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Proceedings of the National Academy of Sciences of the United States of America logoLink to Proceedings of the National Academy of Sciences of the United States of America
. 2016 Apr 13;113(19):5185–5188. doi: 10.1073/pnas.1522140113

Independence of ℓ and traces on cohomology

Martin Olsson a,1
PMCID: PMC4868438  PMID: 27078097

Significance

The theory of motives is one of the central themes in modern arithmetic geometry and number theory. It provides a theoretical framework for understanding a wide variety of questions in the subject and, in particular, predicts certain “independence of properties of étale cohomology of varieties in positive characteristic. Although still partly conjectural, there have been many recent advances in the development of the foundations of a motivic theory. In this paper, we explain how these recent advances in the theory of motives enable one to prove certain expected independence of properties for operators acting on étale cohomology.

Keywords: étale cohomology, motives, independence of ℓ

Abstract

Let k be an algebraically closed field, and let f:XX be an endomorphism of a separated scheme of finite type over k. We show that for any invertible in k, the alternating sum of traces i(1)itr(f*|Hi(X,)) of pullback on étale cohomology is a rational number independent of . This is deduced from a more general result for motivic sheaves.


One of the main invariants of a variety X over an algebraically closed field k is its cohomology. In principle, one has infinitely many cohomology theories to work with, including -adic étale cohomology for any prime invertible in k, crystalline cohomology if the characteristic of k is positive, and Betti cohomology in characteristic 0. Grothendieck’s conjectural theory of motives predicts that, in some sense, the choice of cohomology theory is irrelevant and that these different cohomology theories are realizations of a single, more fundamental object.

Although the existence of an abelian category of motives remains conjectural, there has been significant progress in recent years realizing a vision of Beilinson of triangulated categories of motives. Building on fundamental work of Voevodsky and others, Cisinski and Déglise developed in [1] a formalism of six operations for triangulated categories of motives. In this paper, we explain how to deduce various “independence of results for étale cohomology from this formalism of six operations and our work in [2].

Throughout the paper, we work over an algebraically closed field k and consider only finite type separated k-schemes. For such a scheme X, let M(X) denote the triangulated category of constructible Beilinson motives over X as defined in [1, § 14] A summary of the basic six operations formalism for this category can be found in [2, § 2 and § 6].

1. Statement of Main Results

1.1. Let

c=(c1,c2):CX×X

be a correspondence over k, and let FM(X) be an object equipped with a morphism

u:c1*Fc2!F

in M(C). For any invertible in k, we have a realization functor (see [3, 7.2.24])

R:M(X)Dcb(X,)

to the bounded derived category of complexes of -sheaves on the étale site of X with constructible cohomology. The map u induces a map

u:c1*R(F)c2!R(F)

in Dcb(C,).

If c2 is proper, then the map u induces an endomorphism

u*:RΓ(X,R(F))RΓ(X,R(F))

defined as the compositeInline graphic

where the map c2*c2!id is defined using the properness of c2.

The main result of the paper is the following:

Theorem 1.2. Let c:CX×X be a correspondence with c2 proper, and let FM(X) be an object with a map u:c1*Fc2!F in M(C). Then for any invertible in k, the alternating sum of traces

i(1)itr(u*|Hi(X,R(F))) [1.2.1]

is in and independent of .

1.3. Let f:XX be an endomorphism of a finite type separated k-scheme X and consider the correspondence

Γf:=(f,id):XX×X.

Taking F=1X and u:f*1X1X the standard isomorphism we have R(F)=, and in this case, the sum 1.2.1 reduces to the trace on cohomology

i(1)itr(f*|H*(X,)).

Theorem 1.2 therefore implies the following:

Corollary 1.4. If f:XX is an endomorphism of a finite type separated k-scheme, then for any invertible in k,

i(1)itr(f*|Hi(X,)) [1.4.1]

is in and independent of .

Remark 1.5. Corollary 1.4 answers a question posed in [4, 3.5 (c)].

Remark 1.6. Corollary 1.4 has also been obtained independently by Bondarko [5, Discussion following 8.4.1].

1.7. If f:XX is proper, one can also consider the correspondence

Γft:=(id,f):XX×X,

the motivic dualizing complex ΩXM discussed in [2, 2.9 (Duality)], and the canonical isomorphism

u:ΓftΩXM=ΩXMf!ΩXM.

For any invertible in k, the realization R(ΩXM) is the -adic dualizing complex ΩX and RΓ(X,R(ΩXM)) is dual to the compactly supported étale cohomology RΓc(X,). The endomorphism of RΓc(X,) obtained by this identification is the pullback map (defined because f is proper)

f*:RΓc(X,)RΓc(X,).

From 1.2, we therefore obtain:

Corollary 1.8. Let f:XX be a proper endomorphism of a separated finite type k-scheme X. Then the alternating sum of traces

i(1)itr(f*|Hci(X,)) [1.8.1]

is in and independent of .

Remark 1.9. Corollary 1.8 can also be obtained by first reducing to the case when k is a finite field and then using Fujiwara’s theorem [6, 5.4.5] as discussed in [4, 3.5 (c)].

Remark 1.10. The traces 1.4.1 and 1.8.1 in fact lie in [1/p], where p is the characteristic of k, because the traces are rational numbers that lie in for all p. Using suitable p-adic realizations, one might be able to prove that these traces are in , which is expected, but we do not pursue this direction in the present paper.

2. Motivic Characteristic Classes

2.1. Let X and Y denote finite type separated k-schemes, and let p:X×YX (resp. q:X×YY) be the projection. Recall [2, 7.15] that there is a natural isomorphism

ϵX×Y:ΩXMΩYMΩX×YM.

This isomorphism induces for any AM(X) and BM(Y) a map

αA,B:DX(A)BRHomX×Y(p*A,q!B),

where DX(A) denotes the Verdier dual RhomX(A,ΩXM) of A. Indeed, giving such a map is by adjunction equivalent to giving a map

(DX(A)A)Bq!BRHomX×Y(q*DY(B),ΩXMΩYM),

and using adjunction, again giving such a map is equivalent to giving a map

(DX(A)A)(BDY(B))ΩXMΩYM.

To define αA,B, we take the tensor product of the evaluation maps

DX(A)AΩXM,BDY(B)ΩYM.

2.2. Let π:XX be a proper morphism, let π˜:X×YX×Y be the base change of π, and let

p:X×YX,q:X×YY

be the projections. Then it follows from the construction that for AM(X), the diagramInline graphic

commutes, where all of the vertical maps are isomorphisms. In particular, if αA,B is an isomorphism, then απA,B is also an isomorphism.

2.3. Similarly, if γ:YY is a proper morphism with resulting morphisms

γ˜:X×YX×Y,p:X×YX,q:X×YY,

and if BM(Y), then the resulting diagramInline graphic

commutes, where again the vertical morphisms are isomorphisms. It follows that if αA,B is an isomorphism, then so is αA,γB.

Proposition 2.4. For any AM(X) and BM(Y), the map αA,B is an isomorphism.

Proof. The key ingredient in the proof is the following fact (see [3, 6.2.6]): If Z is a finite type separated k-scheme and DM(Z) is a thick triangulated subcategory of M(Z) containing all objects of the form f(1Z(n)), for f:ZZ a projective morphism and n, then D=M(Z).

We will use this observation to reduce the proof of 2.4 to the case when A=1X and B=1Y.

Lemma 2.5. Let Z be a finite type separated k-scheme. Then for any AM(Z) and n, the natural map

DZ(A)(n)DZ(A(n)) [2.5.1]

adjoint to the evaluation map

DZ(A)(n)A(n)ΩZM

is an isomorphism.

Proof. The category DM(Z) for which the lemma holds is a thick triangulated subcategory, so it suffices to show that it contains objects of the form f*1Z(n) for a projective morphism f:ZZ and n. Now observe that under the isomorphisms (using that f is proper)

DZ(f*1Z)(n)(f*DZ(1Z))(n),
DZ(f*1Z(n))f*DZ(1Z(n))

the map 2.5.1 is identified with the pushforward of the corresponding map

DZ(1Z)(n)DZ(1Z(n)),

which is the natural isomorphism

RHomZ(1Z,ΩZM)(n)RHomZ(1Z(n),ΩZM).

This implies, in particular, that for any morphism g:WZ, AM(Z), and n, the natural map

(g!A)(n)g!(A(n))

is an isomorphism.

With notation as in 2.1, we then get for any integer n, a squareInline graphic

where the vertical isomorphisms are obtained from the preceding identifications. Chasing through the definitions, one finds that this diagram commutes. In particular, αA,B(n) is an isomorphism if, and only if, αA(n),B is an isomorphism.

In the case when A=1X and B=1Y, the map

α1X,1Y:ΩXM1Yq!1YRHomX×Y(q*ΩYM,ΩXMΩYM)

is the map denoted ρX×Y in 5.4 in ref. 2 (with X and Y interchanged) and, in particular, α1X,1Y is an isomorphism by [2, 5.7]. Because the identification q!(1Y(n))(q!1Y)(n) identifies the map α1X,1Y(n) with the map obtained from α1X,1Y by tensoring with 1X×Y(n), it also follows that α1X,1Y(n) is an isomorphism for any integer n.

From this, we deduce that αA,1Y is an isomorphism for any AM(X). Indeed, the collection of AM(X), for which αA,1Y is an isomorphism, is a thick triangulated subcategory of M(X) and by the discussion in 2.2, the map απ1X(n),1Y is an isomorphism for all proper morphisms π:XX and all n. Using [3, 6.2.6], it follows that αA,1Y is an isomorphism for all AM(X) and also that αA,1Y(n) is an isomorphism for all AM(X) and n because the maps αA(n),1Y are isomorphisms.

Now consider the collection of BM(Y) for which the map αA,B is an isomorphism for all AM(X). Again, this is a thick triangulated subcategory of M(Y) and by the discussion in 2.3, and the already known case of the αA,1Y(n)’s, it contains all objects of the form γ1Y(n) for γ:YY proper. Using [3, 6.2.6], once again, it follows that αA,B is an isomorphism for all A and B as desired.

2.6. Let

c=(c1,c2):CX×X

be a correspondence, and let P denote C×c,X×X,ΔX, so we have a cartesian squareInline graphic

By [3, A.1.10 (5)], we have for FM(X),

c!RHomX×X(pr1*F,pr2!F)RHomC(c1*F,c2!F).

Combining this with 2.4, we get a map

HomM(C)(c1*F,c2!F)c!(DX(F)F).

Composing with the mapInline graphic

we get a morphism

Tr:HomM(C)(c1*F,c2!F)HomM(P)(1P,ΩPM).

The image of a map u:c1*Fc2!F under this map is called the “characteristic class of u.”

Remark 2.7. If P is quasi-projective, then it is shown in 6.2 in ref. 2 that there is a canonical isomorphism

A0(P)HomM(P)(1P,ΩPM),

where A0(P) denotes the Chow group of 0-cycles on P tensor .

2.8. As in [2, 5.9], the formation of characteristic classes is compatible with morphisms of motivic categories. In particular for invertible in k, we have the étale realization functor [3, 7.2.24]

R:M(X)Dcb(X,).

If FM(X) is an object and u:c1*Fc2!F is a morphism in M(C) with realization

u:c1*R(F)c2!R(F)

in Dcb(C,), then the corresponding characteristic class Tr(u)H0(P,ΩP) defined as in [7, III, 4.1] is the image of Tr(u) under the realization map

HomM(P)(1P,ΩPM)H0(P,ΩP).

3. Proof of 1.2

3.1. By Nagata’s theorem, we can find a commutative diagramInline graphic

where j˜ and j are dense open imbeddings and C¯ and X¯ are proper over k. Because c2 is proper, by assumption, this square is cartesian. Modifying C¯ along C¯C, which does not change the property that the square is cartesian, we can further arrange that the map c1:CX extends to a morphism c¯1:C¯X¯.

Let F¯M(X¯) denote jF. Then using the canonical base change isomorphism c¯2!j*j˜c2!, we have

c¯2!F¯j˜*c2!F,

so giving a morphism

c¯1*F¯c¯2!F¯

is equivalent to giving a morphism c1Fc2!F and u extends uniquely to a morphism u¯:c¯1*F¯c¯2!F¯.

Because the realization functors R commute with the six operations, we have

R(F¯)=j*R(F).

We therefore get an isomorphism

RΓ(X¯,R(F¯))RΓ(X,R(F))

and

i(1)itr(u¯*|Hi(X¯,R(F¯)))=i(1)itr(u*|Hi(X,R(F))).

From this, it follows that it suffices to prove 1.2 in the case when X and C are proper over k.

3.2. In this case, the Grothendieck–Lefschetz trace equation [7, III, 4.7] gives

i(1)itr(u¯*|Hi(X,R(F)))=Zπ0(P)ZTr(u),

where on the right, the sum is over the connected components of the fixed point locus P:=C×X×X,ΔXX, Tr(u) is the characteristic class of u defined in [7, III, 4.1], and

Z:H0(Z,ΩZ)¯

is the pushforward map induced by adjunction. By 2.8, there is a class Tr(u)HomM(P)(1P,ΩPM) such that for all , we have Tr(u)=R(Tr(u)). In particular, we find that Z(Tr(u)) is equal to the corresponding pushforward of Tr(u) to ExtM(k)0(1k,1k)=Q. This proves 1.2.

Acknowledgments

The author was partially supported by National Science Foundation (NSF) Grant DMS-1303173 and a grant from the Simons Foundation. Part of this work was done during a visit to the Institut des Hautes Études Scientifiques (IHES) that was partially funded by NSF Grant 1002477.

Footnotes

The author declares no conflict of interest.

This article is a PNAS Direct Submission. J.K. is a guest editor invited by the Editorial Board.

References

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