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Neurology logoLink to Neurology
. 2016 Apr 26;86(17):1597–1604. doi: 10.1212/WNL.0000000000002607

Assessing bioequivalence of generic modified-release antiepileptic drugs

Emily L Johnson 1,, Yi-Ting Chang 1, Barbara Davit 1, Barry E Gidal 1, Gregory L Krauss 1
PMCID: PMC4844239  PMID: 27016518

Abstract

Objectives:

The purpose of this study was to determine how closely generic modified-release antiepileptic drugs (MR-AEDs) resemble reference (brand) formulations by comparing peak concentrations (Cmax), total absorption (area under the curve [AUC]), time to Cmax (Tmax), intersubject variability, and food effects between generic and reference products.

Methods:

We tabulated Cmax and AUC data from the bioequivalence (BE) studies used to support the approvals of generic Food and Drug Administration–approved MR-AEDs. We compared differences in 90% confidence intervals of the generic/reference AUC and Cmax geometric mean ratios, and intersubject variability, Tmax and delivery profiles and food effects.

Results:

Forty-two MR-AED formulations were studied in 3,175 healthy participants without epilepsy in 97 BE studies. BE ratios for AUC and Cmax were similar between most generic and reference products: AUC ratios varied by >15% in 11.4% of BE studies; Cmax varied by >15% in 25.8% of studies. Tmax was more variable, with >30% difference in 13 studies (usually delayed in the fed compared to fasting BE studies). Generic and reference MR products had similar intersubject variability. Immediate-release AEDs showed less intersubject variability in AUC than did MR-AEDs.

Conclusions:

Most generic and reference MR-AEDs have similar AUC and Cmax values. Ratios for some products, however, are near acceptance limits and Tmax values may vary. Food effects are common with MR-AED products. High variability in pharmacokinetic values for once-a-day MR-AEDs suggests their major advantage compared to immediate-release AED formulations may be the convenience of less frequent dosing to improve adherence.


In the past 2 decades, many modified-release (MR) formulations of antiepileptic drugs (AEDs) have become available. MR-AEDs have advantages over immediate-release (IR) formulations in improving adherence1,2 and could potentially improve tolerability3,4 and seizure control.4,5

Generic MR-AEDs are approved by the Food and Drug Administration (FDA) through an Abbreviated New Drug Application (ANDA) process in which formulations must meet bioanalytical and bioequivalence (BE) standards.6 European Medicines Agency (EMA) requirements are similar.7 Generic and reference formulations are compared in single-dose, crossover pharmacokinetic (PK) studies in healthy volunteers. Generic MR-AEDs qualify as bioequivalent if they provide maximum concentrations (Cmax) and total drug exposures (area under the curve [AUC]) that do not differ significantly from those of the branded reference formulation,6 defined as the 90% confidence interval (CI) for AUC and Cmax ratios for generic/reference products being within an acceptance range of 80% to 125%.6,7 How closely approved generic MR-AEDs resemble branded reference formulations in these BE studies has not been reported; i.e., are ratios for most products nearer to one, or are they near acceptance limits? The slow-release technologies of MR-AEDs introduce an additional factor into BE assessment: MR-AEDs could potentially have similar Cmax and AUC but varying concentration–time profiles and time to Cmax (Tmax).

Some clinicians and patients have reported that switches between reference and generic AED products are associated with seizures and adverse drug effects.810 We evaluated how closely generic MR-AED formulations resemble reference formulations in the ANDA BE studies, compared variability of AED concentrations across participants, and determined whether some generic and reference products have disparate delivery profiles and Tmax values.

METHODS

BE study data.

We obtained average BE and demographic data from the FDA Center for Drug Evaluation and Research, Office of Generic Drugs, for generic MR-AED formulations approved through May 2014. ANDAs for most generic formulations contained results of separate fasting and fed BE studies. We tabulated the geometric mean ratios (GMRs) and their 90% CIs for the area under the plasma concentration curve (AUC) calculated to the last measured concentration (AUC0–t) and extrapolated to infinity (AUC0–∞); the maximum plasma concentration (Cmax); and the coefficient of variation for AUC0–t, Cmax, and Tmax. Demographic information consisted of age (mean and range), sex, ethnicity, and body mass index.

The available generic MR-AEDs formulations included phenytoin (PHT) (8 products); carbamazepine (CBZ) (5 products); divalproex sodium (7 products); levetiracetam (LEV) (15 products); and lamotrigine (LTG) (7 products).11

Analysis of generic and reference MR-AED PK data.

We classified the 90% CI limit of AUC and Cmax GMRs as the maximum of the absolute value of the upper or lower 90% CI subtracted from 1.00, displayed as a percentage. For example, a BE study with 90% CI of 0.93–1.04 had a 90% CI limit of 7%. We classified these differences in AUC and Cmax ratios in 5% bands for the acceptance ranges of 80% to 125% and determined the proportion of BE studies in each band. We used the same methods to assess food effects by comparing fasting and fed BE studies. We compared intersubject variability in AUC and Cmax for test and reference products by calculating intersubject SDs for AUC and Cmax for each BE study and screening for major (>50%) differences in SDs in the PK values. We compared generic/reference Tmax ratios and identified formulations with large (>20%) differences in Tmax. We visually identified reference and test MR products whose PK concentration–time profiles had large differences in both Tmax and in concentration slopes.

Comparison of MR-AED to IR-AED variability.

We compared intersubject variability in AUC and Cmax between IR- and MR-AED products, using previously analyzed IR-AED ANDA data.12 We categorized the coefficient of variation of AUC and Cmax for the BE studies into 10% bands and compared proportions of formulations in each band for the IR and MR products.

RESULTS

Participants.

Forty-two generic MR-AED products were evaluated in 97 BE studies, enrolling 3,175 healthy participants. Demographic data were available for 93 studies. Participants were predominantly male (86.6%), with a mean age of 29.7 years (range, 18–79). Ethnicities reflected the locations of study sites and were as follows: Asian 47.27%, Caucasian 35.37%, black 12.80%, Hispanic 2.41%, and other 2.12%. Participant demographic factors were unequally distributed in many studies; 51.6% enrolled Asians only and 51.6% enrolled males only. The mean body mass index (available for 2,560 participants) was 23.52 kg/m2 (range, 14.3–32.7).

MR technologies.

MR-AEDs are produced using many drug-delivery technologies, including coated matrices, lipid matrices, matrix pores, coated micro-granules, osmotic pumps, reservoir systems, multiphasic beads, and osmotic shells.13,14 Manufacturers of generic MR products are permitted to use different delivery technologies than reference products, and these often varied between generic and reference AED formulations. For example, MR-LEV formulations used matrix dissolving tablets, osmotic pumps, and matrix pore delivery technologies. Manufacturers are not required to report release technologies for formulations and these were not systematically available for comparison.

BE of generic and reference MR-AEDs.

Total drug delivery (AUC0–t) for generic and reference MR-AED formulations was very similar for most products (figure 1 and table e-1 on the Neurology® Web site at Neurology.org): the ratios for AUC0–t (maximum upper or lower 90% CI limit) varied by <15% for the large majority (88.6%) of studies; 30% of MR-AED products differed by <5%. The ratios between reference and generic product AUC0–t maximum 90% CI limits were greater than 15% in 11 studies. The GMR point estimates for AUC fell within 10% of the reference point estimates in nearly all BE studies (97.9%). Even though all approved products met ANDA acceptance standards, the AUC0–t ratios differed substantially for one-fifth (22.7%) of reference and generic formulations (i.e., the 90% CI for the AUC ratios did not include 1.00) (figure 2, A and B).

Figure 1. Ninety percent confidence interval limits for AUC and Cmax generic/reference ratios.

Figure 1

Differences in 90% confidence interval limits of total drug exposure (AUC) (A) and Cmax (B) geometric mean ratios for generic and reference modified-release antiepileptic drug formulations, classified in 5% increments. Percent of bioequivalence study results in each category are shown on the vertical axis. The majority of AUC and Cmax values differ by <15%. AUC = area under the curve; CBZ = carbamazepine; Cmax = maximum concentration; DVP = divalproex; LEV = levetiracetam; LTG = lamotrigine; PHT = phenytoin.

Figure 2. Ninety percent confidence intervals for AUC and Cmax generic/reference ratios.

Figure 2

Ninety percent confidence intervals of generic/reference ratios for each product: total drug exposure (AUC) (A and B) and Cmax (C and D) under fed and fasting conditions ([A] AUC under fasting conditions; [B] AUC under fed conditions; [C] Cmax under fasting conditions; and [D] Cmax under fed conditions). The majority of confidence intervals include 1.00. AUC = area under the curve; CBZ = carbamazepine; Cmax = maximum concentration; DVP = divalproex; LEV = levetiracetam; LTG = lamotrigine; PHT = phenytoin.

The peak drug concentrations (Cmax) varied somewhat more between generic and reference formulations than did AUC0–t. For the majority (74.2%) of BE studies, Cmax ratios between generic and reference MR-AED products differed by <15% (maximum upper or lower 90% CI limits). The GMR point estimates for Cmax for generic and reference products varied by less than 10% in 76 of 97 studies (78.3%). The Cmax differed substantially between reference and generic test products for approximately half (51.6%) of BE studies (i.e., the 90% CI limits for Cmax did not include 1.00) (figure 2, C and D).

Medications varied in their AUC and Cmax ratios: nearly all LEV MR products (95%) had AUC ratio limits of <10%, and the majority of LEV products (59%) had Cmax ratio limits of <10%. AUC ratio limits were relatively small for most drugs: CBZ was the most variable and only one-fifth (21%) had AUC ratio limits of >15%. CBZ Cmax ratio limits were high compared to other drug formulations: the majority (57%) of CBZ products had Cmax ratio limits >15%.

The distribution of AUC and Cmax for MR-AED products was not broad; the range between the upper and lower 90% CIs was greater than 20% in only a small minority (6.2%) of studies for AUC and Cmax.

BE studies in the fed state showed less variation in the AUC between generic and reference products than did fasting studies; nearly half (43.6%) of fed studies had generic AUC 90% CI limit within 5% of reference, vs only one-fifth (20.7%) of fasting studies with 90% CI limit within 5% of reference. Fewer Cmax studies had such low variation; only 10.2% of fed and 3.5% of fasting Cmax studies had a very low (<5%) 90% CI limit.

Variability in AUC and Cmax for reference compared to generic MR-AED formulations.

The variability in the distributions of PK values for generic and reference products for participants in each BE study was similar across the studies: no studies had >50% difference between the test/reference ratio for SD for AUC0–t (figure e-1). SDs for Cmax varied by >50% between generic and reference for 4 studies (4%, one each in LTG and LEV under fed conditions, and CBZ and PHT under fasting conditions).

Comparison of concentration profiles and Tmax for generic and reference MR-AED formulations.

Tmax varied considerably across different drugs, with median Tmax for PHT less than 10 hours in all 11 studies, while the median CBZ Tmax was at least 25 hours in half of the studies. The Tmax ratio for most reference and generic products was between 0.8 and 1.2 and differed by >20% in only 17 (17.5%) of BE studies (figure 3). A small group of generic products, however, had Tmax ratios that varied markedly from reference products, with Tmax ratios ranging from 0.38 (LTG, fed) to 1.71 (also LTG, fed). In this group, test and reference Tmax values differed by up to 15 hours and concentration-vs-time profiles appeared dissimilar (figure 4); at some time points, concentrations differed by more than 50% (figure 4B; i.e., 10 hours postdose).

Figure 3. Tmax: Generic vs reference products.

Figure 3

Comparison of arithmetic mean Tmax for generic and reference antiepileptic drug formulations in bioequivalence studies. The Tmax arithmetic means were similar between generic and reference formulations in most cases; however, 5 of 8 LTG studies in the fed state had Tmax differences of >20%. CBZ = carbamazepine; DVP = divalproex; LEV = levetiracetam; LTG = lamotrigine; PHT = phenytoin; Tmax = time to maximum concentration.

Figure 4. Example concentration–time profiles from a single set of divalproex and a single set of lamotrigine generic and reference products.

Figure 4

(A) Divalproex generic (circles) vs reference (squares) product concentration–time profiles. The double-peaked pharmacokinetic profile of the reference product is also present in the generic product. Tmax ratio = 1.4. (B) Lamotrigine generic (circles) and reference (squares) product concentration–time profiles. From 10 hours through 15 hours, plasma level is up to 50% different, although AUC and Cmax are within acceptable limits. Tmax ratio = 0.37. AUC = area under the curve; Cmax = maximum concentration; Tmax = time to maximum concentration.

A small number of studies had Cmax near acceptance limits in conjunction with disparate Tmax; 5 of 97 studies (5.2%) had a Cmax CI limit of >15% as well as a Tmax difference of >20%. Two studies were LTG in the fed condition, 2 were LEV in the fasting condition, and one PHT in the fasting condition.

Food effects for generic vs reference formulations.

Separate fed and fasting BE studies evaluated food effects in 76 BE studies (38 sets of reference/generic formulations). Most products (generic and reference) had similar Cmax and AUC in the fed and fasting states (figure e-2). These differed, however, for 22 of 76 (28.9%) generic and reference studies, with Cmax often increased during the fed compared to the fasting state. Fourteen of 22 (63.6%) generic and reference CBZ and divalproex formulations had >20% increase in Cmax in the fed compared to the fasting state.

In contrast to Cmax and AUC, Tmax varied markedly between fed and fasting studies in two-thirds of BE studies (both generic and reference products): Tmax was >20% longer in fed studies compared to fasting studies in 18 of 38 generic and 13 of 38 reference products (figure e-2C). Food effects on Tmax were particularly common for MR-LEV and MR-LTG products.

Comparison of MR-AED to IR-AED intersubject variability.

Fasting BE studies of both MR and IR formulations of LTG, LEV, and CBZ products were available. The reference and generic formulations had similar intersubject variability in each individual IR and MR product study. When all reference and generic MR products were compared to all reference and generic IR products, however, the IR products (AUC) had lower variability in PK measures for participants compared to MR products (table 1). Most of the IR-LEV products (92.3%) had <20% intersubject variability for AUC, compared to 64.6% of MR-LEV products. CBZ also had lower AUC variability in IR compared to MR products (64.3% of IR vs 37.5% of MR products had <20% variability). LTG had higher variability in AUC than did LEV or CBZ: only 4% of IR-LTG products had variability <20% (while no MR-LTG products had <20% variance); the majority of LTG products had AUC variability of 20% to 30% (56% of IR-LTG products) or 30% to 40% (55.6% of MR-LTG products).

Table 1.

Intersubject variability of MR-AEDs vs IR-AEDs

graphic file with name NEUROLOGY2015681072TT1.jpg

Cmax variability was lower in IR compared to MR products for every drug except CBZ; more than half of IR-LTG products had <20% variability, while only 38.9% of MR products had <20% variability (table 1).

DISCUSSION

Although the objective of ANDA BE studies is to determine whether generic formulations meet regulatory standards, comparing BE data from a large number of these small, blinded crossover studies can provide valuable information about how closely generic MR-AEDs copy brand-name products. Intersubject variability of drug concentrations for MR-AED products also may provide estimates of the products' performance in clinical use. The majority of MR-AED formulations had comparable AUC and Cmax values. A small number of products, however, had PK ratios near acceptance limits, with the AUC of CBZ being close to acceptance limits in one-fifth of cases. The variability in BE studies across participants was similar between generic and reference products, suggesting either generic or reference could be used in initial treatment.

This study has several limitations. First, BE studies used in this analysis are all single-dose crossover studies in patients without epilepsy, are powered to meet FDA acceptance standards, and do not study tolerability and efficacy of AEDs. Second, no participant-level information was available for more detailed analysis. In addition, while tablet components are listed in approved drug product labeling, MR technologies are considered proprietary and were not released for many products. This prevented a comprehensive examination of the relationship between types of MR technologies and BE differences. Patients are often concerned when tablet ghost shells pass into their stools, which is occasionally reported by our patients; most current labeling for matrix pore, osmotic shell, and other AED products that may appear in the stool do not carry information for patients about ghost shells. This occurs with Novartis Tegretol XR (which carries a warning in the product insert) and with the Teva brand of LEV XR (which does not).

Our finding that many MR products (generic and reference formulations) had substantial PK differences in the fed BE studies compared to fasting studies is consistent with prior findings in other MR products.15,16 Food administration often slows gastric transit time and increases pH, which may contribute to delayed Tmax; the effects vary depending on the relevant MR mechanism and the individual drug characteristics, with high interindividual variability.17,18 Patients should be counseled to take MR-AEDs consistently in either the fed or fasting state. Cmax values for CBZ and divalproex, and Tmax for LEV and LTG MR products, were particularly affected by food.

Many reference–generic switches and generic–generic switches are possible. Recent crossover studies of IR-LTG products show that reference–generic19 and disparate generic–generic20 switches provide comparable PK parameters at steady state. These crossover LTG studies found substantial individual variability in absorption: approximately 15% of participants had >20% intrasubject variability with re-exposure to the same product, either reference or generic.19 All MR products have intrinsic variability in once-a-day drug delivery. Although not studied directly, the varying Tmax values across generic products may support trying to minimize formulation switches between generic MR products.

Cmax and AUC had broader distributions for MR-AEDs compared to IR-AED products: the range between the upper and lower 90% CI for Cmax and AUC ratios were larger for MR-AEDs compared to IR-AEDs.12 This may be attributable to the fact that most once-a-day MR-AED formulations are more complex than formulations for IR-AED products or even twice-a-day MR products. Most ANDA submissions include in vitro dissolution studies; the FDA uses dissolution studies to assess quality, and sometimes as a surrogate for in vivo BE studies of MR products, which require more complex compartment modeling of kinetics than IR products.6

Tmax varied and was sometimes similar to IR products; however, the fluctuation index (difference in peak to trough concentration compared to the average concentration) is lower in MR products, which may provide clinical benefits such as improved tolerability of MR compared to IR products. Although the Tmax of MR-CBZ was >24 hours in the fed state for all products studied, their twice-daily administration reduces the fluctuation index, which may contribute to their observed improved tolerability compared to IR-CBZ.3,4

Despite the lower fluctuation index, MR-AEDs had higher intersubject variability compared to IR-AED products. Intersubject variability of AUC was <30% for the majority of both MR- and IR-CBZ and MR- and IR-LEV; LTG intersubject variability was >30% in more than half of MR-LTG products (generic and reference), and >30% in 40% of IR-LTG products. In patients starting therapy with an MR-AED formulation, the higher intersubject variability may not be relevant. However, clinicians may wish to compare drug serum levels in some patients when switching from IR to MR products. These intersubject differences were especially large for IR- and MR-LTG formulations.

Clinicians have speculated that occasional missed doses of a once-daily MR product may produce larger changes in concentration compared to a missed twice-daily IR dose. Modeling studies of oxcarbazepine and LTG, however, predicted similar trough levels after missed or delayed IR or MR doses.21,22 MR formulations appear to minimize effects of delayed doses,21,22 although steady-state concentrations took longer to recover after missed MR doses compared to IR doses.21

It is intrinsic to MR or “slow-release” technology to delay Tmax compared to IR products, and it is unclear whether major differences in Tmax between products would be clinically significant in the small subgroup of AED MR formulations with differing concentration profiles. Tmax, however, varied by up to 15 hours between several generic and brand products, and at some PK time points, drug concentrations differed by up to 50%. Chronic dosing may ameliorate these differences at steady state,19 although the fluctuation index may be higher in formulations with higher Cmax.21 The FDA and EMA may reject MR products, including AEDs, with disparate Tmax and delivery profiles based on a clinical review.23 For example, the FDA recently withdrew approval of time-release methylphenidate products that provided low concentrations at critical time points for effectiveness. The FDA now requires that partial AUC measurements be comparable for new generic test and reference MR methylphenidate products for AUC between 0–3 hours, 3–7 hours, and 7–12 hours (in the fasting state); partial AUC for fed studies must be comparable between 0–4 hours, 4–8 hours, and 8–12 hours.24 The EMA once proposed applying partial AUC comparisons to BE standards for MR products but has not applied these to AEDs.25 Partial AUC may be a way to capture differences in concentration–time profiles that could lead to peak-related adverse events.

Our review of BE studies of approved generic MR-AED formulations shows that most generic MR-AED products provide AED concentrations similar to reference MR products and have comparable intersubject variability despite using varying delivery technologies. Food often delays absorption of MR-AED products, suggesting that patients should take these consistently in fasting or fed states. A small number of MR-AED products have Tmax and delivery profiles that differ from the reference products, and it is unclear whether these PK differences would be clinically significant. Most MR-AEDs have higher intersubject variability than IR-AEDs, and the main advantages of MR compared to IR products appear to be their potential to improve tolerability and to improve adherence.

Supplementary Material

Data Supplement
Accompanying Editorial

GLOSSARY

AED

antiepileptic drug

ANDA

Abbreviated New Drug Application

AUC

area under the curve

BE

bioequivalence

CBZ

carbamazepine

CI

confidence interval

Cmax

maximum concentration

EMA

European Medicines Agency

FDA

Food and Drug Administration

GMR

geometric mean ratio

IR

immediate release

LEV

levetiracetam

LTG

lamotrigine

MR

modified release

PHT

phenytoin

PK

pharmacokinetic

Tmax

time to maximum concentration

Footnotes

Supplemental data at Neurology.org

Editorial, page 1572

AUTHOR CONTRIBUTIONS

Dr. Johnson interpreted the data and drafted the manuscript. Ms. Chang analyzed and interpreted the data. Dr. Davit revised the manuscript substantially for content. Dr. Gidal revised the manuscript substantially for content. Dr. Krauss designed the study, interpreted the data, and revised the manuscript substantially for content.

STUDY FUNDING

No targeted funding reported.

DISCLOSURE

E. Johnson, Y. Chang, and B. Davit report no disclosures relevant to the manuscript. B. Gidal receives honoraria from serving as a speaker for UCB and XenoPort and from consulting for Eisai and Upsher-Smith Labs. G. Krauss reports no disclosures relevant to the manuscript. Go to Neurology.org for full disclosures.

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Supplementary Materials

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