Abstract
The past two decades has seen a rapid expansion in the scientific and public interest in rare diseases and their treatment. One consequence of this has been the formation of registries/longitudinal natural history studies for these disorders. Given the expense and effort needed to develop and maintain such programs, we describe our experience with three linked registries on the same disease group, urea cycle disorders. The Urea Cycle Disorders Consortium (UCDC) was formed in the U.S. in 2003 in response to a request for application from the National Institutes of Health (NIH); the European Registry and Network for Intoxication Type Metabolic Diseases (E-IMD) was formed in 2011 in response to a request for applications from the Directorate-General for Health and Consumers (DG SANCO) of the EU; and the Japanese Urea Cycle Disorders Consortium (JUCDC) was founded in 2012 as a sister organization to the UCDC and E-IMD. The functions of these groups are to collect natural history data, educate the professional and lay population, develop and test new treatments, and establish networks of excellence for the care for these disorders. The UCDC and JUCDC focus exclusively on urea cycle disorders while the E-IMD includes patients with urea cycle disorders and organic acidurias. More than 1400 patients have been enrolled in the three consortia, and numerous projects have been developed and joint meetings held including an international UCDC/E-IMD/JUCDC Urea Cycle meeting in Barcelona in 2013. This article summarizes some of the experiences from the three groups regarding formation, funding, and models for sustainability.
Introduction
2013 marked the 30th anniversary of the United States’ Orphan Drugs Act, the 20th anniversary for Japan’s Orphan Drug policy, and the 14th anniversary of the European Union’s Regulation (EC) No 141/2000 on Orphan Medicinal Products. As a result of these governmental actions growth in the therapeutic development of rare disease compounds has accelerated. The compound annual growth rate (cagR) of the orphan drug market between 2001 and 2010 was an impressive 25.8 percent, compared to only 20.1 percent for a matched control group of non-orphan drugs.1 Lichtenberg noted in a 2013 economic impact paper: “Our estimates indicate that, in the United States, potential years of life lost to rare diseases before age 65 (PYLL65) declined at an average annual rate of 3.3% and that, in the absence of new drug approvals, PYLL65 would have increased at a rate of 0.9%.”2
In 2002 the United States passed The Rare Disease Act of 2002, which provided the statutory authorization for the Office of Rare Diseases (ORD) of the Office of the Director of the National Institutes of Health (NIH) to act as the federal entity able to recommend a national research agenda, coordinate research, and provide educational activities for researchers in the field of rare diseases. (ORD’s name was changed to the Office of Rare Diseases Research (ORDR) and is now a section of the National Center for Advancing Translational Sciences (NCATS) of the NIH.) Numerous published and public statements have emphasized the need to bridge the knowledge gap in the field of rare diseases to improve the care of patients and facilitate the development of new treatments. The patient organizations the National Organization for Rare Diseases (NORD) and The European Organization for Rare Diseases (EURORDIS) have stated that patient registries must be a fundamental research effort to ensure the welfare of patients with rare diseases (see EORORDIS-NORD-CORD Joint Declaration of 10 Key Principles for Rare Disease Patient Registries). These agencies, laws, and organizations have led to an enhanced interest in the creation and utility of registries in rare disease patient populations.
The World Health Organizations definition of “patient registry” is “a file of documents containing uniform information about individual persons, collected in a systematic and comprehensive way, in order to serve a pre-determined scientific, clinical or policy purpose.” It does not pre-judge the amount of collected data, which can be minimal or extensive, but implies continuity (longitudinality) as distinct from a cross-sectional survey. The U.S. National Committee on Vital and Health Statistics defines registries as “an organized system for the collection, storage, retrieval, analysis, and dissemination of information on individual persons who have either a particular disease, a condition (e.g., a risk factor) that predisposes (them) to the occurrence of a health-related event, or prior exposure to substances (or circumstances) known or suspected to cause adverse health effects”. These definitions often result in some confusion when referring to a “patient registry” and differ in common usage between Europe and the United States. This article will use the term “registry” to denote a collection of longitudinal natural history data on patients with a specific condition of set of related conditions rather than a database of contact information for patients with a particular condition.
History of the UCDC, EIMD and JUCDC
In 2001, a group of urea cycle disorder (UCD) clinical experts met in Washington D.C. along with the National Urea Cycle Disorders Foundation (NUCDF, a patient advocacy organization), and representatives from the NIH ORD to develop consensus treatment guidelines for UCD.3 One result of this conference was the recognition that there was a knowledge gap that significantly compromised the abilities to formulate “best practices” in the field.4 What resulted from this conference was a series of articles based on the limited available data and the expert opinion of the group.3, 5–10 On February 27, 2003, the ORD, in response to the Rare Diseases Act of 2002 (P.L. 107-280), released a Request for Applications (RFA) for a Rare Diseases Clinical Research Network in collaboration with the National Center for Research Resources (NCRR) and other NIH Institutes and centers. The group that first met in 2001 formed the core of a successful U54 application forming the Urea Cycle Disorders Consortium (UCDC) with 5 sites in the U.S. Part of the strength of the UCDC was the subsequent identification of philanthropic donors who basically matched the NIH grant, permitting the expansion of sites in the UCDC to its current 14, including one in Canada and two in Europe (which are also part of the E-IMD). Several articles have been published on the progress of this consortium and its success in recruitment and retention of subjects.11, 12 The UCDC has been funded for three cycles (currently through 2019) and has received mention in hearings in the U.S. House of Representatives as a model for this type of work (U.S. House of Representatives Health subcommittee hearings on 21st Century Cures). It has also served as a model system for bringing rare disease therapeutic agents rapidly to market, with three new compounds receiving FDA approval in the past decade. The ecosystem responsible for sustaining a dispersed collaborative network for over 10 years in a competitive funding environment is part of the subject of this article.
E-IMD
The partners of the European Registry and Network for Intoxication Type Metabolic Diseases (E-IMD) have already successfully collaborated for many years in various projects on UCD and organic acidurias (OAD). Thus the E-IMD formalized and extended a previously existing informal network. Multidisciplinary collaborations (biochemistry, radiology, psychology) existed previously on inborn errors which included natural history studies of glutaric aciduria type 1 and methylmalonic aciduria and guideline development for glutaric aciduria type 1 and UCDs.13
In 2010, a strategic decision was made to formalize this cooperation by establishing the E-IMD in an application for funding within the E-Rare Call 2009 (for UCD) and the FP7-HEALTH-2009 Call (for organic acidurias). This brought together the OAD and UCD groups which had previously acted independently.. E-IMD was established to extend the information technology and data warehouse expertise developed by these groups to other IMDs and new applications, and to foster a collaboration with patient advocacy organizations, the pharmaceutical organizations, industry, and other scientific consortia.
E-IMD has been partially funded from 2011 to 2014 by the European Union (via the European Agency for Health and Consumers [EAHC]), in the framework of the Health Programme 2008–2013. It is coordinated by the University Hospital Heidelberg and started with 28 project partners (a coordinating center, 12 associated sites and 15 collaborating partners) in 15 European countries. Associated partners received on average 60% EU co-funding from the grant whilst collaborating partners participated on a voluntary basis. The network has developed beyond expectations and now includes 87 partners from 25 countries on four continents. Sixteen patient advocacy organizations, four industry partners and 67 clinical partners currently form the network. Representatives of UCDC, JUCDC, and the adult metabolic and dieticians’ groups of the Society for the Study of Inborn Errors of Metabolism (SSIEM) are also E-IMD partners. Funding from the Kindness for Kids Foundation helps to sustain the E-IMD registry.
In 2013, the data warehouse platform of the E-IMD was extended to homocystinuria, methylation defects, and folate cycle disorders. In 2014, disorders of biogenic amine and tetrahydrobiopterin metabolism were added. In conclusion, the network has been continuously extended, and new IMD groups have been successfully added to the modular information technology platform.
JUCDC
Members of the Japanese Society for Inherited Metabolic Disease (JSIMD) have collaborated to form the Japanese UCD consortium in 2012 under the conduct of Fumio Endo, who was the Chairperson of JSIMD from 2010 to 2014. Previously, numerous research programs had been established such as the long term follow up and new medication survey for IMD in Japan as well as the development of guidelines and establishment of new therapies for organic acidurias, urea cycle disorders, and glycogen storage disorders supported by the Japanese Ministry of Health, Labour and Welfare. These studies revealed the outcomes, complications and remaining problems for Japanese UCD, OA and GSD patients. The next step for this field survey was to determine how to accumulate scientific knowledge about the effectiveness of new drugs, and our guidelines impacted quality of life. The goal was also to collaborate with patient organizations, industries and government organizations. We used the template that was successfully deployed by the E-IMD to accomplish this. In 2012, the National Center for Child Health and Development (NCCHD) in Tokyo, established a registration system that not only clinicians but also patients can register themselves, and the accumulated data are stored at NCCHD, supported by the Ministry of Health, Labour and Welfare from 2012 to 2014. This registration system will be maintained and supported by the JSIMD from 2014. In conclusion, JUCDC has collaborated with other research groups and is continuously developing.
Results
Patient Enrollment
As of August 1, 2014, the UCDC has registered 701 cumulative patients in its longitudinal study, with 680 eligible patients having enrolled in the study. The UCDC has 7 active protocols with the primary one being the natural history study. The E-IMD has enrolled 417 patients with UCD and 559 patients with OAD. The JUCDC has enrolled over 200 patients.
Patient retention is always an issue in registries where large amounts of data over long periods of time are collected. During its first 6 years of enrollment (2006–2012) the UCDC enrolled 511 patients with only 28 dropouts (4%, not counting deaths) with some data collected on all dropouts. Table 1 outlines the causes.
Table 1.
Causes of Study Dropout
Cause | Number |
---|---|
Death | 6 |
Lost to Follow Up | 7 |
PI Removed Patient | 8 |
Parent/Patient Requested Withdrawal | 4 |
Other | 1 |
TOTAL | 26 |
Interoperability of the patient registries
Efforts were made to standardize the data elements across the three registries. The EU registry must account for 14 language differences across its member sites which challenges the selection of translated and validated instruments for neuropsychological testing. Despite this limitation powerful instruments such as the Bayley Scales of Infant Development and the age-graded Wechsler intelligence tests are used by both the UCDC and E-IMD. 37% of the UCDC data variables are also E-IMD variables and most others can be cross-translated using a meta-data-dictionary approach for the three consortia.
Economics
The cost of the UCDC including salaries, direct costs, indirect costs, meeting costs, data collection center costs, and administrative costs is about $2 million/year. The funding of the E-IMD is structured differently across multiple countries and does not always involve salary support. For its first three years the cost was about 0.6 million dollars/year.
Sub-Studies
The UCDC has generated 7 protocols in addition to the longitudinal study. These involved assessing ureagenesis, neuroimaging, dietary issues, immune response, nitric oxide metabolism, clinical trials and post-marketing surveillance. E-IMD has extended the disease spectrum of the patient registry by inclusion of homocystinurias, methylation defects, and disorders of the folate cycle, biogenic amine and tetrahydrobiopterin metabolism.
Industry Protocols
The UCDC has developed three industry protocols involved in therapeutic development or post-marketing surveillance. These studies are funded as UCDC protocols and are self-sustaining in their design. The NIH DSMB, ORDR, and UCDC executive committee monitor these activities. For the E-IMD a post-marketing surveillance study has been established with Orphan Europe Sárl.
Education
The UCD and E-IMD have developed web sites that contain information for parents and health care professionals. The UCDC patient and physician oriented site has generated 440,000 visits since its inception in 2004, and the UCDC professional site has generated 18,000 visits. The E-IMD site has generated 7000 annual visits since its launch in 2012. It contains information material for patients and their family that is translated into 11 languages. Both groups have worked collaboratively to develop treatment standards for UCD and these are posted on their web sites. The E-IMD has recently put together a consensus treatment guideline based on the European experience with UCD.14
Training
Training has been a primary focus of all three consortia. During its first two funding cycles the UCDC has formally included 16 postdoctoral trainees (including 8 women). Trainees have primarily come from UCDC sites. The UCD recruits include both M.D. (Pediatrics, Neurology, Genetics, Developmental Pediatrics, Internal Medicine) and Ph.D. (Neuropsychology, Nutrition, Genetics) post-doctoral fellows and junior faculty members by providing a selection of mentors for research in rare diseases and a strong educational support structure. Each UCDC institution has mechanisms for funding research fellowships and junior faculty career development awards. These include NIH sponsored T32 training grants, KL2 Awards, K-30 awards, private philanthropy, institutional support, and individual investigator grants. As a result the UCD is able to support 28 additional “short-term” (< 1 yr) trainees. E-IMD in collaboration with the Orphan Europe Academy (which has become the Recordati Rare Diseases Academy Foundation) has organized six training courses on IMD between 2011–2014. This includes an e-learning course for hyperammonemia. More than 300 participants have attended these courses. Partner institutions offer on-site scientific and clinical training for all disciplines involved.
Patient Participation
The UCDC has the executive director of the NUCDF on its Executive Committee (and she is currently one of the 4 principal investigators of the UCDC). The E-IMD interacts with NUCDF, EURORDIS and CLIMB to support and educate patients about these conditions. E-IMD in collaboration with CLIMB has initiated a survey on the needs and expectations of patients with an IMD and their families. An important result of this survey was the formation of The European Metabolic Disorders Alliance (EMDA) which aims at supporting patients and families with an IMD in Europe. Representatives of patient advocacy groups have been involved in guideline development, organization of meetings and other E-IMD-related activities.
Collaboration between the consortia
The UCDC, E-IMD and JUCDC consortia have initiated a fruitful collaboration. They are connected by bi- or trilateral memberships, sharing knowledge and information, organizing joint and satellite meetings, harmonizing tools and follow-up schedules and comparing and combining patient datasets. This is the prerequisite for fostering research and improving the long-term outcome for patients with a UCD.
Discussion
The three registries described were launched at different times but have succeeded in building strong collaborations amongst themselves and with each other. Several observations can be made about these organizations.
Cooperation: The registries all benefit from membership and leadership that has placed collaboration over competition. The willingness to share credit across a large group is often antithetical to the academic model but these registries have demonstrated the benefit of “group participation”. The nature of the studies makes this a necessity but the collegiality that has developed has been excellent and led to many new research relationships. We have observed that social interaction around the scientific meetings is important to build teams. A clear cut publication policy is also useful to head off strife. As industry involvement in the rare disease field increases this cohesion is particularly important in maintaining a united front. We benefited from the fact that the original group of investigators all knew and liked each other. As younger investigators have been brought into the field through these collaborations, the group has encouraged and supported them often acting as sounding boards for projects and editors for grants and manuscripts.
Patient participation: A key element to the success of these groups has been the strong drive from the patient community to establish these registries and to make them successful. The willingness of patients and their families to attend multiple study related visits, undergo extensive neuropsychological testing, and participate in numerous related protocols underlines the overall commitment of the rare disease patient community. Inclusion of patient representatives on the management teams has been effective in maintaining this bridge and in the grant application process. Patient participation in the protocols indicates that they see the relevance of the research, and their views and needs can add additional perspectives that help drive the direction of the research.
Collaboration: The registries have benefited from membership and leadership that has placed collaboration above individual achievement. The willingness to share credit across a large group is often antithetical to the classic academic model, but these registries have demonstrated the benefit of “team science”. The nature of the studies makes this a necessity, but the collegiality that has developed has also led to many new research relationships. We have observed that social interactions around the scientific meetings are also important to build teams. A clear cut publication policy is important to head off strife. As industry involvement in the rare disease field increases, this cohesion is particularly important to manage relationships that have the potential for conflict of interest. We benefited from the fact that the original group of investigators all knew and liked each other before establishing the consortium. As younger investigators have been brought into the group through these collaborations, the more senior members has encouraged and supported them, often acting as mentors for projects and editors for grants and manuscripts. This also assures scientific and leadership continuity over time and long-term survival of the research network.
Administration: While the cooperative behavior of the group makes the consortium possible, a single administrative leader ensures that deadlines are met and projects are completed. All three registries have benefitted from a congenial but effective leader.
There are great benefits to be derived from collaborations across registries in the field of rare diseases.
Study size: Given the limited number of patients with rare diseases, it is difficult to perform comparative effectiveness or therapeutic efficacy studies at a single site. By cross-mapping data much larger studies can be done and smaller effect sizes observed.
Comparative effectiveness: Given the force of expert opinion on traditional rare disease treatment models, it is reasonable to assume that different geographic groups will treat patients in different fashions. The UCDC and E-IMD use available nitrogen scavengers, in particular the drug compound sodium phenylbutyrate, differently and this can be used to look at the efficacy of each approach via appropriate matching of cases. The JUCDC, until recently, did not have this compound available and can also serve as a data set for studying efficacy/utility. This emphasizes the importance of sharing data dictionaries early in the process when comparisons will prove useful.
Networking: Bringing a large group of researchers together across several geographic regions results in the generation of new ideas and relationships. A number of collaborations between members of the E-IMD, UCDC, and JUCDC have sprung from our joint meetings and the subsequent interactions between the groups. This has had the effect of drawing young investigators into the field through establishing international collaborations and efforts.
Conclusion
The international collaboration between international groups studying UCD demonstrates feasibility and utility. Without this type of cooperation the pace of discovery in the rare disease field will be slow and attracting new talent will be difficult. In the end, our patients benefit from this approach and that is the best reason of all for working together.
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