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. Author manuscript; available in PMC: 2017 May 1.
Published in final edited form as: Circ Arrhythm Electrophysiol. 2016 May;9(5):10.1161/CIRCEP.115.003299 e003299. doi: 10.1161/CIRCEP.115.003299

Recent Advances in Lesion Formation for Catheter Ablation of Atrial Fibrillation

Adam S Barnett 1, Tristram D Bahnson 1, Jonathan P Piccini 1
PMCID: PMC4843816  NIHMSID: NIHMS769359  PMID: 27103088

Introduction

Despite advances in ablation technology, many patients experience recurrent atrial fibrillation (AF) after radiofrequency (RF) ablation. While estimates vary, the overall 1-year drug-free success for AF ablation is estimated at 40-60% for a single procedure and 70% for multiple procedures.1 The cornerstone of conventional AF ablation is pulmonary vein isolation (PVI), and in clinical practice, the most common PVI technique involves creating circular RF lesions in a point-by-point fashion around the PV ostia/antra.2 However, conventional RF ablation can be difficult and time-consuming, has less than outstanding efficacy, and can be associated with potentially serious complications, such as steam pops, perforation, tamponade, and thrombus formation, which can lead to thromboembolic events. Given the limitations of conventional RF ablation, there has been ongoing development of new technologies to facilitate the safety and efficacy of lesion formation and durability. This review will summarize several recent advancements in catheter technology for AF ablation aimed at improving lesion formation (Figure 1).

Figure 1. A summary of recent innovations in lesion formation.

Figure 1

Contact Force Sensing Catheters

In RF ablation, the contact force (CF) between the ablation electrode and the atrial wall is a major determinant of lesion size and durability.3,4 Insufficient CF can result in inadequate lesion formation and higher rates of PV reconnection.5 On the other hand, excessive CF can result in complications such as perforation.6 Therefore, monitoring CF would be expected to maximize ablation efficacy and improve safety. Until recent years, CF has been monitored indirectly using a combination of visual observation of catheter tip motion, tactile feedback, local electrogram attenuation, impedance monitoring, and, in some laboratories, intracardiac echocardiogaphy. Although widely used, these methods are a poor surrogate for CF.4,7,8

Recently, ablation catheters that can directly measure CF have become available in the US. A spring-coupled catheter (SmartTouch™) was approved by the FDA in February, 2014. The catheter tip is mounted on a precision spring that deflects both axially and laterally (Figure 2). The deflection can then be converted to CF using the known spring characteristics and Hooke's Law (F = -kX; k = constant factor/stiffness and X= deformation distance), allowing the mean CF and force vector to be displayed to the operator. A fiberoptic CF catheter (TactiCath™), which utilizes a Fabry-Perot interferometer (Figure 2), was also approved by the FDA in October, 2014.

Figure 2.

Figure 2

Comparison of fiberoptic and spring-based contact force sensors for radiofrequency ablation. Two different technologies are currently used to measure contact force. One catheter uses a sensor based on a Fabry Pérot interferometer (left). Force on the distal catheter tip changes the length of an air cavity, altering the reflection pattern of light shining through two adjacent semi-reflective mirrors. This changes the interference pattern of the light, and this pattern is transmitted back to the operating system to calculate the contact force. A second catheter uses a spring-based sensor (right). Force on the distal tip of the catheter compresses a precision spring. Deflection (x) of the spring is determined by measuring micromovements of a transmitter coil distal to the spring, and the contact force is calculated using the known spring characteristics (k). Part of this figure was adapted from https://professional-intl.sjm.com/therapies/tacticath-quartz/technology

The efficacy of CF sensing has been found to be comparable to standard RF ablation in several randomized and nonrandomized studies (Supplemental Table 1). Spring-coupled CF sensing was evaluated in the SMART-AF trial, a single-arm study of 160 patients with paroxysmal AF.9 Overall, the success rate at 12 months was 73%, similar to conventional RF ablation. Fiberoptic mediated CF sensing was evaluated in the TOCCASTAR pivotal investigational device exemption study, which randomized 300 patients with paroxysmal AF to CF ablation or standard irrigated RF ablation.10 Success rates at 12 months off antiarrhythmic drugs were similar between the two groups (67.8% vs. 69.4%, respectively).

Further analysis of data from these trials showed that operators who maintained CF above certain levels achieved better results. In the SMART-AF trial, when CF was maintained in the operator-specified reference range 80% or more of the time, 12-month success rates were improved (81% vs. 66%, p=0.0440). In the TOCCASTAR study, patients treated with more optimal CF (>10 g of force in ≥90% of lesions) also had higher success rates (75.9% vs. 58.1%, p=0.018). In addition, a smaller study of paroxysmal AF patients using a spring-coupled catheter (n=100), those treated with an average CF>22g had a much higher rate of freedom from AF at 19 months compared to those treated with a CF<22g (96% vs. 80%, p=0.04).11 Taken together, these data suggest that CF-guided ablation may improve maintenance of sinus rhythm if minimum CF levels are achieved. Achieving these levels of performance, however, may not be easy. Optimal CF was achieved in only 57% of cases in TOCCASTAR and 47% in SMART-AF.

There are limited data directly comparing spring-coupled CF-sensing ablation catheters to conventional RF catheters. In one small study (n=60 patients), the success rate at 12 months was significantly higher in patients treated with a spring-coupled CF catheter (goal CF 10g) compared to those treated with standard irrigated RF (89% vs. 64%, p=0.04).12 A second, randomized trial (CF goal 5-50 g; n=75 patients) yielded similar results: freedom from AF off antiarrhythmic drugs at 12 months was 88% with CF guidance vs. 66% with standard RF.13

The optimal method of utilizing CF data to predict lesion formation remains unclear. The Force-Time Integral (FTI), defined as the total CF integrated over the time of RF delivery, has been proposed as a method to predict lesion size and durability using CF. In one study, a FTI >392 gs was associated with transmural lesion formation with a positive predictive value of 0.98.14 In a subsequent study, patients treated with an FTI > 400 gs had a much lower rate of PV reconnection compared to those treated with an FTI < 400 gs (5% vs. 21%, p=0.0004).5 Other algorithms, such as the lesion size index (LSI = FTI × power in Watts) aim to incorporate other variables into a prediction algorithm. Recent work suggests that CF > 20 g, FTI > 400 gs, and a LSI > 5.0 is associated with more durable pulmonary vein isolation.15 Further investigation is needed to determine the optimal combination of power, time, temperature, and CF to predict durable lesion formation.

No major safety concerns have been reported with CF guided ablation in published studies to date. However, caution should be exercised in applying CF in excess of the manufacturer's recommendation until more is known regarding optimal CF. One meta-analysis suggests that CF is associated with shorter procedure and fluoroscopic times, lower recurrence rates (OR 0.62, 95% CI 0.45-0.86), and similar major complication rates (1.3% versus 1.9%, p=0.45).16 While the data thus far are very encouraging, pragmatic clinical trials are needed to help clarify if there are better long-term results with CF-guided ablation.

Multielectrode Ablation Catheters

Due to the potential for point-to-point RF to leave gaps and PV reconnection, multipolar ablation catheters have been developed to create ostial or antral isolation with only a few energy applications. One such device is the phased RF Pulmonary Vein Ablation Catheter (PVAC®). Introduced in Europe in 2006, the PVAC is a 9 French, decapolar mapping and ablation catheter with 10 platinum electrodes distributed over a circular catheter tip.17 PVAC applies current in a unipolar fashion between the electrodes and a dispersive electrode on the patient's back or in a bipolar mode with current flowing between adjacent pairs of electrodes (Figure 3). PVAC is not irrigated; instead it utilizes duty-cycled RF technology to maintain acceptable electrode temperatures without irrigation.

Figure 3.

Figure 3

Phased and duty-cycled RF ablation. New multielectrode ablation catheters are capable of both phased and duty-cycled RF energy delivery. In phased RF (left), energy can be delivered in a unipolar mode, a bipolar mode, or a combination. In the unipolar mode, energy is delivered between the catheter electrodes and a ground electrode on the patient's back, providing lesion depth. In the bipolar mode, energy is delivered between adjacent catheter electrodes, providing lesion continuity. A combination of the two modes can be used to create lesions of varying size. In the standard mode, bipolar and unipolar current is applied simultaneously in a 4:1 ratio. In duty-cycled RF energy delivery (right), RF energy is cycled on and off to allow the catheter electrodes to cool without saline irrigation. During the off period, tissue temperature remains close to target.

Several studies have demonstrated similar success rates using the PVAC compared to conventional irrigated RF ablation. In a study of 161 patients, the 3-year single procedure success rate was 65% with PVAC compared to 55% with irrigated RF ablation (p=NS).18 Two smaller studies yielded success rates of 72-76% in 6-12 month follow-up.19,20 In the Tailored Treatment of Permanent Atrial Fibrillation (TTOP-AF) trial, 210 patients with persistent AF refractory to antiarrhythmic drug therapy were randomized to either ablation with PVAC or medical management.21 At 6 months, 56% of ablated patients were free from AF, compared to 26% of those treated medically. The data from TTOP-AF and other early studies suggest that the PVAC is at least as effective as standard ablation techniques.

Despite these promising data, safety concerns have prevented the device from becoming approved in the US. In TTOP-AF trial, 4/138 (2.9%) of patients experienced a stroke and other studies have reported higher rates (38-39%) of asymptomatic cerebral embolism (ACE) compared to other ablation technologies.22,23 Some of these events may have been due to suboptimal pre-procedural and intraprocedural anticoagulation. Further investigation in animal models and humans revealed that most ACE could be prevented by avoiding overlap of the proximal and distal electrodes (electrodes 1 and 10).24 The PVAC catheter was redesigned with 9 gold electrodes, thereby eliminating the potential for electrode 1-10 overlap while enabling better temperature assessment. The safety of phased radiofrequency ablation is currently being evaluated in the single-arm VICTORY-AF trial, which will enroll 300 patients with persistent AF.25 The primary safety endpoint is the incidence of procedure-related strokes. Registry data from Europe (where the device is currently approved) involving 2748 ablation patients from 20 centers found that the efficacy and safety of duty-cycled/phased RF was similar to conventional RF with a procedural stroke and TIA rate of 1.1%.26

A second investigational multielectrode catheter is the nMARQ™, which is an 8.4 French decapolar mapping and ablation catheter with an adjustable circular array of 10 platinum electrodes. 27 Unlike the PVAC, the nMARQ is irrigated at each electrode. The catheter is capable of both bipolar and unipolar ablation, and the diameter and shape of the catheter can be adjusted manually.

In the multicenter REVOLUTION trial, (n=167 patients), the success rate at 8 months with nMARQ was 71% with a repeat ablation rate of 24%.28 Some safety concerns exist. Asymptomatic cerebral emboli occur in up to 33% of patients treated with the nMARQ.27 Post-ablation discordance of pulmonary vein potential (PVP) recordings from Lasso catheters and the nMARQ has also been reported.29 Finally, endoscopy identified esophageal lesions in 14/43 (33%) patients treated with the nMARQ.27 The nMARQ catheter was recalled in June 2015 due to technical issues with the thermocouple and three reported deaths, two of which were due to atrial-esophageal fistula formation.30 The safety and efficacy of the nMARQ ablation system were evaluated in the pivotal reMARQable trial, which randomized patients with PAF to nMARQ versus point-by-point ablation.31 Although enrollment was stopped early, the follow-up is ongoing.

Other Energy Sources

Electroporation

RF is the most common energy source used for AF ablation.32 Although RF ablation is effective, excessive tissue heating can lead to serious complications such as steam pops, perforation, and thromboembolism.1 Other energy sources have been investigated for AF ablation in an effort to reduce complications and improve efficacy. Direct current (DC) ablation was investigated in the 1980s but was quickly abandoned due to a high rate of serious complications caused by high pressure shock waves and arcing.33 Additional limitations of DC ablation included heterogeneous lesion formation and the potential for proarrhythmia. However, recent innovation has led to the development of an improved method of DC ablation called electroporation.34 Electroporation uses large electrodes to reduce overall current density, thereby eliminating the arcing seen with prior DC ablation techniques. Irreversible and well-demarcated electroporation lesions are created by the application of an external electric field that disrupts cellular membranes, increases cell membrane permeability, and induces subsequent cellular apoptosis.35 In contrast to RF ablation, the effects of DC electroporation are nonthermal. Significant tissue heating does not occur. Electroporation has been used successfully as a therapeutic intervention in solid tumor oncology,36 but it remains unknown if it can be used successfully in cardiac ablation.

A recent study investigated epicardial electroporation in a swine model.34 In this study, a custom octapolar catheter was used to create ventricular ablation lesions over the left anterior descending and left circumflex coronary arteries. After 3 months, histologic analysis demonstrated effective transmural lesion formation without significant stenosis of the coronary arteries. Moreover, a separate study using the same catheter showed that application of electroporation in the pulmonary veins did not lead to pulmonary vein stenosis.37 Further studies are needed to determine if this technique can be adapted to endocardial ablation of AF.

Cryothermal Ablation

Cryothermal ablation has also undergone extensive development over the past 10 years. While RF ablation produces lesions by tissue heating, cryothermal technology aims to cool tissues to -20 C to -40 C, thereby causing intracellular ice formation and irreversible disruption of organelles and cell membranes.38 Cryothermal ablation has several theoretical advantages to RF ablation, including lower incidence of thrombus formation.39 Cryothermy has been incorporated into a balloon-based catheter (cryoballoon, CB) for efficient pulmonary vein (PV) isolation. The first-generation CB catheter (Artic Front™, Medtronic, Inc.) featured an inflatable 23 or 28 mm balloon cooled by injection of liquid nitrous oxide, producing inner-balloon temperatures as low as -80 C and outer-balloon temperatures of -40 C to -50 C in a ring-like zone at the balloon equator.40 During ablation, circumferential lesions are created with 2-3 applications of coolant for 240-360 seconds each. The safety and efficacy of the first-generation CB were evaluated in the Sustained Treatment of Paroxysmal Atrial Fibrillation (STOP-AF) trial, which demonstrated an acute isolation rate of 97-100% and a relatively low rate of complications.41 However, the long-term single procedure success rate was only 62% with a single procedure and 77% following multiple procedures.42

One limitation of the first-generation device was the relatively narrow zone of cooling around the equator of the balloon. The second-generation CB features an extended zone of cooling from the equator of the balloon to the tip, thereby producing more uniform lesions independent of balloon positioning. Several studies of the second-generation CB have demonstrated promising efficacy results in paroxysmal or early-persistent AF with maintenance of SR > 80% at 1 year.4345 A meta-analysis of 15 studies on the second-generation CB found a one-year success rate of 82% in patients with paroxysmal AF and 70% in patients with persistent AF.46 A meta-analysis of 10 studies comparing the first and second generation devices found improved efficacy (OR=0.34, P<0.00001), shorter procedure time (mean difference=-0.8, P<0.00001), and shorter fluoroscopy time (mean difference=-1.0, P<0.00001) with the second generation device.40 While longer-term data with the second-generation CB are limited, one study found a 2-year success rate of 73% after a single procedure and 88% with multiple procedures.47 Studies directly comparing RF and the second generation CB are limited. A 2014 meta-analysis of 14 smaller studies using the first-generation CB found a higher success rate with CB ablation, although this did not reach statistical significance (OR=1.34, P=0.538).48 However, CB ablation was found to result in shorter fluoroscopy time by 13 minutes (P=0.014) and overall procedure time by 30 minutes (P=0.006). A multicenter, nonrandomized study with the second-generation CB with 1196 patients found higher success rates with CB ablation compared to conventional RF ablation (76.6% vs. 60.4%, P<0.001).49 The CB and RF ablation will be compared in the prospective randomized FIRE AND ICE trial,50 with results expected in 2016. CB ablation is also being investigated as first-line therapy in patients with paroxysmal AF in the Cryo-FIRST Trial (NCT01803438). A third-generation CB with a 40% shorter distal tip was approved by the FDA in May 2015.

The potential for phrenic nerve injury remains a concern with the CB. Initial studies with the second-generation CB found a 19.5% incidence of phrenic nerve palsy (PNP).51 However, subsequent studies have found rates of PNP ranging from 3.5% - 10%, with most cases being transient and resolving by the end of the procedure.52 As many as two-thirds of patients recover phrenic nerve function prior to discharge.52 Several techniques can be employed to limit PN injury, including PN pacing with visual observation of diaphragmatic excursion or electromyography.53

Endoscopic Ablation Using Light Amplification by Stimulated Emission of Radiation (LASER)

Another ablation technology currently being evaluated is endoscopic laser ablation (EAS; CardioFocus, Inc., Marlborough, MA, USA). The EAS system features a 980 nm diode laser and a multilumen catheter with a compliant, inflatable balloon at the tip. Prior to ablation, the deflated balloon is advanced into the left atrium, inflated with radiopaque deuterium oxide, and wedged against the ostium of a PV. An endoscope is introduced into the left atrium and live images are used to guide ablation. The infrared laser can be aimed radially or at variable angles toward the catheter tip to create point-by-point circumferential lesions with a green “aiming beam”. The energy does not react with the deuterium in the balloon but causes heating of water molecules and coagulation necrosis of atrial tissue.

The first-in-man study demonstrated acute PVI in 91% of patients with a 12-month success rate of 60%.54 The device was subsequently redesigned with a compliant balloon that can be adjusted through 9 different sizes, a reduced laser arc, and a softer catheter tip. The 2nd generation device was first studied in 27 patients with paroxysmal AF, where it achieved acute PVI in 100% of cases with a 3-month PVI rate of 83%.55 Since then, several studies have been published regarding the efficacy and safety of the second-generation EAS (Supplemental Table 2). Adequate occlusion of the PV and energy delivery (>8.5 W) are two important factors in delivering effective ablation with the EAS.56,57 In general, most studies have found success rates similar to that of conventional RF ablation.5860 In the randomized pivotal IDE Heartlight trial, the EAS was noninferior to conventional irrigated RFA for both efficacy (freedom from treatment failure at 12-months: 61.1% vs. 61.7%, p-noninferiority=0.003) and safety (adverse event rate 11.8% vs. 14.5%, p-noninferiority=0.002).61 In a smaller randomized trial of 140 patients, the EAS had a similar success rate at 12 months compared to the Cryoballoon (73% vs. 63%, p=0.18).62

Complication rates have generally been low with the EAS. Phrenic nerve palsy has been reported in 2-4% of patients (Supplemental Table 2) and phrenic nerve monitoring with SVC pacing is recommended when isolating the right-sided veins. Other very rare complications have included thermal esophageal lesions, cardiac tamponade, and asymptomatic cerebral embolism. 63,64,65,66

Acoustic Radiation Force Impulse (ARFI) Imaging

While most innovation aimed at lesion formation has focused on catheter design and alternative energy sources, these technologies cannot directly determine whether an ablation lesion, though intended, has actually formed. In clinical practice, ablation lesion assessment has been indirect by identifying conduction block via changes in cardiac activation sequence or arrhythmia non-inducibility. Unfortunately, these indirect measures cannot always distinguish between transient conduction block due to tissue edema or stunning, and long-lasting durable lesions.67 Magnetic resonance imaging (MRI) as an experimental tool can identify and characterize RF lesions in situ;68 however, widespread clinical applicability has been limited by the need for non-metallic catheters, long image acquisition times, limited spatial resolution, and the size and expense of MRI scanner hardware.

ARFI imaging is a novel ultrasound technique that measures tissue elasticity with high spatial (sub-millimeter) and temporal (sub-second) resolution using standard clinical ultrasound imaging systems.69 This method has recently been adapted to an integrated intra-cardiac mapping and ultrasound imaging system.70 An ARFI image is created by delivering a series of ultrasound pulses to mechanically displace tissue, measuring the displacement of each image pixel in response to the ‘push pulse’ using standard ultrasound techniques, and then displaying high resolution displacement information superimposed on the ultrasound image. Regions of tissue within the imaged field that are stiff demonstrate smaller displacements than more elastic tissue. Because RF energy ablates tissue through heating-induced coagulation necrosis, RF lesions in myocardium are revealed as discrete stiff regions within the ultrasound image.

In vitro studies show that myocardial ARFI images correlate with histologic characterization of RF lesions71 and ARFI imaging can visualize formation of an RF lesion in near real-time.72 Furthermore, ARFI imaging can distinguish between an incomplete atrial ablation line with a ‘gap’ and a complete ablation line.70 The presence of a lesion in the ARFI image is predictive of a conduction disturbance at that location (PPV=96.4%, NPV=90.0%), and the finding of a gap in the ablation line by ARFI imaging predicts lack of conduction block (NPV=71.2%). Lastly, ARFI imaging has been successfully adapted to clinical ultrasound and mapping systems during routine clinical catheter ablation procedures with demonstrated feasibility of acquiring ARFI images of RF lesions from clinically relevant ablation target regions in both the right and left atria (Figure 4).73

Figure 4.

Figure 4

Imaging of Ablation Lesions Using Acoustic Radiation Force Imaging (ARFI). ICE images are shown of the ablation catheter (A1 and A2). Ablation was performed at the location of the red arrows. Corresponding ARFI images are shown in below (B1 and B2) demonstrating increased tissue stiffness at the ablation location.73 Reproduced with permission from John Wiley & Sons, Inc.

Although ARFI imaging shows promise as a tool to evaluate cardiac ablation lesions in situ, and has potential to offer a new and complimentary procedure endpoint for therapeutic ablation by providing direct information about whether a RF lesion set is complete (contiguous and transmural lesions without gaps), further development of imaging catheters to enhance imaging depth and studies to establish the role of this technology in clinical practice are needed.

Conclusions

Despite advances over the past decade, recurrence of AF after ablation is common. Recent technological innovations are likely to increase the safety, efficiency, and durability of lesion formation. Contact-force (CF) sensing catheters could allow the delivery of more durable lesions and prevent complications caused by excessive CF. Alternative energy sources such as direct-current electroporation, laser energy, and cryothermal technology may lead to improvements in lesion formation and reductions in complication rates. Pulmonary vein isolation-specific catheters have shown promise in shortening procedure times by forming circumferential lesions with only a few energy applications but continue to face challenges. Finally, novel imaging technologies may also improve ablation by allowing real-time tissue-level assessment of myocardial injury and tissue death.

Supplementary Material

003299 - Supplemental Material
Figure 2 - Permission
Figure 4 - Permission

Footnotes

Conflict of Interest Disclosures: ASB reports no disclosures. TDB reports receiving research funds from Medtronic and St. Jude Medical and serving as a consultant and/or speaker for Boehringer Ingelheim, ChanRX, Sequel Pharma and Sanofi-Aventis. JPP receives research grants for clinical research from ARCA biopharma, Boston Scientific, Gilead, Janssen Pharmaceuticals, and ResMed and serves as a consultant to Johnson & Johnson, Laguna Pharmaceuticals, Medtronic, and Spectranetics.

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