Significance
The theory of motives is one of the central themes in modern arithmetic geometry and number theory. It provides a theoretical framework for understanding a wide variety of questions in the subject and, in particular, predicts certain “independence of properties of étale cohomology of varieties in positive characteristic. Although still partly conjectural, there have been many recent advances in the development of the foundations of a motivic theory. In this paper, we explain how these recent advances in the theory of motives enable one to prove certain expected independence of properties for operators acting on étale cohomology.
Keywords: étale cohomology, motives, independence of ℓ
Abstract
Let k be an algebraically closed field, and let be an endomorphism of a separated scheme of finite type over k. We show that for any invertible in k, the alternating sum of traces of pullback on étale cohomology is a rational number independent of This is deduced from a more general result for motivic sheaves.
One of the main invariants of a variety X over an algebraically closed field k is its cohomology. In principle, one has infinitely many cohomology theories to work with, including -adic étale cohomology for any prime invertible in k, crystalline cohomology if the characteristic of k is positive, and Betti cohomology in characteristic 0. Grothendieck’s conjectural theory of motives predicts that, in some sense, the choice of cohomology theory is irrelevant and that these different cohomology theories are realizations of a single, more fundamental object.
Although the existence of an abelian category of motives remains conjectural, there has been significant progress in recent years realizing a vision of Beilinson of triangulated categories of motives. Building on fundamental work of Voevodsky and others, Cisinski and Déglise developed in [1] a formalism of six operations for triangulated categories of motives. In this paper, we explain how to deduce various “independence of results for étale cohomology from this formalism of six operations and our work in [2].
Throughout the paper, we work over an algebraically closed field k and consider only finite type separated k-schemes. For such a scheme X, let denote the triangulated category of constructible Beilinson motives over X as defined in [1, § 14] A summary of the basic six operations formalism for this category can be found in [2, § 2 and § 6].
1. Statement of Main Results
1.1. Let
be a correspondence over k, and let be an object equipped with a morphism
in For any invertible in k, we have a realization functor (see [3, 7.2.24])
to the bounded derived category of complexes of -sheaves on the étale site of X with constructible cohomology. The map u induces a map
in
If is proper, then the map induces an endomorphism
defined as the composite
where the map is defined using the properness of
The main result of the paper is the following:
Theorem 1.2. Let be a correspondence with proper, and let be an object with a map in Then for any invertible in k, the alternating sum of traces
| [1.2.1] |
is in and independent of
1.3. Let be an endomorphism of a finite type separated k-scheme X and consider the correspondence
Taking and the standard isomorphism we have and in this case, the sum 1.2.1 reduces to the trace on cohomology
Theorem 1.2 therefore implies the following:
Corollary 1.4. If is an endomorphism of a finite type separated k-scheme, then for any invertible in k,
| [1.4.1] |
is in and independent of
Remark 1.5. Corollary 1.4 answers a question posed in [4, 3.5 (c)].
Remark 1.6. Corollary 1.4 has also been obtained independently by Bondarko [5, Discussion following 8.4.1].
1.7. If is proper, one can also consider the correspondence
the motivic dualizing complex discussed in [2, 2.9 (Duality)], and the canonical isomorphism
For any invertible in k, the realization is the -adic dualizing complex and is dual to the compactly supported étale cohomology The endomorphism of obtained by this identification is the pullback map (defined because f is proper)
From 1.2, we therefore obtain:
Corollary 1.8. Let be a proper endomorphism of a separated finite type k-scheme X. Then the alternating sum of traces
| [1.8.1] |
is in and independent of
Remark 1.9. Corollary 1.8 can also be obtained by first reducing to the case when k is a finite field and then using Fujiwara’s theorem [6, 5.4.5] as discussed in [4, 3.5 (c)].
Remark 1.10. The traces 1.4.1 and 1.8.1 in fact lie in where p is the characteristic of k, because the traces are rational numbers that lie in for all Using suitable p-adic realizations, one might be able to prove that these traces are in which is expected, but we do not pursue this direction in the present paper.
2. Motivic Characteristic Classes
2.1. Let X and Y denote finite type separated k-schemes, and let (resp. be the projection. Recall [2, 7.15] that there is a natural isomorphism
This isomorphism induces for any and a map
where denotes the Verdier dual of A. Indeed, giving such a map is by adjunction equivalent to giving a map
and using adjunction, again giving such a map is equivalent to giving a map
To define we take the tensor product of the evaluation maps
2.2. Let be a proper morphism, let be the base change of π, and let
be the projections. Then it follows from the construction that for the diagram
commutes, where all of the vertical maps are isomorphisms. In particular, if is an isomorphism, then is also an isomorphism.
2.3. Similarly, if is a proper morphism with resulting morphisms
and if then the resulting diagram
commutes, where again the vertical morphisms are isomorphisms. It follows that if is an isomorphism, then so is
Proposition 2.4. For any and the map is an isomorphism.
Proof. The key ingredient in the proof is the following fact (see [3, 6.2.6]): If Z is a finite type separated k-scheme and is a thick triangulated subcategory of containing all objects of the form for a projective morphism and then
We will use this observation to reduce the proof of 2.4 to the case when and
Lemma 2.5. Let Z be a finite type separated k-scheme. Then for any and the natural map
| [2.5.1] |
adjoint to the evaluation map
is an isomorphism.
Proof. The category for which the lemma holds is a thick triangulated subcategory, so it suffices to show that it contains objects of the form for a projective morphism and Now observe that under the isomorphisms (using that f is proper)
the map 2.5.1 is identified with the pushforward of the corresponding map
which is the natural isomorphism
This implies, in particular, that for any morphism , and the natural map
is an isomorphism.
With notation as in 2.1, we then get for any integer a square
where the vertical isomorphisms are obtained from the preceding identifications. Chasing through the definitions, one finds that this diagram commutes. In particular, is an isomorphism if, and only if, is an isomorphism.
In the case when and the map
is the map denoted in 5.4 in ref. 2 (with X and Y interchanged) and, in particular, is an isomorphism by [2, 5.7]. Because the identification identifies the map with the map obtained from by tensoring with it also follows that is an isomorphism for any integer n.
From this, we deduce that is an isomorphism for any Indeed, the collection of for which is an isomorphism, is a thick triangulated subcategory of and by the discussion in 2.2, the map is an isomorphism for all proper morphisms and all n. Using [3, 6.2.6], it follows that is an isomorphism for all and also that is an isomorphism for all and because the maps are isomorphisms.
Now consider the collection of for which the map is an isomorphism for all Again, this is a thick triangulated subcategory of and by the discussion in 2.3, and the already known case of the ’s, it contains all objects of the form for proper. Using [3, 6.2.6], once again, it follows that is an isomorphism for all A and B as desired.
2.6. Let
be a correspondence, and let P denote so we have a cartesian square
By [3, A.1.10 (5)], we have for
Combining this with 2.4, we get a map
Composing with the map
we get a morphism
The image of a map under this map is called the “characteristic class of u.”
Remark 2.7. If P is quasi-projective, then it is shown in 6.2 in ref. 2 that there is a canonical isomorphism
where denotes the Chow group of 0-cycles on P tensor
2.8. As in [2, 5.9], the formation of characteristic classes is compatible with morphisms of motivic categories. In particular for invertible in k, we have the étale realization functor [3, 7.2.24]
If is an object and is a morphism in with realization
in , then the corresponding characteristic class defined as in [7, III, 4.1] is the image of under the realization map
3. Proof of 1.2
3.1. By Nagata’s theorem, we can find a commutative diagram
where and j are dense open imbeddings and and are proper over k. Because is proper, by assumption, this square is cartesian. Modifying along which does not change the property that the square is cartesian, we can further arrange that the map extends to a morphism
Let denote Then using the canonical base change isomorphism we have
so giving a morphism
is equivalent to giving a morphism and u extends uniquely to a morphism
Because the realization functors commute with the six operations, we have
We therefore get an isomorphism
and
From this, it follows that it suffices to prove 1.2 in the case when X and C are proper over k.
3.2. In this case, the Grothendieck–Lefschetz trace equation [7, III, 4.7] gives
where on the right, the sum is over the connected components of the fixed point locus , is the characteristic class of defined in [7, III, 4.1], and
is the pushforward map induced by adjunction. By 2.8, there is a class such that for all we have In particular, we find that is equal to the corresponding pushforward of to This proves 1.2.
Acknowledgments
The author was partially supported by National Science Foundation (NSF) Grant DMS-1303173 and a grant from the Simons Foundation. Part of this work was done during a visit to the Institut des Hautes Études Scientifiques (IHES) that was partially funded by NSF Grant 1002477.
Footnotes
The author declares no conflict of interest.
This article is a PNAS Direct Submission. J.K. is a guest editor invited by the Editorial Board.
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