine yield and number smoked per day, increased nicotine exposure. While the nicotine yield of the VLNC cigarettes were substantially reduced relative to conventional cigarettes (0.8 mg), almost doubling their nicotine yield (from 0.05 to 0.09 mg) along with an increased smoking rate could sustain nicotine exposure at a level that impedes cessation. This may partially explain the differential outcomes in previous research [10, 11]. Thus, to facilitate cessation in both a research and regulatory context, it is imperative to sufficiently lower the nicotine yield of cigarettes.

Several study limitations should be acknowledged. The sample of completers was relatively small and not nationally representative, which limits generalizability of findings. Non-completers were assumed to be smoking, which may have underestimated cessation rates. Non-compliance was self-reported. Thus, associations between non-compliance and cessation may have been underestimated, leading to a continued association between cotinine and cessation. As a post-hoc secondary analysis that did not experimentally manipulate nicotine exposure was conducted, associations may be partly explained by unmeasured individual differences in compliance, motivation, or environment (e.g., spousal smoking, smoke-free policies) that also affect cessation. This issue was partly addressed by controlling for baseline characteristics associated with cessation (e.g., FTND, CPD, cotinine). Furthermore, the nicotine yield of the assigned VLNC cigarette predicted abstinence rates, reinforcing the importance of nicotine in quit rates.

Finally, additional research is needed to determine how nicotine exposure from other tobacco products would impact cessation. To date, many investigations of VLNC cigarettes, including this study, have excluded individuals who regularly use other tobacco or nicotine products. With the evolving marketplace of non-combustible products, including the increasing popularity of e-cigarettes, it is critical to determine how VLNC cigarettes may be more or less effective in this real-life context. While the present study suggests that nicotine from conventional cigarettes may undermine cessation while smoking VLNC cigarettes, it is unlikely that this effect will generalize to all nicotine and tobacco products. For instance, research suggests that nicotine exposure from the nicotine patch when used alongside VLNC cigarettes leads to lower rates of smoking [10, 18], which may facilitate quit attempts. As such, to inform regulatory decisions, it is imperative to determine which alternative sources of nicotine affect cessation when using VLNC cigarettes and in what direction (i.e., facilitate vs impede). It is suspected that several factors may come into play, particularly factors that would affect the reinforcing properties of smoking such as the extent to which the product resembles a cigarette with regards to its sensory aspects and nicotine delivery, and patterns of co-use (e.g., simultaneous use as opposed to same-day).

In summary, studies examining the impact of reduced nicotine content cigarettes on cessation may be affected by the availability of non-regulated cigarettes and other nicotine or tobacco products. Furthermore, enacting a nicotine standard that does not sufficiently reduce the nicotine content of cigarettes may impede cessation efforts. Of note, poorer cessation outcomes were seen with a relatively small increase in nicotine yield of VLNC cigarettes (from 0.05 mg to 0.09 mg). Thus, to maximize public health benefits, it is critical to reduce the nicotine yield of all cigarettes to the lowest possible level while encouraging reduced smoking.

What this study adds

  • ➢ This is the first study to demonstrate that, when smoking VLNC cigarettes, lower levels of nicotine exposure prior to a quit attempt enables cessation.

  • ➢ Smoking high nicotine content cigarettes alongside VLNC cigarettes appeared to undermine nicotine reduction efforts, and in turn, reduce quit rates. Thus, the widespread availability of high nicotine content cigarettes may lead researchers to underestimate the public health impact of a nicotine reduction strategy due to non-compliance.

  • ➢ Relatively small differences in the nicotine yield of VLNC cigarettes (0.05 mg vs 0.09 mg yield) appeared to impact cessation rates.

Acknowledgements

The authors thank Dr. Neal Benowitz for critically reviewing an initial draft of the manuscript.

Funding Funding for this study was provided by National Institutes of Health (NIH) grants R01 DA025598 (PI: Dr. Dorothy Hatsukami) and F31AA0022291 (PI: Sarah Dermody). The NIH had no role in the study design, data collection or analysis, interpretation of data or writing of the report, or the decision to submit the paper for publication.

Footnotes

Contributors SSD and ECD conceived the idea for this study. DKH conceived the idea for the original research studies, and LAH collected the data and assisted in the original study designs. SSD and ECD contributed to the data analysis and interpretations, writing and revisions of the manuscript. DKH also assisted in the interpretation of study findings. DKH and LAH provided feedback for drafts of the manuscript.

1

Percent change was transformed (absolute value of percent change minus 101) in order to conduct the natural log transformation on a distribution with a positive skew with values greater than or equal to 1.

2

Analyses were replicated after excluding participants who dropped out of the study prior to week 6. The pattern of findings was successfully replicated for both outcomes.

3

Analyses with percent change excluded three outlier week 6 cotinine cases (at least 3 standard deviations from the mean).

Data sharing Readers are encouraged to contact the authors for additional information about the data.

Competing interests None declared.

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