Skip to main content
NIHPA Author Manuscripts logoLink to NIHPA Author Manuscripts
. Author manuscript; available in PMC: 2017 Apr 6.
Published in final edited form as: J Appl Gerontol. 2016 Jul 9;36(3):320–350. doi: 10.1177/0733464815608492

The Utility of the Family Empowerment Scale With Custodial Grandmothers

Bert Hayslip Jr 1, Gregory C Smith 2, Julian Montoro-Rodriguez 3, Frederick H Streider 4, William Merchant 2
PMCID: PMC4871775  NIHMSID: NIHMS783215  PMID: 26452627

Abstract

The Family Empowerment Scale (FES) was developed specifically to assess empowerment in families with emotional disorders. Its relevance to custodial grandfamilies is reflected in the difficulties in grandchildren's social, emotional, and behavioral functioning, wherein such difficulties may be explained via either reactions to changes in their family structure or in their responses to the newly formed family unit. Utilizing 27 items derived from the 34-item version of the FES, which had represented differential levels of empowerment (family, service system, community) as indexed by one's attitudes, knowledge, and behavior, we explored the factor structure, internal consistency, construct, and convergent validity of the FES with grandparent caregivers. Three-hundred forty-three (M age = 58.45, SD = 8.22, n Caucasian = 152, n African American = 149, n Hispanic = 38) custodial grandmothers caring for grandchildren between ages 4 and 12 years completed the 27 FES items and various measures of their psychological well-being, grandchild psychological difficulties, emotional support, and parenting practices. Factor analysis revealed three factors that differed slightly from the originally proposed FES subscales: Parental Self-Efficacy/Self-Confidence, Service Activism, and Service Knowledge. Each of the factors was internally consistent, and derived factor scores were moderately interrelated, speaking to the question of convergent validity. The construct validity of these three factors was evidenced by meaningful patterns of statistically significant correlations with grandmothers’ psychological well-being, grandchild psychological difficulties, emotional support, and parenting practices. These factor scores were independent of grandmother age, health, and education. These findings suggest the newly identified FES factors to be valuable in understanding empowerment among grandmother caregivers.

Keywords: family empowerment, grandmothers, caregiving

Introduction

Empowerment as an Adaptive Characteristic

Empowerment as a construct can be understood as being derived from a strengths perspective on families, wherein a key goal of interventions with families reflects “creating opportunities for competencies to be learned or displayed, environmental modification, and advocacy” (Early & GlenMaye, 2000, p. 119). In the context of empowerment-based clinical work with families, professionals and families participate jointly in the process of goal setting, identifying problems to be solved and strategies by which these problems can be solved. They also jointly identify outcomes that will benefit the family associated with such problem solving (Early, 2001). Indeed, a strengths perspective reflects the identification of the family's strengths, that is, survival skills, and knowledge, resources, and skills that will enhance family functioning (Early, 2001). Although empowerment and such constructs as self-efficacy (Bandura, 1977), resilience (Rutter, 2007), or resourcefulness (e.g., Zauszniewski & Musil, 2013) are not interchangeable, these ideas may be precursors or outcomes associated with empowerment, consistent with a view that various characteristics or processes are protective regarding susceptibility to negative outcomes in individuals (Smith & Hayslip, 2012). This article explores the measurement of empowerment in a sample of grandparent caregivers, for whom being empowered is most important to their mental and physical health as well as to their ability not only to parent a grandchild but also to access needed services crucial to their own well-being as well as that of the grandchildren they are raising.

The Challenges of Grandparent Caregiving

Grandparents who raise their grandchildren face multiple challenges in doing so, wherein grandparent caregiving is usually linked to the divorce, drug use, incarceration, job loss, teenage pregnancy, or death of the adult child, as well as to the abandonment or abuse of the grandchild (Cox, 2000). These circumstances often stigmatize and isolate grandparents from needed social and emotional support, making it difficult for them to be treated equitably by social service providers (see Hayslip & Kaminski, 2005). In this respect, social policy often puts them at a disadvantage, in that they are not treated equally relative to foster parents. In addition, they may have difficulty in enrolling their grandchildren in school and in getting both medical treatment and insurance coverage for them, due to their lack of legal standing in not having legal custody or not having formerly adopted their grandchild.

Complementing the difficulties grandparent caregivers experience in accessing needed social and medical services (see Park & Greenberg, 2007; Roberto, Dolbin-MacNab, & Finney, 2008) is the role confusion and role stress many experience (see Landry-Meyer & Newman, 2004) linked to their parenting skills, where the impact of grandmothers’ distress on grandchildren's adjustment is mediated by dysfunctional parenting (Smith, Palmieri, Hancock, & Richardson, 2008), significant in that many grandchildren raised by grandparents express many emotional, behavioral, and interpersonal difficulties. Such difficulties are likely a response to changes in the structure of their families and the subsequent placement with a grandparent (see Hayslip & Kaminski, 2006; Hayslip, Shore, Henderson, & Lambert, 1998; Park & Greenberg, 2007).

Difficulties in child rearing may also pose challenges to grandparents whose parenting skills are less than adequate and/or who have not raised children for many years (Campbell & Miles, 2008; Kaminski & Murrell, 2008; Smith & Richardson, 2008). As Cox (2000) has noted, these challenges can easily overwhelm some grandparents who are ill prepared to deal with them, who have few resources, and who are largely unaccustomed to acting in a proactive manner to solve problems arising from their newly acquired parental responsibilities. Indeed, the isolation that often accompanies grandparent caregiving can easily be accompanied by a sense of powerlessness (see Cox, 2000). The stigma attached to others’ views about them as either poor parents or as necessarily in need of professional assistance (see Hayslip & Glover, 2008; Hayslip et al., 2009; Hayslip, Glover, & Pollard, 2015) may also be impediments in grandparents’ coping with their parental responsibilities.

Empowerment and Grandparent Caregiving

In light of the above challenges to grandparent caregivers, it is vitally important that they find a way to maintain their relationships with others as well as tend to their own physical and emotional health. In this respect, feeling empowered to cope with the many demands of caregiving has been demonstrated to be vital to grandparents’ physical and mental health (Cox, 2000; Cox & Parsons, 1994). Indeed, the antithesis of powerlessness is empowerment, which reflects one's attitudes, values, and beliefs regarding (a) confidence in oneself and one's self-worth, (b) the ability to understand that one's experiences are not unique—that they can be shared with others, (c) knowledge and skills for critical thinking about problems to be solved and the factors contributing to them, and (d) translating these into action and decision making—developing action strategies to influence others and work toward goals important to oneself (Cox, 2000; Cox & Parsons, 1994). As pointed out by Singh et al. (1995), “empowerment has come to imply a process whereby individuals gain control over their own lives by influencing their interpersonal and social environments” (p. 85). Empowering grandparent caregivers has several advantages: It can (a) enable them to competently and compassionately parent their grandchildren, (b) help them cope with the psychosocial demands of caregiving, and (c) assist them in being able to access needed social and medical services. Rather than seeing themselves as victims, empowered grandparents are proactive in making decisions that affect them and their grandchildren and are advocates for their needs in terms of acting upon others and the community, rather than having their needs determined by external forces, for example, service providers, policy makers, and child protective services staff. In light of the demands they face as caregivers, and to the extent that empowerment reflects a strength that many grandparent caregivers possess in actively solving problems and accessing needed services, its assessment is important (see Early, 2001; Koren, DeChillo, & Friesen, 1992; Singh et al., 1995). Indeed, empowerment can be an effective means of overcoming barriers to accessing social and medical services for grandparent caregivers and for their grandchildren (see Carr, Gray, & Hayslip, 2012; Cox, 2000; Fruhauf & Bundy-Fazioli, 2013; Roberto et al., 2008), consequently improving the mental health and overall functioning of such grandfamilies. In this context, it is clear that assessing empowerment is an important goal in understanding the strengths of grandparent caregivers.

Collectively, these factors not only argue for a focus on identifying the particular challenges that grandparents face but also underscore the importance of attending to what resources and strengths grandparent caregivers possess to help them cope with the demands of raising a grandchild. In these respects, Cox (2000) has highlighted the importance of developing strategies to empower grandparent caregivers, emphasizing their strengths with the intention of making them more self-reliant and proactive, and Olds (2002) identified empowerment as a salient dimension of caregiving based upon interviews with grandparents raising emotionally disturbed grandchildren. Other resources that caregiving grandparents might possess that complement empowerment include the instrumental and emotional support of others (see MacNab, Roberto, & Finney, 2013) as well as grandparents’ sense of personal resilience (Hayslip & Smith, 2013) and resourcefulness (Zauszniewski & Musil, 2013) in overcoming isolation from others.

The Family Empowerment Scale (FES) and Grandparent Caregiving

As the FES (Koren et al., 1992) reflects a strengths perspective (Early, 2001), in the context of empowerment, it was developed specifically to assess empowerment in families with children with emotional disorders. This is relevant to custodial grandfamilies, as among them, difficulties in grandchildren's social, emotional, and behavioral functioning are not uncommon, either in reaction to the changes in their family structure or in response to the newly formed family unit (see Castillo, Henderson, & North, 2013; Fuller-Thomson & Minkler, 2000; Hayslip & Kaminski, 2006).

Despite its potential in helping to assess the strengths of grandparent caregivers, a limited amount of work with such persons has been conducted with the FES. In this respect, Whitley, Kelley, and Campos (2011, 2013) found that increased levels of empowerment (family, services, community/political) and its expression (knowledge, advocacy, and self-sufficiency) characterized participants in a community-based intervention program. However, these authors also found that FES scores (with the exception of knowledge) were not correlated with perceived family support and community resources among grandparent caregivers. Yet, McCallion, Janicki, and Kolomer (2004) found increased FES empowerment scores among grandparent caregivers participating in a support group for such persons who were raising grandchildren with developmental disabilities. These latter findings might suggest that although self-reported empowerment may be, for example, a stable personal characteristic residing within the individual, it is nevertheless amenable to influence by experience. Given the comparative lack of research dealing with the measurement of empowerment via the FES with grandparent caregivers, it is clear that there is a need for more empirical work exploring the utility of the FES with grandparents raising grandchildren.

The Development and Psychometric Adequacy of the FES

Koren et al. (1992) first reported on the psychometric adequacy of the FES. Based upon a sample of 440 birth parents whose children had emotional, behavioral, or mental disorders, these authors framed the original 34-item FES in terms of a two-dimensional framework through which empowerment can be understood reflecting how empowerment is expressed, that is, knowledge (what a parent knows and can potentially do), attitudes (the parent's feelings and beliefs), and behaviors (what parents actually do) regarding empowerment. In addition, as originally conceived, the FES was designed to reflect the multiple levels at which such knowledge, attitudes, and behaviors are expressed, that is, the family (i.e., one's immediate situation at home), the service system (those that provide services to one's child), and the community/political system (policy makers, community members, and agencies who influence the existence and delivery of services to one's child). Results published by Koren et al. (1992) suggested that the FES was both reliable (its internal consistency, test–retest reliability) and validated via high agreement between independent raters regarding the classification of items in light of the above two-dimensional framework.

Koren et al. (1992) also report that both exploratory and confirmatory factor analyses yielded a matrix of items loading on four derived factors: (1) parents’ efforts to advocate for and improve services for their children, (2) parents’ knowledge of and self-confidence in working with service providers and agencies, (3) self-confidence in one's parenting and ability to handle problems at home, and (4) parents’ attitudes and behaviors reflecting parents’ right to make decisions about their children. According to Koren et al. (1992), this factor structure paralleled the above distinctions regarding levels of empowerment, which were intercorrelated positively, wherein Factor 1 reflected parental empowerment via the community/political level, Factors 2 and 4 reflected family empowerment via the service system, and Factor 3 reflected empowerment via the family (confidence in one's parenting skills and in handling problems when they arise; see Koren et al., 1992). This factor structure regarding levels of empowerment was independently confirmed by Singh et al. (1995) in a sample of 228 families raising children with emotional, behavioral, or mental disorders, where congruence coefficients across the four factors in the Koren et al. (1992) and Singh et al. (1995) studies ranged from .88 to .98. In the Singh et al. (1995) study, the split-half reliability of the FES was .93.

Additional evidence for what the FES's authors label as the construct validity of the FES was obtained regarding comparisons across levels of activity regarding community, advisory, political, legal, organizational, and participa-tory activities as reported by the parents in the Koren et al. (1992) sample. Each of the level dimensional scores (family, community, service) differentiated parents along each of these six aspects of empowerment-related activities.

Despite Koren et al.'s (1992) contention that an important dimension of empowerment is how it is expressed (via knowledge, attitudes, and behaviors), it is important to note that the data by Koren et al. (1992) and Singh et al. (1995) failed to clearly reflect these purported distinctions between knowledge, attitudes, and behaviors. Indeed, Koren et al. (1992) state that “empirical distinctions between attitudes, knowledge, and behaviors were overshadowed by stronger differences among the levels of empowerment” (p. 314), and Singh et al. (1995) did not explore the factor structure of attitudes, knowledge, and behaviors, only focusing on the four-factor structure obtained in their exploratory factor analysis pertaining to levels of empowerment.

The FES and Programmatic Work With Parents Raising Problematic Children

In the context of assessing parental empowerment, the FES has been used with much success in work dealing with interventions targeting parents raising a child with a variety of difficulties. Its use reflects family social work practice that emphasizes a strengths perspective (see Early, 2001; Koren et al., 1992; Singh et al., 1995, for discussions), where family competence and coping skills are assumed and promoted. From a strengths perspective, families and practitioners co-define problems to be solved and work together to develop solutions to those problems (Cleek, Wofsy, Boyd-Franklin, Mundy, & Howell, 2012; Early, 2001; Herbert, Gagnon, Rennick, & O'Loughlin, 2009; Simon, Murphy, & Smith, 2005; Smock, 2012).

In a meta-analysis of 17 intervention studies dealing with the effects of individualized education programs for culturally and linguistically diverse students, the FES was often utilized as a barometer of such participation (Griffin, 2011). Utilizing the FES as a criterion of treatment success, positive gains in FES scores were found by Lucksted et al. (2013) in a 12-session Family to Family peer support and education program for persons who had a family member with a serious mental illness. Myers, Vander, and Lobdell (2013) successfully utilized the FES to demonstrate the feasibility of a telemental health/videoconferencing to provide care usually delivered in person, targeting families raising children with attention deficit disorder. Farber and Maharaj (2005) found the FES to be sensitive to the effects of a parent education program designed for African American families raising developmentally delayed children. In parallel fashion, Weiss, Viecili, Sloman, and Lunksy (2013) found the FES to reflect the gains for parents whose children with autism participated in social skills training, and Resendez, Quist, and Matshazi (2000) found FES knowledge scores to increase among parents over time who had participated in the Vanderbilt Family Empowerment Project. Minjaris, Mercier, Williams, and Harden (2013) found positive pre–post changes in a group therapy program for parents with autistic children. However, participation in a social worker intervention program was not associated with greater FES scores (Walsh & Lord, 2004), and FES scores failed to change over 1 year among participants in a home-based intervention program for children with autism and developmental delays (Rickards et al., 2009). In a novel use of the FES, Fischer, Sherman, Han, and Owen (2013) found positive changes in family empowerment among veterans suffering from posttraumatic stress disorder (PTSD) who participated in program REACH (Reaching Out to Educate and Assist Caring, Healthy Families).

Using the FES as a predictor of treatment efficacy, Graves and Shelton (2007) found the FES to predict positive change in children's problem behavior over a 1-year time frame in 79 families exposed to a family-system model of care, wherein family empowerment also mediated the relationship between family-centered care and children's problem behaviors. Scheel and Rieckmann (1998) utilized the FES in predicting parental self-efficacy among parents raising emotionally disturbed children, finding multiple indices of family functioning, parental stress, employment, and education to predict FES scores. Data collected by Jivanjee, Kruzich, Friesen, and Robinson (2007) suggest that FES scores and perceptions of participation in an educational planning program for children with disabilities are interrelated; similar findings have been obtained by MacMullin, Viecili, Cappadocia, and Weiss (2010).

Using the FES to Understand the Parenting of Problematic Children

In addition to its use as a barometer of program efficacy and as a predictor/correlate of related constructs such as parental self-efficacy, the FES has also been successfully utilized as a mediating variable to understand the potential link between children's emotional and behavioral problems and parent functioning. In this respect, FES-measured empowerment mediated the relationship between child problem behaviors and parents’ mental health (Weiss, Cappadocia, MacMullin, Viecili, & Lunsky, 2012; Weiss, Robinson et al., 2013), and empowerment mediated the effects of trauma on survival for women enrolled in family-based services for their emotionally disturbed children (Jager, 2003). Gerkensmeyer, Perkins, Scott, and Wu (2008) found the FES to mediate the relationship between internalizing child behaviors and parental depression, and Gerkensmeyer et al. (2011) found empowerment (as one of several indicators of secondary appraisal) to predict depression among such persons. FES scores assessing parental empowerment also predicted parents’ perceptions of their autistic children's educational experiences (MacMullin et al., 2010), and Benson and Hersh (2011) found marital quality to predict parental empowerment among those raising children with autism.

Rationale for and Purpose of the Present Study

Although the above literature suggests that the FES has been extensively utilized to both understand families’ ability to cope with the demands of raising a difficult child and as a criterion to assess interventions to help families cope with such challenges, its use with other groups of caregivers has been scant. Indeed, its utility with custodial grandfamilies has received little attention, whether it is used to study the impact of interventions on them, or as a mediator of the parenting practices of grandparents on their grandchildren's functioning. The importance attached to these questions is underscored by the fact that the FES reflects a strengths perspective, which frames the present article's purpose in exploring the psychometric characteristics of the FES with grandparent caregivers, for whom empowerment is a critical resource they can call upon.

Empowerment is a valuable construct enabling one to understand grandparent caregivers’ efforts to cope with the many challenges of raising a grandchild. Yet, an evaluation of the FES's reliability and validity with such persons has yet to be carried out. In this context, evidence speaking to its psychometric adequacy is critical to its continued use with grandparent caregivers. In this light, the purpose of the present study was to present the psychometric characteristics (i.e., reliability and validity) of the FES in a sample of grandmother caregivers who were raising their grandchildren on a full-time basis.

Utilizing a modified 27-item version of the FES (vs. the original 34-item version, see Koren et al., 1992), we explored the internal consistency, the convergent validity, and the construct validity of the FES with grandparent caregivers. We also explored the factor structure of the FES in this sample, wherein in studying parents of disturbed children, Koren et al. (1992) obtained four factors, which were interpreted as reflecting three levels of empowerment.

Although we had no formal hypotheses regarding the factor structure of the FES in this sample, it might be that the factor structure of the FES in a sample of grandparent caregivers could differ from that of Koren et al. (1992), largely due to the fact that the context in which grandparents assume their caregiving responsibilities is very different from that of parents, wherein the former take on the caregiving role in the context of largely negative events (e.g., the divorce, imprisonment, or drug use of a parent; parental abandonment; or incompetence), which are superimposed upon them. Under such circumstances, grandparent caregiving can be understood as a countertransition (see Hagestad, 1985).

The primary research questions here are pertinent to construct validity, where construct validity reflects

the extent to which the test may be said to measure a theoretical construct or trait . . . Each construct is developed to explain and organize observed response consistencies . . . Any data throwing light on the nature of the trait under consideration and the conditions affecting its development and manisfestations represent appropriate evidence for this validation.

(Anastasi & Urbina, 1997, p. 126)

In this context we argue that, for example, to the extent that grandparental functioning, grandchild difficulties, grandchild relationship quality, or grandparent parenting skills might affect empowerment is evidence for the construct validity of the FES in this sample of grandparent caregivers. Such factors influence the manifestation of empowerment, that is, that some grandmothers might be more empowered than others as a function of their level of functioning, grandchild relationship quality, parenting skills, or measured grandchild difficulties.

This operational definition of construct validity is consistent with our choice of measures here (see below), and focused upon ascertaining whether FES levels scores related to either grandparent functioning (where one might expect higher FES scores to relate to more positive such functioning) as well as to both parental skill-related and grandchild-related variables. In such cases, greater empowerment might be expected to reflect greater skill in parenting grandchildren, less grandchild problem behaviors, and more positive grandchild relationship quality.

The convergent validity (a subcategory of construct validity, see Anastasi & Urbina, 1997) of the FES in this sample was explored via examining correlations among the factor scores so derived via a factor analysis of the FES data collected here. Evidence for convergent validity would reflect the existence of at least moderate relationships among such factor scores, on the assumption that each represents a dimension of empowerment.

We also explored the relationship between FES factor scores and the demographic factors of age, health, and level of education. These factors were chosen as being poorly educated, older and/or in poorer health could easily weaken the coping skills and resources of a grandparent, underscoring the need for such grandparents to become empowered (see Cox, 2000).

Method

Sample and Procedure

The participants were 343 custodial grandmothers (CGMs) enrolled in a randomized clinical trial (RCT) designed to compare two evidence-based interventions (behavioral parent training and cognitive behavioral skills training) with each other and to a theoretically inert control condition. These interventions were designed to positively affect them personally as well as the functioning of the grandchild they were raising.

Inclusion criteria were (a) that CGMs had provided care to a custodial grandchild (CG) between the ages of 4 and 12 for at least 3 months at her home in the complete absence of the CG's birth parents, (b) that CGMs were fluent in the English language, (c) that CGMs were willing and able to attend 10 two-hour-long group sessions at a community site, and (d) that CGMs self-identified as being of either of White, Black, or Hispanic origin. The ethnically diverse nature of our sample is in contrast to that of Koren et al. (1992), whose participants were predominantly Caucasian. For demographic variables, complete data were available for between 336 and 343 CGMs (Table 1).

Table 1.

Sample Demographic Information.

Characteristic M or n SD or %
Age (grandmother, n = 336) 58.45 8.22
Age (grandchild, n = 343) 7.81 2.56
Years caring for child (n = 343) 5.21 3.21
Number of children in care (n = 343) 1.78 1.03
Child gender (n = 343)
    Male 175 51
    Female 168 49
Ethnicity (grandmother, n = 343)
    Caucasian 152 44.3
    African American 149 43.4
    Hispanic/Latino 38 11.1
    Other 4 1.2
Education (n = 343)
    Less than high school 46 13.4
    High school graduate or GED 64 18.7
    Some college 152 44.3
    Bachelor's degree 44 12.8
    Graduate or professional degree 21 6.1
    Missing 16 4.7
Family income (n = 343)
    Below US$15,000 64 18.7
    US$15,000 to US$30,000 73 21.3
    US$30,000 to US$45,000 52 15.2
    US$45,000 to US$60,000 38 11.1
    US$60,000 to US$75,000 17 5
    US$75,000 or more 42 12.2
    Missing 57 16.6
Relation to grandchild (n = 343)
    Child of son 107 31.1
    Child of daughter 184 53.4
    Child of step son 5 1.5
    Child of step daughter 10 2.9
    Child of grandchild 13 3.8
    Offspring of non-biological child 9 2.6
    Caring for grandchild but no relationship specification 15 4.4
Reason for care (n = 343)
    Drug abuse 162 47.2
    Parent in jail 132 38.5
    Parent mental illness 97 28.3
    Parent physical illness 14 4.1
    Death of parent 35 10.2
    Teenage pregnancy 26 7.6
    Divorce 10 2.9
    Parent unwilling to care for child 80 23.3
    Other 43 12.5

Note. GED = General Equivalency Diploma.

Sample recruitment occurred across four states (California, Maryland, Ohio, and Texas) and included diverse methods (e.g., mass media announcements; contacts through schools, social service and health agencies, courts, libraries, faith communities, and support groups; appearances at community events; brochures; and letters mailed to randomly selected households). The RCT was described to potential participants as providing “information that can help grandmothers get through the difficult job of caring for grandchildren in changing times.” If a CGM was caring for multiple grandchildren who met study eligibility criteria, then a target CG was selected based on asking the CGM which child was the most difficult to provide care to. This target CG was then used as the reference for all measures described here.

Key sociodemographic and background characteristics for the CGMs and their target CGs in this study are presented in Table 1. The mean age of the grandmothers was 58.45 years (SD = 8.22 years) and 7.8 years (SD = 2.6 years) for the CGs. The age range for CGMs was 40 to 89 years. Most CGMs were either Caucasian (44%) or African American (43%), followed by Hispanic/Latino (11%), and then “Other” (1%). Only 38% of CGMs were married, with 51% being divorced or widowed. Many (44%) of the CGMs had completed some college, 19% earned their GED or high school diploma, 13% did not complete high school, 13% received bachelor's degrees, and 6% had graduate or professional degrees. Forty-four percent of CGMs were working part time, 19% were retired, 13% were unemployed/looking for work, and 13% were working full time. Each site's institutional review board (IRB) committee approved the project. In the context of interviews by graduate-level interviewers trained by the authors to competently administer the measures described below, each grandmother completed either over the phone or in person a variety of measures assessing aspects of her psychosocial functioning and the mental health of both herself and that of the grandchild she was raising. All measures were completed by grandparent caregivers prior to their enrollment in one of the above evidence-based interventions or in an inert control condition.

Measures

FES

In the present study, complete data for the original 34-item FES were not available, where 12 items, based upon an a priori developed conceptual framework (see Koren et al., 1992, Figure 1) had defined Service, 12 items had defined Family, and 10 items had defined Community/Political. In the present study, we used the 12 original items defining Family, 9 of the original 12 items defining Service, and 6 of the original 10 items defining Community/Political. Pertinent to the Service and Community subscales, items that were deleted from the original FES (Table 2) were those that were felt to be least likely to realistically apply to the lives of CGMs, who are often isolated and either lack knowledge about or have difficulty accessing existing services (see Carr et al., 2012; for example, “Professionals should ask me what services I want for my child,” “I get in touch with legislators when important bills or issues concerning children are pending,” “I help other families get the services they need,” “I have a good understanding of the service system that my child is involved in”). In addition, items from the Services and Community subscales were deleted based upon their redundancy with other items that were retained here (e.g., retained items “I tell professionals what I think about services being provided to my child,” “I understand how the service system for children is organized”). To make the response options for the FES similar to those of other measures that were utilized here, all items were changed to a 4-point Likert-type scale, (vs. the original 5-point Likert-type scale) ranging from never to very often and all items were changed as appropriate to reflect “grandchild (ren)” rather than “child (ren).” Items defining empowerment were summed, and higher scores indexed greater empowerment. Although the alpha coefficient for the total FES score was .918 in the present study, in light of the comments by Koren et al. (1992) and Singh et al. (1995) placing primary importance on FES levels scores, such scores were our focus here.

Table 2.

Results of the Exploratory Factor Analysis of the FES.

Factors
FES itemsa 1b 2c 3d
When problems arise with my child, I handle them pretty well .68 .16 .09
I feel confident in my ability to help my child .67 .12 .14
I know what to do when problems arise with my child .66 .04 .47
I feel my family life is under control .61 .06 .33
I believe I can solve problems with my child when they happen .62 .23 .25
When faced with a problem involving my child, I decide what to do and then do it .46 .31 .24
I have a good understanding of my child's behavior .67 .21 .23
I feel I am a good parent .63 .26 .01
I am able to make good decisions about what services my child needs .43 .31 .38
I feel that I have a right to be informed of all services available and approve of all services my child receives .01 .51 –.02
I make sure that professionals understand my opinions about my child's needs .31 .44 .26
I am able to work with agencies and professionals to decide what services my child needs .18 .64 .24
I make sure I stay in regular contact with professionals who are providing services to my child .15 .70 .21
I believe that parents and I can have an influence on services for children .21 .61 .05
I tell professionals what I think about services for being provided to my child .00 .63 .38
I feel that my knowledge and experience as a parent can be used to improve services for children and families .34 .49 .22
I make efforts to learn new ways to help my child grow and develop .36 .55 .15
When necessary I look for services for my child and family .21 .62 .23
I know the steps to take when I am concerned my child is receiving poor services .24 .17 .61
I understand how the intervention system is organized .22 .03 .69
I know what services my child needs .35 .19 .59
I know what the rights of parents and children are under special education laws .08 .10 .75
When I need help with problems in my family, I am to ask for help from others .19 .28 .51
I understand how to access community services for my child .07 .23 .77
I feel that I can have a part in improving services for children in my communitye .31 .38 .11
I am able to get information to help me better understand my childe .25 .49 .52
When dealing with my child I focus on the good things as well as the problemse 53 .51 –.03

Note. “Professionals should ask me what services I want for my child,” “I get in touch with legislators when important bills or issues concerning children are pending,” “I help other families get the services they need,” “I have a good understanding of the service system that my child is involved in,” “I tell professionals what I think about services being provided to my child,” “I understand how the service system for children is organized,” “My opinion is just as important as professionals’ opinions in deciding what my child needs.” FES = Family Empowerment Scale.

a

Original FES items (7) not utilized here. Boldface loadings define (.40 or above) each factor.

b

Self-Efficacy.

c

Service Activism.

d

Service Knowledge.

e

Items not loading uniquely on any factor.

Center for Epidemiologic Studies Depression Scale (CES-D)

The CES-D Scale is a 20-item measure originally designed to report the participant's level of depression (Radloff, 1977). In the initial report of this measure, a four-factor model was suggested, which included the subscales of well-being (reverse scored), interpersonal problems, somatic symptoms, and depression. Initial reliability estimates for the CES-D were excellent when tested on a general population sample, alpha = .85, and even higher with a clinical patient sample, alpha = .90. In the present sample, the CES-D yielded a reliability estimate of alpha = .90. Higher total scores on the CES-D indexed greater depression/lessened well-being.

Overall Anxiety Severity and Impairment Scale (OASIS)

The OASIS (Campbell-Sills et al., 2009) was developed as a short form anxiety measure that could be used to diagnose across anxiety disorders as well as in the presence of multiple other disorders (see also Norman, Hami, Means-Christian, & Stein, 2006). Questions are asked on a 5-point Likert-type scale with low values indicating no anxiety and high values indicating constant anxiety. The original five-item OASIS was utilized here. In the development of the OASIS, it produced a coefficient alpha of .80. In the present administration, alpha was equal to .84. Higher scores indexed greater overall anxiety.

Parent Behavior Inventory (PBI) Nurturance

The PBI (Lovejoy, Weis, O'Hare, & Rubin, 1999) is a measure composed of 10 Likert-type questions indicating the frequency with which various parenting behaviors occur. These items indicate the latent factor of Nurturance behavior and include statements such as “I hold or touch my child in an affectionate way,” “I laugh with my child about things that we both find funny,” and “I try and teach my child new things.” Higher scores on individual questions indicate greater overall nurturance behaviors. When this measure was created, it produced a coefficient alpha value of .83. When it was tested with the present sample, that value increased to .88. Higher scores indexed greater parental nurturance.

Parenting Practices Inventory (PPI)

The PPI (Lochman & Conduct Problem Prevention Research Group, 1995) is a measure consisting of 17 Likert-type items designed to assess various disciplinary styles, and originally, this included the latent factors of Consistent, Effective, and Punitive discipline. Original coefficient alphas for these subscales were .71, .70, and .69, respectively. An exploratory factor analysis was conducted on these items with the present sample of grandmothers to indicate if any alternative factor structures appeared. Three factors appeared to be the best fitting structure, but the arrangement of items appeared to group in a slightly different order than originally proposed. This new factor structure produced higher alphas overall and included the factors of Effective (α = .85), Inconsistent (α = .76), and Harsh (α = .71) discipline. For purposes of the present study, higher scores indexed more consistent (C), less harsh (P), and more effective (E) discipline (see also Smith et al., in press).

Positive Affect Scale (PAFF)

The PAFF was derived from the Bengtson Affective Solidarity scale (Bengtson & Schrader, 1982); the PAFF assesses the perceived quality of the relationship with one's grandchild, that is, the degree to which grandparents feel trust, fairness, respect, affection, and understanding between themselves and their grandchild. The coefficient alpha for the PAFF in this sample was .87. Higher total scores index greater positive affect.

Strengths and Difficulties Questionnaire (SDQ)

The SDQ (Goodman, 2001) is a collection of items used to indicate child behavior, for the case of this analysis, as it occurs across the subscales of emotional difficulties, peer problems, hyperactivity, and conduct problems. These subscales were used to measure child behavior outcomes as they are affected by grandmother parenting style. The SDQ consisted of 25 statements speaking to the grandmother's perceptions of the positive (prosocial behavior) and problematic (hyperactivity-inattention, emotional symptoms, peer problems) attributes of the child she was raising, and in the case of grandmothers raising multiple grandchildren, the grandchild identified as the most problematic to raise. SDQ items reflect attributes generally identified as strengths (e.g., thoughtful of the feelings of others) and difficulties (e.g., fidgets, tearful) and one neutral item (e.g., relates better to adults). Items are rated along a 3-point scale from not true (0) to certainly true (2), where five items are reverse scored. Total SDQ difficulty scores were utilized here, with higher scores indexing greater overall difficulty. In the present sample, the alpha for the SDQ was .73.

Short Form Survey of Health Quality of Life (SF-12)

The SF-12 (Ware, Kosinski, & Keller, 1996) is a multidimensional measure designed to assess the health-related quality of life of participants. Items in the SF-12 reflect overall ratings of health and the extent to which emotional and physical problems affect daily life and activities, including mobility and social functioning. Higher scores reflected better perceived health quality of life.

Positive and Negative Affect Scale (PANAS)

The PANAS (Watson, Clark, & Tellegen 1988) was developed to measure both the positive and negative emotions exhibited by an individual. For the purposes of this study, only the positive emotion portion of the measure was used. Examples of affective states assessed were proud, strong, active, and alert. The alpha in the present sample was .91.

Results

Data Analytic Plan

Missing data were less than 10% for all variables included in these analyses and multiple imputations were thus performed using Mplus (v. 7.11, Muthen & Muthen, 1998-2012) for all analyses, yielding a working analytic sample of 343. To explore the factor structure of the 27 FES items, we conducted an exploratory factor analysis SPSS v.21 (IBM Corp, 2012) with a forced four-factor structure and varimax rotation based on the prior findings of Koren et al. (1992). To explore the internal consistency of the FES, we computed Cronbach's alpha coefficients for each factor so derived. To explore the convergent validity of the FES here, we intercorrelated the factor scores derived from the above-mentioned exploratory factor analysis. To explore the construct validity of the FES levels scores, measures of grandparent functional/affective status (CES-D-depression, OASIS-anxiety, PANAS-positive affect, SF-12-health-related quality of life), grandchild problem behaviors (SDQ), grandparent parenting practices (PPI), parental nurturance (PBI), and grandchild relationship quality (PAFF) were each intercorrelated with FES scores. These measures used here to explore the construct validity of the FES reflect the above-cited literature utilizing the FES as a criterion of program effectiveness and that exploring the mediational role that empowerment might play in understanding the relationship between child problem behaviors and parenting practices.

Factor Structure and Internal Consistency of the FES

Because the initial exploratory factor analysis (utilizing varimax rotation having forced the extraction of four factors; paralleling the work of Koren et al., 1992) resulted in seven items that loaded across multiple factors, we then tested a three-factor model that reduced the number of cross loading items to three. The results of this analysis are summarized in Table 2, which shows how each of the 27 items loaded uniquely onto the three newly identified factors. Inspection of the nine items that loaded significantly on to Factor 1 reveals that each (e.g., “I feel I am a good parent”) reflects the construct of Parental Self-Efficacy/Self-Confidence as parallel to that obtained by Koren et al. (1992) In the present sample, its internal consistency was quite adequate (α = .840).

Inspection of the items that loaded highly onto Factor 2 reveals that they are reflective of specific actions that respondents make with regard to the service system, and they are worded as such (e.g., “I make sure . . .”; “I tell . . .”; “I am able to work . . .”; “I look for . . .”). Thus, we label this factor Service Activism (α = .830).

Inspection of the items that loaded highly onto Factor 3 reveals that they are reflective of knowledge or understanding of the service system (e.g. “I know the steps . . .”; I understand how . . .”; I know what services . . .”). Thus, we label this factor Service Knowledge (α = .810). It is of note that the item “I know what to do when problems arise with my child” also loaded (.47) on Parental Self-Efficacy/Self-Confidence, though its loading on Factor 2 was substantially greater (.66).

Only three of the 27 FES items did not fit well into this factor structure. One item (“I feel that I can have a part in improving services . . .”) did not load highly onto any factor, though its loadings for two factors did exceed .30 (a criterion of .40 was utilized in this respect). The remaining two items (“I am able to get information to help me better understand my child” and “When dealing with my child I focus on the good things as well as the problems”) loaded highly onto two factors simultaneously. Thus, to an extent, though they did not load uniquely on any factor, for the most part, they nevertheless did map onto the three factors we obtained here, that is, they were not independent of such factors. In light of this pattern of loadings for these three items, they were retained in computing factor scores that were utilized in exploring the convergent and construct validity of the FES with grandparent caregivers.

Convergent Validity of the FES

To examine the convergent validity of these three factors, we performed zero-order correlational analyses of the factor scores (Table 3). As expected, the three FES factors correlated at least moderately, yet positively with each other, accounting for at best 34% of the shared variance among them, based upon the fact that correlations between the factors defined by our set of 27 of items ranged from .53 to .58 (Table 3). Thus, higher Parental Self-Efficacy/Self-Confidence (Factor 1—a belief in one's adequacy as a parent, having the requisite skills to be an effective parent) is accompanied by both greater Service Activism (Factor 2—being proactive in accessing services and working with service providers) and greater Service Knowledge (Factor 3—being knowledgeable about available services for a grandchild and how to access such services).

Table 3.

Zero-Order Correlations and Descriptive Data (Ns = 343).

Variable Factor 1 Factor 2 Factor 3 M SD
F1: FES self-efficacy 3.2 0.6
F2: FES activism .58** 3.4 0.5
F3: FES knowledge .56** .53** 2.6 0.9
GM anxiety –.24** –.03 –.12* 4.3 4.2
GM depression –.27** –.05 –.18** 14.2 12.0
GM positive affect .45** .26** .31** 32.5 7.7
CG psychological difficulties –.44** –.04 –.18** 14.2 7.6
Inconsistent parenting –.28** –.26** –.11* 8.1 4.0
Harsh parenting –.49** –.22** –.21** 7.0 3.1
Ineffective parenting –.44** –.23** –.19** 4.1 3.6
Emotional support .33** .24** .28** 18.1 4.3
GM agea –.06 –.08 .04 58.5 8.2
GM health .06 –.04 –.01 2.0 1.0
GM education .04 .05 .08 1.8 1.1

Note. FES = Family Empowerment Scale; CG = custodial grandchild; GM = grandmother.

*

p < .05.

**

p < .001.

a

N = 336.

Construct Validity of the FES

As hypothesized, and relevant to the construct validity of the FES (Table 3), each factor was also inversely related to indices of grandmothers psychological distress, the use of dysfunctional parenting, and grandchildren's psychological difficulties. All these relationships were statistically significant, except that the activism factor was not related significantly to grandmothers’ depression and anxiety or to grandchildren's psychological difficulties. Also as hypothesized, and again relevant to the construct validity of the FES, we found that all three factors were related positively and significantly to grandmothers’ positive affect and their perceived emotional support.

Contrary to our expectations, grandmothers’ age, self-rated health, or education were not related significantly to any of the three factors. Although we did not predict this pattern of relationships, it might constitute evidence for the discriminant validity of the FES (see Anastasi & Urbina, 1997).

At a descriptive level (Table 3), mean scores (scaled from 0 to 4) for our Parental Self-Efficacy/Self-Confidence (M = 3.2) and Service Activism (M = 3.4) factors were considerably higher than the mean Service Knowledge score (M = 2.6).

Discussion

The Factor Structure of the FES With Grandparent Caregivers

We derived three internally consistent factors from the data, where such factors were defined as Parental Self-Efficacy/Self-Confidence, Service Activism, and Service Knowledge. While Parental Self-Efficacy/Self Confidence most closely parallels the family empowerment factor found by Koren et al. (1992) in their study of parents, the Service Activism and Service Knowledge factors obtained here are unique to this sample of grandparent caregivers, especially so regarding the empowerment via the community/political level and, to an extent, via what parents know and do regarding the service system. Parental Self-Efficacy/Self-Confidence (Factor 1) reflects a belief in one's adequacy as a parent, and in having the requisite skills to be an effective parent. Service Activism (Factor 2) reflects being proactive in accessing services and working with service providers, Service Knowledge (Factor 3) reflects being knowledgeable about available services for a grandchild and how to access such services.

That Parental Self-Efficacy/Self-Confidence transcends work with both parents and grandparent caregivers reflects the universality of beliefs about one's effectiveness as a parent figure (see, for example, Etaugh & Folger, 1998; Gettinger & Guetschow, 1998; Holden & Buck, 2002; Smith & Richardson, 2008). Similarly, the service factor obtained by Koren et al. (1992) that reflects what parents believe, know, and do regarding effecting the service system bears some similarity to the Service Knowledge and Service Activism factors found here. This is especially salient given grandparent caregivers’ reliance on formal and informal social and medical services for themselves and their grandchildren as well as their needs for social support (Dolbin-MacNab, Roberto, & Finney, 2013; Kolomer, Himmelheber, & Murray, 2013; Park & Greenberg, 2007; Roberto et al., 2008).

That a community factor was absent in the present analysis could reflect the omission of items from the original 34-item version of the FES that would have defined a community factor, as obtained by Koren et al. (1992). The absence of a community factor here could also however reflect many grandparent caregivers’ isolation from others via the felt stigma attached to their effectiveness as parents (Hayslip & Glover, 2008) and their lack of involvement in the community at large; many are consumed with simply raising their grandchildren and meeting their own and their grandchildren's medical and nutritional needs on a daily basis (Hayslip, 2010).

Thus, in this sample of grandparent caregivers, we were able to in part, replicate the factor structure of the FES based upon work with parents raising problematic children. That such parallels in the factor structure of the FES would exist across independent and diverse samples of caregivers in work separated by nearly three decades attests to the salience of family empowerment as an adaptive construct in understanding the challenges in raising children with medical, social, and behavioral difficulties.

The correlations among the above-derived factors suggest that the three factors that we identified, each reflecting a distinct dimension of empowerment, are indeed interrelated. This constitutes evidence for the convergent validity (see Anastasi & Urbina, 1997) of the FES in this sample of grandparent caregivers. Nevertheless, as noted above (Table 3), they only accounted for, at best, 34% of the shared variance in one another, based upon the intercorrelations among the derived factors. In this respect, Koren et al. (1992) reached a similar conclusion regarding the extent to which each of the FES scales was assessing something unique regarding empowerment.

Construct Validity of the FES With Grandparent Caregivers

We found ample evidence for the construct validity (see Anastasi & Urbina, 1997) of the three factors that we identified, based upon the factor scores derived from a factor analysis of the 27 items that we administered to our sample of grandmother caregivers. Several noteworthy trends were observed along these lines. For instance, the findings presented in Table 3 reveal that magnitude of the correlations between the three factors and the other variables examined were consistently the highest for the Parental Self-Efficacy/Self-Confidence factor. This is consistent with the widespread belief within the stress and coping literature that perceived self-efficacy is a major coping resource for dealing with life stressors (Thoits, 2010). It is also worth noting that grandmothers’ positive affect was more strongly correlated with the three FES factors than were the indices of grandmothers’ psychological distress. This reinforces the belief that positive affect and coping act reciprocally such that positive affect might beneficially influence coping and stress reactions and conversely and that good coping can generate positive affect (Lazarus, 2000; Pearlin, Mullan, Semple, & Skaff, 1990). Grandparents who are more empowered may therefore be more effective in parenting their grandchildren, indeed feel more confident in doing so, and such confident and efficacious parenting may result in greater personal well-being and improved relationships with one's grandchild.

A similar argument could be made with respect to the positive relationships that we observed in the present study between grandmothers’ perceived emotional support and all three FES factors, given the prominent role of social support in promoting the well-being of CGMs and their grandchildren (Dolbin-MacNab et al., 2013; Ramaswamy, Bhavnagri, & Barton, 2008). The statistically significant inverse relationships that we observed for dysfunctional parenting and grandchildren's psychological difficulty with all three of our identified FES factors can also be understood from a stress and coping perspective. For instance, Smith, Cichy, and Montoro-Rodriguez (2015) recently reported evidence that the use of positive coping strategies by CGMs had a greater effect on their grandchildren's psychological adjustment than did their actual parenting practices. In line with the present findings, they concluded that good parenting requires good coping skills such as being attentive and actively engaged. Indeed, many of the 27 FES items that we examined here (Table 2) reflect these particular aspects of coping.

The above-reported descriptive findings suggest that the grandmothers in our sample reported fairly high levels of Parental Self-Efficacy/Self-Confidence and Service Activism, but only moderate levels of Service Knowledge. This may reflect the fact that Parental Self-Efficacy/Self-Confidence and Service Activism are imparted largely from within the self, whereas Service Knowledge of the service system for custodial grandfamilies requires that a substantial amount of factual information about the service system must be transmitted to these caregivers by outside sources. That these factors are indeed relevant to the lives of grandparent caregivers is evidenced in the difficulties some grandparents have in parenting their children (see, for example, Campbell & Miles, 2008; Kaminski, Hayslip, Wilson, & Casto, 2008; Kaminski & Murrell, 2008) as well as their lack of information about and access to services for themselves or their grandchild (see Carr et al., 2012; Dolbin-MacNab et al., 2013).

Limitations of the Present Study

Several limitations of the present study should be noted. Although our sample was a large and ethnically diverse one, and reflected grandparents drawn from multiple geographic regions, it was composed only of grandmother caregivers. Thus, these findings may not generalize to grandfathers who are raising their grandchildren. Moreover, it is important to point out that given the correlational nature of the data speaking to the FES's construct validity, answers to questions regarding causality of influence cannot be answered with confidence.

The most significant limitations of the present study, however, are that all our data were self-reported by CGMs and that we used only 27 of the original 34 FES items with the wording of some modified from that intended by the developers of the FES (Koren et al., 1992). Thus, it is essential to not view the present findings within a context of necessarily disconfirming the original factor structure of the FES identified by its developers. Instead, we believe that the present study is best regarded as a preliminary exploratory endeavor in defining the various components of family empowerment that may exist among custodial grandparents and in determining if they are related to key measures of well-being and relationship variables. In this regard, the present findings clearly point to the value and need for expanded research along these lines. These limitations not withstanding, the present findings suggest the three factors identified utilizing 27 of the original FES items possess more than adequate internal consistency, convergent validity, and construct validity in this sample of grandmother caregivers.

Implications for Research and Practice

Future work that targets empowerment as a moderator of the effects of psychosocial interventions with grandparent caregivers or research utilizing empowerment as a quantifiable criterion of program success/treatment outcome variable (see Cox, 2000) is in order. Reflecting the above-cited literature with the FES, it may be that empowerment moderates the impact of such interventions, with the likelihood of more positive outcomes varying by whether grandparents report greater or lesser degrees of personal empowerment.

In light of the correlational nature of the present data, it may be that more adequate personal functioning, as well as both more effective parenting practices and more adequate rated grandchild functioning stem from more empowerment at both the family, service system, or community levels. Alternatively, greater empowerment may result from enhanced personal functioning or more effective parenting. Thus, future research might evaluate the potentially causal nature of these relationships utilizing longitudinally based structural equation modeling techniques.

Given the face validity of the FES items regarding their similarity to those indexing self-efficacy, it may also be that interventions that enhance empowerment may also positively affect grandmothers’ sense of personal and parental self-efficacy (see Cox, 2000). This enhanced self-efficacy is important in that their age peers may in fact perceive them to be less efficacious in these respects (see Hayslip & Glover, 2008; Hayslip et al., 2015). Alternatively, interventions targeting grandparents’ parenting skills per se (see Campbell & Miles, 2008; Smith & Richardson, 2008) may enhance their sense of personal empowerment.

Based upon these findings, there are many directions for research and practice of an interventive nature for which the FES might be quite useful, either as a predictor of which grandparent caregivers are likely to benefit from participating in formal interventions to aid in their adjustment to caregiving demands, or even as a predictor of the effects of participation in support groups. In this respect, based upon the FES, those who are the least empowered might be considered at risk of (a) experiencing the most negative personal, social, and health-related impact of parenting difficult grandchildren; (b) having the most difficulty in accessing needed services for themselves and their grandchildren; or (c) responding with depression to the challenges of raising a grandchild. In addition, and consistent with the above literature, the FES would likely be valuable as an outcome variable in studying many types of interventions with grandparent caregivers.

Overall, these findings suggest our adaptation of the FES to be valuable in understanding empowerment among grandmother caregivers in the face of the many personal and parental challenges they face in raising a grandchild. When working with grandparent caregivers, we recommend utilizing the present 27-item version of the FES, to include those items that cross-loaded on more than one factor. In assessing such persons with the FES, important information can be gained regarding how a given grandparent approaches the task of parenting as well as the extent to which a grandparent is likely to be both knowledgeable and proactive in accessing needed social, medical, or legal services.

Although the present findings in many respects parallel much of the above-cited work based upon parents raising emotionally disturbed children, they are especially salient with regard to empowerment's relationship to grandparent caregiver mental health and parenting practices. As being empowered is a strength that grandparent caregivers can call upon in the face of the caregiving challenges that confront them, being able (a) to understand the nature of measured empowerment, (b) to understand its relationship with key grandparent caregiving characteristics, and (c) to measure empowerment reliably are of utmost importance.

Acknowledgments

Funding

The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This research was based upon an National Institure of Nursing Research Grant R01NR012256 to the first and second authors.

Author Biographies

Bert Hayslip Jr is a Regents Professor Emeritus at the University of North Texas. He is a Fellow of the American Psychological Association, the Gerontological Society of America, and The Association for Gerontology in Higher Education. An Associate Editor of Experimental Aging Research and of Developmental Psychology, his coauthored books include Emerging Perspectives on Resilience in Adulthood and Later Life (Springer, 2012), Resilient grandparent caregivers: A strengths-based perspective (Routledge, 2012), .Adult Development and Aging (Krieger, 2011), and Parenting the Custodial Grandchild (Springer, 2008). He is Co-PI on a NINR funded project exploring interventions to improve the functioning of grandparent caregivers.

Gregory C. Smith is a professor of Human Development and Family Studies and director of the Human Development Center in the School of Lifespan Development and Educational Services in the College of Education, Health, and Human Services. His primary research focus is on caregiving issues within aging families. He has authored over 60 scientific publications and 4 books, to include Emerging Perspectives on Resilience in Adulthood and Later Life (2012). He has also received over 4 million dollars of extramural research funding from NIH. He is a Fellow of the Gerontological Society of America and the American Psychological Association, a Consulting Editor for Developmental Psychology, and was Editor of the International Journal of Aging and Human Development. He is Co-PI on a NINR funded project exploring interventions to improve the functioning of grandparent caregivers.

Julian Montoro-Rodriguez is the director of the Interdisciplinary Gerontology Program at the University of North Carolina at Charlotte. His research examines interrelations between formal and informal support systems and optimal adaptation and adjustment to developmental changes for older adults. His recent work is aimed to develop supportive services for grandmothers raising grandchildren. More information at gerontology.uncc.edu.

Frederick H. Strieder is a Clinical Associate Professor at the University of Maryland School of Social Work is Director of Family Connections programs at Baltimore, Clinical Director of the Center for Positive School Climate and the Director of the Center for Excellence in Motivational Interviewing. He has participated as a Co-Investigator in the SAMHSA supported Family Informed Trauma Treatment (FITT) Center, and has been the clinical director for the U.S. Department of Human Resources grants. He has consulted and developed best practice models and programs for children and families who have experienced trauma, specifically complex developmental trauma.

William Merchant is currently an assistant professor at Widener University. His research activities included the application of advanced quantitative techniques to a variety of topic areas such as disability studies, gerontology, and education. He is also intereted in exploring ways in which quantitative materials can be conveyed in new and exciting ways to audiences with potentially little experience or interest in statistics.

Footnotes

Declaration of Conflicting Interests

The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.

References

  1. Anastasi A, Urbina S. Psychological testing. 7th ed. Prentice-Hall; Upper Saddle River, NJ: 1997. [Google Scholar]
  2. Bandura A. Self efficacy: Toward a unified theory of behavioral change. Psychological Review. 1977;84:191–215. doi: 10.1037//0033-295x.84.2.191. [DOI] [PubMed] [Google Scholar]
  3. Bengtson VL, Schrader SS. Parent-child relationships. In: Mangon DJ, Peterson WA, editors. Research instruments in social gerontology. Vol. 2. University of Minnesota; Minneapolis: 1982. pp. 115–185. [Google Scholar]
  4. Benson PR, Hersh J. Marital quality and psychological adjustment among mothers of children with ASD: Cross sectional and longitudinal relationships. Journal of Autism and Developmental Disorders. 2011;41:1675–1685. doi: 10.1007/s10803-011-1198-9. [DOI] [PubMed] [Google Scholar]
  5. Campbell L, Miles M. Implementing parenting programs for custodial grandparents. In: Hayslip B, Kaminski P, editors. Parenting the custodial grandchild: Implications for clinical practice. Springer; New York, NY: 2008. pp. 115–130. [Google Scholar]
  6. Campbell-Sills L, Norman SB, Craske MG, Sullivan G, Lang AJ, Chavira DA, Stein MB. Validation of a brief measure of anxiety-related severity and impairment: The Overall Anxiety Severity and Impairment Scale (OASIS). Journal of Affective Disorders. 2009;112:92–101. doi: 10.1016/j.jad.2008.03.014. [DOI] [PMC free article] [PubMed] [Google Scholar]
  7. Carr GF, Gray J, Hayslip B. Needs for information about supportive resources: A predictor of needs for service and service use in African American grandparent caregivers. Journal of Intergenerational Relationships. 2012;10:48–63. [Google Scholar]
  8. Castillo K, Henderson C, North L. The relation between caregiving style, coping, benefit finding, grandchild symptoms, and caregiver adjustment among custodial grandparents. In: Hayslip B, Smith G, editors. Resilient grandparent caregivers: A strengths-based perspective. Routledge; New York, NY: 2013. pp. 25–37. [Google Scholar]
  9. Cleek EN, Wofsy M, Boyd-Franklin N, Mundy B, Howell TJ. The family empowerment program: An interdisciplinary approach to working with multi-stressed urban families. Family Process. 2012;51:207–217. doi: 10.1111/j.1545-5300.2012.01392.x. [DOI] [PubMed] [Google Scholar]
  10. Cox C. Empowering grandparents raising grandchildren. In: Cox C, editor. To grandmother’s house we go and stay. Springer; New York, NY: 2000. pp. 253–267. [Google Scholar]
  11. Cox C, Parsons R. Empowerment-oriented social work practice with the elderly. Brooks/Cole; Pacific Grove, CA: 1994. [Google Scholar]
  12. Dolbin-MacNab ML, Roberto K, Finney J. Formal social support: Promoting resilience in grandparents raising grandchildren. In: Hayslip B, Smith G, editors. Resilient grandparent caregivers: A strengths-based perspective. Routledge; New York, NY: 2013. pp. 134–151. [Google Scholar]
  13. Early TJ. Measures for practice with families from a strengths perspective. Families in Society: The Journal of Contemporary Human Services. 2001;82:225–232. [Google Scholar]
  14. Early TJ, Glenmaye L. Valuing families: Social work practice with families from a strengths perspective. Social Work. 2000;45:118–130. doi: 10.1093/sw/45.2.118. [DOI] [PubMed] [Google Scholar]
  15. Etaugh C, Folger D. Perceptions of parents whose work and parenting behaviors deviate from role expectations. Sex Roles. 1998;39:215–223. [Google Scholar]
  16. Farber M, Maharaj ML. Empowering high-risk families of children with disabilities. Research on Social Work Practice. 2005;15:501–515. [Google Scholar]
  17. Fischer EP, Sherman MD, Han X, Owen RR. Outcomes of participation in the REACH multifamily group program for veterans with PTSD and their families. Professional Psychology: Research and Practice. 2013;44:127–134. [Google Scholar]
  18. Fruhauf CA, Bundy-Fazioli K. Grandparent caregivers’ self-care practices: Moving toward a strengths-based approach. In: Hayslip B, Smith G, editors. Resilient grandparent caregivers: A strengths-based perspective. Routledge; New York, NY: 2013. pp. 88–102. [Google Scholar]
  19. Fuller-Thomson E, Minkler M. The mental and physical health of grandmothers who are raising their grandchildren. Journal of Mental Health & Aging. 2000;6:311–323. [Google Scholar]
  20. Gerkensmeyer JE, Perkins SM, Day J, Austin JK, Scott EL, Wu J. Maternal depression symptoms when caring for a child with mental health problems. Journal of Child and Family Studies. 2011;20:685–695. doi: 10.1007/s10826-011-9445-4. [DOI] [PMC free article] [PubMed] [Google Scholar]
  21. Gerkensmeyer JE, Perkins SM, Scott EL, Wu J. Depressive symptoms among primary caregivers of children with mental health needs: Mediating and moderating variables. Archives of Psychiatric Nursing. 2008;22:135–146. doi: 10.1016/j.apnu.2007.06.016. [DOI] [PubMed] [Google Scholar]
  22. Gettinger M, Guetschow KW. Parental involvement in schools: Parent and teacher perceptions of roles, efficacy, and opportunities. Journal of Research and Development in Education. 1998;32:38–52. [Google Scholar]
  23. Goodman R. Psychometric properties of the strengths and difficulties questionnaire. Journal of the American Academy of Child & Adolescent Psychiatry. 2001;40:1337–1345. doi: 10.1097/00004583-200111000-00015. [DOI] [PubMed] [Google Scholar]
  24. Graves KN, Shelton TL. Family empowerment as a mediator between family-centered systems of care and changes in child functioning: Identifying an important mechanism of change. Journal of Child and Family Studies. 2007;16:556–566. [Google Scholar]
  25. Griffin M. Promoting IEP participation: Effects of interventions, considerations for CLD students. Career Development for Exceptional Individuals. 2011;34:153–164. [Google Scholar]
  26. Hagestad GO. Continuity and connectedness. In: Bengtson VL, Robertson JF, editors. Grandparenthood. Sage; Beverly Hills, CA: 1985. pp. 31–48. [Google Scholar]
  27. Hayslip B. A focus group approach to grandparent caregivers’ needs. University of North Texas; Denton, TX: 2010. [Google Scholar]
  28. Hayslip B, Glover R. Traditional grandparents’ views of their caregiving peers’ parenting skills: Complimentary or critical? In: Hayslip B, Kaminiski P, editors. Parenting the custodial grandchild: Implications for clinical practice. Springer; New York, NY: 2008. pp. 149–164. [Google Scholar]
  29. Hayslip B, Glover R, Harris B, Miltenberger P, Baird A, Kaminski P. Perceptions of custodial grandparents among young adults. Journal of Intergenerational Relationships. 2009;7:209–224. [Google Scholar]
  30. Hayslip B, Glover R, Pollard S. Traditional grandparent peers’ perceptions of custodial grandparents: Extent of life disruption and needs for social support, social, and mental health services. In: Meyer MH, editor. Grandparenting in the US. Baywood; Amityville, NY: 2015. pp. 207–225. [Google Scholar]
  31. Hayslip B, Kaminski P. Grandparents raising grandchildren: A review of the literature and suggestions for practice. The Gerontologist. 2005;45:262–269. doi: 10.1093/geront/45.2.262. [DOI] [PubMed] [Google Scholar]
  32. Hayslip B, Kaminski P. Custodial grandchildren. In: Bear G, Minke K, editors. Children’s needs III: Understanding and addressing the needs of children. National Association of School Psychologists; Washington, DC: 2006. pp. 771–782. [Google Scholar]
  33. Hayslip B, Shore RJ, Henderson C, Lambert P. Custodial grandparenting and grandchildren with problems: Their impact on role satisfaction and role meaning. Journals of Gerontology: Social Sciences. 1998;53B:S164–S174. doi: 10.1093/geronb/53b.3.s164. [DOI] [PubMed] [Google Scholar]
  34. Hayslip B, Smith G. Resilient grandparent caregivers: A strengths-based perspective. Routledge; New York, NY: 2013. [Google Scholar]
  35. Herbert RJ, Gagnon AJ, Rennick JE, O’Loughlin JL. A systematic review of questionnaires measuring health-related empowerment. Research and Theory for Nursing Practice: An International Journal. 2009;23:107–132. doi: 10.1891/1541-6577.23.2.107. [DOI] [PubMed] [Google Scholar]
  36. Holden GW, Buck MJ. Parental attitudes toward child rearing. In: Bornstein M, editor. Handbook of Parenting: Volume 3. Being and becoming a parent. Lawrence Erlbaum; Mahwah, NJ: 2002. pp. 537–562. [Google Scholar]
  37. IBM Corp. IBM SPSS Statistics for Windows [Version 21.0] Author; Armonk. NY: 2012. [Google Scholar]
  38. Jager KB. Connecting trauma survival and family empowerment: A qualitative inquiry of the implications for family-based services (Abstract). Dissertation Abstracts International, Section A: Humanities and Social Sciences. 2003;63(12-a):4490. [Google Scholar]
  39. Jivanjee P, Kruzich JM, Friesen BJ, Robinson A. Family perceptions of participation in educational planning for children receiving mental health services. School Social Work Journal. 2007;32:75–92. [Google Scholar]
  40. Kaminski P, Hayslip B, Wilson J, Casto L. Parenting attitudes and adjustment among custodial grandparents. Journal of Intergenerational Relationships. 2008;6:263–284. [Google Scholar]
  41. Kaminski P, Murrell A. Counseling custodial grandchildren. In: Hayslip B, Kaminski P, editors. Parenting the custodial grandchild: Implications for clinical practice. Springer; New York, NY: 2008. pp. 215–236. [Google Scholar]
  42. Kolomer S, Himmelheber SA, Murray CV. Mutual exchange within skipped generation households: How grandfamilies support one another. In: Hayslip B, Smith G, editors. Resilient grandparent caregivers: A strengths-based perspective. Routledge; New York, NY: 2013. pp. 121–133. [Google Scholar]
  43. Koren PE, DeChillo N, Friesen BJ. Measuring empowerment in families whose children have emotional disabilities: A brief questionnaire. Rehabilitation Psychology. 1992;37:305–321. [Google Scholar]
  44. Landry-Meyer L, Newman BM. An exploration of the grandparent care-giver role. Journal of Family Issues. 2004;25:1005–1025. [Google Scholar]
  45. Lazarus RS. Toward better research on stress and coping. American Psychologist. 2000;55:665–673. doi: 10.1037//0003-066x.55.6.665. [DOI] [PubMed] [Google Scholar]
  46. Lochman & Conduct Prevention Research Group Screening of child behavior problems for prevention programs at school entry. Journal of Consulting and Clinical Psychology. 1995;63:549–559. doi: 10.1037//0022-006x.63.4.549. [DOI] [PubMed] [Google Scholar]
  47. Lovejoy MC, Weis R, O'Hare E, Rubin EC. Development and initial validation of the Parent Behavior Inventory. Psychological Assessment. 1999;11:534–545. [Google Scholar]
  48. Lucksted A, Medoff D, Burland J, Stewart B, Fang LJ, Brown C, Dixon LB. Sustained outcomes of a peer-taught family education program on mental illness. Acta Psychiatrica Scandinavica. 2013;127:279–286. doi: 10.1111/j.1600-0447.2012.01901.x. [DOI] [PMC free article] [PubMed] [Google Scholar]
  49. MacMullin JA, Viecili MA, Cappadocia MC, Weiss JA. Parent empowerment and mental health: Understanding parent perceptions of the educational experience. Journal of Developmental Disabilities. 2010;16:68–71. [Google Scholar]
  50. MacNab M, Roberto K, Finney J. Formal social support: Promoting resilience in grandparents parenting grandchildren. In: Heyslip B, Smith G, editors. Resilient grandparent caregivers: a strengths-based approach. Routledge; New York, NY: 2013. pp. 134–151. [Google Scholar]
  51. McCallion P, Janicki MP, Kolomer SR. Controlled evaluation of support groups for grandparent caregivers of children with developmental disabilities and delays. American Journal on Mental Retardation. 2004;109:352–361. doi: 10.1352/0895-8017(2004)109<352:CEOSGF>2.0.CO;2. [DOI] [PubMed] [Google Scholar]
  52. Minjaris MB, Mercier EM, Williams SE, Harden AY. Impact of pivotal response training group therapy on stress and empowerment in parents of children with autism. Journal of Positive Behavior Interventions. 2013;15:71–78. [Google Scholar]
  53. Muthen LK, Muthen BO. Mplus user's guide. 7th ed. Author; Los Angeles, CA: 1998-2012. [Google Scholar]
  54. Myers K, Vander SA, Lobdell C. Feasibility of conducting a randomized controlled trial of telemental health with children diagnosed with attention deficit/hyperactivity disorder in underserved communities. Journal of Child and Adolescent Psychopharmacology. 2013;23:372–378. doi: 10.1089/cap.2013.0020. [DOI] [PMC free article] [PubMed] [Google Scholar]
  55. Norman SB, Hami CS, Means-Christian AJ, Stein MB. Development and validation of an overall anxiety and severity and impairment scale (OASIS). Depression and Anxiety. 2006;23:245–249. doi: 10.1002/da.20182. [DOI] [PubMed] [Google Scholar]
  56. Olds RD. Overcoming the problem-riddled narrative: Engendering a sense of satisfaction and empowerment with custodial grandparents caring for severely emotionally disturbed children (Abstract). Dissertation Abstracts International, Section B: The Sciences and Engineering. 2002;63(3-B):1571. [Google Scholar]
  57. Park H, Greenberg J. Parenting grandchildren. In: Blackburn J, Dumus C, editors. Handbook of gerontology: Evidence-based approaches to theory, practice, and policy. John Wiley; New York, NY: 2007. pp. 397–425. [Google Scholar]
  58. Pearlin LI, Mullan J, Semple S, Skaff M. Caregiving and the stress process: An overview of concepts and their measures. The Gerontologist. 1990;30:583–594. doi: 10.1093/geront/30.5.583. [DOI] [PubMed] [Google Scholar]
  59. Radloff LS. The CES-D scale a self-report depression scale for research in the general population. Applied Psychological Measurement. 1977;1:385–401. [Google Scholar]
  60. Ramaswamy V, Bhavnagri N, Barton E. Social support and parenting behaviors influence grandchildren's social competence. In: Hayslip B, Kaminski P, editors. Parenting the custodial grandchild: Implications for clinical practice. Springer; New York, NY: 2008. pp. 165–180. [Google Scholar]
  61. Resendez MG, Quist RM, Matshazi D. A longitudinal analysis of family empowerment and client outcomes. Journal of Child and Family Studies. 2000;9:449–460. [Google Scholar]
  62. Rickards AA, Walstab JE, Wright-Rossi RA, Simpson J, Reddihough DS. One-year follow-up of the outcome of a randomized controlled trial of a home-based intervention programme for children with autism and developmental delay and their families. Child: Care, Health, and Development. 2009;35:593–602. doi: 10.1111/j.1365-2214.2009.00953.x. [DOI] [PubMed] [Google Scholar]
  63. Roberto KA, Dolbin-MacNab ML, Finney JW. Promoting health for grandmothers parenting young children. In: Hayslip B Jr, Kaminski P, editors. Parenting the custodial grandchild: Implications for clinical practice. Springer; New York, NY: 2008. pp. 75–89. [Google Scholar]
  64. Rutter M. Resilience, competence, and coping. Child Abuse & Neglect. 2007;31:205–209. doi: 10.1016/j.chiabu.2007.02.001. [DOI] [PubMed] [Google Scholar]
  65. Scheel MJ, Rieckmann T. An empirically derived description of self-efficacy and empowerment for parents of children identified as psychologically disordered. The American Journal of Family Therapy. 1998;26:15–27. [Google Scholar]
  66. Simon JB, Murphy JJ, Smith SM. Understanding and fostering family resilience. The Family Journal. 2005;13:427–436. [Google Scholar]
  67. Singh NN, Curtis WJ, Ellis CR, Nicholson MW, Villani TM, Wechsler HA. Psychometric analysis of the Family Empowerment Scale. Journal of Emotional and Behavioral Disorders. 1995;3:85–91. [Google Scholar]
  68. Smith GC, Cichy K, Montoro-Rodriguez J. Impact of coping resources on the well-being of custodial grandmothers and grandchildren. Family Relations. 2015;64:378–392. doi: 10.1111/fare.12121. [DOI] [PMC free article] [PubMed] [Google Scholar]
  69. Smith GC, Hayslip B. Resilience in adulthood and later life: What does it mean and where are we going? In: Hayslip B, Smith G, editors. Annual review of gerontology and geriatrics: Emerging perspectives on resilience in adulthood and later life. Springer; New York, NY: 2012. pp. 3–28. [Google Scholar]
  70. Smith GC, Merchant W, Hayslip B, Hancock G, Streider F, Montoro-Rodriguez J. Measuring the parenting practices of custodial grandmothers. Journal of Child and Family Studies. doi: 10.1007/s10826-015-0176-9. in press. [DOI] [PMC free article] [PubMed] [Google Scholar]
  71. Smith GC, Palmieri P, Hancock G, Richardson V. Custodial grandparents' psychological distress, dysfunctional parenting, and grandchildren's adjustment. International Journal of Aging & Human Development. 2008;67:327–358. doi: 10.2190/AG.67.4.c. [DOI] [PMC free article] [PubMed] [Google Scholar]
  72. Smith GC, Richardson RA. Understanding the parenting practices of custodial grandmothers: Overcompensating, underserving, or overwhelmed? In: Hayslip B, Kaminski P, editors. Parenting the custodial grandchild. Springer; New York, NY: 2008. pp. 131–147. [Google Scholar]
  73. Smock SA. A review of solution-focused, standardized outcome measures and other strengths-oriented outcome measures. In: Franklin C, Trepper TS, Gingerich WJ, McCollum EE, editors. Solution-focused brief therapy: A handbook of evidence-based practice. Oxford University Press; New York, NY: 2012. pp. 55–72. [Google Scholar]
  74. Thoits PA. Stress and health: Major findings and policy implications. Journal of Health and Social Behavior. 2010;51(Suppl.):S41–S53. doi: 10.1177/0022146510383499. [DOI] [PubMed] [Google Scholar]
  75. Walsh T, Lord B. Client satisfaction and empowerment through social work intervention. Social Work in Health Care. 2004;38:37–56. doi: 10.1300/J010v38n04_03. [DOI] [PubMed] [Google Scholar]
  76. Ware JE, Jr., Kosinski M, Keller SD. A 12-Item Short-Form Health Survey: Construction of scales and preliminary tests of reliability and validity. Medical Care. 1996;34:220–233. doi: 10.1097/00005650-199603000-00003. [DOI] [PubMed] [Google Scholar]
  77. Watson D, Clark LA, Tellegen A. Development and validation of positive and negative affect: The PANAS Scales. Journal of Personality and Social Psychology. 1988;54:1063–1070. doi: 10.1037//0022-3514.54.6.1063. [DOI] [PubMed] [Google Scholar]
  78. Weiss JA, Cappadocia MC, MacMullin JA, Viecili M, Lunsky Y. The impact of child problem behaviors of children with ASD on parent mental health: The mediating role of acceptance and empowerment. Autism. 2012;16:261–274. doi: 10.1177/1362361311422708. [DOI] [PubMed] [Google Scholar]
  79. Weiss JA, Robinson S, Fung S, Tint A, Chalmers P, Lunsky Y. Family hardiness, social support, and self efficacy in mothers of children with Autism Spectrum Disorders. Research in Autism Spectrum Disorders. 2013;7:1310–1317. [Google Scholar]
  80. Weiss JA, Viecili MA, Sloman L, Lunsky Y. Direct and indirect psychosocial outcomes for children with Autism Spectrum Disorder and their parents following a parent-involved social skills group intervention. Journal of Canadian Academic of Child & Adolescent Psychiatry. 2013;22:303–309. [PMC free article] [PubMed] [Google Scholar]
  81. Whitley DM, Kelley SJ, Campos PE. Perceptions of family empowerment in African American custodial grandmothers raising grandchildren: Thoughts for research and practice. Families in Society. 2011;92:383–389. [Google Scholar]
  82. Whitley DM, Kelley SJ, Campos PE. Promoting family empowerment among African American grandmothers raising grandchildren. In: Hayslip B, G C. Smith, editors. Resilient grandparent caregivers: A strengths-based perspective. Routledge; New York, NY: 2013. pp. 235–250. [Google Scholar]
  83. Zauszniewski JA, Musil C. Resourcefulness in grandmothers raising grandchildren. In: Hayslip B, Smith GC, editors. Resilient grandparent care-givers: A strengths- based perspective. Routledge; New York, NY: 2013. pp. 38–47. [Google Scholar]

RESOURCES