Abstract
Background
In the field of cellular therapy potential cell entrapment in the lungs following intravenous administration in a compromised or injured pulmonary system is an important concern that requires further investigation. We developed a rat model of inflammatory and fibrotic lung disease to mimic the human clinical condition of obliterative bronchiolitis (OB) and evaluate the safety of intravenous infusion of mesenchymal stromal cells (MSCs). This model was used to obtain appropriate safety information and functional characterization to support the translation of an ex vivo generated cellular product into human clinical trials. To overcome spontaneous recovery and size limitations associated with current animal models we used a novel multiple dose bleomycin strategy to induce lasting lung injury in rats.
Methods
Intratracheal instillation of bleomycin was administered to rats on multiple days. MSCs were intravenously infused 7 days apart. Detailed pulmonary function tests including forced expiratory volume, total lung capacity, and invasive hemodynamic measurements were conducted to define the representative disease model and monitor cardiopulmonary hemodynamic consequences of the cell infusion. Post euthanasia assessments included a thorough evaluation of lung morphology and histopathology.
Results
The double dose bleomycin instillation regimen resulted in severe and irreversible lung injury and fibrosis. Cardiopulmonary physiological monitoring reveled that no adverse events could be attributed to the cell infusion process.
Discussion
Although our study did not show the infusion of MSCs to result in an improvement in lung function or rescue of damaged tissue this study does confirm the safety of MSC infusion into damaged lungs.
Keywords: mesenchymal stromal cells, MSC, stem cells, lung injury, pulmonary function, cardiac function, cardiopulmonary characterization, safety, cellular therapy
Introduction
The safety and clinical feasibility of administration of ex vivo expanded bone marrow (BM) derived mesenchymal stromal cells (MSCs) was originally shown more than 15 years ago (1) and has since been investigated in hundreds of clinical trials for a wide variety of clinical indications different routes of administration, and cell doses (2–7). However, there are still theoretical safety concerns regarding the intravenous injection of MSCs, especially for lung disorders, since the lung is the first tissue with capillaries that these cells encounter. For example, it has been shown that a large proportion of cells are retained in the lung after intravenous injection of MSCs in a mouse model of brain injury (8). When human MSCs were directly injected into the myocardium in a mouse myocardial infarction model, 83% of the injected cells were identified in the lungs 15 minutes post injection with an estimated halflife of 24 hours (9). In another study, intravenous infusion of MSCs resulted in multiple pulmonary artery embolisms and infarct of the right lung (10). These results underscore the importance of evaluating the safety of MSC injections in animal models of lung injury prior to the initiation of human clinical studies, especially for pulmonary disorders. It has been shown that MSCs can protect the lungs from acute lung injury induced by bleomycin and reduce lung transplant rejection in rodent models (11–16). However, detailed and clinically relevant pulmonary function tests have not been assessed in detail in any animal model (17).
To overcome previous reports of spontaneous recovery using a single bleomycin instillation, we developed a double dose instillation strategy (18). Intratracheal instillation of bleomycin is associated with an increase in pulmonary artery and right ventricular (RV) pressure (19). In this study, we therefore investigated the potential effects of cellular infusion on cardiopulmonary pressure changes in this model. Without additional doses of bleomycin, animals often return to their baseline state, where fibrosis and inflammation resolve (20). This study was designed to demonstrate safety by infusing MSCs at two methodical points representative of the most vulnerable stages of lung injury; one during the pro-inflammatory phase and then again during the pro-fibrotic phase of the injury.
This study was designed to support an Investigational New Drug (IND) application to U.S. Food and Drug Administration to demonstrate safety of infused MSC and justify their safe use in future human clinical studies. In this study we test the safety of intravenous infusion of MSCs into a lung injury model, perform detailed pulmonary function tests, and assess right ventricular hemodynamic changes during the MSC infusion. A single intratracheal or intranasal delivery of bleomycin, a chemotherapeutic agent which induces tissue damage through direct DNA strand breakage and the generation of free radicals, to mouse lungs has been the most common animal model of pulmonary fibrosis (21, 22). While bleomycin administration results in dose dependent damage to the lung resulting in pathology similar to bronchiolitis obliterans (BO), mice often spontaneously recover from the insult after 28 days limiting the utility of this transient model. Just as important, due to their small size, mouse models are less suited for evaluating clinically relevant cell delivery methods and representative dosing, and do not allow detailed physiologic monitoring. To develop a more representative pre-clinical model we designed a 2-dose bleomycin rat lung injury model to represent chronic lung injury which lacks any signs of spontaneous recovery and is amenable to the clinically relevant cardiopulmonary physiological monitoring.
Materials and Methods
Animals
All animal procedures were approved by the University of Wisconsin-Madison Institutional Animal Care and Use Committee and followed guidelines of the NIH Guide for the Care and Use of Laboratory Animals. Male Sprague Dawley rats (Harlan, Indianapolis, IN) were housed singly to minimize stress and facilitate animal observations. All animals were maintained in environmentally controlled rooms at 22 °C and 50% to 55% humidity with a 12/12-hour light/dark cycle. All animals were provided a standard laboratory diet (NIH-07 Rat and Mouse Chow) and water ad libitum. Daily monitoring included assessments of food and water intake, animal weight, behavior, body condition and mortality. Twenty-four (24) animals were divided into three groups for this study. All animals were between 7 and 8 weeks old and weighed between 215 and 264 g.
Animals were allowed to acclimate for up to 5 days before being placed on study. Animals were assessed for pulmonary function on study day 0. Immediately following pulmonary function testing (PFT), bleomycin (Sigma-Aldrich, St. Louis, MO) was instilled intratracheally at 3.0 U/kg in 300 µl of sterile isotonic saline using a high pressure aerosolizing syringe (PennCentury, Wyndmoor, PA). Four days later, a second dose of bleomycin was instilled in the same fashion. Repeat PFT testing was subsequently performed on days 7 and 14 (Figure 1). Intravenous injection of MSC or vehicle was performed on days 8 and 15. Saturation of peripheral oxygen (SpO2) data was collected during the intravenous infusion. Group 1- lung injury animals received intravenous vehicle control solution (Freezing medium diluted with Plasmalyte A), Group 2- lung injury animals received low dose MSC, and Group 3- lung injury animals received a high dose MSC treatment. On day 15 a second intravenous infusion of vehicle, high dose, or low dose MSC was administered to each of the respective groups. Right ventricular pressures were measured during the final intravenous infusion on day 15. Immediately following this last intravenous infusion animals were euthanized with an overdose of pentobarbital (120 mg/kg). At the time of euthanasia gross pathological analysis was performed on all major tissues and organ systems. A certified veterinary pathologist then harvested tissues and organs to allow for histological evaluation.
Pulmonary function testing
Pulmonary function measurements were captured on lightly anesthetized (ketamine/xylazine) rats instrumented with an orotracheal tube, using a total body plethysmograph (Buxco Research Systems, Wilmington, NC) equipped with software-controlled valves to measure thoracic gas volume and forced expiratory volume (FEV). This pulmonary function testing was controlled and data were collected using a PowerLab system (ADIntstruments, Colorado Springs, CO).
Blood oxygen levels
Animals were anesthetized with isoflurane at a constant concentration of 2% in 100% oxygen. SpO2 was measured with a clinical pulse oximeter (GE Datex Ohmeda 3900) with a probe attached to a foot pad during lung function measurements providing values during tidal and ventilator breathing.
Respiratory and heart Rate
Respiratory rate was captured and recorded for 1 minute durations at 5 minute intervals during the infusion period. A pulse oximeter was used to obtain the heart rate which was captured and recorded every 5 minutes during the infusion period. The pulse oximeter sensor was methodically placed on the front foot of each animal to ensure adequate conductivity to obtain a valid result.
Right ventricle pressure during MSC infusion
Measurement of pulmonary arterial pressure was performed in accordance with standard practice in cases where there is no pulmonic valve stenosis. More specifically, pulmonary artery systolic pressure is equal to right ventricular systolic pressure under these normal conditions. While animals were anaesthetized with isoflurane a fluid-filled custom-made catheter was inserted into the jugular vein and directed to the right ventricle. Placement of the catheter was determined by the displayed pressure wave on an Ivy Biomedical monitor (Ivy Biomedical, Branford, CT). Right ventricular pressure was measured and captured throughout the second intravenous infusion which occurred on day 15.
Blood gases
Two hundred microliters of arterial blood was collected on day 15 from a main peripheral artery and analyzed for pH, pO2 and pCO2. These arterial blood samples were analyzed using a clinical blood gas machine (pHOx Basic, Nova Biomedical, Waltham, MA).
MSC intravenous infusion
The MSCs used in these studies were produced by University of Wisconsin-Madison Waisman Biomanufacturing, a cGMP compliant contract manufacturing facility that supports early-stage human clinical studies. The MSCs were characterized as previously described (23). Briefly, MSCs were tested for sterility (no contamination), endotoxin (<0.5 EU/mL), viability (>83% post thaw), identity/purity (standard flow cytometry for MSC markers), and potency (immunopotency assay). MSCs were cryopreserved in a solution consisting of Plasmalyte A with 2.5% DMSO, 10% Human Serum Albumin and stored in the vapor phase of liquid nitrogen until used for these studies. Frozen MSCs were thawed and immediately diluted 5-fold in Plasmalyte A prior to infusion. Rats were intravenously infused with Plasmalyte A alone, low MSC dose of 2.8 × 106 /kg or high MSC dose of 5.6 × 106 cells/kg. The infusion rate was kept constant at 2 mL/hour using a syringe infusion pump (Harvard Apparatus, Holliston, MA) with the cannula inserted directly into the jugular vein. This infusion was followed by a 0.5 mL Plasmalyte A “flush” at a rate of 4 mL/hour. The total infusion volume ranged between 1.0 to 1.5 mL. Throughout the duration of the infusion animals were monitored for heart rate, respiration rate, and SpO2.
Cell thaw and viability
A single vial of MSC (6×106 cells/mL) was thawed at 37 °C until ice crystals dissolved. Immediately following the thaw, 1.6 mL of Plasmalyte A (1:5 dilution) was slowly added to the freshly thawed cell product to minimize osmotic shock to the cell suspension. The infusion parameters used in this study were selected to mimic those to be utilized in the human clinical study; viability was determined using Trypan Blue (0.4%) exclusion on three different fractions of the infused product.
Animal necropsy and pathology
Necropsy on each animal was performed by a Board-certified veterinary pathologist blinded to treatment groups. Animal weights were documented prior to the necropsy. External and internal gross features of the animals were examined and documented. Necropsy procedures included the removal and examination of the lungs, heart, liver, spleen, kidney, brain, and gonads; each was weighed immediately after harvest. The lung was fixed in 10% formalin at 25 cm water pressure. Tissues were formalin-fixed, trimmed, paraffin-embedded, sectioned at 5 µm, and stained with hematoxylin and eosin. Sections of lung were also stained with Trichrome. The veterinary pathologist was unblinded prior to histopathological analysis.
Blood coagulation
At the study endpoint at 15 days, blood was collected from at least five representative animals from each group and analyzed for prothrombin time (PT) in seconds, activated partial thromboplastin time (APTT) in seconds, and fibrinogen concentration in mg/dL. It should be noted that any changes in these values may provide an early indication of liver disease, development of thromboembolism, or anti-coagulation abnormalities.
Statistical analysis
The statistical evaluation of animal body weights, organ weights, and blood coagulation utilized multiple t-test with the Holm-Sidak method. Each group was analyzed individually, without assuming a consistent standard deviation. Statistical analysis of SpO2 included the use of one-way ANOVA and corrected for multiple comparison using Tukey’s multiple comparison test. Statistical evaluation of diastolic and systolic pressure employed the use of multiple t-test and corrected for multiple comparison using the Holm-Sidak method. To account for the baseline offset for systolic pressure, the value was subtracted before analysis in all groups. Pulmonary function test FEV0.1 and TLC data were analyzed using one-way ANOVA and corrected for multiple comparison using Tukey’s multiple comparison test.
Results
Survival and animal weights
All animals survived both bleomycin instillations. The subsequent 16.7% (4 of 24 rats) animal attrition rate was the result of procedural complications. One animal died during the pulmonary function test at day 7 which was determined to be the result of equipment failure leading to hyperinflation and lung rupture. A second animal died during the measure of functional residual capacity – the heart stopped beating with no obvious cause (assumed to be an anesthetic-related death). Two additional animals died during the cell infusion due to excessive bleeding caused by the catheter implantation procedure on day 15. No differences were noted in the number of deaths between any of the three treatment groups.
Initial animal weights before being placed on study averaged 247 ± 2.7 g for all three study groups. On average animals lost 17.8 ± 9.8 g after the bleomycin treatment (Figure 2) but at the time of study termination animals had gained an average of 2.29 ± 1.05 g/day resulting in an average weight of 277 ± 18 g (Table 1). Body weights of the representative control animals, not receiving bleomycin exposure, were significantly higher than all bleomycin treatment groups starting at day 4 (p<0.05). There was no significant difference in final body weights between animals of any bleomycin treatment group. The initial observed weight loss was attributed to a reduction in daily food and water intake a result of compromised health from the bleomycin instillation or stress from the pulmonary function test. No difference in food or water intake was observed between the three treatment groups.
Table 1.
Group (n) |
Body Weight |
Lung | Liver | Spleen | Kidney | Gonads | Heart | Brain | |
---|---|---|---|---|---|---|---|---|---|
B/V (7) | Mean(SD) | 278 (±21) | 2.56 (±0.38) | 11.52 (±1.81) | 0.63 (±0.10) | 1.07 (±0.11) | 1.84 (±0.10) | 1.01 (±0.11) | 1.62 (±0.12) |
B/L (7) | Mean(SD) | 279 (±10) | 2.57 (±0.37) | 11.08 (±1.17) | 0.64 (±0.13) | 1.03 (±0.05) | 1.75 (±0.07) | 0.97 (±0.05) | 1.67 (±0.11) |
B/H (8) | Mean(SD) | 275 (±22) | 2.68 (±0.40) | 11.50 (±0.98) | 0.66 (±0.10) | 1.07 (±0.14) | 1.78 (±0.09) | 1.18 (±0.32) | 1.59 (±0.21) |
No significant differences were noted between any groups for any organs. Weight is presented in grams. SD = standard deviation. Group 1- Bleomycin/Vehicle Control (B/V); Group 2- Bleomycin Low dose MSC (B/L); Group 3- Bleomycin High dose MSC (B/H). n= total number of samples/includes all animals that survived to day 15.
Pulmonary function test results
Respiratory rate did not change during the intravenous infusions nor was it different between the three groups during either of the two infusions. Pulmonary Function Tests (PFT) were performed at baseline on day 0, day 7 (3 days post second bleomycin dose) and on day 14. As shown in Figures 3 and 4, lung injury caused by the bleomycin-instillation was characterized by the loss of forced expiratory volume (FEV0.1) and total lung capacity (TLC). No difference was detected between the three bleomycin treated groups.
Blood oxygen levels
Saturation of peripheral oxygen (SpO2) was not different between groups at the start of the first intravenous infusion averaging 96.2 ± 0.9% and did not vary more than one percent throughout the course of first infusion (Figure 5A). Importantly, the SpO2 values were not significantly different between animals or groups during the second intravenous infusion starting at 96.3 ± 2.7% prior to infusion and ending at 96.6 ± 2.5% (Figure 5B).
Heart rate and Right ventricular pressures
Heart rate remained steady throughout the 45 minute infusion and was not different between the three bleomycin treatment groups at either the first (255 ± 6.8 bpm) or the second intravenous infusion (304 ± 3.3 bpm).
Right ventricular (RV) systolic pressures were slightly higher in cell infused rats on Day 15 compared to the vehicle-infused rats at baseline but were not significantly different (p=0.331 and 0.215) (Figure 6A). RV systolic pressures did not change throughout the intravenous infusion. Diastolic pressures were also not different at baseline prior to intravenous infusion between groups (p=0.517 and 0.458) and remained steady during the infusions for all three groups and were not different between groups at any time (p>0.27) (Figure 6B).
Organ weights and histopathology
There were no significant differences in brain, heart, kidney, liver, lung, spleen, or gonad weights between bleomycin treated groups (Table 1). The mean lung weight of the bleomycin/vehicle control group was 2.56 ± 0.38 g, the low dose group was 2.57 ± 0.37 g, and high dose group was 2.68 ± 0.40 g; there is no statistical difference. Gross examination revealed hemorrhagic areas in the lungs all animals exposed to bleomycin.
Histopathologic examination identified marked multifocal to coalescing lymphohistiocytic and neutrophilic interstitial inflammation with varying degrees of local edema and hemorrhage, bronchiectasis, alveolar dilation, type II cell hyperplasia, alveolar histiocytosis, and fibrosis. There were no differences in the incidence of any lesion between the three treatment groups. Microscopic examination of the left lung sections of bleomycin treatment groups identified foci of tissue consolidation with inflammatory cells and collagen deposition next to nearly normal alveolar areas (Figure 7). Bronchiectasis and dilated alveoli were common in all study rats (Figure 7A, 7B, 7D, 7E). Inflammatory cells were identified as lymphocytes, macrophages, and neutrophils (Figure 7G, 7H). Collagen deposition was noticeable in all areas of inflammation recognized by H&E staining (Figure 7A, 7B, 7J, 7K). Peribronchial areas of fibrosis often extended along terminal bronchioles and into alveolar spaces. Fibrosis was confirmed by examination of Trichrome-stained slides. All pulmonary lesions seen and described are consistent with the well-described reproducible lung injury model initiated by bleomycin (21, 24).
Blood coagulation parameters
At the end of the study blood was analyzed from representative animals of each group for prothrombin time (PT), activated partial thromboplastin time (APTT), and fibrinogen concentration. Changes in these values may serve as early indicators of liver disease, development of thromboembolism, or anti-coagulation deficiency. No differences in PT or APTT times and fibrinogen concentration were observed between animals in any of the three represented bleomycin treated groups, suggesting no adverse effect of the cell infusion on the coagulation parameters in these animals (Table 2).
Table 2.
Group (n) | PT | APTT | Fibrinogen | |
---|---|---|---|---|
1- Bleomycin/Vehicle (5) | Mean(SD) | 17.6 (±2.0) | 44.7 (±42.4) | 226.0 (±48.7) |
2- Bleomycin/Low MSC (5) | Mean(SD) | 19.8 (±2.9) | 44.2 (±36.8) | 251.4 (±115.9) |
3- Bleomycin/High MSC (6) | Mean(SD) | 19.3 (±3.0) | 46.5 (±36.6) | 257.5 (±167.5) |
No statistical differences between blood coagulation parameters were detected between samples of representative groups. Blood coagulation PT = Prothrombin Time in seconds; APTT = Activated Partial Thromboplastin Time in seconds. Fibrinogen concentration is provided in mg/dL. Group 1- Bleomycin Vehicle Control (B/V); Group 2- Bleomycin Low dose MSC (B/L); Group 3- Bleomycin High dose MSC (B/H). n= total number of samples. SD = standard deviation
Post-thaw cell viability
No significant differences were detected between the starting viability of the freshly thawed cell product compared to the three cell fractions that were collected over a 40 minute period. The starting viability was determined to be approximately 85% and no cell clumping was observed.
Discussion
The primary goal of this study was to develop and characterize a reliable and representative preclinical animal model of lung injury for use in demonstrating the safety of intravenous MSC administration to support an IND application. Repeated bleomycin instillations successfully induced a lung injury model that reasonably mimics human disease (BO) on both gross and microscopic levels. A common limitation of lung injury models is spontaneous recovery; our rat model demonstrates persistent changes in pulmonary function, thereby improving its utility. Finally, we evaluated the safety of intravenous administration of MSCs in a compromised lung model and did not observe any acute adverse effects of cell administration on cardiopulmonary function.
This study was specifically designed to demonstrate safety by infusing MSCs at two methodical points representative of the most vulnerable stages of lung injury; one during the pro-inflammatory stage and then again during the pro-fibrotic stage of the injury. Our repeated dose bleomycin instillation method resulted in persistent lung injury which included the lymphohistiocytic and neutrophilic interstitial pneumonia with bronchiectasis, alveolar dilation, and mild obvious fibrosis. These characteristics are consistent with those reported in the bleomycin two-dose mouse and three-dose rat models (15, 18, 25). Intratracheal instillation of bleomycin causes inflammatory and fibrotic reactions within a few days. The first seven days post-bleomycin instillation is marked by increases in pro-inflammatory cytokines, which is then followed by pro-fibrotic markers that peak around day 14 (26). The fibrotic stage may persist for an additional 1–2 weeks beyond that. During this stage there is increased deposition of extracellular matrix (collagen) leading to areas or patches of fibrosis. We successfully demonstrated recapitulation of persistent lung injury and used this model to confirm the safety of infusing MSCs at successive time points during the characteristic pro-inflammatory and pre-fibrotic stages of lung injury.
Full physiological characterization of pulmonary disease in animal models of stem cell therapy often lacks appropriate clinically relevant endpoints, specifically pulmonary function testing (27). Therefore, we characterized our double dose bleomycin rat lung injury model utilizing clinically relevant pulmonary function tests, which has not been previously reported. In this study, we found a significant decrease in total lung capacity (TLC) and detected a significant reduction in FEV 0.1 which is an expected result in lungs with decreased compliance due to inflammation and fibrosis. Bleomycin is known to cause a significant reduction in forced vital capacity (FVC) in some single dose mouse models (28) but other studies report no change in FVC or FEV (27). These differences could be animal model-dependent or the result of timing of evaluation after bleomycin instillation. We did not detect noticeable or statistical differences in cardiopulmonary function between the bleomycin low and bleomycin high cell dose treatment groups tested. We also did not detect a drop in SpO2 with bleomycin treatment, which is contrary to other studies (29); however, our SpO2 evaluation was performed on animals ventilated with 100% oxygen rather than room air, which likely explains this difference.
Using this rat lung injury model we tested the safety of multiple intravenous infusions of human MSCs. As anticipated, all animals tolerated multiple intravenous infusions of low and high dose MSCs with no reportable adverse effects on body weight, food or water consumption, and body appearance. As you might expect pulmonary function was severely reduced by the bleomycin treatment, but MSC infusions did not similarly negatively impact pulmonary function. Although our study could not show that administration of human cells in this lung injury model improved pulmonary function it did demonstrate that infusion of MSCs in animals with injured or compromised lungs is safe. Importantly, blood oxygenation, breathing, and heart rate remained unchanged during the cell infusions. Critically, the expected and observed pulmonary hypertension induced by bleomycin was not further exacerbated by the MSC infusion.
The safety findings of this study are consistent with a large volume of published animal studies indicating that systemic infusion of MSC is a safe procedure (30–33). This study was designed to include a generous margin of error; the high cell dose of 5.6 × 106 cells/kg used in this preclinical safety study is higher than a typical dose used in human clinical studies but did not result in adverse events attributed to the cellular product dose, route of administration, or administration schedule. Importantly, we did not find an increase in the right ventricular pressure or any decrease in SpO2 following cellular product administration. It should be noted that this severe lung injury model was developed to evaluate safety of human cell infusions rather than the ability for the cells to reverse the effects of lung injury. However, we continue to hypothesize that our cellular product may minimize or prevent the progression of lung injury which will be one of the endpoints in a human clinical trial. The short-term follow up of our study animals may be considered a limitation of this study if a long-term effect of MSC infusion is of interest.
In summary, exposure of bleomycin-instilled rats to two infusions of human MSCs seven days apart using a maximum cell dose equivalent of 5.6 × 106 cells/kg was not associated with any unexpected adverse cardiopulmonary hemodynamic findings. There were also no abnormalities in general appearance, health, or appearance of any organ system evaluated in any test animal different from the expected effects of bleomycin as demonstrated in the control group. Also, there were no histological pathology findings that were attributed to the infusion of MSCs in this study. We therefore conclude that intravenous infusion of MSC into rats with damaged lungs is safe under these experimental conditions tested.
Acknowledgments
This work was supported by Production Assistance for Cellular Therapies (PACT) program from NIH/NHLBI at the University of Wisconsin- Madison Waisman Biomanufacturing (PACT Contract # HHSN268201000010C).
Abbreviations
- MSC
Mesenchymal Stromal Cells
- BO
Bronchiolitis Obliterans
- PFT
Pulmonary Function Test
- FEV
Forced Expiratory Volume
- Blm
Bleomycin
- TLC
Total Lung Capacity
- FVC
Forced Vital Capacity
- BALT
Bronchial Associated Lymphoid Tissue
- PT
Prothrombin Time
- APTT
Activated Partial Thromboplastin Time
- RV
Right Ventricular
Footnotes
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