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Published in final edited form as: Biol Psychiatry. 2015 Nov 17;80(3):179–189. doi: 10.1016/j.biopsych.2015.10.024

Addictions Neuroclinical Assessment: A Neuroscience-Based Framework for Addictive Disorders

Laura E Kwako 1, Reza Momenan 2, Raye Z Litten 3, George F Koob 4, David Goldman 1,5
PMCID: PMC4870153  NIHMSID: NIHMS739326  PMID: 26772405

Abstract

This paper proposes a heuristic framework for an Addictions Neuroclinical Assessment (ANA) that incorporates key functional domains derived from the neurocircuitry of addiction. We review how addictive disorders (AD) are presently diagnosed, and the need for new neuroclinical measures to differentiate patients who meet clinical criteria for addiction to the same agent while differing in etiology, prognosis and treatment response. The need for a better understanding of the mechanisms provoking and maintaining addiction, as evidenced by the limitations of current treatments and within-diagnosis clinical heterogeneity, is articulated. In addition, recent changes in the nosology of AD, challenges to current classification systems, and prior attempts to subtype individuals with AD are described. Complementary initiatives, including the Research Domain Criteria (RDoC) project, which have established frameworks for the neuroscience of psychiatric disorders, are discussed. Three domains, executive function, incentive salience, and negative emotionality, tied to different phases in the cycle of addiction, form the core functional elements of AD. Measurement of these domains in epidemiologic, genetic, clinical, and treatment studies will provide the underpinnings for an understanding of cross-population and temporal variation in addictions, shared mechanisms in addictive disorders, impact of changing environmental influences, and gene identification. Finally, we show that it is practical to implement such a deep neuroclinical assessment using a combination of neuroimaging and performance measures. Neuroclinical assessment is key to reconceptualizing the nosology of AD on the basis of process and etiology, an advance that can lead to improved prevention and treatment.

Keywords: addiction, substance use, nosology, diagnosis, assessment, neuroimaging

Introduction

The problem of etiologic and functional heterogeneity among patients addicted to the same agent is not new. It has long been recognized that these common diseases are etiologically heterogeneous, and that dichotomous affected/unaffected classifications fail to capture severity and distinctiveness of addictive disorders (AD). A revolution in understanding the neurobiologic basis of addiction has not been translated into the clinic. Translation of neuroscience to practice would identify the etiologic factors and functional outcomes that unify people addicted to different agents and that differentiate people addicted to the same agent. Moreover, the lack of assessments of these neurobiologic domains in people has impeded genetic, ecologic, and clinical translational research. Changes in the classification of AD, have not, arguably, advanced this nosology appreciably in several decades.

Attempts to identify meaningful subtypes of AD have predominately focused on alcohol use disorders (AUD). Jellinek (1), Cloninger, Babor, Lesch, and others (see (2) for a comprehensive review), have clinically subclassified alcoholism. Other addictive agents, including cocaine (3, 4), opioids (5), club drugs (6), and cannabis (7, 8), have been the focus of similar efforts. Despite this work, there remains little consensus in the field regarding subtypes of various AD. We propose this lack of agreement is because classification schemes have been limited by measures available.

This review proposes a framework and rationale for an Addictions Neuroclinical Assessment (ANA). It is our aim to establish such a framework and rationale with present knowledge of the neurobiologic basis of addiction, gleaned from humans and model organisms. Three main neurofunctional domains, executive function, incentive salience, and negative emotionality, should be assessed in patients with addictions, including behavioral addictions (“process” addictions as defined by the American Society of Addiction Medicine, e.g. gambling) and in individuals at risk, for purposes of better understanding the heterogeneity of AD and eventually to improve the nosology. Other measures of exposure to addictive agents, and use (e.g., impulsive, habitual, and compulsive) and related phenomena, genetics, and agent-specific outcomes would be closely integrated with measures of neuroscience domains whose importance we hypothesize transcends any particular addictive agent.

Changes in Nosology

The diagnosis of AD has shifted over time while adhering to a focus on clinical presentation rather than etiology. This emphasis has not been without benefit. The ability to diagnose AD by clinical criteria has provided a reliable foundation for the practice of addiction medicine. It has also been a springboard for neuroscience and genetic studies and clinical trials that have yielded insights on AD, e.g., for neural mechanisms (9), genetics (10), and treatment (11).

In the most recent version of the Diagnostic and Statistical Manual of Mental Disorders (DSM-5; 20) AD are grounded in clinical-life outcomes both because of the relevance of symptom-based diagnoses as indicators of impairment and need for intervention, but also because of lack of evidence-based alternatives. Properly assessed using DSM symptoms, AD have high inter-rater reliabilities (13); furthermore, factor analyses show that on a statistical basis they are internally coherent or “valid’ (14). These virtues, while important, are insufficient. A diagnosis with high inter-rater reliability is not necessarily useful if the diagnosis is heterogeneous. AD diagnosis is based on endorsement of symptoms in several domains of life impact. In contrast with most medical diagnoses, the nosology and diagnosis of AD is outcome-based rather than process-based. Such a deficiency is shared by other psychiatric disorders, as discussed (15). In identifying a research agenda for the then-under development DSM-5, Charney and colleagues outlined the need for a neuroscience-based framework to foster development of psychiatric nosology based on pathophysiology, rather than clinical presentation.

Translating etiology into clinical practice, across clinical diagnostic categories

By way of comparison, a diagnosis of cancer affecting any particular organ is diagnosed using cellular, genetic, molecular, and imaging measures, combined with clinical history. Progress in treatment and prevention, e.g., the utility of trastuzumab (a monoclonal antibody interfering with the HER2/neu receptor) in the treatment of certain breast cancers (16) or the ability of the BRCA1 (a gene producing tumor-suppressing proteins) genotype to predict enhanced risk of breast cancer (17), has occurred because of integration of these measures with clinical history. The clinical observations are irreplaceable but do not themselves replace the need for physiologic data, in the form of an imaging, genetic, or molecular measure.

Addiction diagnoses reimagined and informed by mechanistically relevant measures, whether from neuroimaging, genetics, and/or epigenetics, are at present precluded by lack of deep data on individuals with AD and others at risk. Pharmacotherapies to treat addictions provide one example of how present nosology impacts outcomes. For example, there are three FDA-approved medications to treat alcoholism: acamprosate (approved 2004), naltrexone (approved 1994), and disulfiram (approved 1951). Behavioral treatments including cognitive behavior therapy, motivational enhancement therapy, 12-step facilitated therapy, and behavioral couples/family therapies also have efficacy (18, 19). To a limited extent, these behavioral treatments and medications appear to target different neurobiological components of the addiction cycle, e.g., naltrexone is an opioid antagonist and is hypothesized to target the rewarding effects of alcohol (20, 21), while acamprosate antagonizes NMDA function and metabotropic glutamate receptors and is hypothesized to target “craving” associated with alcohol acute and protracted withdrawal (22-24). A mechanistically-informed nosology may enable identification of improved treatment options and better matching to treatments.

Cloninger’s tridimensional personality theory for AUD, with three corresponding neurofunctional systems (25), was one of the first efforts to reimagine an addictions diagnosis on the basis of process and to propose a method for measuring the relevant domains. A main limitation of Cloninger’s scheme was that only a personality questionnaire was available to access the target processes, and, as will be seen later, subsequent addictions neuroscience investigations over the past two decades have led to a somewhat different conceptualization of the neurofunctional domains involved in addiction.

The Research Domain Criteria (RDoC) (26) initiative from the National Institute of Mental Health (NIMH) is a broad framework relevant to multiple psychiatric disorders. RDoC is intended to advance the goal of a neuroscience-based research framework for psychiatric diseases (12). Recently, an RDoC framework modified for alcoholism, Alcohol Addiction Research Domain Criteria (AARDoC), was proposed (27). Both RDoC and AARDoc, like Cloninger’s tridimensional personality structure, are research frameworks within which specific functional domains can be positioned and prioritized. Building on AARDoC, we propose a clinical framework for the assessment of addictions: ANA. ANA will provide the heuristic framework for measures of neurobiologic/neuropsychologic functions in AD and begin to address the practical problem of specifying a panel of instruments that may be widely used by researchers.

The need for ANA

Addictive disorders are a public health crisis. The 2013 National Survey on Drug Use and Health (NSDUH) estimated that 20.3 million adults had a substance use disorder (SUD), approximately 8.5% of the population (28). Some 1.3 million adolescents, or 5.2% of the U.S. adolescent population, had a SUD (28). Behavioral addictions are similarly pervasive; between one and three percent of U.S. individuals engage in pathological gambling, with high rates of comorbid psychiatric disorders among those who do (29). Availability of treatments for AD is limited, e.g., approximately 80% of individuals with alcoholism (30) and close to 90% percent of individuals with pathological gambling do not receive treatment (31). While the FDA-approved medications discussed above have efficacy, less than four percent of individuals use any medication for an alcohol use disorder (32). Because of advances in technology and our understanding of neuromechanisms of addiction, meshing neuroscience-based assessments with clinical measures appears feasible and imperative. Such an approach will build upon existing treatment options to find ones that are more targeted towards the individual.

Similar Initiatives

For addictions and other psychiatric disorders, partially overlapping conceptual frameworks and approaches are in place and underway worldwide. Knowledge gained from these may be brought to bear in designing ANA. We have identified five of particular relevance: RDoC (26), Impaired Response Inhibition and Salience Attribution (iRISA) (33), IMAGEN (34), PhenX (35), and Cognitive Neuroscience Treatment Research to Improve Cognition in Schizophrenia (CNTRICS) (36). We discuss each briefly, and compare the initiatives in Table 1.

Table 1.

Comparison of ANA and related initiatives.

ANA RDoC iRISA IMAGEN PhenX CNTRICS
Neuroscience
domains
Standardized
assessment
package
Disseminate
package to
various settings
Identify
meaningful
subtypes of
disorder
Describe
individualized
treatments

RDoC originated as part of the NIMH 2008 strategic plan. The goal of RDoC is to create a research framework for studying psychiatric disorders. Grounded in neuroscience research, this framework spans five domains: Negative Valence Systems, Positive Valence Systems, Cognitive Systems, Systems for Social Processes, and Arousal and Regulatory Systems. The domains are further organized by units of analysis, ranging from genes to paradigms (see http://www.nimh.nih.gov/research-priorities/rdoc/research-domain-criteria-matrix.shtml for an overview of the RDoC matrix). ANA captures information in three of five RDoC domains. A major difference between the two is that RDoC serves as a research framework rather than a clinical framework. Many publications have expanded on conceptual and methodological implications of RDoC, e.g. (26, 37-40).

iRISA, as described by Goldstein and Volkow (33, 41), identifies disruptions in neural circuits that relate to AD, with an emphasis on response inhibition and salience attribution. The iRISA model presents an addiction cycle of intoxication, bingeing, withdrawal, and craving, and identifies the underlying neural disruptions with an emphasis on neuroadaptations and maladaptations in the prefrontal cortex (PFC) associated with each phase of the process. The framework presented in iRISA, and emphasis on disruptions in PFC function for AD, are relevant to all three of the domains that will be assessed in ANA.

The IMAGEN consortium, including collaborators from multiple European nations, has as its goal the identification of neurally-based predictors of increased risk for developing AD (see: http://www.imagen-europe.com). IMAGEN has recruited approximately 2,000 adolescents, who are being longitudinally followed. The standard neuroimaging battery includes measures of reward, emotion recognition, response inhibition, and general cognition. Other measures include neuropsychological testing and blood collection for genomic analyses. Publications using the IMAGEN sample range from data analytic methods (42, 43) to imaging-genetic findings related to reward, oxytocin function and others (44-46) and behavioral findings (47, 48). Unlike RDoC, IMAGEN does not seek to establish a framework of neurobiologic domains, but identifies useful assessments.

PhenX seeks to standardize the measurement of 21 domains including environmental exposures, demographics, and substance use (http://www.phenxtoolkit.org). PhenX was launched in 2007 by RTI International, with funding from the National Human Genome Research Institute. The measures were developed with input from researchers in academia, government, and scientific organizations. The PhenX toolkit includes a group of assessments specifically focused on substance abuse and addiction (SAA), identified with support from domain experts and funded by the National Institute on Drug Abuse (NIDA). The PhenX Real world Implementation and Sharing (RISING) consortium is a significant step forward in the practical application of PhenX measures (49). PhenX publications have been largely focused on implementation of PhenX measures (35, 50-53), including a recent publication on the commonality of findings in different addictive disorders across measures of addiction (54).

CNTRICS began with the primary goal of identifying neuroscience-based treatments to improve cognitive deficits associated with schizophrenia, with principal investigators at the University of California, Davis, and University of Washington, along with a steering committee of scientists from academia, government, and AstraZeneca, a pharmaceutical company. Extensive details about CNTRICS may be found at its website: http://cntrics.ucdavis.edu/index.shtml. The constructs include working memory, long-term memory, executive control, social/emotional processing, attention, and perception. The CNTRICS group has published extensively on the construct and task selection process, e.g.(55-58). Further, the Cognitive Neuroscience Test Reliability and Clinical Applications for Schizophrenia (CNTRACS; http://cntracs.ucdavis.edu/) consortium has grown out of CNTRICS as a way to test the practicality and applicability of the measures identified.

ANA Domains

The ANA domains are derived from a conceptual framework in which AD lead to elements of impulsivity and compulsivity dysfunction. Three functional domains, executive function, incentive salience, and negative emotionality, are involved. Changes in these domains can be staged, heuristically, as: Binge-Intoxication (reward and incentive salience, habits, representing the incentive salience domain), Withdrawal-Negative Affect (stress and negative emotional states, including but not limited to withdrawal, representing the negative emotionality domain) and Preoccupation-Anticipation (executive function) (59). It is notable that a recent review (60), identified three major domains of neurofunctional impairment related to gambling disorder, namely loss of control, craving/withdrawal, neglect of other areas of life. These domains closely parallel the three ANA domains.

Executive Function

The executive function domain broadly includes processes related to organizing behavior towards future goals (61). Although including the totality of executive functions under ANA is infeasible, certain subdomains of executive function bear particular relevance for addictions. As described (61), we focus on executive function processes related to the cross-temporal organization of behavior, including attention, response inhibition, planning, working memory, behavioral flexibility, and valuation of future events. Taken together, these processes provide a reasonably comprehensive overview of those executive function systems disrupted in addictions.

Dysfunction in these processes is well-documented among individuals addicted to various agents. Deficits in attention have been shown among individuals addicted to alcohol (62), cocaine (63), and nicotine (64). Response inhibition is impaired among heroin (65) and methamphetamine (66) addicts and in pathological gamblers (67). Further, alterations in planning are evident among those addicted to nicotine (67) and opioids (68); disruptions in working memory are evident in alcohol (62), cocaine (63), and cannabis (69) addiction. Finally, behavioral flexibility is notably impaired among those addicted to cocaine (70) and amphetamine (71), and deficits in valuation of future events are well-documented in alcohol (72) and nicotine (73) addiction.

Dysfunction in executive function, producing loss of top-down control in the frontal cortex, is etiological in driving many of these deficits, and such top-down control directly impacts on incentive salience and impulsivity in the binge-intoxication stage presumably via glutamatergic connections to the basal ganglia and impacts on negative emotional states via glutamatergic connections to the extended amygdala (9).

Incentive Salience

Alterations in incentive salience are also well-documented among individuals with AD and have been intimately linked to the circuitry of the basal ganglia. The construct of incentive salience can be defined as a psychological process that transforms the perception of stimuli, imbuing them with salience, and making them attractive. Incentive salience as a construct has its roots in incentive motivation (74) and conditioned reinforcement (75), and was hypothesized to be linked directly to phasic activation of the mesocorticolimbic dopamine system (76). A series of studies were conducted in which investigators recorded from dopamine neurons in the ventral tegmental area in primates during repeated presentation of rewards and presentation of stimuli associated with reward. Dopamine cells fired upon the first exposure to a novel reward, but repeated exposure to dopamine caused the neurons to stop firing upon reward consumption and fire instead when they were exposed to stimuli that were predictive of the reward (77).

With respect to measures of various components of incentive salience, the neural responses of addicted individuals are altered to both cue and non-cue targets (78-80), with increased craving for substances in response to related cues (81, 82), and differences in reward learning (83). Importantly, cue reactivity to addictive agents is associated with increased risk for relapse (81, 84-86), and there are strong positive correlations between cue response and attentional bias (78, 87-89).

The phasic dopaminergic activation that drives incentive salience is hypothesized to also engage habit formation and compulsive-like responding for addictive agents via activation of cortical-striatal-pallidal-thalamic loops (90, 91).

Negative Emotionality

Increases in negative emotional responses to various stimuli and overall self-reported dysphoria are found in individuals with AD (92, 93). Clinicians and researchers have long considered the notion that reduction of negative affect may be a primary driver for excessive consumption of addictive agents (described alternately as self-medication or tension-reduction). Indeed, hypohedonia is widely documented as a clinical feature of AD (94-98) and is highly associated with increased craving for drugs of abuse (99) and relapse (100), which may contribute significantly to the increased salience of cues associated with addictive agents, and loss of interest in others, e.g., (97). A complete assessment of reward constructs must include measurement of hypohedonia (101).

Another key component of the negative emotional states associated with the withdrawal-negative affect stage of the addiction cycle is the engagement of the brain stress systems including both the hypothalamic –pituitary-adrenal axis and extrahypothalamic systems (102). The brain stress systems include such neurotransmitter systems as corticotropin releasing factor, dynorphin, norepinephrine, hypocretin (orexin), substance P, and vasopressin. Equally compelling is evidence for dysregulation of the brain anti-stress systems such as neuropeptide Y, nociception, endocannabinoids and oxytocin. Increased activity in brain stress systems and decreased activity in brain anti-stress systems are hypothesized to significantly contribute to negative emotionality (102).

“Omic” information capture in ANA

ANA is focused on capture of measures of three main neurofunctional domains, however, modern “omic” technologies enable the simultaneous capture of information relevant to these domains as well as information on comprehensive genetic, molecular, or neurofunctional variation, depending on the different technologies. To analyze a gene, or given set of genes, or to study their epigenetic control, it is often more cost effective, and informative, to use an “omic” sequencing- or array-based technology.

Although individual genes contribute a small proportion of the variance in development of addictions, they may still contribute understanding of the mechanisms leading to AD. For this reason, genetic sampling should be a standard, but ancillary part of ANA. The present importance of ANA for neuroassessment of addictions should not be overestimated, but the future importance of genetics for understanding heterogeneity within AD cannot be overestimated. Identifying genetic variants underlying phenotypic differences will maximize the utility of ANA, as will collection of DNA samples and genotyping with a one million marker array or similar tool. Further, analysis of changes in transcriptome, including microRNAs, and measurements of epigenetic changes in DNA and chromatin, may be critical for understanding neuroadaptations associated with heavy substance use (103). The goal is to use such changes as indices of function of molecular networks. It would be important to assess these changes in the context of longitudinal and/or large cross-sectional studies in which exposures and correlates of molecular responses are measured.

If feasible, exome sequencing should be performed. Whole genome SNP arrays enable comprehensive analysis for effects of common alleles of moderate or large effect. Most of these SNPs will not be strong predictors of individual outcome but may be key in understanding outcome, e.g., alcohol metabolic gene variants that predict alcohol-induced flushing, alcoholism risk, and, in moderate drinkers, esophageal cancer (104). Although pharmacogenetics is in early stages of research, progress is being made in identifying variants that predict clinical success (105, 106). For example, a common OPRM1 polymorphism predicts response of alcoholic patients to naltrexone (107), and via reward (108) although the results are mixed (109). Such analyses will allow ANA datasets to be combined with other samples that may only have available the clinical diagnosis, but with similar genomic analyses.

A critical aspect of ANA is use of neuroimaging. The use of positron emission tomography (PET) scanning has been essential to elucidating the role of dopamine in various AD, e.g. (110, 111). To significantly advance the nosology and treatment of addictions, we should use neuroimaging technologies that enable multidimensional information capture to understand the mechanisms driving these disorders. ANA will include functional MRI-based domain-specific assessments, along with imaging-based measures of brain structure (e.g. volume, morphometry, white matter integrity) and function, e.g., to assess differences in resting state functional connectivity identified in alcohol dependent patients (112). The salience of neuroimaging to ANA is underscored by recent imaging-genetics findings suggesting, for example, differences in neural response to alcohol cues as a function of genotype (113) and genetic modulation of neural connectivity related to nicotine addiction (114) and of resting state functional connectivity in AUD (115).

As mentioned, many measures specific to a specific addictive agent, including behavioral addictions, or to particular exposures and outcomes, would be ancillary to ANA. Guided by clinical problems, ANA should incorporate other measures of function and predisposition that are not included within the primary domains, but vital to the etiology and treatment of AD, e.g., habitual or compulsive use of an addictive agent. There are important distinctions in process and outcome between different addictive agents, and even for the same addictive agent within different individuals. A virtue of applying the same measures across different addictive disorders, including behavioral addictions, and in people with different exposures or at different points in the clinical course of addiction, is to better understand unifying mechanisms and variation at baseline and following maladaptive change. A schematic of the ANA domains and relevant ancillary assessment domains (Figure 1) illustrates the importance of core neuroassessment and the roles of other measures to improve the depth, breadth, and specificity of characterization of the individual patient. A comprehensive, although not final, list of potential measures, organized by domain, appears in Table 2. This battery would be supplemented by additional measures not included within the three domains but important for understanding AD, including features of agent use and outcomes, e.g., the Addiction Severity Index (116), Timeline Follow-Back (117), important aspects of personality, e.g., the NEO-PI-R (118), and environment, e.g., the Pittsburgh Sleep Quality Index (119), the Inventory of Socially Supportive Behaviors (120). A graphic depicting the process of multidimensional information capture to data analysis to improved diagnosis appears in Figure 2.

Figure 1.

Figure 1

ANA Primary Domains and Variables for Ancillary Assessment

Table 2.

Proposed Measures for ANA

Executive Function

Measure Time to Complete Type of Task

Stop Signal Reaction Task (123) 10 minutes Behavioral
Appetitive Go-NoGo (124) 10 minutes Behavioral
Continuous Performance Test (125) 15 minutes Behavioral
Tower of London (126) 15 minutes Behavioral
Wisconsin Card Sorting Test (127) 15 minutes Behavioral
Delay Discounting (128) 15 minutes Behavioral
N-Back (129) 10 minutes Behavioral
Beads in a Jar Task (130) 5 minutes Behavioral
Barratt Impulsiveness Scale (131) 5 minutes Self-Report

Negative Emotionality

Measure Time to Complete Type of Task

Approach Avoidance Task (132) 10 minutes Behavioral
Cyberball (133) 10 minutes Behavioral
Trier Social Stress Test (134) 20 minutes Behavioral
Cold Pressor Task (135) 10 minutes Behavioral
Digit Span (136) 5 minutes Behavioral
Two-step Task (Model-
Free Model-Based) (137)
15 minutes Behavioral
Beck Depression Inventory (138) 5 minutes Self-Report
Beck Anxiety Inventory (139) 5 minutes Self-Report
Fawcett-Clark Pleasure Scale (140) 5 minutes Self-Report
Toronto Alexithymia Scale (141) 5 minutes Self-Report
Childhood Trauma Questionnaire
(142)
5 minutes Self-Report
Facial Emotion Matching Task
(143)
10 minutes Neuroimaging

Incentive Salience

Measure Time to Complete Type of Task

Choice task (explicit version) (144) 15 minutes Behavioral
Dot-probe attentional bias task (cues) (145) 10 minutes Behavioral
Obsessive-Compulsive Drinking Scale (146) 5 minutes Self-Report
Cue Reactivity Task (80) 10 minutes Neuroimaging
Monetary Incentive Delay Task
(147)
10 minutes Neuroimaging

Figure 2.

Figure 2

Proposed ANA Process from Data Capture to Precision Medicine Implementation

Lastly, practical considerations regarding the implementation of ANA must be considered. Given the breadth of potential assessments, a comprehensive battery would take approximately 10 hours. Many of the measures could be collected in any setting with access to a laptop computer, although the MRI would require specialized facilities. We have made efforts to consider measures that may be attained free or at relatively little cost; the largest cost involved would be the use of MRI. Depending on resources, these may be obtained at a local academic or hospital setting. Additional costs include data analysis and interpretation. A range of ~3,000 to ~5,000 per individual seems feasible and, if resulting in significantly improved prognosis, well worth the investment.

ANA Summary

A few final points about these domains and their relevance for ANA bear mention. First, although we have highlighted significant positive findings in each domain, there is considerable variability in the literature. Not all individuals with AD evidence disruptions in the three primary domains. This variability is symptomatic of the need to systematically understand the heterogeneity within AD. Second, although presented independently, there is considerable overlap and interactions between domains at multiple levels of analysis. One of the most prominent examples is the relevance of PFC dysfunction for various aspects of AD (41). These disruptions underlie deficits in executive function, emotion regulation, and reward modulation, not surprising given the neurocircuitry connections (121). These domains do not comprise the totality of disturbances related to addiction, but serve as a useful starting framework for further exploration. Later studies might expand upon, known differences in alcohol response, e.g., those related to acute tolerance (122), and in responses to other drugs, whether of pharmacokinetic or pharmacodynamic origin.

Finally, several factors are challenges for application of ANA, including the magnitude of the problem of addiction, complexity of causation, and changing nature of problems that patients with AD experience over time. Furthermore, a broad combination of collaborations and partnerships in academia, government, and private industry will be needed to realize its advantages. This review has the more modest goal of providing a heuristic framework for ANA, with some evaluation of practicality. Given the multifactorial nature of AD, changing nature of exposure and response of human populations to addictive agents, anticipated development of new methods for treatment and prevention, and development of new, transformative technologies, we do not anticipate that any one functional domain or imaging or genetic predictor will resolve the heterogeneity of AD or be sufficient to characterize an individual patient. Rather, it is our goal that by collecting multidimensional information and focusing on a limited number of functional domains, our understanding of the mechanisms of addiction can be improved and prevention/treatment can be better targeted. Identifying the major domains underlying AD and how the profile of vulnerability to each domain varies among individuals, and over time, not only will be vital to understand the heterogeneity of the disorder, but will also enable us to tailor treatment more effectively to the individual.

Acknowledgements

We acknowledge the Division of Intramural Clinical and Biological Research, the Office of the Clinical Director, the Office of the Director, the Laboratory of Neurogenetics, and the Division of Treatment and Recovery Research, all at NIAAA. We thank the following individuals for their thoughtful feedback on the development of ANA: Vijay Ramchandani, Elliot Stein, Betty Jo Salmeron, Terry Goldberg, Rita Goldstein, B.J. Casey, and Valerie Voon.

Footnotes

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Disclosures

The authors report no biomedical financial interests or potential conflicts of interest.

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