Ventilator Weaning and Spontaneous Breathing Trials; an Educational Review

Abstract

The term "weaning" is used to describe the gradual process of decreasing ventilator support. It is estimated that 40% of the duration of mechanical ventilation is dedicated to the process of weaning. Spontaneous breathing trial (SBT) assesses the patient's ability to breathe while receiving minimal or no ventilator support. The collective task force in 2001 stated that the process of SBT and weaning should start by assessing whether the underlying cause of respiratory failure has been resolved or not. Weaning predictors are parameters that are intended to help clinicians predict whether weaning attempts will be successful or not. Although the international consensus conference in 2005 did not recommend their routine use for clinical decision making, researchers did not stop working in this area. In the present article, we review some of the recent studies about weaning predictors, criteria, procedure, as well as assessment for extubation a mechanically ventilated patient.

Introduction

The term "weaning" is used to describe the gradual process of decreasing ventilator support. It is estimated that 40% of the duration of mechanical ventilation is dedicated to the process of weaning (1). Delayed weaning can lead to complications such as ventilator induced lung injury (VILI), ventilator associated pneumonia (VAP), and ventilator induced diaphragmatic dysfunction (-). On the other hand, premature weaning can lead to complications like loss of the airway, defective gas exchange, aspiration and respiratory muscle fatigue (-).

Spontaneous breathing trial (SBT) assesses the patient's ability to breathe while receiving minimal or no ventilator support. The collective task force in 2001 stated that the process of SBT and weaning should start by assessing whether the underlying cause of respiratory failure has been resolved or not (2). There is no consensus about what criteria should be used to assess reversal of the underlying condition. A combination of subjective and objective criteria is usually used to determine disease reversal. Usually the criteria used are improvement of gas exchange, improvement of mental status, neuromuscular functional assessment and radiographic signs (7). However, it should be kept in mind that some patients who don't meet these criteria are eventually successfully weaned (8).

Weaning predictors are parameters that are intended to help clinicians predict whether weaning attempts will be successful or not. Although the international consensus conference in 2005 did not recommend their routine use for clinical decision making, researchers did not stop working in this area (9). In the present article, we review some of the recent studies about weaning predictors, criteria, procedure, as well as assessment for extubation a mechanically ventilated patient.

1) Weaning predictors

Heart rate variability

The process of weaning leads to changes in the hemodynamic and autonomic nervous systems. Two prospective observational studies showed that reduced heart rate variability during spontaneous breathing trials (SBT) was significantly associated with extubation failure (-). Acrentales et al. found that spectral coherence between heart rate variability and respiratory flow signals could predict extubation failure with good sensitivity and specificity (13). However, all these results still need validation in larger groups of patients.

Sleep quality

Poor quality of sleep may affect the function of the respiratory muscles and weaning outcome. In a cross sectional study, Chen et al. assessed the quality of sleep using the Verran and Snyder-Halpern Sleep Scale and found that poor quality of sleep was significantly associated with weaning failure (14).

Hand grip strength

Muscle weakness can negatively affect the weaning outcome (15). Cottereau et al. assessed handgrip strength by a handheld dynamometer and found that handgrip strength was significantly associated with difficult or prolonged weaning but not with extubation failure (16).

Diaphragmatic dysfunction

The acquired diaphragmatic dysfunction following prolonged mechanical ventilation can affect the weaning outcome (17). DiNino et al. assessed diaphragmatic dysfunction by measuring the difference between diaphragm thickness at the end of inspiration and expiration using ultrasonography to view the diaphragm in the zone of apposition. They found that a difference of 30% or more could predict extubation failure with a sensitivity of 88% and a specificity of 71% (18).

Oxidative stress markers

Oxidative stress is a key mechanism involved in ventilator induced respiratory muscle dysfunction. Verona et al. estimated the plasma levels of oxidative stress markers before and after SBT. They found higher plasma concentration of malondialdehyde and vitamin C, and lower level of nitric oxide in plasma were significantly associated with SBT failure (19).

2) Weaning criteria

Table 1 shows some of derivate criteria of readiness for weaning trial (20, 21). According to the international consensus conference recommendations in 2005, these criteria should be thought of as considerations rather than as rigid thresholds that patients must meet all of them to be successfully weaned. Because many patients were successfully discontinued from the ventilator although they didn't meet one or more of them (9).

Table    1 .

Criteria of readiness for weaning trial

Criteria
Subjective assessment
Adequate cough
No neuromuscular blocking agents
Absence of excessive trachea-bronchial secretion
Reversal of the underlying cause for respiratory failure
No continuous sedation infusion or adequate mentation on sedation
Objective measurements
Stable cardiovascular status
Heart rate ≤ 140 beat/minute
No active myocardial ischemia
Adequate hemoglobin level ( ≥ 8 g/dl)
Systolic blood pressure 90–160 mmHg
Afebrile (36° C < temperature < 38° C)
No or minimal vasopressor or inotrope (< 5 µg/kg/minute dopamine or dobutamine)
Adequate oxygenation
Tidal volume > 5 mL/kg
Vital capacity >10 mL/kg
Proper inspiratory effort
Respiratory rate ≤ 35/minute
PaO2 ≥ 60 and PaCO2 ≤ 60 mmHg
Positive end expiratory pressure ≤  8 cmH2O
No significant respiratory acidosis (pH ≥ 7.30)
Maximal inspiratory pressure (MIP) ≤ -20 – -25 cmH2O
O2 saturation > 90% on FIO2 ≤ 0.4 (or PaO2/FIO2 ≥ 200)
Rapid Shallow Breathing Index (respiratory Frequency/Tidal Volume) < 105

3) Weaning procedure

A) Planning

Step1:

A weaning plan starts with assessing the ability of the patient for spontaneous breathing. Three main strategies are used by clinicians to perform SBT.

SBT Strategies

• T-piece trial, in which only supplemental oxygen is supplied through a T-piece connected to an endotracheal tube.

• Continuous positive airway pressure (CPAP) trial using a CPAP level equal to the previous positive end-expiratory pressure (PEEP) level.

• Invasive ventilation with low level of pressure support (5-8 cmH2O) or automatic tube compensation.

There is no current evidence suggesting that one of these approaches is superior to the others (22, 23). A recent Cochrane systematic review concluded that there is no difference between T-piece trials and pressure support trials regarding extubation failure and mortality with low quality of evidence. However, pressure support was found to be superior to T-piece in the proportion of successful SBT in patients considered to have simple weaning with moderate quality of evidence (relative risk 1.09; 95%CI: 1.02-1.17) (24). Neil R MacIntyre suggested that the T-piece approach may be considered if there is borderline performance with other techniques or there are concerns that loss of PEEP would precipitate latent cardiac dysfunction or lung failure (7).

SBT Duration

Based on strong evidence, the collective task force in 2001 recommended that the duration of SBT should be at least 30 minutes and not longer than 120 minutes (2). This means that physicians should wait at least 30 minutes to judge tolerance of the SBT, but they shouldn't wait longer than 120 minutes if tolerance of the SBT is not clear (7). The initial few minutes of the SBT should be monitored closely before judgment is made to continue the SBT. There are some evidence regarding the harmful effects of respiratory muscle fatigue, if they occur early in failing SBTs (7, -).

Criteria of successful SBT

Table 2 illustrates the criteria used by clinicians to judge tolerance of SBTs (20). According to Neil R MacIntyre, these criteria should be interpreted in the context of each other and as changes from baseline, not as rigid thresholds (7).

Table    2 .

Criteria of successful spontaneous breathing trials

Respiratory rate < 35 breaths/minute

Good tolerance to spontaneous breathing trials

Heart rate < 140 /minute or heart rate variability of >20%

Arterial oxygen saturation >90% or PaO2 > 60 mmHg on FiO2<0.4

80 < Systolic blood pressure < 180 mmHg or <20% change from baseline

No signs of increased work of breathing or distress *

^*Accessory muscle use, paradoxical or asynchronous rib cage-abdominal movements, intercostal retractions, nasal flaring, profuse diaphoresis, agitation.

Definition of weaning outcome based on SBT

The International Consensus Conference in 2005 suggested a new classification of weaning outcomes (table 3). This classification has been shown in multiple observational studies to have prognostic value. Some studies showed that only the prolonged weaning group significantly had higher mortality and longer hospital stay compared to the other two groups (-). Jeong et al. concluded that ventilator free days, extubation failure, tracheostomy, and mortalities increased significantly across groups (32). Funk et al. also concluded that ventilator free days and intensive care unit (ICU) free days increased significantly in the difficult and prolonged classes (31).

Table    3 .

classification of weaning outcomes

Outcome definitions
Simple
Successful SBT after the first attempt
Difficult
Failed SBT at first attempt and
Required up to three trials or
Required <7days to reach successful SBT
Prolonged
Required >7days to reach successful SBT

Step 2:

If SBT was successful, step 2 would be assessment for airway removal. But, if SBT was unsuccessful, the collective task force in 2001 (2) recommended the following processes as step 2:

• Searching for an underlying cause of respiratory failure and correcting it if possible.

• Using a comfortable non-fatiguing form of respiratory support. Neil R MacIntyre showed that this support should be interactive and well synchronized with the patient effort (33).

• Screen every 24 hours for readiness for another SBT.

B) Options

Protocolized versus non-protocolized weaning

Weaning protocols usually consist of 3 parts: 1) objective criteria to judge readiness to wean; 2) guidelines to decrease support gradually; and 3) criteria to assess readiness for extubation (34). The latest Cochrane systematic review showed that the use of protocols led to shorter total duration of mechanical ventilation and no extra side effects with moderate quality of evidence. It also showed that protocols led to shorter duration of weaning and ICU length of stay with low quality of evidence. There were considerable variations in the types of protocols used, types of patients and usual practices in ICUs, therefore the reviewers could not recommend a certain protocol for general use (35).

Automated versus non automated weaning

Automated systems use closed loop circuits to automatically adjust the level of support given to the patient. The latest Cochrane systematic review showed that automated systems were associated with shorter duration of weaning (36). However there was substantial heterogeneity in the result (87%). It also showed that automated systems led to shorter duration of mechanical ventilation, length of ICU stay with moderate heterogeneity. It did not show the automated systems to be beneficial in reducing the length of hospital stay, mortality rates, or need for re-intubation. Compared to usual protocolized systems, automated systems showed shorter duration of weaning and shorter total duration of mechanical ventilation.

C) Sedation optimization strategies

Excessive sedation can result in poor performance in SBTs and prolong the duration of mechanical ventilation (7). The most important sedation strategies are aiming at reducing the duration of mechanical ventilation and daily sedation interruption. Atiken et al. investigated the benefits of protocolized sedation versus non-protocolized sedation in a Cochrane systematic review including 633 patients and found that protocolized sedation did not result in a reduction in the duration of mechanical ventilation, ICU length of stay, hospital length of stay or mortality rates. However they graded the quality of evidence as low due to the conflicting results from the two included studies (37). Another Cochrane systematic review investigated the benefits of daily sedation interruption versus no interruption. It found that there is no strong evidence that daily sedation interruption reduced the duration of mechanical ventilation, length of hospital or ICU stay or mortality. In a subgroup analysis of studies performed in North America, they found that daily sedation interruption reduced the total duration of mechanical ventilation. However, the authors advised that the study results should be used cautiously as the studies were heterogeneous in the patients and methods (38). These results show that further well-reported randomized clinical trials with large number of patients and uniform interventions are needed to judge the usefulness of these strategies.

4) Assessment for extubation

After successful SBT, the patient should undergo assessment for removal of the airway. Assessment includes factors leading to extubation failure. Extubation failure is defined as re-intubation within 48 hours of extubation. Re-intubation is associated with prolonged hospital and ICU stay and more tracheostomies (39). Re-intubation rate is commonly used as an indicator of the aggressiveness of weaning behavior in ICU units. It equals number of re-intubated patients divided by total number of extubated patients. A value too high suggests that weaning is done too early, and a value too low suggests unnecessary conservative practices. Neil R MacIntyre suggested that a value of 5-20% is generally accepted (7). However, no significant differences were found between the ranges of 7-15% and <7%. Table 4 shows factors leading to extubation failure(34).

Table    4 .

Risk factors of extubation failure

Failure of two or more consecutive spontaneous breathing trials

Chronic heart failure

Partial pressure of arterial carbon dioxide > 45 mmHg after extubation

More than one coexisting condition other than heart failure

Weak cough

Upper-airway stridor at extubation

Age ≥ 65 years

APACHE II score >12 on the day of extubation

Patients in medical, pediatric or multispecialty ICU*

Pneumonia as a cause of respiratory failure

^* Intensive care unit.

Stridor at extubation

Stridor at extubation occurs due to narrowing of the upper airways. Cuff leak test has been introduced as a predictor of stridor after extubation (40). The amount of air leaking through the airway after deflating the cuff of the endotracheal tube is measured. The average of three values of 6 consecutive breaths during continuous mandatory ventilation 24 hours before extubation is taken. A value of <110 ml is considered to identify patients at high risk for stridor after extubation (41). However, it should be kept in mind that low values may be due to crusts of secretions around the tube (7). Steroids and/or epinephrine can treat post extubation stridor. It is also possible to give steroids and/or epinephrine 24 hours before extubation for patients with low cuff leak values (42).

Airway protection capacity

The ability of the patient to protect his airway from excessive secretions by effective cough is evaluated. This includes noting the quality of cough with airway suctioning, the amount of secretions and the frequency of suctioning (4, 43, 44). Patients judged to be not capable of protecting their airway effectively should not be extubated (45).

Mental status

It is controversial whether patients should have intact cognitive functions before extubation. A literature review showed that a Glasgow coma score > 8 was associated with successful extubation, if airway protection capacity is adequate (46).

The role of non-invasive ventilation (NIV)

Agarwal et al. conducted a meta-analysis of RCTs comparing NIV with standard medical therapy in extubation failure (47). It showed that NIV when used prophylactically in patients with high risk for extubation failure was associated with lower risk for re-intubation and ICU mortality. However, when patients already developed respiratory distress, NIV didn't show the same benefits.

The role of high flow nasal cannula (HFNC)

Modern HFNC devices provide gas flow with a high rate up to 70 Litter/minutr and thus can provide oxygen with a high FiO₂ up to 100%. Maggiore et al. conducted an RCT of HFNC versus conventional venture mask for oxygen delivery after extubation and found that HFNC was associated with better oxygenation and lower re-intubation rate (48). Bortfain et al. found that HFNC was associated with better oxygenation, more ventilator free days and lower re-intubation rate (49).

Author’s contribution

All the authors have contributed to drafting/revising the manuscript, study concept, or design, as well as data interpretation.

Conflict of interest

All authors declare that there is no conflict of interest in this study.

Funding/Support

All authors declare that this study was accomplished without any funding or support and the authors were responsible for all expenses. This study was conducted without any sponsors.