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Journal of Research of the National Institute of Standards and Technology logoLink to Journal of Research of the National Institute of Standards and Technology
. 2005 Aug 1;110(4):453–459. doi: 10.6028/jres.110.070

The T-Odd R and D Correlations in Beta Decay

Peter Herczeg 1
PMCID: PMC4852832  PMID: 27308167

Abstract

We review and discuss the time-reversal-odd R and D correlations in neutron and nuclear beta decay.

Keywords: beta decay, CP-violation, physics beyond the Standard Model, time-reversal violation

1. Introduction

CP-violation (CPV)1 has been seen in the mixing of the neutral kaons, and recently also in the K° → 2π amplitudes [2] and in the decays of the neutral B-mesons [3]. At present there is no unambiguous direct evidence for time-reversal (T) violation.2 We know however that T-invariance is violated, since the parameter ε in KL → 2π decays is dominated by a CPT-invariant interaction.2 In the models which we shall consider in the following all the interactions are CPT invariant, and we shall use therefore the terms “T-violation” and “CP-violation” interchangeably.

To date there is no firm evidence against the possibility that the observed CPV effects are due to the Kobayashi-Maskawa phase δKM in the Standard Model (SM).3,4 A major question in the field of CPV is whether there are sources of CPV other than δKM, independently of their relevance or lack of it for the observed CPV. New sources of CPV are present in many extensions of the SM. It is relevant to mention in this connection that δKM is not sufficient to generate the baryon asymmetry of the universe.5 The most suitable observables to probe the existence of new CPV interactions are those for which the contribution from δKM is small. Examples of observables of this kind are the electric dipole moments of the neutron and atoms, and T-odd correlations in leptonic and semileptonic decays.

In this talk we shall review and discuss the status of T-odd correlations in beta decay. In the next section we review the expressions for the coefficients of D and R correlations for a general dueν¯e interaction. In Section 3 we summarize the limits on the CPV beta decay coupling constants implied by beta decay experiments. In Section 4 we consider D and R in extensions of the SM. Section 5 contains a summary of our conclusions.

2. General Considerations

Time-reversal (T) violating components in the dueν¯e interaction manifest themselves in beta decay through contributions to T-odd correlations in the decay probability [9]. Sensitive experimental information is available on the coefficients D and R of the correlations 〈J· pe × pν / J Ee Eν and σ ·J〉 × pe / J Ee (σ ≡ electron spin, J ≡ nuclear spin, pe ≡ electron momentum, pν ≡ neutrino momentum, Ee ≡ electron energy, Eν ≡ neutrino energy), respectively. The T-odd correlations are present even in the absence of T-violation, induced by final state interactions. The latter are dominated by contributions from the electromagnetic interaction. We shall write D and R as D = Dt + Df and R = Rt + Rf, where Dt, Rt represent the T-violating contribution, and Df, Rf are the T-invariant contributions due to the final state interactions.

In the SM the dueν¯e transition arises from W-exchange, and has a V-A form:6

H=(GFVud/2)e¯γλ(1γ5)νe(L)u¯γλ(1γ5)d+H.c., (1)

where GF/2=g2/8MW2, and Vud is the ud-element of the Kobayashi-Maskawa matrix. The neutrino state νe(L) accompanies the left-handed electron in a doublet of SU(2)L. It is a linear combination of the left-handed components of the mass eigenstates:

νe(L)=iUei(L)νiL, (2)

where νiL = ½(1 − γ5)νi.

The interaction (1) is CP- (and T-) invariant. In the quark and gluon sector of the SM there are two sources of CP-violation: the Kobayashi-Maskawa phase δKM in the quark mixing matrix, and the θ -term in the QCD Lagrangian. Dt and Rt from these sources are extremely small, of the order of 10−12a [11], where a is defined in Eq. (10) below. The reason is that δKM contributes only in second order in the weak interaction, and the θ-term is constrained by the stringent bound |θ | ≲ 4 × 10−10 from the experimental limit on the electric dipole moment of the neutron. In the SM with massive neutrinos CP-violation can be present also in the mixing of leptons. The effect of this in beta decay would not show up in first order in the weak interaction either. Thus Dt and Rt probe sources of CP-violation beyond those present in the SM.

To first order in new dueν¯e interactions Dt and Rt arise from interference between the SM amplitude and the amplitude from the new interactions. We shall neglect in Dt and Rt terms proportional to neutrino masses. All the remaining terms must come from interactions involving left-handed neutrinos. The most general dueν¯e(L) interaction involving the neutrino state (2)7 can be written as 8

Hβ(L)=HV,A(L)+HS(L)+HP(L)+HT(L), (3)

where

HV,A(L)=e¯γλ(1γ5)νe(L)[aLLu¯γλ(1γ5)d+aLRu¯γλ(1+γ5)d]+H.c., (4)
HS(L)=aLSe¯(1γ5)νe(L)u¯d+H.c., (5)
HP(L)=aLPe¯(1γ5)νe(L)u¯γ5d+H.c., (6)
HT(L)=aLTe¯σλμ12(1γ5)νe(L)u¯12σλμd+H.c., (7)

The fields e, u, and d in Eqs. (4)(7) are the mass eigenstates. The coupling constants are in general complex, in which case the Hamiltonians violate T-invariance. The constant aLL in Eq. (4) contains the SM contribution, and can therefore be written as, aLL = (aLL)SM + a′LL, where (aLL)SM=g2Vud/8MW2 and a′LL represents contributions from new interactions.

The contribution of the Hamiltonian, Eq. (3) to Dt and Rt in allowed beta decays is given by [9]

DtaIma¯LR, (8)
Rtab2gAgTIma¯LTa2gVgSIma¯LS, (9)

where the upper (lower) sign in the first term in Eq. (9) is for decays with e(e+) in the final state. In Eqs. (8) and (9) āik = aik/aLL (ik = LR, LT, LS); a and b are constants containing the Fermi and Gamow-Teller matrix elements MF and MGT:

a=4δJJMFMGT[J/(J+1)]1/2gVgAgV2|MF|2+gA2|MGT|2, (10)
b=4λJJ|MGT|2gA2gV2|MF|2+gA2|MGT|2. (11)

In Eq. (11) λJ′J is an angular momentum factor, defined in Ref. [9]. The quantities gkgk(0) (k = V, A, S, T) are defined by

p|u¯γλd|n=gV(q2)u¯pγλun, (12)
p|u¯γλγ5d|n=gA(q2)u¯pγλγ5un, (13)
p|u¯d|n=gS(q2)u¯pun, (14)
p|u¯σλμd|n=gT(q2)u¯pσλμun. (15)

CVC predicts gV = 1, and (neglecting the effects of the possible new interactions) the experimental value of gA/gV is gA/gV = 1.2670 ± 0.0030 [13]. The constants gS and gT were calculated in Ref. [14] in connection with a study of neutral current interactions of a general Lorentz structure. Employing a quark model with spherically symmetric wave functions, gS and gT are given by gS = − 1/2 + 9/10gA ≃ 0.6, gT = 5/3 (1/2 + 3/10gA) ≃ 1.46. The uncertainty in these predictions has been estimated to be about 30 % to 60% [14]. Including an uncertainty of this size, one has

0.25gS1, (16)
0.6gT2.3. (17)

For neutron decay MF = 1, MGT=3, implying a ≃ 0.87, b ≃ 2.2, so that

(Dt)0.87Ima¯LR, (18)
(Rt)0.53gTIma¯LT0.44gSIma¯LS. (19)

3. Limits on the CP-Violating Coupling Constants From Beta Decay Experiments

The best current limits on Ima¯LR, and Ima¯LS, Ima¯LS from beta decay experiments are

|Ima¯LR|<1.1×103(90%c.l.), (20)
|gTIma¯LT|<8.6×103(90%c.l.), (21)
|gSIma¯LS|0.1. (22)

The limit, Eq. (20), follows from the result (D)Ne = (0.1 ± 0.6) × 10−3 of a measurement of D in 19Ne decay [15]. For this decay a ≃ −1.03[15]. Df has been estimated to be Df ≃ 2×10−4 pe(pe)max [16]. Experiments to measure D in neutron decay are in progress at NIST by the emiT collaboration [17] and at the ILL by the Trine collaboration [18]. Df is smaller in neutron decay than in 19Ne by an order of magnitude [16]. The initial run of the emiT experiment yielded (D)n = [0.6 ± 1.2(stat) ± 0.5(syst)] × 10−3 [19], implying | Ima¯LR| < 3.1 × 10−3 (90 % c.l.). The Trine experiment obtained (D)n = [−2.8 ± 6.4(stat) ± 3.0(syst)] × 10−4 [20], yielding | Ima¯LR| < 1.7 × 10−3 (90 % c.l.). Improved measurements of (D)n by the emiT and Trine collaborations are under way [17], [18].

The limit in Eq. (21) on the tensor interaction comes from the result (RLi)expt = (1.6 ± 2.2) × 10−3 [21] of a measurement of R in 8Li → 8Be + e + νe decay. For this case one has a ≃ 0, and b = 4 / 3, so that Rt ≃ −0.53 gT ImāLT. Subtracting from (RLi)expt the final state interaction contribution, which for this case is Rf ≃ 7 × 10−4 [21], yields Rt = (0.9 ± 2.2) × 10−3 [21].

Finally, the limit, Eq. (22), follows from a measurement of the eν correlation in 32Ar beta decay [22]. A limit, which is weaker than (22), is implied by a measurement of R in 19Ne decay [23]. An experiment to measure R in neutron decay to an accuracy of 5 × 10−3 is being developed at PSI [21]. In neutron decay Rf ≃ 10−3. As seen from Eq. (19), such a result, combined with the bound in Eq. (21) will set an upper bound of about 2 × 10−2 on |gSImāLS|.

4. Dt and Rt in Extensions of the Standard Model

In this section we shall discuss briefly Dt and Rt in extensions of the SM. We shall restrict our attention only to models where the required interactions can arise at the tree level, since loop-induced interactions are expected to be weak.

4.1 Dt

An aLR-type interaction can arise at the tree level in models containing a new charged gauge boson with right-handed couplings to the quarks (as in left-right symmetric models), in the SM model if it is extended to contain new heavy “exotic” quarks which have right-handed couplings to the W and which mix with the known quarks, and in models with leptoquarks.9 In all these cases the aLR-interaction can be represented for beta decay by contact nonderivative four-fermion interactions. Contact aLR-interactions can arise also in composite models, from the exchange of constituents.10

Since the aLR-interaction is not invariant under the standard electroweak gauge group, it must be proportional to an SU(2)L × U(1) breaking parameter. In left-right symmetric models this is the nondiagonal element of the WL-WR mixing matrix, and in exotic fermion models the light-heavy quark mixing angles. In leptoquark models the aLR-interaction arises from mixing of leptoquarks of different SM quantum numbers. In composite models an aLR-interaction must contain the factor υ/Λ relative to the SU(2)L × U(1) invariant interactions, where υ is the vacuum expectation value of the SM Higgs boson and Λ is the compositness scale.

In left-right and exotic fermion models an aLR-type dueν¯e interaction is accompanied by a strangeness conserving quark-quark interaction of strength aLR, which has a P,T-violating component of the form [26], [12]

HP,T=(ImaLR){u¯γλ(1+γ5)d,dγλ(1γ5)u}++H.c. (23)

The interaction (23) contributes to the electric dipole moment (EDM) of the neutron and to the isovector P,T-violating πNN coupling constant g¯πNN(1). The latter induces atomic EDMs through the Schiff moment. The coupling constant g¯πNN(1), which is given by the NNπ matrix element of the Hamiltonian (23), can be written as

g¯πNN(1)=GFVudmπ2k(Ima¯LR), (24)

where the constant k is expected to be of the order of mπ/(mu + md) ≃ 10, in view of the left-right structure of the operator, Eq. (23). The EDMs set stringent limits on Ima¯LR. The best one is

|Ima¯LR|5×105k, (25)

implied by the experimental upper limit (|d(199Hg)| < 2.1 × 10−28 e cm (90 % c.l.) [27]) on the EDM of the mercury atom.11 An estimate of k [30] using factorization and QCD sum rules yielded k ≃ 10, implying

|Ima¯LR|5×106. (26)

The neutron EDM, estimated in Ref. [30], leads to the limit |Ima¯LR|105, nearly the same as Eq. (26).

For Dt/a from leptoquark exchange the constraints are weaker [31]. The P,T-violating strangeness conserving quark-quark interaction, which is generated at one-loop level from diagrams involving W-exchange and containing a leptoquark propagator in one of the vertices, is suppressed by mu2 or md2. The electron EDM and the quark electric and chromoelectric dipole moments do not arise at the one loop level. Based on dimensional estimates of the dipole moments, the conclusion is that they allow Dt/a to be as large as the present experimental limit on Dt/a.

4.2 Rt

Scalar dueν¯e interactions can arise at the tree level from the exchange of Higgs bosons, spin-zero or spin-one leptoquarks, and in supersymmetric models with R-parity violation from the exchange of sleptons. Tensor type dueν¯e interactions can arise from the exchange of spin-zero leptoquarks. Scalar and tensor dueν¯e interactions can appear also in composite models, generated by the exchange of constituents.

Let us consider Rt in the minimal supersymmetric standard model with R-parity violation [32].

In the minimal supersymmetric standard model (MSSM), unlike in the SM, the conservation of lepton number (L) and of baryon number (B) is not automatic: the superpotential can contain renormalizable and gauge invariant L- and B-violating terms. If both the L- and the B-violating terms are present, some of the products of the corresponding coupling constants would have to be extremely small to prevent too rapid proton decay. One way to deal with this problem is to demand invariance under R-parity [R = (−1)3B+L+ 2s, where s is the spin of the particle; thus R = +1 for particles of the SM, and R = −1 for their superpartners]. This would eliminate both the B- and the L-violating terms. Alternatively, one can demand invariance under “baryon parity” (under baryon parity the quark fields change sign, and the lepton and Higgs fields remain unchanged), which eliminates only the B-violating terms. The model we shall consider in the following is the R-parity violating minimal supersymmetric standard model (RMSSM), defined as the MSSM with the lepton-number violating terms WL included in the superpotential.12

The general form of WŁ is given by

WŁ=12λijkLiLjEkc+λijkLiQjDkc+μiLiHu, (27)

where i, j, k = 1, 2, 3 are family indices, and summations over i, j, k are implied. In Eq. (27), Li, Qi are the SU(2)-doublet lepton and quark superfields, Eic, Uic, Dic are the SU(2)-singlet charged lepton and up- and down-type quark superfields; Hu is the Higgs superfield which generates the masses of the up-type quarks. The primes on the fields indicate that they are the weak eigenstates.

The presence of R-parity violating couplings has rich phenomenological implications. One of these is that they can contribute to SM processes through the exchange of single squarks or sleptons.

There are two classes of contributions to beta decay. One of them is governed by |λ11k|2 and mediated by the d˜kR(k=1,2,3) [36]. These dueν¯e interactions have a VA form [36], and therefore do not contribute to T-odd correlations. The other class, which involves both λijk and λijk, has scalar and pseudoscalar components. There are two such contributions, given by

Hβ(j)=λ1j1λj11*ωB4me˜jL2e¯(1γ5)ν1u¯(1+γ5)d+H.c.(j=2,3). (28)

In the Hamiltonian, Eq. (28), the fields are the mass eigenstates; in the sum νeL=iVei(ν)νiL we kept only the ν1−term for simplicity. The quantity ωB contains the product of the elements of the mixing matrices involved. From (28) we have

Ima¯LS=j=2,3Im(λ1j1λj11*ωB)4me˜jL2(2GFVud). (29)

CP-violation can arise in (28) from complex λ1j1 and λ′j11, and also from complex ωB.

In the following we shall assume for simplicity that λ1j1 and λj11* are real, and that mixing for the right-handed fields and for uL-type quarks can be neglected. Then Im(λij1λj11*ωB)=λ1j1λj11cosθνsinϕB, is a mixing angle in Vei(ν), and eiϕB is a CPV phase.

In deriving limits on Ima¯LS we shall assume (to preclude additional constraints to apply and the possibility of a cancellation in Ima¯LS) that only one of the products λ1j1λj11* has a significant size at a time.

The limits on |Ima¯LS| in Eq. (29) implied by limits on the individual coupling constants λ1j1 and λ′j11, derived from various processes [35], are not better than a few times 10−2. A stringent limit

|Ima¯LS|<4×104 (30)

on Ima¯LS comes from the ratio Rπ = Γ(π → eνe)/Γ(π → µνµ) [37]. This limit arises because the aLP -component of (28) contributes to π → eνe, and aLS = aLP.

Potentially the strongest limits on Ima¯LS come from experimental bounds on P,T-violating electron-quark (eq) interactions. As pointed out in Ref. [38], electroweak radiative corrections to scalar, pseudoscalar, and tensor interactions of any origin induce contributions to P,T-violating eq interactions. For the Hamiltonian (28) this interaction is of the form13

Hed=GF2kSd(e¯iγ5ed¯de¯ed¯iγ5d) (31)

with

kSd(kSd)r=4ρVudIma¯LS, (32)

where ρ=(α/4π)ln(Λ2/mW2); Λ is a cut-off parameter. Taking conservatively, as in Ref. [38], ln(Λ2/mW2)=1, one has ρ6×104.

In addition to (kSd)r, there is also a tree-level contribution (kSd)t to kSd, governed by the same products λ1j1λj11* as Hβ(j) in Eq. (28). This is a consequence of gauge invariance of WŁ before symmetry breaking. (kSd)t is given by

(kSd)t=Im(λ1j1λj11*ωe)2mν˜jL2(2GF), (33)

where ωe contains the product of the appropriate mixing matrix elements. Under our simplifying assumptions Im(λ1j1λj11*ωe)=λ1j1λj11cosθesinϕe. It can be shown that the phases eiφB and eiφe are in general different.

The total contribution to kSd can be written as

kSd=(kSd)r+(kSd)t=(4ρ+2me˜jL2mν˜jL2cosθesinϕecosθνsinϕB)VudIma¯LS. (34)

It can be shown that me˜j2/mν˜jL24.

The best limit on kSd comes from the EDM of the Tl atom. The experimental limit on d(Tl) [40] implies14 |kSd| < 4.5 × 10−8, so that

|Ima¯LS|<4.5×108Vud(4ρ+2me˜jL2mν˜jL2cosθesinϕecosθνsinϕB). (35)

(ksd)r alone would give a limit |Ima¯LS|<2×105. The upper limit on |Ima¯LS| could be larger than 2 × 10−5 if 2(me˜j2/mν˜jL2)(cosθesinϕe/cosθνsinϕB) is small, and there is a cancellation between the two terms in the denominator in Eq. (35). To allow |Ima¯LS|102 this cancellation would have to occur through 3 orders of magnitude! The bound [Eq. (30)] from Rπ would however still remain. This bound would become weaker if there is some cancellation between the contributions to π → eνe and π → µνµ. A contribution to π → µνµ is present in the model.

For Rt in the other extensions of the SM the situation is similar to the one in the (RMSSM), provided that the associated P,T-violating e − q interaction involves only the d-quark. If e − u interactions are present, a cancellation between the radiative and tree-level contributions cannot be arranged in more than one atomic EDM. Stringent limits, albeit not as strong as from d(Tl), then persist [32].

5. Conclusions

In this talk we have discussed tree-level contributions to Dt and Rt in extensions of the SM. A major question is what experimental sensitivities are required to obtain new information on the new interactions involved.

For Dt/a (Eq. 8) in left-right symmetric and exotic fermion models the EDMs of the neutron and of mercury set upper limits about two orders of magnitude below the present direct limits. Since the limits from the EDMs have uncertainties (from the calculation of the hadronic matrix elements and for d(Hg) also from nuclear structure) which are difficult to asses, the possibility that Dt/a is larger cannot be ruled out. For Dt mediated by leptoquark exchange the conclusion based on dimensional estimates of the electron EDM and the electric and chromoelectric quark dipole moments is that Dt/a can be as large as the present experimental limit on Dt/a.

For Rt in neutron decay (Eq. 19) experimental limits on atomic EDMs set limits which are below the level where Rt can be probed. Nevertheless, the possibility that Rt is larger, even as large as ∼10−2, cannot be completely ruled out. This would require some very fine-tuned cancellations between the contributions to P,T-violating e − q interactions and in the ratio Γ(π → e) / Γ(π → µvµ).

Acknowledgments

This work was supported by the Department of Energy under contract W-7405-ENG-36.

Footnotes

1

For a review, see Ref. [1].

2

For a review, see Ref. [4].

3

For a review, see Ref. [5].

4

It should be noted however that a disagreement has been found between experiment and the SM prediction in B° → KSϕ decay [6]. See however Ref. [7].

5

For a review, see for example Ref. [8].

6

Our metric, γ matrices and σλµ are the same as in Ref. [10].

7

Couplings involving neutrino states other than νe(L) are possible, but for those in most cases additional constraints apply. Also, the choice νe(L) in Eq. (3) guarantees for Dt and Rt maximal overlap in the interference with the SM amplitude.

8

For a recent review of possible new interactions in beta decay see Ref. [12].

9

Ref. [24]. See also Ref. [12].

10

Ref. [25]. Contact beta decay interactions have been discussed in Ref. [12].

11

For the Schiff moment and the EDM of mercury we used the results obtained in Refs. [28] and [29], respectively.

12

For reviews, see Refs. [33], [34], and [35].

13

Ref. [38]. See also Ref. [39].

14

Ref. [39]. See also Ref. [41].

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