Abstract
Biodegradable esophageal stents eliminate stent retrieval, but usually induce hyperplasia. This study investigated the properties of a novel biodegradable stent in vitro and in vivo. The degradation of the novel stent was observed in phosphate buffered saline (PBS) for 8 weeks. The radial forces, pH values, morphology, and retention rate of the intrinsic viscosity (R[η]) of the new biodegradable stent were all evaluated. In vitro, the pH values remained constant for 4 weeks and declined from weeks 4 to 8. The biodegradable threads degraded and ruptured at 6 weeks. Consequently, the radial force of the stent decreased to zero at that time. The curve of R[η] decreased with time linearly in PBS. To study the stents in vivo, we used a stricture model in which the middle esophagus of rabbits was damaged by alkali burn. Stents were inserted 2 weeks after injury and observed for 8 weeks. We assessed complications related to stent insertion, degradation of the stent, and survival of the rabbits. Two stents migrated, and one rabbit died. In the other rabbits, two stents degraded and moved into the stomach during the sixth week, five during the seventh week and one during the eighth week, respectively. One stent remained in position until the end of the study. In conclusion, our newly designed stent retained the strong radial force of self-expandable metal stents (SEMSs) and maintained the biodegradable properties of biodegradable (BD) stents.
Keywords: Animal experimentation, biodegradable stent, mechanical experimentation, endoscopic procedure, esophageal strictures
Introduction
Stents are widely used for many types of strictures, especially esophageal strictures. Stents that provide longer periods of dilation are regarded as reasonable alternative treatments for patients with refractory benign esophageal strictures (RBES), when compared to other treatment options [1-5]. Self-expandable metal stents (SEMSs), made of titanium-nickel or stainless steel, are thought to possess the strongest radial force and maintain patency better than stents made of other materials. However, the rigid tubular configuration of SEMSs makes the retrieval of these stents difficult and complicated. Biodegradable (BD) stents were invented to solve this problem [6-8]. However, one disadvantage of BD stents is that tissue grows on the uncovered surfaces of these stents. Furthermore, many clinicians report that the radial force of BD stents is not sufficient when compared with that of metallic stents. Therefore, future studies should aim to develop a fully-covered BD stent to reduce hyperplasia [9].
Recently, we designed a fully-covered biodegradable stent, which combined the advantages of SEMSs and BD stents. The aim of this study was to investigate the qualities of our new stent in vitro and in vivo.
Materials and methods
Synthesis of the new biodegradable esophageal stent
The novel biodegradable stent for rabbits was 30 mm in length and 10 mm in diameter. It was composed of three curved pieces of covered metallic mesh connected by poly(lactic-co-glycolic acid) (PLGA) biodegradable threads (0.5 mm in diameter) (Figure 1A-C). When PLGA threads degrade, the stent disassembles and drops into the stomach. The stent and delivery system were made by a manufacturer (Institute of Shandong Provincial Medical Instruments, Jinan, China) according to our specifications.
Figure 1.

Images of the new biodegradable esophageal stent. Schematic drawings of the new stent (A, B) show that it was composed of three nickel-titanium pieces connected by PLGA threads. The stent disassembles when the connecting threads are degraded. A picture of the new biodegradable stent (C), in which the metallic mesh pieces and the biodegradable threads are fully-covered.
In vitro mechanical experiments
To measure degradation of the stents, samples of the new stents were immersed in beakers containing phosphate buffer saline (PBS) at 37°C. The radial force was defined as the pressure needed to reduce the diameter of the stent by one-half. The radial force of the new stent was measured using a universal material machine (AGS-H, Shimadzu Corporation, Kyoto, Japan). Comparisons of the new stent with other commercially available stents were previously published [8].
To assess degradation, samples of the PLGA threads were immersed in test tubes using the same conditions as those described for the stents. Morphological changes were observed for 8 weeks. The appearance and morphology of the biodegradable threads were observed using a scanning electron microscope (SEM) (SUPRA 55, Carl Zeiss, Jena, Germany). The pH values of the media were measured with a pH meter (Jingke Scientific Corporation, Shanghai, China). The intrinsic viscosity (η) of the PLGA threads was examined using an Ubbelohde viscometer and phenol/carbon dichloride (1:1) as a solvent. The retention rate of the intrinsic viscosity (R[η]) was recorded as a percentage. The data of radial force, pH value and intrinsic viscosity were obtained by means of the average number of three repeating measurements.
Animals and stent placement
This study was approved by the Ethics Committee of Shandong Provincial Hospital, which is affiliated to Shandong University. Seventeen New Zealand white rabbits weighing 2.0 to 2.9 kg were utilized. Rabbits were fasted for 24 hrs, and then a corrosive was applied to the middle esophagus to induce stricture formation. Briefly, rabbits were anesthetized with 3% sodium pentobarbital (30 mg/kg) and posed in left lateral decubitus. A modified #10 Foley catheter with a sealed tip and an adjacent aperture was inserted into the middle esophagus, approximately 12.5 cm from the maxillary incisors, and 1 ml 4% sodium hydroxide solution was injected through the catheter to create the corrosive injury. Two weeks after the corrosive injury, the stricture was assessed using a digital fluoroscopy system (Prestige II, General Electric Company, Fairfield, CT, USA), and the rabbits were considered injured if the minor diameter of stricture was <1/2 the maximal diameter of the uninjured esophagus. This procedure was discussed fully in a previous study [10].
Stents were inserted 2 weeks after corrosive injury. An ultraslim endoscope (GIF-XP260N, Olympus Optical Co. Ltd., Tokyo, Japan) was used to inspect the stricture and to insert a guidewire into the esophagus. The stent delivery system with the new stent was inserted through the guidewire using the fluoroscope, and the stent was placed in the stricture. The rabbits were observed with the ultraslim endoscope and an X-ray machine weekly until the 4th week. After week 4, they were examined with the endoscope weekly and with the fluoroscope at daily. Stents were evaluated to assess degradation. Complications related to stent insertion included migration of the stent, aspiration, fistula, hemorrhage, perforation, and death.
Results
In vitro mechanical experiments
The radial force of our stent was 6.2 N initially; the radial force was essentially unchanged for 5 weeks of incubation in PBS; at week 6, the force was 0 (Figure 2). The characteristics and radial forces of different commercially available stents assessed in previous studies were compared with our novel stent (Table 1). The diameter of our stent was 10 mm and the comparable stents were 8 to 10 mm in diameter. Because our new stent was designed for use in rabbits, the length was shorter than that of other stents. The radial forces of the previously used stents ranged from 3.6 N to 11.5 N, and the radial force of our stent was comparable to most of them (Table 1). Although the changes in the pH values were insignificant until 4 weeks, there was a sharp decline in pH from 4 to 8 weeks (Figure 3). The morphological changes were observed for 8 weeks using SEM. We observed that the PLGA threads maintained their integrity for up to 4 weeks post-incubation in PBS (Figure 4A, 4B). The surface of the PLGA threads became rough and loose after 5 weeks of incubation. Transverse rupture occurred after 6 weeks in PBS (Figure 4C). The PLGA threads fragmented into smaller pieces and lost their fibrous structure at 8 weeks. The curve of R[η] decreased with time linearly in PBS (Figure 5). The curve of R[η] declined significantly from week 0 to week 6 and only minor changes were observed from week 6 to week 8.
Figure 2.

The radial force of the new biodegradable stent after incubation in PBS. The radial force of the new biodegradable stent was 6.2 N initially. This force was essentially unchanged for 5 weeks. The radial force was 0 at week 6.
Table 1.
Comparison of the new biodegradable stent with other commercially available esophageal stents
| Diameter, mm | Length, mm | Radial force, N | |
|---|---|---|---|
| Biodegradable stent in this study | 10 | 30 | 6.2 |
| Wall stent | 8 | 60 | 10.3 |
| ZA stent | 10 | 60 | 5.7 |
| Accucflex stent | 8 | 60 | 3.9 |
| SMART stent | 10 | 60 | 5.6 |
| Spiral Z stent | 10 | 60 | 6.7 |
| NT stent | 10 | 70 | 3.6 |
The radial forces of other commercially available stents were compared according to a previously published article [8].
Figure 3.

The pH of the medium containing the PLGA threads. The pH changed little from the initial time point to 4 weeks post-incubation in PBS and significantly declined after 4 weeks in PBS.
Figure 4.

Scanning electron micrographs to show the structural changes to the PLGA threads. The PLGA threads remained intact from the start of incubation (A) to 4 weeks post-incubation (B). Transverse ruptures occurred after 6 weeks in PBS (C).
Figure 5.

The curve of intrinsic viscosity retention rate (R[η]). The R[η] decreased significantly from 0 to 6 weeks and became stable after 8 weeks in PBS.
Assessment of the stents in an animal model
The strictures in 12 rabbits satisfied the criteria for injury. To successfully implant the stent, we used the fluoroscope to ensure that the stent was placed in the middle of the esophagus and overlapped the stenosis. Migration of the stent occurred in two cases, and one rabbit died of malnutrition during observation period. No severe complications related to stent implantation occurred. Two stents degraded and moved into the stomach during the sixth week, five during the seventh week and one during the eighth week, respectively (Figure 6). One stent was not completely detached at the end of the study, but the stent collapsed when pulled with biopsy forceps (FB-19K-1; Olympus Optical Co. Ltd., Tokyo, Japan).
Figure 6.

Endoscopic images of stent insertion and extraction. The stent was expanded so that it covered the stricture (A). The debris from the stent was extracted using biopsy forceps after the PLGA threads degraded (B).
Discussion
Benign esophageal stricture is one of the most common digestive diseases and can reduce a patient’s quality of life. This condition may also result in severe complications, including anemia, weight loss, malnutrition, and death. To minimize the unwanted complications and to maximize the therapeutic effect of stent implantation for esophageal strictures, especially RBES, numerous studies have examined the properties of different types of stents [8,11-16]. Short-term stents are considered for palliation of dysphagia and to reduce discomfort caused by sustained dilation. However, the complications related to stent insertion and extraction have prevented the use of conventional stents to treat RBES.
The ideal stent to alleviate benign esophageal stricture would be temporary and easily extracted once luminal patency is accomplished. The main body of our new stent is made of radiopaque wire, which is reported to have good tissue compatibility and memory. The nickel-titanium alloy allows the stent to expand to its largest diameter at body temperature and to compress to the smallest diameter at colder temperatures. Our new stent has a diagonal braiding pattern, which is consistent with the majority of commercially available nitinol esophageal stents, such as Wallflex stents (Boston Scientific Corporation, Natick, MA, USA), Niti-S (Taewoong Medical, Seoul, Korea), Gianturco Z stent (Wilson-Cook Europe, Bjaeverskov, Denmark), and Evolution (Cook Medical, Limerick, Ireland). This braided design allows the stent longitudinal expansion during contractions. This reduces the radial force and maintains elasticity because contractions can abate the angle of the crossover wire. The braided design of these stents allows the radial force to gradually reach 0 [17]. Our new stents are contain PLGA threads, and many studies have demonstrated that the toxicity of this biodegradable material is very low [18-20]. PLGA is the primary biodegradable polymer used in a variety of clinical fields during the past few decades. This copolymer is widely used in surgical sutures, bone nails, and sustained drug release systems because it degrades quickly [21]. In physiological conditions, hydrolysis reactions may fragment PLGA polymers. The products of these reactions include free lactic and glycolic acids, which could be metabolized by the Krebs cycle and converted into carbon dioxide and water [19,22]. In this study, the PLGA threads were hydrolyzed after 6 weeks in PBS, and the radial force of the new stent was also reduced to 0 at 6 weeks. These results suggested that the new stent maintained patency until the PLGA threads degraded and that radial force diminished rapidly due to this degradation. The SEMs images showed that the PLGA threads had transverse ruptures, which suggested that the stents could be removed easily. Consistent with this idea, a stent was detached from the rabbit esophagus by gently squeezing the stent once these transverse ruptures develop.
In our animal experiments, 9 of 12 rabbits were successfully implanted with the new stent. In these rabbits, we did not observe any stent-related complications, which included severe bleeding, perforation, aspiration, and fistula. Stent migration occurred in two animals and another animal died of malnutrition. Currently, all commercially available BD stents are uncovered. Ella BD stents (Ella-Cs, Hradec Kralove, Czech Republic) are widely used and are made of poly-dioxanone [9,23,24]. When this BD stents fail, patients receive SEMSs [9]. A previous study described an Ultraflex-type stent knitting with poly-l-lactic acid threads, and the migration rate for these stents was 77% (10/13) within 10 to 21 days after implantation [25]. Eight of nine stents were degraded, and the stent debris had fallen into the stomach within the observation period in our study. Although the PLGA threads were not completely degraded by the end of the study, the stents collapsed by pulling the connecting threads.
An ideal stent would lose the capacity to support the surrounding tissue once dilation is achieved so that the stent will not cause further damage to the esophageal wall. In this study, we report a new biodegradable stent with the following properties: (1) the main body of the stent is made of nickel-titanium, which has great elasticity and is strong enough to maintain patency; (2) the PLGA connecting threads are biodegradable; (3) the fully-covered stent prevents tissue hyperplasia; (4) the stent debris is easily removed; and (5) the devices involved are simple and economical to make.
Currently, all types of stents used in clinical practices exhibit radial force during stent removal. This study characterizing a new biodegradable stent is a continuation of our previous work with a detachable “pieced” stent [10]. Our newly designed stent retained the strong radial force of SEMSs and the ability to degrade in vivo like other BD stents. Limitations of this study are that these stents were assessed in vitro and that only limited studies were performed using animals. Further studies are needed to assess if the mesh can be safely excreted in the feces. Also, other biodegradable materials should be tested and their degradation kinetics determined, so that these devices can be optimized for use in other tissues.
In conclusion, our new biodegradable stent provides long-lasting tissue support and detaches by itself within a certain timeframe. This design concept could be used anywhere in the digestive tract. We anticipate that human patients could benefit from this new stent in the near future.
Acknowledgements
We would like to express our gratitude to Mr. Junqi Li, who works at the Institute of Shandong Provincial Medical Instruments, for his technical support.
Disclosure of conflict of interest
Dr. Jiyong Liu and Dr. Jin Liu own the patent of the biodegradable stent (Patent NO. ZL201110323099.5) Dr. Chengyong Qin and Dr. Liang Shang disclosed no conflict of interest.
Authors’ contribution
Dr. Jin Liu have contributed to carry out the study, analyzed the data, and drafted the manuscript; Dr. Liang Shang assisted with the endoscopic operation and analyzed the data; Dr. Chengyong Qin participated in the experimental design and supervised the study; Dr. Jiyong Liu participated in the technical support and endoscopic operation. All authors have read and approved the final manuscript.
References
- 1.Siersema PD, de Wijkerslooth LR. Dilation of refractory benign esophageal strictures. Gastrointest Endosc. 2009;70:1000–1012. doi: 10.1016/j.gie.2009.07.004. [DOI] [PubMed] [Google Scholar]
- 2.Hourneaux de Moura EG, Toma K, Goh KL, Romero R, Dua KS, Felix VN, Levine MS, Kochhar R, Appasani S, Gusmon CC. Stents for benign and malignant esophageal strictures. Ann N Y Acad Sci. 2013;1300:119–143. doi: 10.1111/nyas.12242. [DOI] [PubMed] [Google Scholar]
- 3.Siersema PD. Treatment options for esophageal strictures. Nat Clin Pract Gastroenterol Hepatol. 2008;5:142–152. doi: 10.1038/ncpgasthep1053. [DOI] [PubMed] [Google Scholar]
- 4.de Wijkerslooth LR, Vleggaar FP, Siersema PD. Endoscopic management of difficult or recurrent esophageal strictures. Am J Gastroenterol. 2011;106:2080–2091. doi: 10.1038/ajg.2011.348. quiz 2092. [DOI] [PubMed] [Google Scholar]
- 5.Lew RJ, Kochman ML. A review of endoscopic methods of esophageal dilation. J Clin Gastroenterol. 2002;35:117–126. doi: 10.1097/00004836-200208000-00001. [DOI] [PubMed] [Google Scholar]
- 6.Canena JM, Liberato MJ, Rio-Tinto RA, Pinto-Marques PM, Romao CM, Coutinho AV, Neves BA, Santos-Silva MF. A comparison of the temporary placement of 3 different self-expanding stents for the treatment of refractory benign esophageal strictures: a prospective multicentre study. BMC Gastroenterol. 2012;12:70. doi: 10.1186/1471-230X-12-70. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 7.van Hooft JE, van Berge Henegouwen MI, Rauws EA, Bergman JJ, Busch OR, Fockens P. Endoscopic treatment of benign anastomotic esophagogastric strictures with a biodegradable stent. Gastrointest Endosc. 2011;73:1043–1047. doi: 10.1016/j.gie.2011.01.001. [DOI] [PubMed] [Google Scholar]
- 8.Tanaka T, Takahashi M, Nitta N, Furukawa A, Andoh A, Saito Y, Fujiyama Y, Murata K. Newly developed biodegradable stents for benign gastrointestinal tract stenoses: a preliminary clinical trial. Digestion. 2006;74:199–205. doi: 10.1159/000100504. [DOI] [PubMed] [Google Scholar]
- 9.van Boeckel PG, Vleggaar FP, Siersema PD. A comparison of temporary self-expanding plastic and biodegradable stents for refractory benign esophageal strictures. Clin Gastroenterol Hepatol. 2011;9:653–659. doi: 10.1016/j.cgh.2011.04.006. [DOI] [PubMed] [Google Scholar]
- 10.Liu J, Shang L, Liu JY, Qin CY. Newly designed “pieced” stent in a rabbit model of benign esophageal stricture. World J Gastroenterol. 2015;21:8629–8635. doi: 10.3748/wjg.v21.i28.8629. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 11.Verschuur EM, Repici A, Kuipers EJ, Steyerberg EW, Siersema PD. New design esophageal stents for the palliation of dysphagia from esophageal or gastric cardia cancer: a randomized trial. Am J Gastroenterol. 2008;103:304–312. doi: 10.1111/j.1572-0241.2007.01542.x. [DOI] [PubMed] [Google Scholar]
- 12.Baron TH, Burgart LJ, Pochron NL. An internally covered (lined) self-expanding metal esophageal stent: tissue response in a porcine model. Gastrointest Endosc. 2006;64:263–267. doi: 10.1016/j.gie.2006.03.936. [DOI] [PubMed] [Google Scholar]
- 13.Zhao JG, Li YD, Cheng YS, Li MH, Chen NW, Chen WX, Shang KZ. Long-term safety and outcome of a temporary self-expanding metallic stent for achalasia: a prospective study with a 13-year single-center experience. Eur Radiol. 2009;19:1973–1980. doi: 10.1007/s00330-009-1373-y. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 14.Ji JS, Lee BI, Kim HK, Cho YS, Choi H, Kim BW, Kim SW, Kim SS, Chae HS, Choi KY, Maeng LS. Antimigration property of a newly designed covered metal stent for esophageal stricture: an in vivo animal study. Gastrointest Endosc. 2011;74:148–153. doi: 10.1016/j.gie.2011.03.1252. [DOI] [PubMed] [Google Scholar]
- 15.Choi SJ, Kim JH, Choi JW, Lim SG, Shin SJ, Lee KM, Lee KJ. Fully covered, retrievable selfexpanding metal stents (Niti-S) in palliation of malignant dysphagia: long-term results of a prospective study. Scand J Gastroenterol. 2011;46:875–880. doi: 10.3109/00365521.2011.571706. [DOI] [PubMed] [Google Scholar]
- 16.Jeon SR, Eun SH, Shim CS, Ryu CB, Kim JO, Cho JY, Lee JS, Lee MS, Jin SY. Effect of drug-eluting metal stents in benign esophageal stricture: an in vivo animal study. Endoscopy. 2009;41:449–456. doi: 10.1055/s-0029-1214607. [DOI] [PubMed] [Google Scholar]
- 17.Hirdes MM, Vleggaar FP, de Beule M, Siersema PD. In vitro evaluation of the radial and axial force of self-expanding esophageal stents. Endoscopy. 2013;45:997–1005. doi: 10.1055/s-0033-1344985. [DOI] [PubMed] [Google Scholar]
- 18.Felix Lanao RP, Leeuwenburgh SC, Wolke JG, Jansen JA. Bone response to fast-degrading, injectable calcium phosphate cements containing PLGA microparticles. Biomaterials. 2011;32:8839–8847. doi: 10.1016/j.biomaterials.2011.08.005. [DOI] [PubMed] [Google Scholar]
- 19.Li H, Chang J. pH-compensation effect of bioactive inorganic fillers on the degradation of PLGA. Compos Sci Technol. 2005;65:2226–2232. [Google Scholar]
- 20.Stevanovic M, Maksin T, Petkovic J, Filipic M, Uskokovic D. An innovative, quick and convenient labeling method for the investigation of pharmacological behavior and the metabolism of poly(DL-lactide-co-glycolide) nanospheres. Nanotechnology. 2009;20:335102. doi: 10.1088/0957-4484/20/33/335102. [DOI] [PubMed] [Google Scholar]
- 21.Wang Z, Han N, Wang J, Zheng H, Peng J, Kou Y, Xu C, An S, Yin X, Zhang P, Jiang B. Improved peripheral nerve regeneration with sustained release nerve growth factor microspheres in small gap tubulization. Am J Transl Res. 2014;6:413–421. [PMC free article] [PubMed] [Google Scholar]
- 22.Ma X, Oyamada S, Wu T, Robich MP, Wu H, Wang X, Buchholz B, McCarthy S, Bianchi CF, Sellke FW, Laham R. In vitro and in vivo degradation of poly(D, L-lactide-co-glycolide)/amorphous calcium phosphate copolymer coated on metal stents. J Biomed Mater Res A. 2011;96:632–638. doi: 10.1002/jbm.a.33016. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 23.Repici A, Vleggaar FP, Hassan C, van Boeckel PG, Romeo F, Pagano N, Malesci A, Siersema PD. Efficacy and safety of biodegradable stents for refractory benign esophageal strictures: the BEST (Biodegradable Esophageal Stent) study. Gastrointest Endosc. 2010;72:927–934. doi: 10.1016/j.gie.2010.07.031. [DOI] [PubMed] [Google Scholar]
- 24.Pauli EM, Schomisch SJ, Furlan JP, Marks AS, Chak A, Lash RH, Ponsky JL, Marks JM. Biodegradable esophageal stent placement does not prevent high-grade stricture formation after circumferential mucosal resection in a porcine model. Surg Endosc. 2012;26:3500–3508. doi: 10.1007/s00464-012-2373-6. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 25.Saito Y, Tanaka T, Andoh A, Minematsu H, Hata K, Tsujikawa T, Nitta N, Murata K, Fujiyama Y. Usefulness of biodegradable stents constructed of poly-l-lactic acid monofilaments in patients with benign esophageal stenosis. World J Gastroenterol. 2007;13:3977–3980. doi: 10.3748/wjg.v13.i29.3977. [DOI] [PMC free article] [PubMed] [Google Scholar]
