Abstract
The World Health Organization reports that 47.5 million people are affected by dementia worldwide. With aging populations and 7.7 million new cases each year, the burden of illness due to dementia approaches crisis proportions. Despite significant advances in our understanding of the biology of Alzheimer’s disease, the leading dementia diagnosis, the actual causes of dementia in affected individuals are unknown except for rare fully penetrant genetic forms. Evidence from epidemiology and pathology studies indicates that damage to the vascular system is associated with an increased risk of many types of dementia. Both Alzheimer’s pathology and cerebrovascular disease increase with age. How Alzheimer’s disease affects small blood vessel function and how vascular dysfunction contributes to the molecular pathology of Alzheimer’s are areas of intense research. The science of vascular contributions to cognitive impairment and dementia (VCID) integrates diverse aspects of biology and incorporates the roles of multiple cell types that support the function of neural tissue. Because of the proven ability to prevent and treat cardiovascular disease and hypertension with population benefits for heart and stroke outcomes, it is proposed that understanding and targeting the biological mechanisms of VCID can have a similarly positive impact on public health.
Keywords: Vascular Contributions to Cognitive Impairment and Dementia, VCID, vascular dementia, vascular cognitive impairment, VCI, Dementia, Alzheimer’s disease, Vascular dysfunction, Cardiovascular, Cerebrovascular
Dementia Diagnosis, Disease Burden
Dementia appeared in medical texts during antiquity to describe clinical syndromes of diminished cognitive function associated with a variety of neurological conditions (Boller and Forbes 1998). Over time dementia evolved from a broad concept that included any type of mental incapacitation, reversible or irreversible, into a modern diagnosis with highly specialized clinical meaning that itself continued to change, including very recently. Under the now out of date DSM IV-TR, dementia is characterized by greater memory impairment than expected with normal aging, may include other cognitive impairment (e.g. executive function, attention, visuo-spatial abilities, judgment, reasoning, and emotional control), and interferes with a person’s ability to function at work or in other everyday activities (DSM IV Task Force 2004; Dementia: a public health priority 2012). While impairment in social and/or occupational activities remains central, in DSM 5 the diagnosis of dementia has been subsumed under major neurocognitive disorder and is characterized by a progressive decline in one or more cognitive domains that may or may not include memory (DSM 5 Task Force 2013).
The World Health Organization reports that 47.5 million people are affected worldwide in 2015, and projected 75.6 million people with dementia in 2030. The social and economic implications are enormous, with an estimated annual global societal cost of $604 billion, corresponding to 1.0% of the worldwide gross domestic product (Dementia: Fact sheet N°362 2015). Challenges to progress in dementia research and treatment include limited drug targets and significant diagnostic uncertainty, with most diagnoses relying on clinical correlates and postmortem pathological assessment rather than on bona fide causes or response to therapeutics (DSM 5 Task Force 2013).
Hypotheses regarding the cause of dementia have also changed over time. As recently as the 1960s a vascular etiology was the prevailing view (Kling et al. 2013), and today published estimates of the prevalence of vascular dementia vary from extremely rare to common (Fitzpatrick et al. 2004; Fitzpatrick et al. 2005; Gorelick et al. 2011; Rizzi et al. 2014). This variability is due to numerous factors including the lack of widely applicable definitive diagnostic tools, the heterogeneity of vascular contributions to dementia, different methods utilized in study cohorts, age of affected individuals, and co-morbidities. Beta-amyloid and abnormal forms of tau, which were discovered by the mid-1980s (Weingarten et al. 1975; Glenner and Wong 1984; Neve et al. 1986), are core features of Alzheimer’s disease (AD) pathology; however, beta-amyloid and tau co-occur with other pathologic changes in persons with AD and other dementias, as well as in persons without manifest dementia (Jellinger and Attems 2015). While standardized criteria have been developed for AD (McKhann et al. 2011), differential diagnoses with incomplete knowledge of cause remain challenging across the dementia spectrum (Montine et al. 2014). Moreover, disease onset and progression can transpire over many years and correlates can be subtle and are frequently shared among different types of dementias. Examples of such correlates include an incremental decline in the ability to form new memories, gradual loss of hippocampal volume, and pathologic changes evaluated during life with neuroimaging or biomarkers, or and postmortem by neuropthologic evaluation (Montine et al. 2012; Hyman et al. 2012). It is increasingly reported that mixed pathology dementias account for half or more of all dementia cases, with beta-amyloid and vascular disease constituting the most frequent combination of pathologies (Langa et al. 2004; Jellinger and Attems 2007; Schneider et al. 2007; Schneider et al. 2009; Battistin and Cagnin 2010; Gardner et al. 2013; Attems and Jellinger 2014). Atherosclerosis, arteriosclerosis, microinfarcts, silent stroke, and diffuse white matter disease are all associated with increased risk of dementia (Gorelick et al. 2011; Bangen et al. 2015; Gorelick 2015; Hachinski and World Stroke 2015). Recent evidence suggests an association between mid-life hypertension (Gottesman et al. 2014), a major risk factor for stroke and diffuse white matter disease, and mid-life obesity (Chuang et al. 2015; Bischof and Park 2015) with future risk of dementia. Stroke rates have declined continuously over the past 5 decades in developed countries (Feigin et al. 2009; Feigin et al. 2014) due to prevention strategies such as blood pressure control (Lackland et al. 2014). Consistent with the link between stroke and dementia, epidemiologic data suggest declining age-specific population risk in high-income countries, although the total number of people affected by dementia continues to increase (Matthews et al. 2013; Langa 2015). While the overall burden of cerebrovascular disease in persons affected by cognitive impairment and dementia is not yet well documented, stroke followed by dementia and the prevalence of vascular pathology in Alzheimer’s disease together indicate vascular contributions to dementia in millions of people in the United States alone.
The Science of VCID
Vascular contributions to cognitive impairment and dementia was first coined as a phrase (Gorelick et al. 2011), and later as the acronym VCID (Snyder et al. 2015). VCID is proposed here as a field of research investigating the hypothesis that significant disease burden due to cognitive decline results from damage to brain function by vascular insults including clinical stroke, silent infarcts and microinfarcts, leukoariosis, cerebral amyloid angiopathy (CAA), transient ischemic attack (TIA), and micro-bleeds (Figure 1)(Breteler 2000b, a; Gorelick et al. 2011; Iadecola 2013; Attems and Jellinger 2014). Although beyond the main scope of this discussion, examples of monogenetic disorders that can result in younger onset VCID include CADASIL and CARASIL (Gorelick et al. 2011, Iadecola 2013). The clinical scope of sporadic VCID science is illustrated in Figure 2 by its overlapping relationship with cognitive decline including in clinical AD, and with cardiovascular and cerebrovascular disease including stroke. At the level of cellular and molecular mechanisms, the concept of the neurovascular unit has advanced integrated studies of the vessel and the tissue that it supplies (Lo and Rosenberg 2009; Iadecola 2010). Accordingly, the scope of mechanism-oriented VCID research is best represented as the aging neurovascular unit integrating, and failing to cope with, biological insults due to vascular disease, Alzheimer’s biology, metabolic disease, and immune affront (Figure 3)(Neuwelt et al. 2011; Dirnagl 2012; Sa-Pereira et al. 2012; Langer and Chavakis 2013; Zlokovic 2013; Courties et al. 2014; ElAli et al. 2014; Hill et al. 2014; Winkler et al. 2014; Lourenco et al. 2015; Mezger et al. 2015; McCarthy and Kosman 2015).
The unorthodox scope of VCID has resulted in relevant research being separated by and largely embedded in traditional fields of science and clinical practice. This separation is reinforced by disciplinary boundaries at multiple levels including academic departments, professional societies, and funding agencies. Further fragmenting VCID science, and obscuring scientific opportunities to many who are otherwise poised to move the field forward, is that relevant studies appear in the literature under multiple and often interchangeable designations such as VCI, vascular dementia, vascular brain injury and multi-infarct dementia, among others. Adding further confusion is that even though such designations are clinically oriented, for example VCI and vascular dementia, they are often ambiguously tied to specific diagnoses and their definitions and application vary by region, by practice, and over time.
Despite such impediments, epidemiology and neuropathology literatures emerged over the past 25 years that support a significant role for cerebrovascular biology in cognitive decline and dementia (Breteler 2000a, b; Chui 2006; Knopman and Roberts 2010; Montine and Montine 2013; Gardener et al. 2015). Vascular pathology is now widely known to be a prominent feature of AD, particularly among the oldest old (Snowdon et al. 1997; Schneider et al. 2007; James et al. 2012), and studies designed to identify and target mechanisms that underlie VCID are underway (Zlokovic 2011; Iadecola 2013). The enormous potential public health impact of VCID science remains largely untapped, however, in part because the science is challenging and in early stages, and in part because of the currently fragmented state and relatively modest scale of VCID research relative to disease burden. Many scientists with the knowledge, interest and skills needed to move the field forward are either not engaged in VCID research, or work in relative isolation because of VCID’s overlapping positon relative to traditional diagnostic and disciplinary boundaries. VCID science is a mechanistically oriented field that cuts across traditional boundaries to solve vascular mechanisms that contribute to numerous diagnoses of cognitive decline, and to facilitate synergy among researchers with diverse expertise, some of whom may have not previously recognized this field or their ability to contribute.
Research Priorities
The relationship between vascular disorders and cognitive decline has been recognized in all national plans to address dementia, starting with the French prototype in 2001 (Les plans Alzheimer 2001). The U.S. National Plan to Address Alzheimer’s Disease includes related dementias that are designated as frontotemporal, Lewy body, mixed, and vascular dementia (National Plan To Address Alzheimer’s Disease: 2015 Update 2015). Over the past several years a coordinated worldwide movement has been evolving (Rosow et al. 2011; Prince et al. 2015), including a 2015 World Dementia Council statement suggesting that “Regular physical activity and management of cardiovascular risk factors (e.g. diabetes, obesity, smoking, and hypertension) are associated with a reduced risk of cognitive decline and may reduce the risk of dementia” (Steven 2015; Baumgart et al. 2015).
VCID research priorities developed under national plans and in other forums have highlighted prevention as well as addressing vascular contributions in the context of mixed etiology dementias such as typical late onset AD (Gorelick et al. 2011; Dementia: a public health priority 2012; Vickrey et al. 2013; Montine et al. 2014; WHO takes up the baton on dementia 2015; Recommendations from the NIH AD Research Summit 2015). Near term priorities include: development and validation of imaging and biospecimen-based biomarkers; improved experimental models; and a better understanding of underlying molecular and physiological mechanisms including for diffuse white matter disease, infarction, microhemorrhage, g/lymphatic flow, vascular autoregulation, metabolism including lipidomics and diabetes, immune trafficking, and interactions between Alzheimer’s pathophysiology and vascular dysfunction (Jiwa et al. 2010; Sperling et al. 2011; Gorelick et al. 2011; Gardner et al. 2013; Montine et al. 2014; Roh and Lee 2014; Snyder et al. 2015). Advancing these priorities will provide answers to a number of critical questions about VCID that will help shape the future development of interventions for vascular contributions to cognitive decline, as well as for dementia overall. For example: When do vascular contributions pose a definitive burden that significantly impacts cognitive outcomes? Conversely, under what circumstances may vascular pathology be an incidental bystander? When is vascular pathology synergistic with versus additive to other pathologies when it comes to impacting cognitive outcomes, including dementia? Under what circumstances are vascular contributions the main or even sole cause of dementia? At what point in disease progression can vascular pathologies that are relevant to dementia be stopped and even reversed to stop and or reverse cognitive decline? The science of VCID provides common ground and a framework for the interdisciplinary synergy that will be needed to answer these critical questions.
Conclusion
Numerous studies over several decades have linked cardio- and cerebro-vascular risk factors to cognitive impairment and dementia, including AD. The science of VCID creates a focus on opportunities for synergy toward understanding mechanistic relationships between vascular biology and the diverse cell and tissue types that the vasculature supports and interacts with to determine cognitive outcomes. VCID is interdisciplinary by nature and defines a research domain that, while not defined in a traditional sense by clinical terminology, overlays multiple clinical diagnoses. In 2014, the NIH officially recognized VCID as a field by tracking spending on VCID research in NIH Reporter, aligning the acronym with “vascular cognitive impairment/dementia”. Because VCID cuts across diseases and specialties, several international professional organizations have expressed interest in this emerging area, including the Alzheimer’s Association, the American Stroke Association, the International Congress on Vascular Dementia, and VasCog. The concept of VCID is timely, dovetailing with the increasing recognition of the prominence of mixed dementias that include a vascular component, as well as major national and international planning efforts that highlight the importance of this area and opportunities for collaborative action (Hachinski 2013; Vogel 2014; Feldman et al. 2014; Montine et al. 2014; Snyder et al. 2015; Mason 2015; Recommendations from the NIH AD Research Summit 2015; National Alzheimer’s Project Act 2015; Prince et al. 2015). VCID as a mechanistic and research-oriented scientific framework that overlays diagnoses will help drive important hypothesis testing research that will ultimately lead to improved understanding, prevention, and treatment of dementia.
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