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. Author manuscript; available in PMC: 2016 Jun 6.
Published in final edited form as: J Orthop Sports Phys Ther. 2012 Mar 30;42(4):A1–57. doi: 10.2519/jospt.2012.42.4.A1

Low Back Pain

Clinical Practice Guidelines Linked to the International Classification of Functioning, Disability, and Health from the Orthopaedic Section of the American Physical Therapy Association

Anthony Delitto 1, Steven Z George 2, Linda Van Dillen 3, Julie M Whitman 4, Gwendolyn A Sowa 5, Paul Shekelle 6, Thomas R Denninger 7, Joseph J Godges 8
PMCID: PMC4893951  NIHMSID: NIHMS538318  PMID: 22466247

Recommendations*

Risk Factors

Current literature does not support a definitive cause for initial episodes of low back pain. Risk factors are multi-factorial, population specific, and only weakly associated with the development of low back pain. (Recommendation based on moderate evidence.)

Clinical Course

The clinical course of low back pain can be described as acute, sub acute, transient, recurrent, or chronic. Given the high prevalence of recurrent and chronic low back pain and the associated costs, clinicians should place high priority on interventions that prevent (1) recurrences and (2) the transition to chronic low back pain. (Recommendation based on theoretical/foundational evidence.)

Diagnosis/Classification

Low back pain, without symptoms or signs of serious medical or psychological conditions, associated with 1) mobility impairment in the thoracic, lumbar, or sacroiliac regions, 2) referred or radiating pain into a lower extremity, and 3) generalized pain are useful clinical findings for classifying a patient with low back pain into the following International Statistical Classification of Diseases and Related Health Problems (ICD) categories: low back pain, lumbago, lumbosacral segmental/somatic dysfunction, low back strain, spinal instabilities, flatback syndrome, lumbago due to displacement of intervertebral disc, lumbago with sciatica, and the associated International Classification of Functioning, Disability, and Health (ICF) impairment-based category of low back pain (b28013 Pain in back, b28018 Pain in body part, specified as pain in buttock, groin, and thigh) and the following, corresponding impairments of body function:

  • Acute or sub acute low back pain with mobility deficits (b7101 Mobility of several joints)

  • Acute, sub acute, or chronic low back pain with movement coordination impairments (b7601 Control of complex voluntary movements)

  • Acute low back pain with related (referred) lower extremity pain (28015 Pain in lower limb)

  • Acute, sub acute, or chronic low back pain with radiating pain (b2804 Radiating pain in a segment or region)

  • Acute or sub acute low back pain with related cognitive or affective tendencies (b2703 Sensitivity to a noxious stimulus, b1522 Range of emotion, b1608 Thought functions, specified as the tendency to elaborate physical symptoms for cognitive/ideational reasons, b1528 Emotional functions, specified as the tendency to elaborate physical symptoms for emotional/affective reasons)

  • Chronic low back pain with related generalized pain (b2800 Generalized pain, b1520 Appropriateness of emotion, b1602 Content of thought)

Differential Diagnosis

Clinicians should consider diagnostic classifications associated with serious medical conditions or psychosocial factors and initiate referral to the appropriate medical practitioner when (1) the patient’s clinical findings are suggestive of serious medical or psychological pathology, (2) the reported activity limitations or impairments of body function and structure are not consistent with those presented in the diagnosis/classification section of this guideline, or (3) when the patient’s symptoms are not resolving with interventions aimed at normalization of the patient’s impairments of body function. (Recommendation based on strong evidence.)

Examination – Outcome Measures

Clinicians should use validated self-report questionnaires, such as the Oswestry Disability Index and the Roland-Morris Disability Questionnaire. These tools are useful for identifying a patient’s baseline status relative to pain, function, and disability and for monitoring a change in patient’s status throughout the course of treatment. (Recommendation based on strong evidence.)

Examination – Activity Limitation and Participation Restriction Measures

Clinicians should routinely assess activity limitation and participation restriction through validated self-report or performance based measures. Changes in the patient’s level of activity limitation and participation restriction should be monitored with these same measures over the course of treatment. (Recommendation based on expert opinion.)

Interventions – Manual Therapy

Clinicians should consider utilizing thrust manipulative procedures to reduce pain and disability in patients with mobility deficits and acute low back and back-related buttock or thigh pain. Thrust manipulative and non-thrust mobilization procedures can also be used to improve spine and hip mobility and reduce pain and disability in patients with sub acute and chronic low back and back-related lower extremity pain. (Recommendation based on strong evidence.)

Interventions – Trunk Coordination, Strengthening, and Endurance Exercises

Clinicians should consider utilizing trunk coordination, strengthening, and endurance exercises to reduce low back pain and disability in patients with sub acute and chronic low back pain with movement coordination impairments and in patients post lumbar microdiscectomy. (Recommendation based on strong evidence.)

Interventions – Centralization and Directional Preference Exercises and Procedures

Clinicians should consider utilizing repeated movements, exercises, or procedures to promote centralization to reduce symptoms in patients with acute low back pain with related (referred) lower extremity pain. Clinicians should consider using repeated exercises in a specific direction determined by treatment response to improve mobility and reduce symptoms in patients with acute or sub acute low back pain with mobility deficits. (Recommendation based on strong evidence.)

Interventions – Flexion Exercises

Clinicians can consider flexion exercises, combined with other interventions such as manual therapy, strengthening exercises, nerve mobilization procedures, and progressive walking for reducing pain and disability in older patients with chronic low back pain with radiating pain. (Recommendation based on weak evidence.)

Interventions – Lower Quarter Nerve Mobilization Procedures

Clinicians should consider utilizing lower quarter nerve mobilization procedures to reduce pain and disability in patients with sub acute and chronic low back pain and radiating pain. (Recommendation based on weak evidence.)

Interventions – Traction

There is conflicting evidence for the efficacy of intermittent lumbar traction for patients with low back pain. There is preliminary evidence that a subgroup of patients with signs of nerve root compression along with peripheralization of symptoms or a positive crossed straight leg raise will benefit from intermittent lumbar traction in the prone position. There is moderate evidence that clinicians should not utilize intermittent or static lumbar traction for reducing symptoms in patients with acute or sub acute, non-radicular low back pain or for patients with chronic low back pain. (Recommendation based on conflicting evidence.)

Interventions – Patient Education and Counseling

Clinicians should not utilize patient education and counseling strategies that either directly or indirectly increase the perceived threat or fear associated with low back pain, such as education and counseling strategies that 1) promote extended bed-rest or 2) provide in-depth, pathoanatomical explanations for the causes of low back pain. Patient education and counseling strategies for patients with low back pain should emphasize 1) the promotion of the understanding of the anatomical/structural strength inherent in the human spine, 2) the neuroscience that explains pain perception, 3) the overall favorable prognosis of low back pain, 4) the use of active pain coping strategies that decrease fear and catastrophizing, 5) the early resumption of normal or vocational activities, even when still experiencing pain, and 6) the importance of improvement in activity levels, not just pain relief. (Recommendation based on moderate evidence.)

Interventions – Progressive Endurance Exercise and Fitness Activities

Clinicians should consider 1) moderate to high intensity exercise for patients with chronic low back pain without generalized pain, and 2) incorporating progressive, low intensity, sub-maximal fitness and endurance activities into the pain management and health promotion strategies for patients with chronic low back pain with generalized pain. (Recommendation based on strong evidence).

Introduction

AIM OF THE GUIDELINE

The Orthopaedic Section of the American Physical Therapy Association (APTA) has an ongoing effort to create evidence-based practice guidelines for orthopaedic physical therapy management of patients with musculoskeletal impairments described in the World Health Organization’s International Classification of Functioning, Disability, and Health (ICF).320

The purposes of these clinical guidelines are to:

  • Describe evidence-based physical therapy practice including diagnosis, prognosis, intervention, and assessment of outcome for musculoskeletal disorders commonly managed by orthopaedic physical therapists

  • Classify and define common musculoskeletal conditions using the World Health Organization’s terminology related to impairments of body function and body structure, activity limitations, and participation restrictions

  • Identify interventions supported by current best evidence to address impairments of body function and structure, activity limitations, and participation restrictions associated with common musculoskeletal conditions

  • Identify appropriate outcome measures to assess changes resulting from physical therapy interventions in body function and structure as well as in activity and participation of the individual

  • Provide a description to policy makers, using internationally accepted terminology, of the practice of orthopaedic physical therapists

  • Provide information for payers and claims reviewers regarding the practice of orthopaedic physical therapy for common musculoskeletal conditions

  • Create a reference publication for orthopaedic physical therapy clinicians, academic instructors, clinical instructors, students, interns, residents, and fellows regarding the best current practice of orthopaedic physical therapy

STATEMENT OF INTENT

This guideline is not intended to be construed or to serve as a standard of medical care. Standards of care are determined on the basis of all clinical data available for an individual patient and are subject to change as scientific knowledge and technology advance and patterns of care evolve. These parameters of practice should be considered guidelines only. Adherence to them will not ensure a successful outcome in every patient, nor should they be construed as including all proper methods of care or excluding other acceptable methods of care aimed at the same results. The ultimate judgment regarding a particular clinical procedure or treatment plan must be made in light of the clinical data presented by the patient, the diagnostic and treatment options available, and the patient’s values, expectations, and preferences. However, we suggest that significant departures from accepted guidelines should be documented in the patient’s medical records at the time the relevant clinical decision is made.

Methods

Content experts were appointed by the Orthopaedic Section, APTA as developers and authors of clinical practice guidelines for musculoskeletal conditions of the low back region. These content experts were given the task to identify impairments of body function and structure, activity limitations, and participation restrictions, described using ICF terminology, that could (1) categorize patients into mutually exclusive impairment patterns upon which to base intervention strategies, and (2) serve as measures of changes in function over the course of an episode of care. The second task given to the content experts was to describe the supporting evidence for the identified impairment pattern classification as well as interventions for patients with activity limitations and impairments of body function and structure consistent with the identified impairment pattern classification. It was also acknowledged by the Orthopaedic Section, APTA content experts that only performing a systematic search and review of the evidence related to diagnostic categories based on International Statistical Classification of Diseases and Health Related Problems (ICD) terminology would not be sufficient for these ICF-based clinical practice guidelines as most of the evidence associated with changes in levels of impairment or function in homogeneous populations is not readily searchable using the ICD terminology. Thus, the authors of this guideline independently performed a systematic search of the MEDLINE, CINAHL, and the Cochrane Database of Systematic Reviews (1966 through 2010) for any relevant articles related to classification, examination, and intervention for musculoskeletal conditions related to the low back region. The lead author (AD) assigned a specific subcategory (classification, measures, and intervention strategies for musculoskeletal conditions of the low back region) to search based upon their specific area of expertise. Two authors were assigned to each subcategory and both individuals performed a separate search, including but not limited to the 3 databases listed above, to identify articles to assure that no studies of relevance were omitted. Additionally, when relevant articles were identified their reference lists were hand-searched in an attempt to identify other articles that might have contributed to the outcome of these clinical practice guidelines. Articles from the searches were compiled and reviewed for accuracy by the authors. Articles with the highest levels of evidence that were most relevant to classification, examination, and intervention for patients musculoskeletal conditions related to the low back region were included in this guideline.

This guideline was issued in 2012 based upon publications accepted for publication in the scientific literature prior to January 2011. This guideline will be considered for review in 2017, or sooner if new evidence becomes available. Any updates to the guideline in the interim period will be noted on the Orthopaedic Section of the APTA website: www.orthopt.org

Levels of Evidence

Individual clinical research articles will be graded according to criteria described by the Center for Evidence-Based Medicine, Oxford, United Kingdom (http://www.cebm.net/index.aspx?o=1025) for diagnostic, prospective, and therapeutic studies.232 If the 2 content experts did not agree on a grade of evidence for a particular article, a third content expert was used to resolve the issue.

Grades of Evidence

The overall strength of the evidence supporting recommendations made in this guideline will be graded according to guidelines described by Guyatt et al,127 as modified by MacDermid and adopted by the coordinator and reviewers of this project. In this modified system, the typical A, B, C, and D grades of evidence have been modified to include the role of consensus expert opinion and basic science research to demonstrate biological or biomechanical plausibility (Table 2 below).

Table 2.

Grades of Evidence

Grades of Recommendation Strength of Evidence
A Strong evidence A preponderance of level I and/or level II studies support the recommendation. This must include at least 1 level I study
B Moderate evidence A single high-quality randomized controlled trial or a preponderance of level II studies support the recommendation
C Weak evidence A single level II study or a preponderance of level III and IV studies including statements of consensus by content experts support the recommendation
D Conflicting evidence Higher-quality studies conducted on this topic disagree with respect to their conclusions. The recommendation is based on these conflicting studies
E Theoretical/foundational evidence A preponderance of evidence from animal or cadaver studies, from conceptual models/principles, or from basic sciences/bench research support this conclusion
F Expert opinion Best practice based on the clinical experience of the guidelines development team

REVIEW PROCESS

The Orthopaedic Section, APTA also selected consultants from the following areas to serve as reviewers of the early drafts of this clinical practice guideline:

  • -

    Claims review

  • -

    Coding

  • -

    Epidemiology

  • -

    Low back pain rehabilitation

  • -

    Manipulative therapy

  • -

    Medical practice guidelines

  • -

    Movement science

  • -

    Orthopaedic physical therapy residency education

  • -

    Outcomes research

  • -

    Pain sciences

  • -

    Physical therapy academic education

  • -

    Rheumatology

  • -

    Spinal biomechanics

  • -

    Sports physical therapy residency education

  • -

    Sports rehabilitation

Comments from these reviewers were utilized by the authors to edit this clinical practice guideline prior to submitting it for publication to the Journal of Orthopaedic & Sports Physical Therapy. In addition, several physical therapists practicing in orthopaedic and sports physical therapy settings were sent initial drafts of this clinical practice guideline along with feedback forms to assess its usefulness, validity, and impact.

Several practicing clinicians and reviewers noted that the classification criteria summary, Table 4, of the ICF-based Neck Pain Clinical Practice Guidelines47 was useful in linking data gathered during the patient’s subjective and physical examinations to diagnostic classification and intervention. Thus, similar recommended classification criteria were included by the authors for this ICF-based Low Back Pain Clinical Practice Guideline (Table 5), which provides a summary of symptoms, impairment findings, and matched interventions for each diagnostic category.

Table 4.

Red Flags for the Low Back Region

Condition History and Physical Examination Data Sensitivity Specificity + LR (95% CI) − LR (95% CI) Odds Ratio (95% CI)

Back related tumor79, 81, 141 Constant pain not affected by position or activity; worse with weight-bearing, worse at night
Age over 50 0.84 0.69 2.2 (1.8–2.7) 0.34 (0.17–0.68)
History of cancer 0.55 0.98 23.7 (11.3–49.4) 0.25 (0.01–9.19)
Failure of conservative intervention (failure to improve within 30 days) 0.29 0.90 3.0 (1.4–6.3) 0.79 (−.58–1.07)
Unexplained weight loss 0.15 0.94 3.0 (1.0–9.3) 0.87 (0.68–1.12)
No relief with bed rest 100 0.46 1.7 (1.2–2.2) 0.22 (0.02–3.02)

Cauda equina syndrome121 Urine retention 0.90 0.95 18 0.11
Fecal incontinence
Saddle anesthesia 0.75
Sensory or motor deficits in the feet (L4, L5, S1 areas) 0.80

Back related infection75,303 Recent infection (e.g., urinary tract or skin infection), Intravenous drug user/abuser 0.40
Concurrent immunosuppressive disorder
Deep constant pain, increases with weight bearing
Fever, malaise, and swelling
Spine rigidity; accessory mobility may be limited
Fever: Tuberculosis osteomyelitis 0.27 0.98 13.5 0.75
Fever: Pyogenic osteomyelitis 0.50 0.98 25.0 0.51
Fever: Spinal epidural abscess 0.83 0.98 41.5 0.17

Spinal compression fracture142 History of major trauma, such as an vehicular accident, fall from a height, or direct blow to the spine 0.30 0.85 12.8 (8.3–18.7) 0.37 (0.20–0.57)
Age over 50 0.79 0.64 2.2 (1.4–2.8) 0.34 (0.12–0.75)
Age over 75 0.59 0.84 3.7 (2.9–4.5) 0.49 (0.37–0.62)
Prolonged use of corticosteroids
Point tenderness over site of fracture
Increased pain with weight-bearing

Abdominal aneurysm (>4cm)94 Back, abdominal, or groin pain
Presence of peripheral vascular disease or coronary artery disease and associated risk factors (>50 years old, smoker, hypertension, diabetes mellitus)
Smoking history 5.07 (4.13–6.21)
Family history 1.94 (1.63–2.32)
Age over 70 1.71 (1.61–1.82)
Non-Caucasian 1.02 (0.77–1.35)
Female 0.18 (0.07–0.48)
Symptoms not related to movement stresses associated with somatic LBP
Abdominal girth < 100cm 0.91 0.64 2.5 0.14
Presence of a bruit in the central epigastric area upon auscultation
Abnormal width of aortic or iliac arterial pulses: Each 1cm increase in abdominal aortic aneurysm diameter 1.95 (1.06–3.58)

Table 5. Recommended Low Back Pain Impairment/Function-based Diagnosis/Classification Criteria and Recommended Interventions*.

Patients with low back pain often fit more than one impairment/function-based category and the most relevant impairments of body function, primary intervention strategy, and the associated impairment/function-based category(ies) are expected to change during the patient’s episode of care

ICF-based Category (with ICD-10 associations) Symptoms Impairments of Body Function Primary Intervention Strategies
Acute Low Back Pain with Mobility Deficits
 Lumbosacral segmental/somatic dysfunction
  • Acute low back, buttock or thigh pain (duration one month or less)

  • Unilateral pain

  • Onset of symptoms is often linked to a recent unguarded/awkward movement or position

  • Lumbar range of motion limitations

  • Restricted lower thoracic and lumbar segmental mobility

  • Low back and low back-related lower extremity symptoms are reproduced with provocation of the involved lower thoracic, lumbar or sacroiliac segments

  • Manual therapy procedures (thrust manipulation and other non-thrust mobilization techniques) to diminish pain and improve segmental spinal or lumbopelvic motion

  • Therapeutic exercises to improve or maintain spinal mobility

  • Patient education that encourages the patient to return to/or pursue an active lifestyle


Sub Acute Low Back Pain with Mobility Deficits
 Lumbosacral segmental/somatic dysfunction
  • Sub acute, unilateral, low back, buttock or thigh pain

  • May report sensation of back stiffness

  • Symptoms reproduced with end-range spinal motions

  • Symptoms reproduced with provocation of the involved lower thoracic, lumbar or sacroiliac segments

  • Presence of one or more of the following:
    • - Restricted thoracic range of motion and associated segmental mobility
    • - Restricted lumbar range of motion and associated segmental mobility
    • - Restricted lumbopelvic or hip range of motion and associated accessory mobility
  • Manual therapy procedures to improve segmental spinal, lumbopelvic, and hip mobility

  • Therapeutic exercises to improve or maintain spinal and hip mobility

  • Focus on preventing recurring LBP episodes through the use of (1) therapeutic exercises that addresses co-existing coordination impairments, strength deficits, and endurance deficits, and (2) education that encourages the patient to pursue or maintain an active lifestyle


Acute Low Back Pain with Movement Coordination Impairments
 Spinal instabilities
  • Acute exacerbation of recurring low back pain that is commonly associated with referred lower extremity pain

  • Symptoms often include numerous episodes of low back and/or low back-related lower extremity pain in recent years

  • Low back and/or low back-related lower extremity pain at rest or produced with initial to mid-range spinal movements

  • Low back and/or low back-related lower extremity pain reproduced with provocation of the involved lumbar segment(s)

  • Movement coordination impairments of the lumbopelvic region with low back flexion and extension movements

  • Neuromuscular reeducation to promote dynamic (muscular) stability to maintain the involved lumbosacral structures in less symptomatic, mid-range positions

  • Consider the use of temporary external devices to provide passive restraint to maintain the involved lumbosacral structures in less symptomatic, mid-range positions

  • Self-care/home management training pertaining to (1) postures and motions that maintain the involved spinal structures in neutral, symptom alleviating positions, and (2) recommendations to pursue or maintain an active lifestyle


Sub Acute Low Back Pain with Movement Coordination Impairments
 Spinal instabilities
  • Sub acute, recurring low back painthat is commonly associated with referred lower extremity pain

  • Symptoms often include numerous episodes of low back and/or low back-related lower extremity pain in recent years

  • Lumbosacral pain with mid-range motions that worsen with end range movements or positions

  • Low back and low back-related lower extremity pain reproduced with provocation of the involved lumbar segment(s)

  • Lumbar hypermobility with segmental mobility assessment may be present

  • Mobility deficits of the thorax and/or lumbopelvic/hip regions

  • Diminished trunk or pelvic region muscle strength and endurance

  • Movement coordination impairments while performing self care/home management activities

  • Neuromuscular reeducation to provide dynamic (muscular) stability to maintain the involved lumbosacral structures in less symptomatic, mid-range positions during self care-related functional activities

  • Manual therapy procedures and therapeutic exercises to address identified thoracic spine, ribs, lumbopelvic, or hip mobility deficits

  • Therapeutic exercises to address trunk and pelvic region muscle strength and endurance deficits

  • Self-care/home management training in maintaining the involved structures in mid-range, less symptom producing positions

  • Initiate community/work reintegration training in pain management strategies while returning to community/work activities


Chronic Low Back Pain with Movement Coordination Impairments
 Spinal instabilities
  • Chronic, recurring low back pain and associated (referred) lower extremity pain

  • Presence of one or more of the following:
    • Low back and/or low back-related lower extremity pain that worsens with sustained end-range movements or positions
    • Lumbar hypermobility with segmental motion assessment
    • Mobility deficits of the thorax and lumbopelvic/hip regions
    • Diminished trunk or pelvic region muscle strength and endurance
    • Movement coordination impairments while performing community/work related recreational or occupational activities
  • Neuromuscular reeducation to provide dynamic (muscular) stability to maintain the involved lumbosacral structures in a less symptomatic, mid-range positions during household, occupational, or recreational activities

  • Manual therapy procedures and therapeutic exercises to address identified thoracic spine, ribs, lumbopelvic, or hip mobility deficits

  • Therapeutic (strengthening) exercises to address trunk and pelvic region muscle strength and endurance deficits

  • Community/work reintegration training in pain management strategies while returning to community/work activities


Acute Low Back Pain with Related (Referred) Lower Extremity Pain
 Flatback syndrome
 Lumbago due to displacement of intervertebral disc
  • Acute low back pain that is commonly associated with referred buttock, thigh, or leg pain

  • Symptoms are often worsened with flexion activities and sitting

  • Low back and lower extremity pain that can be centralized and diminished with specific postures and/or repeated movements

  • Reduced lumbar lordosis

  • Limited lumbar extension mobility

  • Lateral trunk shift may be present

  • Clinical findings consistent with sub acute or chronic low back pain with movement coordination impairments classification criteria

  • Therapeutic exercises, manual therapy, or traction procedures that promote centralization and improve lumbar extension mobility

  • Patient education in positions that promote centralization

  • Progress to interventions consistent with the Sub Acute or Chronic Low Back Pain with Movement Coordination Impairments intervention strategies


Acute Low Back Pain with Radiating Pain
 Lumbago with sciatica
  • Acute low back pain with associated radiating (narrow band of lancinating) pain in the involved lower extremity

  • Lower extremity paresthesias, numbness, and weakness may be reported

  • Lower extremity radicular symptoms that are present at rest or produced with initial to mid-range spinal mobility, lower limb tension tests/straight leg raising, and/or slump tests

  • Signs of nerve root involvement may be present

It is common for the symptoms and impairments of body function in patients who have acute low back pain with radiating pain to also be present in patients who have acute low back pain with related (referred) lower extremity pain
  • Patient education in positions that reduce strain or compression to the involved nerves root(s) or nerves

  • Manual or mechanical traction

  • Manual therapy to mobilize the articulations and soft tissues adjacent to the involved nerve root(s) or nerves that exhibit mobility deficits

  • Nerve mobility exercises in the pain free, non-symptom producing ranges to improve the mobility of central (dural) and peripheral neural elements


Sub Acute Low Back Pain with Radiating Pain
 Lumbago with sciatica
  • Sub acute, recurring, mid back and/or low back pain with associated radiating pain in the involved lower extremity

  • Lower extremity paresthesias, numbness, and weakness may be reported

  • Mid-back, low back and back-related radiating pain or paresthesia that are reproduced with mid-range and worsen with end range:
    1. Lower limb tension testing/straight leg raising tests - and/or -
    2. Slump tests
  • May have lower extremity sensory, strength, or reflex deficits associated with the involved nerve(s)

  • Manual therapy to mobilize the articulations and soft tissues adjacent to the involved nerve root(s) or nerves that exhibit mobility deficits

  • Manual or mechanical traction

  • Nerve mobility and slump exercises in the mid to end ranges to improve the mobility of central (dural) and peripheral neural elements


Chronic Low Back Pain with Radiating Pain
 Lumbago with sciatica
  • Chronic, recurring, mid and/or low back pain with associated radiating pain in the involved lower extremity

  • Lower extremity paresthesias, numbness, and weakness may be reported

  • Mid back, low back, or lower extremity pain or paresthesias that are reproduced with sustained end-range lower limb tension tests and/or slump tests

  • Signs of nerve root involvement may be present

  • Manual therapy and therapeutic exercises to address thoracolumbar and lower quarter nerve mobility deficits.

  • Patient education pain management strategies


Acute or Sub Acute Low Back Pain with Related Cognitive or Affective Tendencies
 Low back pain
 Disorder of central nervous system, specified as central nervous system sensitivity to pain
  • Acute or sub acute low back and/or low back-related lower extremity pain

One or more of the following:
  • Two positive responses to Primary Care Evaluation of Mental Disorders screen and affect consistent with an individual who is depressed

  • High scores on the Fear-Avoidance Beliefs Questionnaire and behavioral processes consistent with an individual who has excessive anxiety or fear

  • High scores on the Pain Catastrophizing Scale and cognitive process consistent with rumination, pessimism, or helplessness.

  • Patient education and counseling to addressing specific classification exhibited by the patient (ie, depression, fear-avoidance, pain castrophizing)


Chronic Low Back Pain with Related Generalized Pain
 Low back pain
 Disorder of central nervous system
 Persistent somatoform pain disorder
  • Low back and/or low back-related lower extremity pain with symptom duration for > 3 months

  • Generalized pain not consistent with other impairment-based classification criteria presented in this clinical guideline

One or more of the following:
  • Two positive responses to Primary Care Evaluation of Mental Disorders screen and affect consistent with an individual who is depressed

  • High scores on the Fear-Avoidance Beliefs Questionnaire and behavioral processes consistent with an individual who has excessive anxiety and fear

  • High scores on the Pain Catastrophizing Scale and cognitive process consistent with rumination, pessimism, or helplessness

  • Patient education and counseling to addressing specific classification exhibited by the patient (ie, depression, fear-avoidance, pain castrophizing)

  • Low intensity, prolonged (aerobic) exercise activities

*

recommendation for classification criteria based on moderate evidence

CLASSIFICATION

The primary ICD-10 codes and conditions associated with low back pain are: M99.0 Lumbosacral segmental/somatic dysfunction, M53.2 Spinal instabilities, M40.3 Flatback syndrome, M51.2 Lumbago due to displacement of intervertebral disc, M54.4 Lumbago with sciatica, M54.5 Low back pain, G96.8 Disorder of central nervous system, specified as central nervous system sensitivity to pain, and F45.4 Persistent somatoform pain disorder.319 The corresponding ICD-9 CM codes and conditions, which are used in the USA, are 739.3 Nonallopathic lesion, lumbar region, 846.0 Lumbosacral ligament sprain, 724.3 Sciatica, and 724.2 Lumbago.

The primary ICF body function codes associated with the above noted ICD-10 conditions are b28013 Pain in back, b28018 Pain in body part, specified as pain in buttock, groin, and thigh, 28015 Pain in lower limb, b2803 Radiating pain in a dermatome, b2703 Sensitivity to a noxious stimulus, b2800 Generalized pain, b7101 Mobility of several joints, b7108 Mobility of joint functions, specified as mobility in a vertebral segment, b7601 Control of complex voluntary movements, b789 Movement functions, specified as mobility of the meninges, peripheral nerves and adjacent tissues, b1520 Appropriateness of emotion, b1522 Range of emotion, b1528 Emotional functions, specified as the tendency to elaborate physical symptoms for emotional/affective reasons, b1602 Content of thought, and b1608 Thought functions, specified as the tendency to elaborate physical symptoms for cognitive/ideational reasons.

The primary ICF body structure codes associated with low back pain are s76001 Thoracic vertebral column, s76002 Lumbar vertebral column, s7602 Ligaments and fasciae of trunk, s130 Structure of meninges, s1201 Spinal nerves, s7601 Muscles of trunk, s7401 Joints of pelvic region, s7402 Muscles of pelvic region, s75001 Hip joint, s75002 Muscles of thigh, s1100 Structure of cortical lobes, s1101 Structure of midbrain, s1102 Structure of diencephalon, s1103 Basal ganglia and related structures, s1104 Structure of brainstem, and s1200 Structure of spinal cord.

The primary ICF activities and participation codes associated with low back pain are d4108 Bending, d4106 Shifting the body’s centre of gravity, d4158 Maintaining a body position, d4153 Maintaining a sitting position, d2303 Completing the daily routine, d5701 Managing diet and fitness, and d129 Purposeful sensory experiences, specified as repetitive perception of non-injurious sensory stimuli.

The ICD-10 and ICF codes associated with low back pain are provided in Table 3.

Table 3.

ICD-10 and ICF Codes Associated With Low Back Pain

International Statistical Classification of Diseases and Related Health Problem (ICD) Codes
Acute and Sub Acute Low Back Pain with Mobility Deficits
 M99.0 Lumbosacral segmental/somatic dysfunction
Acute, Sub Acute, and Chronic Low Back with Movement Coordination Impairments
 M53.2 Spinal instabilities
Acute Low Back Pain with Related (Referred) Lower Extremity Pain
 M40.3 Flatback syndrome
 M51.2 Other specified intervertebral disc displacement (Lumbago due to displacement of intervertebral disc)
Acute, Sub Acute, and Chronic Low Back Pain with Radiating Pain
 M54.1 Lumbar radiculopathy (neuritis or radiculitis)
 M54.4 Lumbago with sciatica
Acute or Sub Acute Low Back Pain with Related Cognitive or Affective Tendencies
 M54.5 Low back pain
 G96.8 Disorder of central nervous system, specified as central nervous system sensitivity to pain
Chronic Low Back Pain with Related Generalized Pain
 M54.5 Low back pain
 G96.8 Disorder of central nervous system, specified as central nervous system sensitivity to pain
 F45.4 Persistent somatoform pain disorder
International Classification of Functioning, Disability, and Health (ICF) Codes
Acute Low Back Pain with Mobility Deficits
Body functions: b28013 Pain in back
b28018 Pain in body part, specified as pain in buttock, groin, and thigh
b7101 Mobility of several joints
b7108 Mobility of joint functions, specified as mobility in a vertebral segment
Body structure: s76001 Thoracic vertebral column
s76002 Lumbar vertebral column
s7401 Joints of pelvic region
Activities and participation: d4108 Bending
Sub Acute Low Back Pain with Mobility Deficits
Body functions: b28013 Pain in back
b28018 Pain in body part, specified as pain in buttock, groin, and thigh
b7101 Mobility of several joints
b7108 Mobility of joint functions, specified as mobility in a vertebral segment
Body structure: s76001 Thoracic vertebral column
s76002 Lumbar vertebral column
s7401 Joints of pelvic region
s7402 Muscles of pelvic region
s75001 Hip joint
s75002 Muscles of thigh
s75003 Ligaments and fascia of thigh
Activities and participation: d4108 Bending
Acute Low Back Pain with Movement Coordination Impairments
Body functions: b28013 Pain in back
b28015 Pain in lower limb
b7601 Control of complex voluntary movements
Body structure: s7601 Muscles of trunk
s7602 Ligaments and fasciae of trunk
s7402 Muscles of pelvic region
Activities and participation: d4106 Shifting the body’s centre of gravity
d4158 Maintaining a body position, specified as maintaining alignment of the trunk, pelvis and lower extremities such that the lumbar vertebral segments function in a neutral, or mid-range, position
Sub Acute and Chronic Low Back Pain with Movement Coordination Impairments
Body functions: b28013 Pain in back
b28015 Pain in lower limb
b7601 Control of complex voluntary movements
Body structure: s7601 Muscles of trunk
s7602 Ligaments and fasciae of trunk
s7402 Muscles of pelvic region
s75001 Hip joint
s75002 Muscles of thigh
s75003 Ligaments and fascia of thigh
Activities and participation: d4106 Shifting the body’s centre of gravity
d4158 Maintaining a body position, specified as maintaining alignment of the trunk, pelvis and lower extremities such that the lumbar vertebral segments function in a neutral, or mid-range, position
d4153 Maintaining a sitting position
d4108 Bending
d4302 Carrying in the arms
d4303 Carrying on shoulders, hip and back
d5701 Managing diet and fitness
d2303 Completing the daily routine
d6402 Cleaning living area
d6601 Assisting others in movement
d9202 Arts and culture
e1151 Assistive products and technology for personal use in daily living
e1351 Assistive products and technology for employment
e1351 Assistive products and technology for culture, recreation, and sport
Acute Low Back Pain with Related (Referred) Lower Extremity Pain
Body functions: 28013 Pain in back
28015 Pain in lower limb
b7101 Mobility of several joints
Body structure: s76002 Lumbar vertebral column
Activities and participation: d4153 Maintaining a sitting position
d4158 Maintaining a body position, specified as maintaining the lumbar spine in an extended, or neutral position, such as when getting in and out of a sitting or standing position, or when lifting, carrying, or putting down objects
Acute Low Back Pain with Radiating Pain
Body functions: 28013 Pain in back
b2803 Radiating pain in a dermatome
b789 Movement functions, specified as mobility of the meninges, peripheral nerves and adjacent tissues
Body structure: s1201 Spinal nerves
s130 Structure of meninges
Activities and participation: d4108 Bending
d4150 Maintaining a lying position
d4154 Maintaining a standing position
Sub Acute and Chronic Low Back Pain with Radiating Pain
Body functions: 28013 Pain in back
b2803 Radiating pain in a dermatome
b789 Movement functions, specified as mobility of the meninges, peripheral nerves and adjacent tissues
Body structure: s1201 Spinal nerves
s130 Structure of meninges
s75002 Muscles of thigh
s75003 Ligaments and fascia of thigh
Activities and participation: d4108 Bending
d4150 Maintaining a lying position
d4154 Maintaining a standing position
d4158 Maintaining a body position, specified as maintaining a slump or long-sitting position
d4751 Driving motorized vehicles
Acute or Sub Acute Low Back Pain with Related Cognitive or Affective Tendencies
Body functions: b2703 Sensitivity to a noxious stimulus (Sensory function of sensing painful or uncomfortable sensations)
b1522 Range of emotion (Mental functions that produce the spectrum of experience of arousal of affect or feelings such as love, hate, anxiousness, sorrow, joy, fear and anger)
b1608 Thought functions, specified as the tendency to elaborate physical symptoms for cognitive/ideational reasons
b1528 Emotional functions, specified as the tendency to elaborate physical symptoms for emotional/affective reasons
Body structure: s1100 Structure of cortical lobes
s1101 Structure of midbrain
s1102 Structure of diencephalon
s1103 Basal ganglia and related structures
s1104 Structure of brainstem
s1200 Structure of spinal cord
Activities and participation: d2303 Completing the daily routine
d5701 Managing diet and fitness
d129 Purposeful sensory experiences, specified as repetitive perception of non-injurious sensory stimuli
Chronic Low Back Pain with Related Generalized Pain
Body functions: b2800 Generalized pain(Sensation of unpleasant feeling indicating potential or actual damage to some body structure felt all over, or throughout the body)
b1520 Appropriateness of emotion (Mental functions that produce congruence of feeling or affect with the situation, such as happiness at receiving good news)
b1602 Content of thought (Mental functions consisting of the ideas that are present in the thinking process and what is being conceptualized. Inclusions: impairments of delusions, overvalued ideas and somatization)
Body structure: s1100 Structure of cortical lobes
s1101 Structure of midbrain
s1102 Structure of diencephalon
s1103 Basal ganglia and related structures
s1104 Structure of brainstem
s1200 Structure of spinal cord
Activities and participation: d2303 Completing the daily routine
d5701 Managing diet and fitness
d129 Purposeful sensory experiences, specified as repetitive perception of non-injurious sensory stimuli
d7105 Physical contact in relationships (Making and responding to bodily contact with others, in a contextually and socially appropriate manner)
d7203 Interacting according to social rules (Acting independently in social interactions and complying with social conventions governing one’s role, position or other social status in interactions with others)

CLINICAL GUIDELINES: IMPAIRMENT/FUNCTION-BASED DIAGNOSIS

PREVALENCE

Expert opinion has likened the frequency of low back pain experienced by modern society to an “epidemic,” and reports in the literature consistently support this view. A recent systematic review estimates the one year incidence of a first-ever episode of low back pain range between 6.3% and 15.3% while estimates of the one year incidence for any episode of low back pain range between 1.5% and 36%.159 Low back pain is the leading cause of activity limitation and work absence throughout much of the world and is associated with an enormous economic burden.174, 279, 288 Also, individuals who have experienced activity limiting low back pain often experience reoccurring episodes with estimates ranging between 24–33%.275, 305 Chronic low back pain has specifically demonstrated rapid increases. Freburger, et al demonstrated an increase in chronic low back pain from 3.9% (95% CI= 3.4%–4.4%) in 1992 to 10.2% (95% CI= 9.3%–11.0%) in 2006 in a telephone survey of North Carolina households.97

While it is clear that individuals in all strata of society commonly experience low back pain, its prevalence does appear to vary based on factors like sex, age, education, and occupation. Women tend to have a higher prevalence of low back pain than men, although the differences reported vary in magnitude.20, 233, 234, 258 An increase in age is also associated with higher prevalence of low back pain. The more severe forms of low back pain continue to increase with age83 and the overall prevalence increases until ages 60–65188, 196 Lower educational status is associated with increased prevalence of low back pain83, 85, 159, 250 as well as a longer episode duration and worse outcome.85

Occupational differences in low back pain prevalence have also been reported159 with an association between higher physical demand and low back pain prevalence.205 Material workers were reported to have a low back pain prevalence of 39% where as workers whose job responsibilities were classified as sedentary were reported to have a prevalence of 18.3%.205 Although differences exist between different occupational groups, similar low back pain prevalence rates have been reported between working and non-working groups.234

RISK FACTORS

Studies of risk factors are important because they seek to provide information about variables important in the etiology of mechanical low back pain as well as the potential for resistance to recovery from low back pain. A number of factors have been examined for their value in predicting the first onset LBP. The two major categories of suspected risk factors for LBP are individual and activity-related (work and leisure) factors. Individual factors include but are not limited to demographic, anthropometric, physical and psychosocial factors.

The individual factors for which there is the most research include genetics, gender, age, body build, strength and flexibility. Genetic factors have been linked to specific disorders of the spine such as disc degeneration.15 The link of heredity to development of non-specific low back pain, however, remains questionable. A study by Battie et al16 demonstrated that there appears to be some relationship of genetics, body build and early environmental influences in determining the degenerative changes of the spine frequently associated with aging. Degenerative changes on imaging, however, are not strongly related to low back pain symptoms314, MRI28 and myelography findings.154 The trend for back pain to increase with age is supported.204 There is some evidence that supports back pain associated with heavy operating equipment.306 Cardiovascular hypertension and lifestyle (smoking, overweight, obesity) risk factors are associated with sciatica.267 There is inconclusive evidence for a relationship between trunk muscle strength, or mobility of the lumbar spine and the risk of low back pain.133

Psychosocial factors appear to play a larger prognostic role than physical factors in low back pain. There are some reviews that question if changes in behavioral variables and, reductions of disability that facilitate an improvement in function, may be more important than physical performance factors for successful treatment of chronic low back pain.310 There is some evidence to suggest that fear may play a role when pain has become persistent.119, 120 There is a growing consensus that distress/depression plays an important role at early stages, and clinicians should focus on these factors.239 Physical distress, depression, and fear avoidance are well-defined psychosocial entities that are best assessed with specific screening tools. There is no high quality evidence to support pain-drawing use as a psychological assessment tool; therefore, pain drawings are not recommended for this purpose.41

Though some individual and lifestyle variables have been associated with prevalence of low back pain, the same factors may not have an influence on the recovery of patients who already have back pain. For example, a previous history of low back pain, job satisfaction, educational level, marital status, number of dependents, smoking, working more than 8 hour shifts, occupation, and size of industry or company do not influence duration of sick leave due to low back pain.278 In addition, the clinical course for co-morbid patients, who may seem more complicated at the start of treatment, is just as favorable as for those without such comorbidities.208 Consistent evidence was found for own expectations of recovery as predictor for the decision to return to work. Patients with higher expectations had less sickness absence at the moment of follow-up measurement.182 Consistent evidence was found for the predictive value of pain intensity (more pain associated with worse outcome), several work-related parameters (e.g., high satisfaction associated with better outcome), and coping style (active coping associated with better outcome).292

In adolescents, the overall risk of LBP is similar to adults, with prevalence rates as high as 70–80% by 20 years of age.164 Similar to adults, girls appear to have a higher prevalence, with one study demonstrating that females have almost three-times the risk of back pain as their male counterparts.295 Anthropometrics (e.g., height, weight, body mass index) do not appear to be strongly associated with LBP in adolescents, nor does lumbar mobility184 or trunk muscle weakness.13 In adolescents, lifestyle factors that have been studied with respect to risk for low back pain include physical activity, sedentary activity and mechanical load. With regard to physical activity, there appears to be mixed findings, with certain activities related to specific sports (eg, weightlifting, body building, rowing) have been associated with low back pain.87, 138, 209 In cross-sectional studies, activity and prevalence of back pain takes on a “U” shaped function with back pain increased at the sedentary and higher activity end.287, 307 However, in longitudinal studies, the relationship between modifying physical activity and back pain prevalence has not been well-established.166, 257 As is the case in adults, psychological and psychosocial factors are commonly increased in children with low back pain and there is some evidence that such factors can predict future onset of low back pain.165167, 307

Current literature does not support a definitive cause for initial episodes of low back pain. Risk factors are multi-factorial, population specific, and only weakly associated with the development of low back pain.

PATHOANATOMICAL FEATURES

Any innervated structure in the lumbar spine can cause symptoms of low back and referred pain into the extremity or extremities. This long list of potential structures includes the muscles, ligaments, dura mater and nerve roots, zygapophyseal joints, annulus fibrosis, thoracolumbar fascia, and vertebrae.170, 171, 187 One might expect that improving the resolution of imaging technology increased the likelihood of detecting a link between pathology and pain in the lumbar spine. However, the determination of a pathoanatomic origin of low back pain is made difficult by the rate of false-positive findings on imaging studies; that is, subjects without low back pain showing abnormal findings. For example, evidence of herniated disc material is shown on computerized tomography scan314, magnetic resonance imaging (MRI),28 and myelography154, in 20% to 76% of persons with no sciatica. Furthermore, Savage et al260 reported that 32% of asymptomatic subjects had had ‘abnormal’ lumbar spines (evidence of disc degeneration, disc bulging or protrusion, facet hypertrophy, or nerve root compression) and only 47% of subjects who were experiencing low back pain had an abnormality identified.260

In longitudinal studies, low back pain can develop in the absence of any associated change in radiographic appearance of the spine.260 Boos et al31 followed asymptomatic patients with a herniated disc for five years and determined that physical job characteristics and psychological aspects of work were more powerful than MRI-identified disc abnormalities in predicting the need for low back pain-related medical consultation. Thus, the association between clinical complaints and concurrent pathological examination with radiological findings must be considered cautiously. Further, even when abnormalities are present, establishing a direct cause and effect between the pathological finding and the patient condition has proven to be elusive and most often does not assist greatly in patient management.

CLINICAL COURSE

Classically, the course of low back pain has been described to consist of acute, sub acute, and chronic phases, with temporal definitions typically associated with each phase. Different operational definitions have been reported in the literature, but commonly accepted definition for the acute phase is between 0 – 1 month since onset for the episode of low back pain, the sub acute phase is between 2 – 3 months since episode of low back pain, and the chronic phase is greater than 3 months since episode of LBP. The prognosis of low back pain appears to be favorable, predictable, and static when these temporal definitions are used.

Since low back pain is often recurrent in nature, exclusive use of temporal definitions to describe its course has been challenged in the literature.297, 298, 300 The primary argument is that when low back pain is recurrent, the time to improvement from a single episode does not accurately describe its outcome. This is not purely an academic issue, as the prognosis of low back pain changes when the influence of recurrence is considered. Of patients with acute low back pain who were followed for 1 year, 65% reported 1 or more additional episodes.21 In that same study, 2 months was the median time to another episode of low back pain and 60 days was the median time to experience low back pain in the year. Other studies have reported lower, but still substantial, recurrence rates ranging from to 20% - 35% (between 6 – 22 months)40 to 45% (3 years).6

When these other factors are considered, the prognosis for low back pain becomes less favorable and more variable. At the 1-year follow-up of patients with low back pain followed by primary care practitioners, 69% of patients with recent onset (within the past 6 months) of low back pain reported having pain in the last month.299 Only 21% of these patients were pain free at 1 year, with 55% reporting low disability and low pain intensity, 10% reporting low disability and high pain intensity, and 14% reporting high disability with varying amounts of pain intensity.299 Similar trends were noted for the 82% of patients with persistent (onset longer than the past 6 months) low back pain that reported having pain in the last month.299 At 1-year follow-up, only 12% were pain-free, with 52% reporting low disability and low pain intensity, 16% reporting low disability and high pain intensity, and 20% reporting high disability with varying amounts of pain disability.299

Clinicians should also consider screening for and addressing factors that increase the probability of developing recurrent or chronic low back pain. Prognostic factors for development of recurrent pain include 1) history of previous episodes275, 300, 2) excessive mobility in spine,133, 186 and 3) excessive mobility in other joints.213, 219 Prognostic factors for development of chronic pain include 1) presence of symptoms below knee,46, 169 2) psychological distress or depression,46, 238, 2452) fear of pain, movement, and re-injury or low expectations of recovery,117, 119, 120, 169, 183, 279 3) pain of high intensity,169 and 4) a passive coping style.163, 245, 292

The clinical course of low back pain can be described as acute, sub acute, transient, recurrent, or chronic. Given the high prevalence of recurrent and chronic low back pain and the associated costs, clinicians should place high priority on interventions that prevent (1) recurrences and (2) the transition to chronic low back pain.

DIAGNOSIS/CLASSIFICATION

Attempts to identify effective interventions for individuals with LBP have been largely unsuccessful, with most interventions being found to be ineffective or having only marginal effect sizes. Most of the interventions studies have taken an approach whereby low back pain is treated as a homogeneous entity once medical red flags and nerve root compression are excluded. Most clinicians, however, perceive that recognizable subgroups exist, and researchers agree that clinical care may be improved with effective sub-grouping methods. The utility of sub-grouping based on pathoanatomy is limited by an inability to identify a pathological mechanism for most patients. Emphasis in the development of sub-grouping methods for conservative care has therefore been placed on patterns of signs and symptoms from the clinical examination.272 The development of classification systems has been identified as a priority among researchers in the primary care management of patients with LBP.32 This challenge has been taken on largely by researchers who have focused on non-surgical interventions with the goal of identifying sub-groups of patients in whom tailored interventions can be administered with the goal of more rapid recovery.49, 75, 76, 91, 103, 105, 145, 197

The best available evidence supports a classification approach that de-emphasizes the importance of identifying specific anatomical lesions after red flag screening is completed. While many interventions have been dismissed as either ineffective or accompanied with small effect sizes,80 recent reports in the literature suggesting that interventions based on sub-group classification have the potential to enhance effect sizes over studies where the identical interventions administered in a one-size fits-all approach.34, 49, 105, 118, 199

There are a variety of low back pain classifications described in the literature.252 The underlying premise is that classifying patients into groups based on clinical characteristics and matching these patient subgroups to management strategies likely to benefit them will improve the outcome of physical therapy interventions. Therefore, the authors of this guideline recommend a synthesis of these classification approaches by highlighting particular subgroups of LBP that have high levels of evidence supporting their identification and management. The treatment-based classification system103, 107 uses information from the history and physical examination to place patients into 1 of 4 separate treatment subgroups. The labels of these 4 subgroups, which are mobilization, specific exercise, immobilization, and traction, intend to capture the primary focus of the physical therapy intervention. Fritz et al,105 utilizing a randomized clinical trial of 78 patients with acute, work-related low back pain, reported that patients who received interventions matched with their impairments of body function found during the physical examination had better outcomes than patients who received interventions that were not matched with their physical examination findings. The classification system described in this practice guideline linked to the ICF, parallels the treatment-based classification system103 with 2 noteworthy differences. The first difference is that the labels in this clinical practice guideline incorporate the following ICF impairments of body functions terminology: Low back pain with mobility deficits, low back pain with movement coordination impairments, low back pain with related (referred) lower extremity pain, low back pain with radiating pain, and low back pain with related generalized pain. The second difference is the addition of further treatment categories to expand upon the classification system previously described. For example, the impairment/function based classification system in this ICF-based clinical guideline includes a “generalized pain” category to provide a classification for patients with longstanding pain who, in addition to movement-related impairments of body function, have impairments of sensory function (generalized pain) and impairments of mental functioning (appropriateness of emotion, content of thought).

These ICF-based clinical practice guidelines will expand on the work of others256, 280 and incorporate the ICF model into low back pain management. Specifically, these clinical guidelines will describe the diagnostic classification categories using ICF impairment of body functions terminology and linked those categories to the associated ICD condition. These clinical guidelines will also incorporate the patient’s level of acuity in the description of the impairment of body functions category, describing the impairment category/pattern as either acute, sub acute or chronic. In addition to the temporal definitions typically associated with the acute, sub acute, and chronic phases of a patient’s low back pain episodes, the level of acuity in these clinical guidelines will also incorporate the relation of the patient’s reported pain to active movements that the patient performs, such as bending, or to passive movements that the clinician utilizes during the physical examination of the patient, such as segmental motion testing or straight leg raising. The authors of this guideline proposed that the recurring nature of low back pain requires clinicians to expand beyond the timeframes traditionally used for acute (> 6 weeks), sub acute (6 – 12 weeks) and chronic (> 3 to 6 months) low back pain categorization. For example, clinicians frequently are required to assist patients with managing acute exacerbations of “chronic” low back pain conditions. For patients who have had low back pain for > 6 months and/or for patients who have recurring low back pain, this clinical guideline promotes categorizing acute, sub acute, and chronic low back pain based on movement/pain relations rather than solely using time since the patient’s initial onset of low back pain. Movement/pain relations are commonly used in physical therapy for classifying patients into treatment categories that respond best to matched interventions strategies33, 86, 99, 101, 103, 104 as well to guide dosing of manual therapy, therapeutic exercise, and patient education interventions.172 The dosing of interventions based upon movement/pain relations is consistent with the concept of tissue irritability and is important for guiding the clinical decisions regarding treatment frequency, intensity, duration, and type with the goal of matching the optimal dosage of treatment to the status of the tissue being treated. Irritability is a term used by rehabilitation practitioners to reflect the tissue’s ability to handle physical stress217 and is presumably related to its physical status and the degree of inflammatory activity present, which is relevant for the mobility deficit, movement coordination impairments, and radiating pain diagnostic classifications used in this clinical guidelines.

For acute low back pain with movement coordination impairments and acute low back pain with radiating pain, the distinguishing movement/pain characteristic is pain that occurs with initial to mid-ranges of active or passive motions - with interventions strategies focused on movements that limit pain or increase the pain free movement in the mid ranges.

For sub acute low back pain with mobility deficits, sub acute s low back pain with movement coordination impairments and sub acute low back pain with radiating pain, the distinguishing movement/pain characteristic is pain that occurs with mid to end-range ranges of active or passive motions - with interventions strategies focused on movements that increase movement tolerances in the mid to end ranges of motions.

For chronic low back pain with movement coordination impairments and chronic low back pain with radiating pain, the distinguishing movement/pain characteristic is pain that occurs with sustained end-range movements or positions - with interventions strategies focused on movements that increase movement tolerances in the end ranges of motions.

Another acute pain category, acute low back pain with related (referred) lower extremity pain, is a condition with high irritability but, in contrast to the above mentioned acute low back pain categories, the intervention strategy is focused on centralizing or abolishing the patient’s symptoms.

For the acute and sub acute with related cognitive and affective tendencies and chronic low back with generalized pain categories, the low back pain does not follow the initial, mid-range, end-range movement/pain relations reflective of tissue stress, inflammatory, and irritability. Hence, the interventions strategies for these pain categories are not focused on normalizing movement/pain relations but rather addressing the relevant cognitive and affective tendencies and pain behaviors with patient education and counseling.

In the randomized clinical trials suggesting that interventions based on impairment-based classifications are an effective strategy for management of low back pain,34, 49, 76, 91, 105, 145, 197, 323 the subjects in the impairment-based classification groups were reevaluated continually during the patient’s episode of care, and, if the patient’s examination finding changed resulting in a new classification, the treatment was altered to match the new classification. Thus, it is important for clinicians to reassess and adjust the treatment program on the basis of changes in physical examination findings and that the most relevant impairments of body function, primary intervention strategy, and the associated ICF-based classification may change during the patient’s episode of care. In addition, when using impairment-based classification approaches, patients with low back pain often fit more than one ICF-based classification, or do not definitively fit a single classification category276 and thus, the expectation is to classify the majority of patients, not all of them. In addition, overlap may exist between the ICF-based classification system used in this clinical guideline and other published classification systems.98, 308

The ICD diagnosis of lumbosacral segmental/somatic dysfunction and the associated ICF diagnosis of acute low back pain with mobility deficits is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Acute low back, buttock or thigh pain (duration of one month or less)

  • Restricted lumbar range of motion and segmental mobility

  • Low back and low back-related lower extremity symptoms reproduced with provocation of the involved lower thoracic, lumbar or sacroiliac segments

The ICD diagnosis of lumbosacral segmental/somatic dysfunction and the associated ICF diagnosis of sub acute low back pain with mobility deficits is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Sub acute, unilateral, low back, buttock or thigh pain

  • Symptoms reproduced with end-range spinal motions and provocation of the involved lower thoracic, lumbar or sacroiliac segments

  • Presence of thoracic, lumbar, pelvic girdle, or hip active, segmental, or accessory mobility deficits

The ICD diagnosis of spinal instabilities and the associated ICF diagnosis of acute low back pain with movement coordination impairments is made with a reasonable level of certainty when the patient presents with the following clinical findings.

  • Acute exacerbation of recurring low back pain that is commonly associated with referred lower extremity pain

  • Symptoms produced with initial to mid-range spinal movements and provocation of the involved lumbar segment(s)

  • Movement coordination impairments of the lumbopelvic region with low back flexion and extension movements

The ICD diagnosis of spinal instabilities and the associated ICF diagnosis of sub acute low back pain with movement coordination impairments is made with a reasonable level of certainty when the patient presents with the following clinical findings.

  • Sub acute exacerbation of recurring low back pain that is commonly associated with referred lower extremity pain

  • Symptoms produced with mid-range motions that worsen with end range movements or positions and provocation of the involved lumbar segment(s)

  • Lumbar segmental hypermobility may be present

  • Mobility deficits of the thorax and pelvic/hip regions may be present

  • Diminished trunk or pelvic region muscle strength and endurance

  • Movement coordination impairments while performing self care/home management activities

The ICD diagnosis of spinal instabilities and the associated ICF diagnosis of chronic low back pain with movement coordination impairments is made with a reasonable level of certainty when the patient presents with the following clinical findings.

  • Chronic, recurring low back pain that is commonly associated with referred lower extremity pain

  • Presence of one or more of the following:

  • Low back and/or low back-related lower extremity pain that worsens with sustained end-range movements or positions

  • Lumbar hypermobility with segmental motion assessment

  • Mobility deficits of the thorax and lumbopelvic/hip regions

  • Diminished trunk or pelvic region muscle strength and endurance

  • Movement coordination impairments while performing community/work related recreational or occupational activities

The ICD diagnosis of flatback syndrome, or lumbago due to displacement of intervertebral disc, and the associated ICF diagnosis of acute low back pain with related (referred) lower extremity pain is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Low back pain, commonly associated with referred buttock, thigh, or leg pain, that worsens with flexion activities and sitting

  • Low back and lower extremity pain that can be centralized and diminished with positioning, manual procedures, and/or repeated movements

  • Lateral trunk shift, reduced lumbar lordosis, limited lumbar extension mobility, and clinical findings associated with the sub acute or chronic low back pain with movement coordination impairments category are commonly present

The ICD diagnosis of lumbago with sciatica and the associated ICF diagnosis of acute low back pain with radiating pain is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Acute low back pain with associated radiating pain in the involved lower extremity

  • Lower extremity paresthesias, numbness, and weakness may be reported

  • Symptoms are reproduced or aggravated with initial to mid-range spinal mobility, lower limb tension/straight leg raising, and/or slump tests

  • Signs of nerve root involvement (sensory, strength, or reflex deficits) may be present

It is common for the symptoms and impairments of body function in patients who have acute low back pain with radiating pain to also be present in patients who have acute low back pain with related (referred) lower extremity pain.

The ICD diagnosis of lumbago with sciatica and the associated ICF diagnosis of sub acute low back pain with radiating pain is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Sub acute, recurring, mid-back and/or low back pain with associated radiating pain and potential sensory, strength, or reflex deficits in the involved lower extremity

  • Symptoms are reproduced or aggravated with mid-range and worsen with end range lower limb tension/straight leg raising and/or slump tests

The ICD diagnosis of lumbago with sciatica and the associated ICF diagnosis of chronic low back pain with radiating pain is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Chronic, recurring, mid back and/or low back pain with associated radiating pain and potential sensory, strength, or reflex deficits in the involved lower extremity

  • Symptoms are reproduced or aggravated with sustained end-range lower limb tension/straight leg raising and/or slump tests

The ICD diagnosis of low back pain/low back strain/lumbago and the associated ICF diagnosis of acute or sub acute low back pain with related cognitive or affective tendencies is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Acute or sub acute low back and/or low back-related lower extremity pain

  • Presence of one or more of the following:

  • Two positive responses to Primary Care Evaluation of Mental Disorders for depressive symptoms

  • High scores on the Fear-Avoidance Beliefs Questionnaire and behavior consistent with an individual who has excessive anxiety or fear

  • High scores on the Pain Catastrophizing Scale and cognitive processes consistent with individuals with high helplessness, rumination, or pessimism about low back pain

The ICD diagnosis of low back pain/low back strain/lumbago and the associated ICF diagnosis of chronic low back pain with related generalized pain is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Low back and/or low back-related lower extremity pain with symptom duration for > 3 months

  • Generalized pain not consistent with other impairment-based classification criteria presented in this clinical guideline

  • Presence of depression, fear-avoidance beliefs, and/or pain catastrophizing

Low back pain, without symptoms or signs of serious medical or psychological conditions, associated with 1) mobility impairment in the thoracic, lumbar, or sacroiliac regions, 2) referred or radiating pain into a lower extremity, and 3) generalized pain are useful clinical findings for classifying a patient with low back pain into the following International Statistical Classification of Diseases and Related Health Problems (ICD) categories: low back pain, lumbago, lumbosacral segmental/somatic dysfunction, low back strain, spinal instabilities, flatback syndrome, lumbago due to displacement of intervertebral disc, lumbago with sciatica, and the associated International Classification of Functioning, Disability, and Health (ICF) impairment-based category of low back pain (b28013 Pain in back, b28018 Pain in body part, specified as pain in buttock, groin, and thigh) and the following, corresponding impairments of body function:

  • Acute or sub acute low back pain with mobility deficits (b7101 Mobility of several joints)

  • Acute, sub acute, or chronic low back pain with movement coordination impairments (b7601 Control of complex voluntary movements)

  • Acute low back pain with related (referred) lower extremity pain (28015 Pain in lower limb)

  • Acute, sub acute, or chronic low back pain with radiating pain (b2804 Radiating pain in a segment or region)

  • Acute or sub acute low back pain with related cognitive or affective tendencies (b2703 Sensitivity to a noxious stimulus, b1522 Range of emotion, b1608 Thought functions, specified as the tendency to elaborate physical symptoms for cognitive/ideational reasons, b1528 Emotional functions, specified as the tendency to elaborate physical symptoms for emotional/affective reasons)

  • Chronic low back pain with related generalized pain (b2800 Generalized pain, b1520 Appropriateness of emotion, b1602 Content of thought)

DIFFERENTIAL DIAGNOSIS

A primary goal of diagnosis is to match the patient’s clinical presentation with the most efficacious treatment approach. A component of this decision is determining whether the patient is, in fact, appropriate for physical therapy management. In the vast majority of patients with low back pain, symptoms can be attributed to non-specific mechanical factors. However, in a much smaller percentage of patients, the cause of back pain may be something more serious, such as cancer,79 cauda equina syndrome,81 spinal infection,303 spinal compression fractures,142 spinal stress fractures,143 ankylosing spondylitis,125 or aneurysm.94 Clinical findings that increase the level of suspicion that there is a serious medical condition presenting as common, non-serious, musculoskeletal conditions, are commonly described as “red flags.” Table 4 lists serious medical conditions that can cause low back pain and their associated red flags.24

Clinicians must be aware of the key signs and symptoms associated with serious medical conditions that cause low back pain and develop a system to continually screen for the presence of these conditions. Such screening may include administering medical screening questionnaires that question patients regarding the nature, onset, and progression of their symptoms, specific movements or positions that make the symptoms better or worse, and any 24-hour pattern of symptom behavior. In addition, a neurological status examination should be included for patients with low back pain. For example, patients presenting with leg paresthesias (eg, tingling), sensory changes (eg, numbness), complaints of weakness (eg, foot drop), or signs of central nervous system disorders (eg, excessive muscle tone/clonis) should receive a thorough neurological examination including assessment of sensation, reflexes, muscle power, motor control and movement coordination. When a potentially serious medical condition is suspected, clinicians should initiate referral to the appropriate medical practitioner.

Failure to improve with conservative care can also be a sign of serious medical condition,24 or misdiagnosis. As a general guideline, failure of a patient to demonstrate improvement in a period of time no longer than 30 days can be interpreted as a red flag.81

Recent research is available investigating low back pain and one serious medical condition, spinal fractures. Henschke et al142, 143 in a systematic review of 12 studies, reported that the 5 factors most helpful with identifying spinal fractures were age greater than 50 years (+LR = 2.2, −LR = 0.34), female gender (+LR = 2.3, −LR = 0.67), history of major trauma (+LR = 12.8, −LR = 0.37), pain and tenderness (+LR = 6.7, −LR = 0.44), and distracting painful injury (+LR = 1.7, −LR = 0.78). In a follow up study involving an inception cohort of patients seeking primary care treatment for low back pain, the rate of serious pathology was quite low (0.9%) with most of the identified red flag cases, 8 out of 11, were spinal fractures.142, 143 Because most patients had at least 1 red flag, these authors cautioned against use of isolated red flags because of poor diagnostic accuracy an developed a diagnostic prediction rule for identifying spinal fracture, which included being female, older than 70 years old, and prolonged used of corticosteroids.142, 143

In addition to medical conditions, clinicians should be aware of psychological and social factors that may be contributing to a patient’s persistent pain and disability, or that may contribute to the transition of an acute condition to a chronic, disabling condition. Researchers have shown that psychosocial factors, are an important prognostic indicator of prolonged disability.310

The term “yellow flags” is commonly used in the literature to differentiate psychosocial risk factors for persistent pain from medical “red flags.” Identification of psychological factors is assisted with the used of standard questionnaires described in the Measures section of this clinical guideline. When relevant psychological factors are identified, the rehabilitation approach should be modified to emphasize active rehabilitation, graded exercise programs, positive reinforcement of functional accomplishments, and/or graduated exposure to specific activities that a patient fears as potentially painful or difficult to perform. These approaches will be described in the Interventions section of this clinical guideline. In addition, there should be standard processes so that clinicians screening for severe psychiatric disturbances (e.g., clinical depression) have clear indication of when referral for appropriate care is expected in a given clinical setting. An example of such a process can be made with the Primary Care Evaluation of Mental Disorders tool that has been described for depressive symptom screening in physical therapy settings.130 A patient with positive screening result for major or severe depressive symptoms should receive a focused clinical interview and should complete a full-length depressive symptoms questionnaire (eg, Patient Health Questionnaire or Beck Depression Inventory). A referral to a mental health care provider is indicated to confirm a depression diagnosis if the results of the interview and questionnaire provided further indication that major or severe depressive symptoms were present and the patient was unaware of this. An immediate referral is indicated for safety reasons if the patient had a plan to harm his/her self or others. A similar process could be used for clinicians who screen for other psychopathology (e.g. anxiety). The authors of this clinical guideline acknowledge that this is a general description for a rather important process. However, there are no absolute guidelines for the levels of psychological symptoms that indicate referral. Therefore, clinicians will have to work within their own clinical environments, using available resources, to ensure this screening is handled appropriately.

Clinicians should consider diagnostic classifications associated with serious medical conditions or psychosocial factors and initiate referral to the appropriate medical practitioner when (1) the patient’s clinical findings are suggestive of serious medical or psychological pathology, (2) the reported activity limitations or impairments of body function and structure are not consistent with those presented in the diagnosis/classification section of this guideline, or (3) when the patient’s symptoms are not resolving with interventions aimed at normalization of the patient’s impairments of body function.

IMAGING STUDIES

Imaging modalities have frequent false positive and negative results, limiting their utility in identification of active anatomic pain generators. Therefore, the utility of imaging lies in interventional and/or surgical planning or for determining the presence of serious medical conditions. For these purposes, lumbar MRI represents the most useful tool. However, routine ordering of imaging for low back pain should be discouraged. In particular, imaging in acute low back pain has not been shown to yield significant new findings42 or alter outcomes.52 In chronic low back pain, the role of routine diagnostic imaging is even less well established. Current recommendations from the American College of Physicians are that 1) imaging is only indicated for severe progressive neurological deficits or when red flags are suspected, and 2) routine imaging does not result in clinical benefit and may lead to harm.53

Low back pain with mobility deficits

As this is described as acute symptoms, lasting one month or less, in the absence of red flag signs, no imaging is indicated54

Low back pain with movement coordination impairments

Poor trunk muscle function has been associated with back pain,189 though it is not clear if this is a cause or a consequence of back pain. Nevertheless, this represents the basis for treatment efforts designed to improve the firing pattern of the muscles involved with optimal trunk control/stabilization of the lumbar spine. On imaging, multiple techniques have been used to assess the lumbar muscles. In examining the cross sectional area of the multifidus muscle in patients with acute low back pain, muscle atrophy has been identified.150 In addition, functional activity of lumbar muscles assessed by MRI demonstrating differences in usage and signal intensity of patients with low back pain.95 Similarly, cross sectional area changes in the multifidus with different postures demonstrate altered patterns in patients with low back pain.190 In addition to changes in cross sectional area, muscle composition has also been examined. Severe fat infiltration has been shown to be strongly associated with a history of low back pain (OR 9.2) and low back pain within the last year (OR 4.1).176 Similarly, association has been established between trunk attenuation on CT scanning (as an assessment of fat infiltration) and functional capacity among older adults with low back pain.148 The potential exists for imaging modalities to detect muscular control impairments and ultimately guide treatment decisions.

Low back pain with related (referred) lower extremity pain

Similar to low back pain with mobility impairments, in the absence of red flags, routine imaging is not indicated. In addition, among adults 65 years of age or older in whom imaging changes are ubiquitous, severity of disc and facet disease was not associated with pain severity.147

Low back pain with radiating pain

In patients with severe or progressive neurologic deficits, prompt workup with MRI or CT is recommended because delayed treatment in patients with progressive neurologic involvement is associated with poorer outcomes.29, 82 In addition, if the patients are potential candidates for surgery or epidural steroid injections, MRI (or CT if unable to undergo MRI) may be indicated.54 In the absence of these findings, there is no evidence that routine imaging affects treatment decisions or outcomes in these patients.212

Low back pain with related generalized pain

Evidence exists that in addition to not having additional prognostic utility, knowledge of changes on routine imaging in patients with low back pain is associated with a lesser sense of wellbeing.212 This is particularly relevant in patients with generalized pain disorders, suggesting that non-indicated imaging should be strongly discouraged.

While not currently being used clinically, functional MRI (fMRI) has been used in patients with low back pain to demonstrate relationships between high sustained back pain and altered activity of brain regions involved in negative emotions.14 Currently being used in research studies, this may represent a useful assessment tool in the future to appreciate the brain related changes contributing to patients’ pain experience.

CLINICAL GUIDELINES: EXAMINATION

This clinical guideline will describe a core set of examination tests and measures, with the best available evidence, that enable a clinician to determine 1) the presence of clinical findings associated with an impairment/function based diagnostic category, and 2) changes in impairments of body function, activity limitations, and participation restrictions over the course of a patient’s episode of care. Clinicians are expected to choose the most relevant outcome, activity limitation, and/or impairment measures to utilize based upon the patient’s presentation, needs, or goals. This is especially true within the section for Mental Impairment Measures. For example, clinicians should decide which instruments are appropriate to utilize for a given patient based upon that patient’s presentation in regards to depression, anxiety, or fear.

OUTCOME MEASURES

Patient-reported outcomes have become well-established in the low back pain area. Consensus documents have agreed on a “core” set of domains that should be captured in outcome assessment of low back pain, including pain, back specific function, work disability, generic health status and patient satisfaction.29, 30, 78 The most often used generic health status index is the Medical Outcomes Survey Short-Form-36 (SF-36), in particular, the Physical Functioning domain.77 The SF-36 has the distinct advantage of being more comprehensive in capturing these domains and has been reasonably responsive in trials of comparative and cost effectiveness studies. However, generic measures also have the disadvantage of lacking region specificity and sensitivity to change in specific patient populations.

To optimize responsiveness and ease of administration, region-specific measures are commonly used in low back pain treatment and research. The Oswestry Disability Index is a commonly utilized outcome measure to capture perceived disability in patients with low back pain.110, 113 Originally described by Fairbank et al,93 there are also modified versions widely reported in the literature.104,107 This index contains 10 items, 8 related to activities of daily living and 2 related to pain. Each item is scored from 0–5 and the total score is expressed as a percentage, with higher scores corresponding to greater disability. The Oswestry Disability Index has long-standing recognition as an acceptable standard, with numerous studies that speak to its reliability, validity and responsiveness. Multiple studies have been undertaken to determine the error associated with the measure and the minimally important change with a most recent international consensus conference determining that the minimally important change of 10 points or 30% from baseline.228

The Roland-Morris Disability Questionnaire is a practical alternative to the Oswestry Disability Index. Originally described by Roland and Morris,253 the questionnaire was derived from the generic Sickness Impact Profile by choosing 24 items that appeared to have face validity in describing patients with low back pain. The Roland-Morris Disability Questionnaire asks patients to gauge whether or not each of the 24 items are possible to accomplish. The activities are led by the stem, “Because of my back pain,” thus allowing it to be region-specific. Like the Oswestry Disability Index, the Roland-Morris Disability Questionnaire has excellent psychometrics, is easy to administer and has been shown to be responsive in clinical trials. Ostelo et al228 report from a consensus conference a minimally important change of 5 points or 30% change from baseline.

Other self-report measures have been reported, including the Quebec Back Pain Disability Scale,110, 178 but they have failed to gather widespread adoption. In addition, the Visual Analog Scale and Numeric Pain Rating Scales are in common use both in the literature and clinically. These scales have the advantage of ease of administration but fail to adequately capture the majority of the “core” areas of outcome in low back pain assessment. They do assess pain very specifically, though, and have minimally important change of 15 for the Visual Analog Scale and 2 for Numeric Pain Rating Scale.50

The process of collecting patient-reported functional outcomes data has progressed substantially over the past two decades through the application of Item Response Theory (IRT) and Computer Adaptive Testing (CAT), with several proprietary options available (eg, PROMIS, FOTO, AM-PAC).135, 136, 162, 254 When compared to traditional self-report functional outcome assessment measures (eg, Oswestry Disability Index), IRT/CAT functional status outcome tools allows for the administration of fewer test items to individual patients to obtain equally accurate, precise, and reliable scores.135, 136, 162, 254 Consequently, one of the major advantages of IRT/CAT measures is efficiency with enhanced psychometric qualities. In addition, well-constructed IRT/CAT approaches to functional assessment theoretically allow for a test to more precisely depict functioning at the extremes of ability using the same outcome metric, though this assumes the IRT/CAT instrument has been subjected to rigorous testing, such as vetted item pool selection, accurate item calibration, validated item selection algorithms and scoring procedures. Future research is required to demonstrate further the advantages of IRT/CAT functional status outcomes measures versus more traditional self-report assessments.

Whether using traditional assessments or IRT/CAT instruments, regular and accurate outcome assessment become of paramount importance in determining cost-effectiveness of care. Which when integrated with electronic health records software, capturing process of care and outcomes become a powerful tool in determining the value of care delivery. Combining process of care and outcomes that are important to the patient (eg, patient centered care) are the foundation for comparative effectiveness studies designed to assess which treatments are associated with better outcomes for which patient.

Clinicians should use validated self-report questionnaires, such as the Oswestry Disability Index and the Roland-Morris Disability Questionnaire. These tools are useful for identifying a patient’s baseline status relative to pain, function, and disability and for monitoring a change in patient’s status throughout the course of treatment.

ACTIVITY LIMITATION AND PARTICIPATION RESTRICTION MEASURES

There are instances where clinicians have to rely on more than self-reported instruments in determining a person’s overall functional abilities as described in the ICF. This is especially true in decisions regarding activity limitations and participation restrictions (e.g., return to work). There are a variety of tools used to assess functional capacity in a work setting. A systematic review was conducted by Gouttebarge and colleagues124 on four commercially available Functional Capacity Evaluations: the Blankenship system, the ERGOS work simulator, the Ergo-Kit and the Isernhagen work system, which identified 12 papers for inclusion. The interrater reliability and predictive validity of the Isernhagen work system were evaluated as good. However, the systematic review concluded that more rigorous studies were needed to demonstrate the reliability and the validity of Functional Capacity Evaluation methods.

Schult and Ekholm264 attempted to incorporate the ICF core data sets for chronic widespread pain and low back pain56, 57 and compare clinical work capacity evaluations.264 They found that the work capacity evaluation generally agreed with the comprehensive ICF core set representing body functions, body structures, activities and participation and environmental factors. However, both assessments lacked specific on-the-job analyses that would provide critical information about job demands.

It would appear that in some instances when activity limitation and participation restriction are an expectation (eg, chronic low back pain), outcome assessment would need to be expanded from self-reported region-specific tools to include clinician measured tools such as Functional Capacity Evaluations.

Clinicians should routinely assess activity limitation and participation restriction through validated self-report or performance based measures. Changes in the patient’s level of activity limitation and participation restriction should be monitored with these same measures over the course of treatment.

PHYSICAL IMPAIRMENT MEASURES

LUMBAR ACTIVE RANGE OF MOTION
ICF category Measurement of impairment of body function – mobility of several joints
Description The amount of active lumbar flexion, extension, and sidebending motion measured using an inclinometer.
Measurement Method Inclinometers are placed at thoracolumbar junction and on the sacrum zeroed with the patient in neutral. The patient is asked to bend forward maximally and motion is recorded at the thoracolumbar junction (total flexion measure) and at sacrum, which is presumed to be motion in the sacroiliac and hip joints. The difference in motion represents the lumbar flexion measure. The patient is then asked to bend backward and the difference in motion is the lumbar extension measure.
Nature of variable Continuous
Units of measurement Degrees
Measurement properties In a study by Saur et al,259 this method approximated lumbar motion obtained with radiographic measures (r-0.93 overall; r = 0.95 with flexion and r = 0.85 with extension). Inter-rater (MD and physiotherapist) was r = 0.88 for flexion standard error of measurement (SEM) = 4.6 and r= 0.42 for extension, SEM = 2.3.
Instrument variations Two methods utilizing inclinometers have been described. In one method, the placement of the inclinometer is identical to Saur et al’s method but the subject bends forward twice, first with the inclinometer at the thoracolumbar junction and next with the inclinometer on the sacrum.259 The procedure is repeated with inclinometer placement but with the patient moving into extension. Lumbar flexion and extension are calculated as with the Saur et al method. A second method has been described in which total flexion and extension is recorded. The inclinometer is placed and zeroed at thoracolumbar junction and the subject bends forward once and the total flexion is recorded. The subject bends backward and the total extension is recorded.
SEGMENTAL MOBILITY ASSESSMENT
ICF category Measurement of impairment of body function – mobility of joint functions, specified as mobility in a vertebral segment
Description With the patient prone, lower thoracic and lumbar spine segmental movement and pain response are assessed
Measurement method The patient is positioned in prone. The examiner contacts each lower thoracic and lumbar spinous process with the thumbs. The examiner should be directly over the contact area keeping elbows extended, utilizing the upper trunk to impart a posterior to anterior force in a progressive oscillatory fashion over the spinous process. This is repeated for each lower thoracic and lumbar segment. The pressures can be also be directed lateral to the spinous process, in the region of the zygapophyseal joints, multifidi muscles, or transverse processes. The examiner can also change his/her contact position and places the hypothenar eminence (just distal to the pisiform) of one hand over the spinous process of each lower thoracic or lumbar spinous process and repeat the same posterior to anterior forces in a progressive oscillatory fashion. The mobility of the segment is judged to be normal, hypermobile, or hypomobile. Interpretation of mobility is based on the examiner’s perception of the mobility at each spinal segment relative to those above and below the tested segment, and based on the examiner’s experience and perception of normal mobility.
Nature of variable Categorical with various grades depending on the study
Units of measurement Ordered or categorical
Measurement properties Measures for determining mobility reported low reliability for ordered scales with intraclass correlation coefficients (ICC) of 0.25 in patient studies25 and kappas show poor to minimal agreement (k= −0.2 to 0.26).146
Instrument variations Segmental motion is also be tested with the subject in sidelying, facing clinician with hips and knees flexed and the clinician grasping the knee and flexing and extending, rotating, and laterally flexing the hip, pelvis and lumbar spine while palpating intersegmental motion.
PAIN PROVOCATION WITH SEGMENTAL MOBILITY TESTING
ICF category Measurement of impairment of body function – pain in back; pain in body part, specified as pain in buttock, groin, and thigh; and mobility of joint functions, specified as mobility in a vertebral segment
Description Pain provocation during mobility testing
Measurement method Patient is positioned in prone and examiner palpates the lumbar spinous process and pushes with an anteriorly directed force to detect pain
Nature of variable Categorical
Units of measurement Present/absent
Measurement properties Kappa values are reported to be moderate to good for pain provocation during spring testing of the lumbar vertebrae (k=0.25 to 0.55)146
Instrument variations None
JUDGMENTS OF CENTRALIZATION DURING MOVEMENT TESTING
ICF category Measurement of impairment of body function – pain in back; pain in lower limb; and mobility of several joints
Description Clinician judges the behavior of symptoms in response to movement testing to assess whether centralization or peripheralization occurs. Judgments of centralization requires that an accurate assessment of the patient’s baseline location of symptoms is made followed by the precise application of active or passive movements and the associated assessments of any changes in the patient’s baseline location of symptoms in response to the movements. Centralization occurs when the location of the patient’s symptoms, such as pain or paresthesias, is perceived by the patient to be in a more proximal location in response to single and repeated movements or sustained positions. Peripheralization occurs when the location of the patient’s symptoms is perceived in a more distal location, such as the calf or foot, response to single and repeated movements or sustained positions.
Measurement method Patient is asked to flex and extend in the sagittal plane, or laterally shift the pelvis and trunk in the frontal plane, in standing, supine and prone with single and repeated movements in a systematic fashion. When appropriate, the clinician can manually guide the movements of the patient and apply passive overpressures to the movements. Judgments are made with regard to which movement, if any, produces centralization of the patient’s symptoms.
Nature of variable Categorical
Units of measurement Present/absent
Measurement properties Kappa are reported to be 0.70 to 0.90 for novice and experienced physical therapists106, 175
Instrument variations Techniques to improve the precision of these judgments have been described, including strategies to discriminate between centralization and directional preference responses.309 However, the practicality of using these strategies has not been demonstrated.
PRONE INSTABILITY TEST
ICF category Measurement of impairment of body function – pain in back; pain in lower limb; mobility of joint functions, specified as mobility in a vertebral segment, control of complex voluntary movements
Description The patient lies prone with the body on the examining table, legs over the edge and feet resting on the floor. While the patient rests in this position, the examiner applies posterior-to-anterior pressure to spinous processes of the lower portion of the lumbar spine. Any provocation of pain is noted. Then the patient lifts the legs off the floor (the patient may hold table to maintain position) and posterior-to-anterior pressure is again applied to the lumbar spine.
Measurement Method Positive Test - If pain is present in the resting position but subsides substantially (either reduces in severity/intensity, or resolves) in the second position, the test is positive. Mild improvement in symptoms does not constitute a positive test. Negative Test - If pain is present in the resting position, but does not subside substantially in the second position, the test is negative. Further, if the patient did not have any pain provocation with posterior-to-anterior pressures applied to the lumbar spine, then the test is judged “negative.”
Nature of variable Positive or negative
Units of measurement Categorical
Diagnostic accuracy and measurement properties Kappa is reported good to excellent agreement (k=0.87)146 in 3 pairs of physical therapy raters evaluating 63 consecutive subjects currently experiencing LBP and with a previous history of LBP. As an independent test the Prone Instability Test has limited diagnostic use (+LR=1.7 (95% CI=1.1–2.8), −LR=0.48(95% CI=0.22–1.1),145 however, it may be most useful as component of a cluster of tests to predict response to motor control exercises145.
JUDGMENTS OF THE PRESENCE OF ABERRANT MOVEMENT
ICF category Measurement of impairment of body function – pain in back; pain in lower limb; mobility of several joints; and control of complex voluntary movements
Description “Aberrant movement” includes the presence of any of the following: Painful arc with flexion or return from flexion, instability catch, Gower sign, and reversal of lumbopelvic rhythm
Measurement method Painful arc with flexion or return from flexion is positive if the patient reports pain during movement but not at the end ranges of the motion.
Instability “catch” is positive when patient deviates from straight-plane sagittal movement during flexion and extension. Gower sign is positive if the patient needs to utilize “thigh-climbing” on return from flexion, specifically the hands push against the anterior thighs in a sequential distal to proximal manner to diminish the load on the low back when returning to the upright position from a forward bent position.
Reversal of lumbopelvic rhythm is positive if the patient, upon return from a forward bent position, suddenly bends his/her knees to extend hips shifting pelvis anterior as he/she returns to the standing position.
Nature of variable Categorical
Units of measurement Present/absent
Measurement properties Observation of aberrant movements has demonstrated moderate to good reliability (k=0.60) for aberrant movement; and variable for individual tests (k = 0 to 0.69) with painful arcs being most reliable (k = 0.61 to 0.69)146 in 3 pairs of physical therapy raters evaluating 63 consecutive subjects currently experiencing LBP and with a previous history of LBP.
STRAIGHT LEG RAISE
ICF category Measurement of impairment of body function – radiating pain in a dermatome; and movement functions, specified as mobility of the meninges, peripheral nerves and adjacent tissues
Description A dural and lower limb nerve mobility sign
Measurement method The patient is supine and the therapist passively raises the lower extremity flexing hip with an extended knee. A positive test is obtained with reproduction of lower extremity radiating/radicular pain
Nature of variable Categorical
Units of measurement Positive or Negative
Measurement properties The straight leg raise test has demonstrated good reliability (k=0.68) for identifying pain in a dermatomal distribution.301
Instrument variations None
SLUMP TEST
ICF Category Measurement of impairment of body function – pain in back; pain in lower limb; radiating pain in a dermatome; mobility of several joints; and movement functions, specified as mobility of the meninges, peripheral nerves and adjacent tissues
Description Clinician judges whether symptom reproduction occurs in response to different positions of the cervical spine, thoracic spine, lumbar spine, and lower extremities.
Measurement method The patient is asked to sit in a slumped position with knees flexed over table. Cervical flexion, knee extension, and ankle dorsiflexion are sequentially added to the onset of patient lower extremity symptoms. Judgments are made with regard to a reproduction of symptoms in this position, and relief of symptoms when cervical spine component is extended or nerve tension is relieved from one or more of the lower limb component, such as ankle plantar flexion or knee flexion.
Nature of variable Categorical
Units of measurement Absent, present
Measurement properties Kappa reported from 0.83 to 0.89 from six pairs of physical therapists of varying experience testing 93 patients receiving treatment for low back and/or leg pain.231
ISOMETRIC TRUNK STRENTH
ICF Category Measurement of impairment of body function – pain in back; pain in lower limb; control of complex voluntary movements
Description Clinician assesses the performance of trunk flexors, trunk extensors, lateral abdominals, transversus abdominis, hip abductors, and hip extensors.
Measurement method Trunk Flexors
The patient is positioned in supine, the examiner elevates both of the patient’s fully extended legs to the point at which the sacrum begins to rise off of the table. The patient is instructed to maintain contact of the low back with the table as they slowly lower their fully extended legs to the table. The examiner observes and measures when the lower back loses contact with the tabletop due to anterior pelvic tilt.
Trunk Extensors
The patient is positioned in prone, with hands behind their back or by their sides. The patient is instructed to extend at the lumbar spine and raise the chest off of the table to approximately 30 degrees and hold the position. The test is timed until the patient can no longer hold the position.
Lateral Abdominals
The patient is positioned in sidelying with hips in neutral, knees flexed to 90 degrees, and resting the upper body on the elbow. The patient is asked to lift the pelvis off the table and to straighten the curve of the spine without rolling forward or backward. The position is held and timed until the point where the patient can no longer maintain the position.
Transversus Abdominis
The patient is positioned in prone over a pressure biofeedback unit which is inflated to 70 mmHg. The patient is instructed to draw in their abdominal wall for 10 seconds without pelvic motion while breathing normally. The maximal decrease in pressure is recorded.
Hip Abductors
The patient is positioned in sidelying with both legs fully extended, in neutral rotation and a relaxed arm position, with their top upper extremity resting on the ribcage and hand on abdomen. The patient is instructed to keep the leg extended and raise their top thigh and leg toward the ceiling, keeping the limb in line with the body. Patients are graded on quality of movement by established criteria.
Hip Extensors
The patient is positioned in prone with their knees flexed to 90 degrees and the soles of their feet on the table. The patient is instructed to raise their pelvis off of the table to a point where the shoulders, hips, and knees are in a straight line. The position is held and timed until the position can no longer be maintained.
Nature of variable Continuous, Ordinal
Units of measurement Seconds to hold position, muscle performance assessment, change in mmHg using a pressure biofeedback device
Measurement properties The double leg lowering assessment for trunk flexor strength has demonstrated discriminative properties in identifying patients with chronic low back pain.157, 181, 322 If patients demonstrate anterior pelvic tilt with hip flexion greater than 50 degrees in males and 60 degrees in females they were more likely to have chronic low back pain.322 The assessment of trunk extensor strength has been highly correlated with the development and persistence of low back pain.7, 160, 214 Males who are unable to maintain an isometric hold of 31 seconds, 33 seconds for females, are significantly more likely to experience low back pain (+LR=4.05–6.5, −LR=0.24–0.02) with good reliability (ICC=0.89–0.90).7 Lateral abdominal strength has been measured in healthy controls and found be reliable (ICC=0.97).92, 207 Performance of the transversus abdominis has been evaluated and found to be reliable (ICC= 0.58 95% CI 0.28–0.78).67, 157, 281 A 4mmHg decrease in pressure is established as normal whereas the inability to decrease the pressure biofeedback device measure by 2 mmHg is associated with incidence of low back pain.157, 168, 251 The hip abduction test has demonstrated discriminative ability to predict patients who will develop pain with standing (+LR= 2.68–4.59).221, 222 Endurance assessment of the bridge position to assess gluteus maximus strength has demonstrated good reliability (ICC= 0.84).262 Mean duration of hold for patients with low back pain is 76.7 seconds compared to 172.9 in persons without low back pain.262
Instrument variations There are numerous alternate test positions for all described muscle groups. For trunk flexion test variations include a bent double leg lowering and sit up tasks. For trunk extension numerous variations have been described including the Sorensen test and prone double straight leg raise.7, 160, 214 Transversus abdominis performance has been described by a palpatory method.67 Hip abduction and hip extension strength can both be assessed with manual muscle testing.173 Clinician’s selection of test may be dependent on patient’s level of conditioning and symptoms behavior.
PASSIVE HIP INTERNAL ROTATION, HIP EXTERNAL ROTATION, HIP FLEXION, AND HIP EXTENSION
ICF category: Measurement of impairment of body function – mobility of a single joint
Description: The amount of passive hip rotation, flexion, and extension..
Measurement method Hip External and Internal Rotation
The patient is positioned prone with feet over the edge of the treatment table. The hip measured is placed in 0 degree of abduction, and the contralateral hip is placed in about 30 degrees of abduction. The reference knee is flexed to 90 degrees, and the leg is passively moved to produce hip rotation. Manual stabilization is applied to the pelvis to prevent pelvic movement and also at the tibiofemoral joint to prevent motion (rotation or abduction/adduction), which could be construed as hip rotation. The motion is stopped when the extremity achieves its end of passive joint ROM or when pelvic movement is necessary for additional movement of the leg. The inclinometer is aligned vertically and along the shaft of the tibia, just proximal to the medial malleolus for both medial and lateral rotation ROM measurements.
Hip Flexion
With the patient supine, the examiner passively flexes the hip to 90° and zeros an inclinometer at the apex of the knee. The hip was then flexed until the opposite thigh begins to rise off of the table.
Hip Extension
With the patient supine at the edge of a plinth with the lower legs hanging free off the end of the plinth. The examiner flexes both hips and knees so that the patient’s lumbar region is flat against the tabletop. One limb is held in this position, maintaining the knee and hip in flexion, the pelvis in approximately 10° of posterior tilt, and the lumbar region flush against the tabletop, while the ipsilateral thigh and leg is lowered toward the table in a manner to keep the hip in 0° of hip abduction and adduction. The patient is instructed to relax and allow gravity to lower the leg and thigh toward the floor. The angle of the femur of this lowered leg to the line of the trunk (and table top) is measured. The amount of knee flexion is also monitored to assess the relative flexibility of the two-joint hip flexors.
Nature of variable Continuous
Units of measurement Degrees
Measurement properties Intrarater reliability for passive hip internal and external rotation ranged of motion measures is reported to be excellent (ICCs from 0.96 to 0.99).89 The intrarater reliability for hip flexion measurements is also excellent (ICC = 0.94).65 The reported intrarater reliability for hip extension measurements using the modified Thomas test position is reported to be moderate to excellent with ICCs between 0.70 and 0.89,293 between 0.71 and 0.95,122 between 0.91 and 0.93,58 and 0.98.316 Pua241 reported good intratester reliability with hip flexion and extension range of motion (ICC = 0.97 and 0.86, respectively) with SEMs of 3.5° and 4.7°, respectively.
Instrument variations Alternate positions for the testing of hip internal rotation, external rotation, flexion, and extension have been described in both short sitting and supine, with the hip and knee in ninety degrees of flexion for the rotation measures.5, 23, 26, 55, 206, 247 Hip extension range of motion assessment has also been described as being assessed in prone.73, 206, 247

MENTAL IMPAIRMENT MEASURES

The identification of affective or cognitive factors that coexist with the patient’s presentation of low back pain allows the practitioner to determine the potential psychosocial or psychological influence on the clinical presentation. A variety of methods to screen for psychological disorders have been reported in the literature with the focus being self-report questionnaires. This clinical guideline’s assessment of psychological influence on low back pain will include screening for depressive symptoms, measurement of fear-avoidance beliefs and pain catastrophizing, and screening for psychological distress with composite measures.

Depression is a commonly experienced illness or mood state, with a wide variety of symptoms ranging from loss of appetite to suicidal thoughts.236 Depression is commonly experienced in the general population, but it appears to be more commonly experienced in conjunction with chronic low back pain.10, 72, 130 Depressive symptoms are associated with increased pain intensity, disability, medication use, and unemployment for patients with low back pain.283 Based on this epidemiological information, routine screening for depression should be part of the clinical diagnosis of LBP.

Effective screening for depression involves more than just generating a clinical impression that the patient is depressed. Separate studies involving spine surgeons126 and physical therapists130 have demonstrated that clinical impressions are not sensitive enough to detect depression in patients with LBP. Available evidence suggests that 2 specific questions from the Primary Care Evaluation of Mental Disorders patient questionnaire can be used to screen for depressive symptoms in physical therapy settings.130, 313 The questions suggested for use are (1) “During the past month, have you often been bothered by feeling down, depressed, or hopeless?” and (2) “During the past month, have you often been bothered by little interest or pleasure in doing things?” The patient responds to the questions with “yes” or “no” and the number of yes items are totaled, giving a potential range of 0–2. If a patient responds “no” to both questions depression is highly unlikely with a negative likelihood ratio of 0.07. Answering “yes” to one or both questions should raise suspicion of depressive symptoms.313

Fear-avoidance beliefs are a composite measure of the patient’s fear related to low back pain, how these beliefs may affect physical activity and work.191, 296, 302 Prospective studies suggest fear-avoidance beliefs are predictive of the development of chronic low back pain.108, 109, 177, 268 As a result, identification of elevated fear-avoidance beliefs has been suggested to as an important component in the assessment of low back pain. The Fear-Avoidance Beliefs Questionnaire (FABQ) is commonly used to assess fear-avoidance beliefs in patients with LBP and has physical activity (FABQ-PA) and work (FABQ-W) scales.302 Several studies indicate that the FABQ is a reliable and valid measure,120, 158, 230, 302 suggesting it is appropriate for use in clinical settings.

Pain catastrophizing is a negative belief that the experienced pain will inevitably result in the worst possible outcome.284 Pain catastrophizing is believed to be a multidimensional construct comprised of rumination, helplessness, and pessimism.284 Pain catastrophizing has also been linked to the development and maintenance of chronic pain syndromes. Frequent pain catastrophizing during acute low back pain was predictive of self-reported disability 6 months235 and 1 year later,38 even after considering select historical and clinical predictors. Pain catastrophizing is measured by the Pain Catastrophizing Scale (PCS), which is a 13-item scale that assesses the degree of catastrophic cognitions a patient experiences while in pain.282

In addition to assessing psychological constructs, clinicians also have the option to screen for psychosocial distress. One example is the Orebro Musculoskeletal Pain Questionnaire (OMPQ). A systematic review found that the OMPQ had moderate ability to predict long term pain and disability, and was recommended for clinical use.156 Another example of a questionnaire to screen for psychosocial distress is the Subgroups for Targeted Treatment (STarT) Back Screening Tool. The STarT Back screening Tool was originally developed for use in primary care settings where it has demonstrated sound measurement,152 and recently the STarT Back Screening Tool demonstrated potential for its use in physical therapy settings100. Finally, there is a 5 item clinical prediction tool developed in primary care to identify patients that are at risk for long term functional limitations. Patients responding positively to the following questions; feeling everything is an effort, trouble getting breath, hot/cold spells, numbness/tingling in parts of body, and pain in heart/chest; were at elevated risk for poorer 2 year outcomes.84

FEAR-AVOIDANCE BELIEFS QUESTIONNAIRE
ICF Category Measurement of impairment of body function – content of thought (mental functions consisting of the ideas that are present in the thinking process and what is being conceptualized); and thought functions, specified as the tendency to elaborate physical symptoms for cognitive/ideational reasons
Description The Fear-avoidance Beliefs Questionnaire (FABQ) assesses fear- avoidance beliefs associated with low back pain and consists of a 4-item FABQ physical activity scale (FABQ-PA), potentially ranging from 0 to 24 – when only summing responses to items 2 through 5, and a 7-item FABQ work scale (FABQ-W), potentially ranging from 0 to 42 – when only summing responses to items 6, 7, 9, 10, 11, 12 & 15, with higher scores indicating higher levels of fear-avoidance beliefs for both FABQ scales.302 Patients rate their agreement with statements related to either physical activity or work on a 7-point Likert scale (0 = “completely disagree,” 6 = “completely agree”).302
Measurement method Self-report
Nature of variable Continuous
Units of measurement Individual items: 7-point Likert scale (0 = “completely disagree,” 6 = “completely agree”)
Measurement properties The FABQ scales have been found to have acceptable reliability.161, 230, 274, 302 Test-retest reliability has been reported for the FABQ-PA (Pearson r = 0.84 to 0.88) and FABQ-W (Pearson r = 0.91 to 0.88).274, 302 Cronbach’s alpha estimates for the FABQ-PA (ranging from .70 to .83) and FABQ-W (ranging from .71 to .88) scores suggest both scales demonstrate internal consistency.180, 274, 285, 286, 302 The FABQ-W has demonstrated predictive validity for disability and work loss in patients with LBP.108, 109, 118, 274 A suggested FABQ-W cutoff score of >29 has been suggested as an indicator of return to work status in patients receiving physical therapy for acute occupational LBP108 and a cutoff score of >22 has been suggested in non-working populations.119 An FABQ-PA cutoff score of >14, based on a median-split of the FABQ has been suggested as an indicator of treatment outcomes in LBP patients seeking care from primary care or osteopathic physicians.37 Data from 2 separate physical therapy intervention clinical trials indicated that the FABQ-W cutoff score (>29) was a better predictor of self-reported disability at 6-months in comparison to the FABQ-PA cutoff score (>14).119 Another psychometric analysis indicated that single items of the FABQ-PA and FABQ-W were able to accurately identify those with elevated (above median) or not elevated (below median) total FABQ-PA and FABQ-W scores.137
PAIN CATASTROPHIZING SCALE
ICF Category Measurement of impairment of body function – content of thought (mental functions consisting of the ideas that are present in the thinking process and what is being conceptualized); and thought functions, specified as the tendency to elaborate physical symptoms for cognitive/ideational reasons
Description The Pain Catastrophizing Scale (PCS) assesses the degree of catastrophic cognitions due to LBP.282 Pain catastrophizing has been broadly defined as an exaggerated negative orientation towards actual or anticipated pain experiences.282 The PCS is a 13-item questionnaire with a potential range of 0 to 52, with higher scores indicating higher levels of pain catastrophizing. The PCS assesses 3 independent dimensions of pain catastrophizing: rumination (items 8–11 – ruminating thoughts, worrying, inability to inhibit pain related thoughts); magnification (items 6,7,13 – magnification of the unpleasantness of pain situations and expectancies for negative outcomes); and helplessness (items 1–5, 12 – inability to deal with painful situations).282, 291 Patients rate their agreement with statements related to thoughts and feelings when experiencing pain on a 5-point Likert scale (0 = “not at all,” 4 = “all the time”).282
Measurement method Self-report
Nature of variable Continuous
Units of measurement Individual items: 5-point Likert scale (0 = “not at all,” 4 = “all the time”)
Measurement properties Test-retest reliability has been reported for the PCS at 6 (r = .75) and 10-weeks (r = .70).282 Cronbach’s alpha estimates ranging from .85 to .92 suggest the PCS is internally consistent.70, 71, 227 and similar findings have been found for items related to rumination (.85), magnification (.75), and helplessness (.86).227 The PCS has been found to demonstrate several different types of validity.70, 71, 227, 282
ÖREBRO MUSCULOSKELETAL PAIN SCREENING QUESTIONNAIRE
ICF Category Measurement of limitation in activities and participation - completing the daily routine; purposeful sensory experiences, specified as repetitive perception of non-injurious sensory stimuli; and interacting according to social rules
Measurement of impairment of body function – pain in back; pain in lower limb; content of thought; and thought functions, specified as the tendency to elaborate physical symptoms for cognitive/ideational reasons
Description The Örebro Musculoskeletal Pain Screening Questionnaire (OMPSQ) (also referred to as the Acute Low Back Pain Screening Questionnaire) was originally developed to assist primary care practitioners in identifying psychosocial “yellow-flags” and patients at risk for future work disability due to pain. The OMPSQ is a 25-item screening questionnaire (of which 21 are scored) that consists of items involving pain location (item 4), work absence due to pain (item 5), pain duration (item 6), pain intensity (items 8 and 9), control over pain (item 11), frequency of pain episodes (item 10), functional ability (items 20 through 24), mood (items 12 and 13), perceptions of work (items 7 and 16), patients estimate of prognosis (items 14 and 15), and fear-avoidance (items 17 through 19).194 The scored-items are summed to provide a total score potentially ranging from 0 to 210, with higher scores indicating a higher risk of poor outcome.
Measurement method Self-report
Nature of variable Continuous
Units of measurement Individual items rated on a 0 to 10 scale
Measurement properties The ability of the OMPSQ to predict long-term pain, disability, and sick leave has been supported in previous studies,202 including a systematic review of 7 publications (5 discrete datasets).156
SUBGROUPS FOR TARGETED TREATMENT BACK SCREENING TOOL
ICF Category Measurement of limitation in activities and participation - completing the daily routine; purposeful sensory experiences, specified as repetitive perception of non-injurious sensory stimuli; and interacting according to social rules
Measurement of impairment of body function – pain in back; pain in lower limb; content of thought; and thought functions, specified as the tendency to elaborate physical symptoms for cognitive/ideational reasons; appropriateness of emotion (mental functions that produce congruence of feeling or affect with the situation, such as happiness at receiving good news); range of emotion (mental functions that produce the spectrum of experience of arousal of affect or feelings such as love, hate, anxiousness, sorrow, joy, fear and anger); and emotional functions, specified as the tendency to elaborate physical symptoms for emotional/affective reasons
Description The Subgroups for Targeted Treatment (STarT) Back Screening Tool is a 9-item screening measure used to identify subgroups of patients with low back pain in primary care settings based on the presence of potentially modifiable prognostic factors which may be useful in matching patients with targeted interventions.152 The STarT contains items related to physical (items 2, 3, 5, 6) and psychosocial (items 1, 4, 7, 8, 9) factors that have been identified as strong independent predictors for persistent disabling LBP.
Measurement method Potential responses for the STarT are dichotomized (‘agree’ or ‘disagree’), with the exception of an item related to ‘bothersomeness’ which uses a 5-point Likert scale. Overall STarT scores (ranging from 0 to 9) are determined by summing all positive responses. Psychosocial subscale scores (ranging from 0 to 5) are determined by summing items related to bothersomeness, fear, catastrophizing, anxiety, and depression (i.e., items 1, 4, 7, 8, 9). Based on overall and psychosocial subscale scoring, the STarT categorizes patients as ‘high-risk’ (psychosocial subscale scores ≥4) in which high levels of psychosocial prognostic factors are present with or without physical factors present, ‘medium-risk’ (overall score >3; psychosocial subscale score <4) in which physical and psychosocial factors are present, but not a high level of psychosocial factors, or ‘low-risk’ (overall score 0–3) in which few prognostic factors are present.139
Nature of variable Continuous subscale scores for function and psychosocial items & categorical subgroups
Units of measurement Individual items:
Bothersomeness item: (5-point Likert scale)
Remaining items: (dichotomous scale)
Subgroup scoring:
High risk (psychosocial subscale scores ≥4)
Medium risk (overall score >3; psychosocial subscale score <4)
Low risk (overall score ≤3)
Measurement properties The STarT overall (0.79, 95% CI: 0.73 – 0.95) and psychosocial subscale (0.76, 95% CI: 0.52 – 0.89) scores has been found to have acceptable test-retest reliability (weighted kappa values) in patients with stable symptoms.152 Cronbach’s alpha estimates for overall (.79) and psychosocial subscale (.74) scores suggest the STarT has demonstrates internal consistency.152 The predictive validity of the STarT has been reported in which sub grouping cutoff scores were predictive of poor 6-month disability outcomes in low (16.7%), medium (53.2%), and high (78.4%) risk subgroups.152 The discriminant validity of the STarT scores (AUC range: 0.73 – 0.92) have been reported and suggest that overall scores best discriminate physical reference standards (eg, disability and referred leg pain), while psychosocial subscale scores best discriminate psychosocial reference standards (eg, catastrophizing, fear, and depression).152 The STarT has demonstrated concurrent validity in comparison to the Örebro Musculoskeletal Pain Screening Questionnaire, in which both instruments displayed similar subgroup characteristics and the ability to discriminate for disability, catastrophizing, fear, comorbid pain and time off work reference standards.153 Subgroup status has corresponded to initial pain intensity and disability scores in an ordinal manner for patients seeking care in outpatient physical therapy settings and longitudinal analyses indicated different patterns of change for clinical outcomes.100

CLINICAL GUIDELINES: INTERVENTIONS

A variety of interventions have been described for the treatment of low back pain, and it is not the intention of these clinical practice guidelines to exhaustively review all interventions. Instead these guidelines focus on approaches in which randomized, controlled trials and/or systematic reviews that have tested these interventions in environments that would match physical therapy application. In keeping with the overall theme of these guidelines we are focusing on the peer-review literature and making recommendations related to 1) treatment matched to subgroup responder categories, 2) treatments that have evidence to prevent recurrence, and 3) treatments that have evidence to influence the progression from acute to chronic low back pain and disability.

It is believed that early physical therapy intervention can help reduce the risk of conversion of patients with acute low back pain to patients with chronic symptoms. A study by Linton demonstrated that early active physical therapy intervention for patients with the first episode of acute musculoskeletal pain significantly decreased the incidence of chronic pain.195 This study represented a cohort study comparing patients who received early versus delayed or no PT intervention for occupational related injury. At 12-month follow-up the group who received early active physical therapy had significant reductions in amount of work time lost. Only 2% of patients who received early intervention went on develop chronic symptoms compared to 15% of the delayed treatment group.195 These findings have been supported numerous times.114, 128, 193, 225, 240, 304

MANUAL THERAPY

Thrust and non-thrust mobilization/manipulation is a common intervention utilized for acute, sub acute, and chronic low back pain. Despite its popularity, recent systematic reviews have demonstrated marginal treatment effect across the heterogeneous group of patients with low back pain.8, 9 Also, most trials have assessed the efficacy of mobilization/manipulation in isolation rather than in combination with active therapies. Recent research has demonstrated that spinal manipulative therapy is effective for subgroups of patients, and as a component of a comprehensive treatment plan, rather than in isolation.

Research has determined a subgroup of patients likely to have dramatic changes with application of thrust manipulation to the lumbar spine, advice to remain active, and mobility exercise. Flynn conducted an initial derivation study of patients most likely to benefit from a general lumbopelvic thrust manipulation.96 Five variables were determined to be predictors of rapid treatment success, defined as a 50% reduction in Oswestry Disability Index scores within two visits. These predictors included:

  • Duration of symptoms < 16 days

  • No symptoms distal to the knee

  • Lumbar hypomobility

  • At least one hip with >35° of internal rotation

  • FABQ work score < 19

The presence of 4 or more predictors increased the probability of success with thrust manipulation from 45% to 95%.

This test item cluster was validated by Childs et al,49 which demonstrated similar results with patients meeting four of the five predictors who received thrust manipulation (+LR 13.2, 95% CI=3.4, 52.1). Patients were randomized to receive either spinal manipulation or trunk strengthening exercises. Patients meeting the rule who received manipulation had greater reductions in disability than all other subjects. These results remained significant at 6 month follow-up. A pragmatic rule has also been published to predict dramatic improvement looking at two factors:

  • Duration < 16 days

  • Not having symptoms distal to the knee

If these two factors were present, patients had a moderate-large shift in probability of a successful outcome following application of thrust manipulation (+LR= 7.2, 95% CI: 3.2, 16.1)102

An analysis of the outcomes associated with the Childs validation study demonstrated that when comparing patients who received manipulation and exercise versus those who received only exercise demonstrated less risk of worsening of disability in those patients who received manipulation.48 Patient who received only exercise were eight (95% CI= 1.1–63.5) times more likely to experience a worsening of disability. The number needed to treat (NNT) with manipulation to prevent one additional patient from experiencing a worsening in disability was 9.9 (95% CI=4.9, 65.3).48

This rule has been further examined by Cleland with similar results for patients fitting the clinical prediction rule with two different thrust techniques, the previously utilized general lumbopelvic technique and a sidelying rotational technique.61 The two groups receiving thrust manipulation fared significantly better than a group receiving non-thrust mobilization at one week, 4 weeks, and 6 months.

The Cleland61 trial demonstrated that patient outcomes are dependent on utilization of a thrust manipulation, as those who received non-thrust techniques did not have dramatic improvement. This had previously been established by Hancock et al134 in a secondary analysis of patients who fit the clinical prediction rule that were treated primarily with non-thrust mobilization where no differences were found in a control group who received placebo intervention. The findings of the Cleland and Hancock papers demonstrate that rapid improvements associated with patients fitting the clinical prediction rule are specific to patients receiving thrust manipulation.

A secondary analysis by Fritz et al112 compared the effectiveness of a thrust manipulation and stabilization exercise intervention or stabilization intervention. The mean duration of symptoms for patients was 27 days (range, 1–594). Patients that were assessed to have lumbar hypomobility on physical examination demonstrated more significant improvements with the manipulation and exercise intervention than stabilization alone. Seventy-four percent of patients with hypomobility who received manipulation were deemed successful as compared to 26% of patients with hypermobility that were treated with manipulation. These findings may suggest that assessment of hypomobility, in the absence of contraindications, is sufficient to consider use of thrust manipulation as a component of comprehensive treatment.

Beyond the success associated with the usage of thrust manipulation in patients with acute low back pain who fit the clinical prediction rule, there is evidence for the use of thrust manipulation in other patients experiencing low back pain. Aure and colleagues11 demonstrated superior reductions in pain and disability in patients with chronic low back pain who received thrust manipulations when compared to an exercise intervention. More recently, Cecchi et al conducted a randomized controlled trial (n=210) in patients with low back pain.44 Subjects were randomized to receive thrust manipulation, back school intervention, or individualized physiotherapy intervention. Reductions in disability were significantly higher for the manipulation group at discharge and twelve months. Long term pain relief, reoccurrences of low back pain, and drug usage also favored the manipulation group.

Whitman et al311, 312 demonstrated that, for patients with clinical and imaging finding consistent with lumbar central spinal stenosis, a comprehensive treatment plan including thrust and non-thrust mobilization/manipulation directed at the lumbopelvic region is effective at decreasing pain and disability. In the randomized control trial, 58 patients were randomized to receive a comprehensive manual therapy approach, gluteal retraining, and body weight supported treadmill training or lumbar flexion exercises and traditional treadmill training.311 Seventy eight percent of patients receiving manual treatments met the threshold for success compared to 41% of the flexion based exercise group at six weeks. At long term follow-up all outcomes favored the experimental group, although these differences were not statistically significant. Manual therapy was delivered in a pragmatic impairment-based approach; specifically, 100% of patients received non-thrust mobilization to the lumbar spine, 50% of patients received thrust manipulation to the lumbar spine, and 31% of patients received lumbopelvic manipulation.12 Patients also received manual therapy interventions to other regions of the lower quarter and thoracic spine as deemed important by the treating therapists.12 This study supports the use of a comprehensive treatment program that includes manual therapy interventions in the management of patients with lumbar spinal stenosis.

Murphy et al218 published a prospective cohort study of 57 consecutive patients with central, lateral, or combined central and lateral lumbar spinal stenosis. Patients were treated with lumbar thrust manipulation, nerve mobilization procedures, and exercise. The mean improvement in disability, as measured by the Roland-Morris Disability Questionnaire, was 5.1 points from baseline to discharge, and 5.2 points from baseline to long term follow-up, satisfying the criteria for minimally clinical important difference. Pain at worst was also reduced by a mean of 3.1 points. Reiman et al,248 in a recent systematic review based off of the Whitman trial and several lower quality studies, recommends manual therapy techniques including thrust and non-thrust mobilization/manipulation to the lumbopelvic region for patients with lumbar spinal stenosis.

The hip has long been identified as a potential source of and contributor to low back dysfunction, and impairments in hip mobility have been found to be associated with the presence of LBP.19, 89, 249, 266, 318 It has been suggested that altered movements of the hip and spine may contribute to the development of low back pain, as it may alter the loads placed on the lumbar facets and posterior spinal ligaments.1, 190 Several authors have described restricted hip mobility in patients with low back pain as an indicator of positive response to interventions targeting the hip.33,44, 53,84,184,284,278,289 Some early evidence demonstrates successful incorporation of interventions targeting the hip into a more comprehensive treatment program for patients with lumbar spinal stenosis.278,279 Though research in this area is developing, clinicians may consider including examination of the hip and interventions targeting identified hip impairments for patients with LBP.

Clinicians should consider utilizing thrust manipulative procedures to reduce pain and disability in patients with mobility deficits and acute low back and back-related buttock or thigh pain. Thrust manipulative and non-thrust mobilization procedures can also be used to improve spine and hip mobility and reduce pain and disability in patients with sub acute and chronic low back and back-related lower extremity pain.

TRUNK COORDINATION, STRENGTHENING, AND ENDURANCE EXERCISES

Lumbar strengthening and stabilization exercises are another commonly utilized treatment for LBP. These exercises are commonly prescribed for patients who have received the medical diagnosis of spinal instability.

In a Cochrane review on exercise therapy for the treatment of non-specific low back pain Hayden and colleagues140 examined the literature on exercise therapy for patients with acute (11), sub acute (6) and chronic (43) low back pain and reported that exercise therapy was effective in decreasing pain in the chronic population, graded activity improved absenteeism in the sub acute population, and exercise therapy is as effective as other conservative treatments or no treatments in the acute population. The larger criticism that the Cochrane reviewers found with the current literature was that the outcome tools were heterogeneous and the reporting was poor and inconsistent with the possibility of publication bias.

In a systematic review of 14 RCTs examining the effectiveness of motor control exercises for nonspecific LBP, Macedo et al200 concluded that motor control when used in isolation or with additional interventions is effective at decreasing pain and disability related to nonspecific LBP. However, there was insufficient evidence to find motor control exercises superior to manual therapy or other exercise interventions. The authors were unable to provide recommendations regarding the best strategies for implementing motor control exercise into clinical practice.

A preliminary clinical prediction rule for the stabilization classification has been proposed to assist clinicians with accurately identifying patients that appear to be appropriate for a stabilization-focused exercise program.145 The clinical prediction rule for stabilization classification was developed using similar methodology for the manipulation rule. Variables that significantly predicted a 50% improvement in disability from LBP at 4-weeks in a multivariate setting were retained for the clinical prediction rule.145 Four examination findings:

  • Age <40 years

  • Positive prone instability test

  • Presence of aberrant movements with motion testing

  • SLR > 91 degrees

were identified and a positive clinical prediction rule for stabilization was defined as presence of at least 3 of the findings (+LR = 4.0, 95% CI = 1.6, 10.0), while a negative clinical prediction rule was presence of fewer than 2 of the findings (−LR = 0.20, 95% CI = 0.03, 1.4).145 Validation of this test item cluster is required before it can be recommended for widespread clinical use.

Costa et al68 used a placebo-controlled randomized controlled trial to examine the use of motor control exercises in 154 patients with chronic LBP. Interventions consisted of either specific motor control exercises directed to the multifidus and transverse abdominis or non-therapeutic modalities. Short term outcomes demonstrated small but significant improvements in favor of the motor control group for both patient activity tolerance and global impression of recovery. The exercise interventions failed to reduce pain greater than non-therapeutic modalities over the same period.

A randomized controlled trial was performed by Rasmussen-Bar et al246 that compared a graded exercise program, which emphasized stabilization exercises to a general walking program in the treatment of low back pain lasting greater than 8 weeks. At both the 12 months and the 36 months follow up the stabilization group outperformed the walking group with 55% of the stabilization group and only 26% of the walking group meeting the predetermined criteria for success. This research demonstrates that a graded exercise intervention emphasizing stabilizing exercises seems to improve perceived disability and health parameters in short and long terms in patients with recurrent LBP.

Choi and colleagues51 performed a review of randomized clinically controlled trials that examined the effectiveness of exercise in the prevention of low back pain recurrence. This was published in a Cochrane review. Treatments were defined as exercise including strengthening, endurance, and aerobic that occurred during the patient’s episode of care with a healthcare practitioner as well as those that occurred following discharge from a healthcare practitioner. Specific types of exercise were not assessed individually. The group found 9 studies that met their criteria for inclusion. There was moderate quality evidence that the number of recurrences was significantly reduced in two studies (Mean Difference −0.35; 95% CI −0.60 to −0.10) at one-half to two years follow- up. There was very low quality evidence that the days on sick leave were reduced in patients who continued to perform low back exercises following discharge (Mean Difference - 4.37; 95% CI −7.74 to −0.99) at one-half to two years follow-up. In summary, there was moderate quality evidence that post-discharge exercise programs can prevent recurrences of back pain.

In a randomized controlled trial, Hides et al149 compared a 4 week specific exercise training program to a control group consisting of advice and medication in a group of patients with first episode LBP. The specific exercise group performed co-contraction exercises believed to facilitate training of the lumbar multifidus and transverse abdominis muscle groups. The specific exercise group reported recurrence rates of 30% at one year and 35% at 3 years compared to 84% at 1 year and 75% at 3 years for the control group.

O’Sullivan et al226 completed a randomized controlled trial involving subjects with radiologically confirmed spondylolysis or spondylolisthesis. A specific exercise group received weekly interventions directed at specific training to promote isolation and co-contraction of the deep abdominal muscles and the lumbar multifidus. A control group received usual care typically consisting of aerobic exercise, rectus abdominis training and modalities. At the conclusion of the 10 week program, the specific exercise group demonstrated statistically significant improvements in both pain intensity and functional disability. These gains were maintained at a 30 month follow up.

Yilmaz and colleagues321 investigated the efficacy of a dynamic lumbar stabilization exercise program in patients with a recent lumbar microdiscectomy. In a randomized study they found that lumbar spinal stabilization exercises under the direction of a physical therapist was superior to performing a general exercise program independently at home and to a control group of no prescribed exercises at 3 months. This study had a small sample size with 14 in each group and did not describe any loss to follow up.

Kulig et al185 performed a randomized clinically controlled trial comparing an intensive 12-week exercise program and education to education alone and to usual physical therapy care post microdiscectomy. In the 2-group analyses, exercise and education resulted in a greater reduction in Oswestry Disability Index scores and a greater improvement in distance walked. In the 3-group analyses, post hoc comparisons showed a significantly greater reduction in Oswestry Disability Index scores following exercise and education compared with the education-only and usual physical therapy groups. Limitations of this study included lack of adherence to group assignments and a disproportionate therapist contact time.

Clinicians should consider utilizing trunk coordination, strengthening, and endurance exercises to reduce low back pain and disability in patients with sub acute and chronic low back pain with movement coordination impairments and in patients post lumbar microdiscectomy.

CENTRALIZATION AND DIRECTIONAL PREFERENCE EXERCISES AND PROCEDURES

A systematic review by Clare, et al59 reviewed 6 randomized/quasi-randomized controlled trials investigating the efficacy of McKenzie therapy in the treatment of spinal pain. The authors concluded that the studies suggest that McKenzie therapy is more effective than comparison treatments (NSAIDS, educational booklet, strengthening, etc.) at short-term follow-up. It should be noted that the studies in this review excluded trials where co-interventions were permitted and may not be generalizable to clinical practice. A second systematic review from Aina et al2 examined centralization of spinal symptoms. They reported centralization is a commonly encountered subgroup of low back pain, with good reliability during examination. Their meta-analysis resulted in a prevalence rate for centralization of 70% with sub-acute low back pain and 52% in chronic low back pain. The presence of centralization was associated with good outcomes and lack of centralization with poor outcomes. Macedo et al performed a systematic review and meta-analysis of 11 trials utilizing the McKenzie treatment approach.201 Short term results demonstrated improved outcomes compared to passive treatments. Long term follow-up at 12 weeks favored advice to remain active over McKenzie exercise, raising questions on the long term clinical effectiveness of the McKenzie methods for management of patients with low back pain.201

Long and colleagues197 investigated whether a McKenzie examination and follow-up on 312 patients with acute, sub-acute, and chronic low back pain would elicit a directional preference in these patients. Directional preference in this investigation was described as an immediate, lasting improvement in pain from performing repeated lumbar flexion, extension, or sideglide/rotation spinal movements. Of the 312 patients, 230 participants (74%) had a directional preference, characterized as: extension (83%), flexion (7%), and lateral responders (10%). These patients were randomized into groups of 1) directional exercises matching the patient’s directional preference, 2) directional exercises opposite the patient’s directional preference, or 3) non-directional exercises. Significant reductions in pain, pain medication use, and disability occurred in the directional exercise group that was matched to their directional preference. One-third of the patients in the non-concordant exercise group dropped out because they were either not improving or worsening. The authors suggest that this study “adds further validity by demonstrating that a subject-specific treatment is superior to others in creating good outcomes.”197 One limitation of this study was that it only followed participants for two weeks post-intervention, thus, providing little insight into the long term effects of directional preference driven exercises.

Long and colleagues198 conducted a secondary analysis of a previous RCT examining a range of factors that predict a favorable outcome where patients were sub grouped based on the presence or absence of directional preference. The authors concluded from the analyses that those subjects who exhibited a directional preference or centralization response who then received a matched treatment had a 7.8 times greater likelihood of a good outcome, which was defined as a minimal reduction of 30% on the Roland-Morris Disability Questionnaire.

A multicenter randomized control trial by Browder et al35 looked to examine the effectiveness of an extension-oriented treatment approach in patients with low back pain. The authors included a homogenous subgroup of patients that responded with centralization to extension movements. Forty-eight patients were randomly allocated to receive either exercise/mobilization promoting lumbar spine extension or lumbopelvic strengthening. Subjects in both groups attended 8 physical therapy treatments and were given a home exercise program. The patients who received the extension-oriented treatment approach experienced greater reductions in disability compared to those subjects who received lumbopelvic strengthening exercises at 1 week, 4 weeks, and 6 months. The authors conclude that those patients that centralize with lumbar extension movements preferentially benefit from an extension-oriented treatment approach.

Werneke and colleagues309 performed a prospective, longitudinal cohort aiming to determine baseline prevalence of directional preference or no directional preference in 584 patients with non-specific low back pain who centralize, did not centralize, or could not be classified. The authors also sought to determine if these classifications predicted functional status and pain intensity at discharge. Therapists skilled in the use of the McKenzie methodology participated in the study. The authors found that the overall prevalence of directional preference and centralization was 60% and 41%, respectively. Results indicate that patients whose symptoms showed directional preference with centralization at intake reported better functional status and less pain compared to patients whose symptoms did not centralize and showed no directional preference. One key implication of this study is that the patient response criteria regarding directional preference and centralization should be considered as independent variables when analyzing patient outcomes.

In a randomized controlled trial, Peterson et al229 compared thrust manipulation along with general patient education to the McKenzie method along with general patient education in 350 patients who reported symptoms of low back pain for a duration of more than 6 weeks and who presented with centralization or peripheralization of symptoms, with or without signs of nerve root involvement. In addition to the patient education, the manipulation group received thrust and non-thrust manipulation as well as trigger point massage at the discretion of the treating clinician but they were not allowed to perform exercises or movements demonstrated to centralize the patient’s symptoms. In addition to the patient education, the McKenzie method groups received interventions consistent with the McKenzie method (centralization exercises and procedures) at the discretion of the treating clinician but were not allowed to use mobilization/manipulation interventions. At 2 months follow-up, the McKenzie treatment was superior to manipulation with respect to the number of patients who reported success after treatment (71% and 59%, respectively). The McKenzie group showed improvement in level of disability compared to the manipulation group reaching a statistical significance at the 2 and 12 months follow-up.

Clinicians should consider utilizing repeated movements, exercises, or procedures to promote centralization to reduce symptoms in patients with acute low back pain with related (referred) lower extremity pain. Clinicians should consider using repeated exercises in a specific direction determined by treatment response to improve mobility and reduce symptoms in patients with acute or sub acute low back pain with mobility deficits.

FLEXION EXERCISES

Flexion based exercises, also called Williams flexion exercises, have long been considered a standard treatment for patients with lumbar spinal stenosis. It has been reported that flexion specific-exercise classification appears to be less common and most often occurs in patients who are older, often with a medical diagnosis of lumbar spinal stenosis.103 Current guidelines detailing conservative intervention for stenosis detail repeated flexion exercises in the supine, seated, and standing position.27 A recent review article by Backstom et al12 notes that flexion based exercises have long been utilized to theoretically open or expand the foraminal canals and central spinal canal, and thus, potentially relieving mechanical compression of the lumbar nerve roots, improving spinal flexibility, and improving hemodynamics.

A previously discussed multicenter randomized, controlled trial by Whitman et al311 compared two physical therapy programs for patients with both imaging studies and clinical presentation consistent with central lumbar spinal stenosis. The authors randomized 58 patients with lumbar spinal stenosis to one of two 6-week physical therapy programs: 1) a manual therapy, exercise, and body weight supported treadmill walking group; and 2) a lumbar flexion exercise, treadmill walking, and walking program group. Patients in the manual therapy group reported recovery at 6 weeks with a number needed to treat of 2.6. At 1 year, 62% of the manual therapy group continued to have successful outcomes as compared to 41% in the flexion based exercise group.

As detailed previously, a cohort study by Murphy218 utilized flexion based exercises as a component of a treatment program also utilizing long axis distraction manipulation and nerve mobilization procedures in a population of patients with both clinical findings and imaging findings of central, lateral, or combined central and lateral lumbar spinal stenosis. Patients were instructed in a quadruped exercise emphasizing lumbar flexion and alternate extension in order to improve overall joint mobility. The mean improvement in disability as measured by the Roland Morris Disability Index score was 5.1 points from baseline to discharge, and 5.2 points from baseline to long term follow-up, satisfying the criteria for minimally clinical import difference. Pain at worst was also reduced by a mean of 3.1 points using the 0–10 numeric pain rating scale.

Simotas et al269 performed a prospective cohort study following forty nine patients with radiographic central canal lumbar spinal stenosis for a mean of 33 months with treatment consisting of daily flexion based exercises. At three year follow-up 9 patients had undergone surgical intervention. Of the 40 patients who did not undergo surgery, 5 reported worsening of symptoms, 12 reported no change, 11 reports mild improvement, and 12 reported sustained improvement. Twelve of these 40 patients who did not undergo surgery reported having none or only mild pain.

Clinicians can consider flexion exercises, combined with other interventions such as manual therapy, strengthening exercises, nerve mobilization procedures, and progressive walking for reducing pain and disability in older patients with chronic low back pain with radiating pain.

LOWER QUARTER NERVE MOBILIZATION PROCEDURES

George115 published a case series of six patients with sub acute low back pain and leg symptoms who 1) were unable to improve or worsen their symptoms with lumbar flexion and extension motions, and 2) had a positive slump test. All patients were treated with end-range nerve mobilization (passive slump and straight leg raise stretching) procedures. All patients demonstrated reductions in numeric pain rating. Five of six patients reported a reduction or elimination of their thigh, lower leg, or foot symptoms, in which two of the patients not longer had symptoms and three of the patients reported the location of his/her symptoms to be in a more proximal location at discharge. These five patients had an average of 8 treatment sessions each.

Cleland et al63 completed a randomized controlled trial (n=30) using the same eligibility criteria as the George115 case series. Patients with low back complaints, with symptoms distal to the buttocks, had reproduction of symptoms with the slump test, and no change in symptoms with lumbar flexion or extension were randomized to receive non-thrust mobilization of the lumbar spine and exercise or slump stretching and exercise. Patients were treated for six sessions. At discharge the slump stretching group exhibited significantly improved disability, overall perceived pain, and reduction of their thigh, lower leg, or foot symptoms.

Additionally, Murphy218 utilized nerve mobilization procedures in a cohort of 55 consecutive patients with lumbar spinal stenosis as part of a treatment protocol and reported a mean improvement of 5.1 using the Roland-Morris Disability Questionnaire. Hall and colleagues131, 132 demonstrated an increase in straight leg raise range of motion in treating using end-range nerve mobilization (straight leg raising combined with manual lower limb traction) in a cohort of patients with neurogenic lower extremity complaints.

A randomized controlled trial completed by Scrimshaw265 compared standard care to standard care plus active and passive lower limb mobilization procedures in patients status-post lumbar spine surgery (discectomy, laminectomy, or fusion). In addition to baseline measures, follow up data for pain and disability were collected at 6 weeks, 6 months and 12 months after surgery. The results showed no statistically significant differences between the groups for any of the outcomes at any point in time. Due to the heterogeneity of patient population and treatment, results must be interpreted with caution. However, presently no other data suggest that nerve mobilization procedures are more effective than standard care for patients post lumbar surgery.

Numerous other case studies have described utilization of lower extremity nerve mobilization procedures for lower limb symptoms.62, 64, 116, 179, 289 Diagnoses utilized in these reports included hamstring strain and complex regional pain syndrome.

Clinicians should consider utilizing lower quarter nerve mobilization procedures to reduce pain and disability in patients with sub acute and chronic low back pain and radiating pain.

TRACTION

A systematic review by Clark and colleagues60 investigated the use of traction compared to reference treatments, placebo/sham traction, or no treatment for patients with low back pain. The authors included 25 randomized controlled trials that included patients with acute, sub-acute or chronic low back pain, with or without sciatica. Of the 25 selected randomized controlled trials, only 5 trials were considered high quality. Based on the available evidence, there is moderate evidence showing no statistical significant differences in short or long-term outcomes between traction as a single treatment when compared to placebo, sham, or no treatment. The authors concluded that intermittent or continuous mechanical traction as a single treatment for low back pain cannot be recommended for heterogeneous groups of patients suffering from low back pain with or without sciatica.

Several randomized controlled trials have compared traction to a sham traction intervention with no significant differences found between the groups. Beurskens et al22 randomized 151 subjects with 6 week history of non-specific low back pain to receive either traction (35–50% of body weight) or sham traction (maximum 20% body weight) for twelve 20 minute sessions over 5 weeks. Follow up measures for pain, disability and impression of perceived recovery were completed at 12 weeks and 6 months with no statistically significant differences between the groups at either point. Schimmel et al263 compared traction via the Intervertebral Differential Dynamics Therapy device (50% body weight + 10 pounds force) to sham intervention in the same device (10 pounds force) in subjects with a history of greater than 3 months of nonspecific low back and leg pain. Subjects received 20 visits over 6 weeks, with pain, disability and quality of life measured at 2, 6 and 14 weeks. Both treatment regimens showed significant improvement versus baseline in all measures at 14 weeks. However, no between group differences was present at follow up.

In a randomized clinical trial, Fritz et al111 aimed to investigate whether there is a subgroup of low back pain patients that benefit from mechanical traction along with extension-oriented exercise. Sixty-four patients with low back pain with radicular symptoms were assigned to receive either an extension-oriented treatment approach or an extension-oriented treatment approach with mechanical traction for a total of 6 weeks. The results showed a greater reduction in disability and fear-avoidance beliefs for subjects in the traction group at the 2-week follow up. However, at 6-weeks, there was no statistical difference. Furthermore, the investigators identified two variables that may help identify a subgroup of patients that can benefit from mechanical traction. Those patients that experience peripheralization of symptoms with extension movement and have a positive crossed SLR test had a better likelihood of success. Of these subjects, 84.6% in the traction group had a successful outcome as compared to 45.5% that allocated to the extension group. Although this subgroup of low back pain patients is likely small, the authors conclude that this subgroup is characterized by the presence of sciatica, signs of nerve root compression, and either peripheralization with extension movements or a positive crossed SLR test.

Beattie et al17 performed a prospective, longitudinal case series study involving 296 patients with low back pain and evidence of a degenerative and/or herniated intervertebral disk at one or more levels of the lumbar spine. Each patient received prone lumbar traction using the vertebral axial decompression (VAX-D) system for 8 weeks. The numeric pain rating scale and the Roland-Morris Disability Questionnaire were completed at pre-intervention, discharge, and at 30 days and 180 days after discharge. A total of 250 (84.4%) subjects completed the treatment protocol, so an intention-to-treat analysis was performed to account for the loss to follow-up. The investigators found that patients reported significantly improved pain and Roland-Morris Disability Questionnaire scores after 16 to 24 visits of prone traction at discharge, and at 30 days and 180 days post discharge. It should be noted that there was no control group and that there were large variations in the magnitude of change in the outcome measures used.

There is conflicting evidence for the efficacy of intermittent lumbar traction for patients with low back pain. There is preliminary evidence that a subgroup of patients with signs of nerve root compression along with peripheralization of symptoms or a positive crossed straight leg raise will benefit from intermittent lumbar traction in the prone position. There is moderate evidence that clinicians should not utilize intermittent or static lumbar traction for reducing symptoms in patients with acute or sub acute, non-radicular low back pain or for patients with chronic low back pain.

PATIENT EDUCATION AND COUNSELING

Education and advice have been traditional interventions given to patients with acute, sub-acute, and chronic low back pain. A survey of recognized clinical specialists in orthopaedic physical therapy identified the patient education strategies of “Educate patient in home care treatment program” and “Recommends strategies to prevent recurrent problems” ranked as the highest two out of a list of 12 intervention strategies.211 In addition, “Functional movement training/re-education” was ranked as a “very important strategy” for therapists to implement in their plan of care for patients.211

Research in patient education and counseling strategies has focused on three main approaches, 1) general education and advice in acute and sub-acute populations, 2) behavioral education; including cognitive-behavioral theory, graded activity, and graded exposure, in a variety of populations, and 3) education of patients on the physiology of pain.

Patient education has long been considered a standard of care for the treatment of patients with acute low back pain. Guidelines generally recommend clinicians to counsel their patients to 1) remain active, 2) avoid bed rest, and 3) acknowledge the positive natural history of acute low back pain. For example, the joint guidelines for the Diagnosis and Treatment of Low Back Pain from the American College of Physicians and the American Pain Society state “Clinicians should provide patients with evidence-based information on low back pain with regard to their expected course, advise patients to remain active, and provide information about effective self-care options (strong recommendation, moderate-quality evidence).”54 Several other systematic reviews have demonstrated moderate evidence for advising patients to remain active, as compared to bed rest, for the best opportunity for pain reduction and functional improvements.74, 129, 151

In 2007 Liddle et al192 published a systematic review on advice for the management of low back pain. Major findings state that general instructions to remain active are sufficient for patients with acute low back pain. More involved education relating to appropriate exercise and functional activities to promote active self-management is effective in patients with sub-acute and chronic low back pain.

Burton et al37 completed a randomized controlled trial (n=162) exploring the efficacy of a novel educational booklet compared with a traditional booklet in patients with low back pain being seen in a primary care setting. Traditional information and advice about back pain has been based on a biomedical model with emphasis on anatomy, biomechanics, and pathology. The novel education booklet deemphasized education on pathology and disease processes, provided reassurance regarding the likelihood of recovery, and promoted positive attitudes. The novel education booklet resulted in significantly greater early improvement in beliefs that were maintained at 1 year. For patients that had elevated fear avoidance beliefs there was a clinically important improvement in the Roland-Morris Disability Questionnaire at 3 months.

Coudeyre et al69 demonstrated in a large, non-randomized controlled trial that utilization of pamphlet education was effective in reducing persistent low back pain and increasing patient satisfaction. Days of work missed, disability as measured by the Quebec Disability Scale, and fear-avoidance beliefs did not differ between the between the groups the that received or did not received the educational pamphlet.

Albaladeajo et al4 completed a three armed, clustered, randomized trial comparing three educational packages to 348 patients with low back pain, of which 265 (79.8%) had chronic low back pain. All patients received usual care administered by primary care physicians. One group received a booklet and brief education on health education that focused on nutrition. The two other groups received a booklet and brief education on active managements of low back pain. A third group also received four sessions of physiotherapy for an establishment of a home exercise program. At the 6 month follow-up both groups receiving the active management education had small but statistically significant reduced disability and pain, and improved quality of life and mental quality of life scores. Scores in the education and exercise group at the 6 month follow-up were consistently better than the education alone group but the differences were not significant.

Uderman and colleagues290 completed a prospective trial of the effect of an educational booklet on a sample of patients with chronic low back pain (mean 10.4 years). Patients were given educational literature on how to manage their back pain and completed a one week follow-up test on content and beliefs. At nine and 18 months there were statistically significant reductions in pain and frequency of low back pain episodes. Due to the study design, it is impossible to conclude the observed effects are as a result of the intervention; however, given the chronic nature of the patient population, it is less likely results are due to natural history of the disorder.

Behavioral education, also known as cognitive behavioral theory, encompasses many aspects of patient education and counseling for patients with low back pain,36, 31 including:

  • Activity pacing

  • Attention diversion

  • Cognitive restructuring

  • Goal setting

  • Graded exposure

  • Motivational enhancement therapy

  • Maintenance strategies

  • Problem-solving strategies

Several aspects of behavioral education and counseling are utilized in physical therapy practice.255 Henschke et al,144 in a recent Cochrane Review, concluded there is moderate quality evidence that operant therapy and behavioral therapy are more effective than waiting list or usual care for short term pain relief in patients with chronic low back pain, but no specific type of behavioral therapy is superior than another. In the intermediate to long term, there is no established difference between behavioral therapy and group exercise for management of pain or depressive symptoms in patients with chronic low back pain.

Godges et al123 completed a controlled trial specifically looking at the treatment of 36 patients with occupational related acute low back pain with elevated fear avoidance beliefs. All subjects received standard physical therapy including strengthening and ergonomic exercise, with half of the workers additionally receiving ongoing education and counseling emphasizing the positive natural history of low back pain and that activity helps to decrease the duration of complaints. Results demonstrated that all workers in the education group returned to work within 45 days compared to the control group, in which one third of workers did not return to work at the 45 day mark. This study provides further evidence for the effectiveness of education and counseling for patients with low back pain with elevated fear avoidance beliefs.

Another patient education and counseling model that has been presented in the literature is based on the philosophy of helping a patient to understand their symptoms. In this patient education model there is a distinction between an anatomy lecture (on spinal structures) versus the neurophysiologic processes involved in the perception of back pain.

Moseley et al216 assessed the efficacy of pain education against traditional back anatomy and physiology education. Subjects were randomized to treatment groups and assessed fifteen days post intervention. At follow-up, the pain physiology group demonstrated statistically significant improvements in disability, pain catastrophization, pain beliefs, straight leg raise, and forward bending as compared to control. Similar results were demonstrated by Moseley in a shorter follow-up of immediately following education interventions.215 Changes in physical function as assessed by the straight leg raise and forward bending were found to be highly correlated to changes in pain beliefs.

Clinicians should not utilize patient education and counseling strategies that either directly or indirectly increase the perceived threat or fear associated with low back pain, such as education and counseling strategies that 1) promote extended bed-rest or 2) provide in-depth, pathoanatomical explanations for the causes of low back pain. Patient education and counseling strategies for patients with low back pain should emphasize 1) the promotion of the understanding of the anatomical/structural strength inherent in the human spine, 2) the neuroscience that explains pain perception, 3) the overall favorable prognosis of low back pain, 4) the use of active pain coping strategies that decrease fear and catastrophizing, 5) the early resumption of normal or vocational activities, even when still experiencing pain, and 6) the importance of improvement in activity levels, not just pain relief.

PROGRESSIVE ENDURANCE EXERCISE AND FITNESS ACTIVITIES

Presently, most national guidelines for patients with chronic low back pain endorse progressive aerobic exercise with moderate to high recommendations.3, 18, 54, 210, 237, 261 High intensity exercise has also been demonstrated to have a positive effect on patients with chronic low back pain.45, 66, 220, 242244, 271, 273 The samples of these studies included patients with long term duration of symptoms, that were primarily confined to the lumbopelvic region without generalized pain complaints.

Patients with low back pain and related generalized pain are believed to have increased neural sensitivity to afferent stimuli, including proprioception and movement. This sensitizing process has been termed central sensitivity.43, 224, 315 Along with underlying psychosocial factors, deficits in aerobic fitness88, 155, 270, 294, 317 and tissue deconditioning, this sensitizing process is believed to impact a person’s functional status and pain perception. Aerobic fitness has been hypothesized to be an important component of reducing pain and improving/maintaining function of these patients.

Findings in patients with generalized pain complaints have demonstrated altered central pain processing, supporting that these patients should be managed at lower intensity levels of training.223, 224 Endurance exercise has been demonstrated to have a positive effect on global wellbeing (SMD 0.44, 95% CI 0.13–0.75), physical functioning (SMD 0.68 95% CI:0.41–0.95), and pain (SMD 0.94, 95% CI:−0.15–2.03) associated with fibromyalgia syndrome.39 Excessively elevated levels of exercise intensity may be responsible for increased symptom complaints due to increases in immune activation with release of proinflammatory cytokines,203 blunted increases in muscular vascularity leading to widespread muscular ischemia,90 and inefficiencies in the endogenous opiod and adrenergic pain-inhibitory mechanism.277

Clinicians should consider 1) moderate to high intensity exercise for patients with chronic low back pain without generalized pain, and 2) incorporating progressive, low intensity, sub-maximal fitness and endurance activities into the pain management and health promotion strategies for patients with chronic low back pain with generalized pain.

CLINICAL GUIDELINES: SUMMARY OF RECOMMENDATIONS

Risk Factors

Current literature does not support a definitive cause for initial episodes of low back pain. Risk factors are multi-factorial, population specific, and only weakly associated with the development of low back pain.

Clinical Course

The clinical course of low back pain can be described as acute, sub acute, transient, recurrent, or chronic. Given the high prevalence of recurrent and chronic low back pain and the associated costs, clinicians should place high priority on interventions that prevent (1) recurrences and (2) the transition to chronic low back pain.

Diagnosis/Classification

Low back pain, without symptoms or signs of serious medical or psychological conditions, associated with 1) mobility impairment in the thoracic, lumbar, or sacroiliac regions, 2) referred or radiating pain into a lower extremity, and 3) generalized pain are useful clinical findings for classifying a patient with low back pain into the following International Statistical Classification of Diseases and Related Health Problems (ICD) categories: low back pain, lumbago, lumbosacral segmental/somatic dysfunction, low back strain, spinal instabilities, flatback syndrome, lumbago due to displacement of intervertebral disc, lumbago with sciatica, and the associated International Classification of Functioning, Disability, and Health (ICF) impairment-based category of low back pain (b28013 Pain in back, b28018 Pain in body part, specified as pain in buttock, groin, and thigh) and the following, corresponding impairments of body function:

  • Acute or sub acute low back pain with mobility deficits (b7101 Mobility of several joints)

  • Acute, sub acute, or chronic low back pain with movement coordination impairments (b7601 Control of complex voluntary movements)

  • Acute low back pain with related (referred) lower extremity pain (28015 Pain in lower limb)

  • Acute, sub acute, or chronic low back pain with radiating pain (b2804 Radiating pain in a segment or region)

  • Acute or sub acute low back pain with related cognitive or affective tendencies (b2703 Sensitivity to a noxious stimulus, b1522 Range of emotion, b1608 Thought functions, specified as the tendency to elaborate physical symptoms for cognitive/ideational reasons, b1528 Emotional functions, specified as the tendency to elaborate physical symptoms for emotional/affective reasons)

  • Chronic low back pain with related generalized pain (b2800 Generalized pain, b1520 Appropriateness of emotion, b1602 Content of thought)

The ICD diagnosis of lumbosacral segmental/somatic dysfunction and the associated ICF diagnosis of acute low back pain with mobility deficits is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Acute low back, buttock or thigh pain (duration of one month or less)

  • Restricted lumbar range of motion and segmental mobility

  • Low back and low back-related lower extremity symptoms reproduced with provocation of the involved lower thoracic, lumbar or sacroiliac segments

The ICD diagnosis of lumbosacral segmental/somatic dysfunction and the associated ICF diagnosis of sub acute low back pain with mobility deficits is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Sub acute, unilateral, low back, buttock or thigh pain

  • Symptoms reproduced with end-range spinal motions and provocation of the involved lower thoracic, lumbar or sacroiliac segments

  • Presence of thoracic, lumbar, pelvic girdle, or hip active, segmental, or accessory mobility deficits

The ICD diagnosis of spinal instabilities and the associated ICF diagnosis of acute low back pain with movement coordination impairments is made with a reasonable level of certainty when the patient presents with the following clinical findings.

  • Acute exacerbation of recurring low back pain and associated (referred) lower extremity pain

  • Symptoms produced with initial to mid-range spinal movements and provocation of the involved lumbar segment(s)

  • Movement coordination impairments of the lumbopelvic region with low back flexion and extension movements

The ICD diagnosis of spinal instabilities and the associated ICF diagnosis of sub acute low back pain with movement coordination impairments is made with a reasonable level of certainty when the patient presents with the following clinical findings.

  • Sub acute exacerbation of recurring low back pain and associated (referred) lower extremity pain

  • Symptoms produced with mid-range motions that worsen with end range movements or positions and provocation of the involved lumbar segment(s)

  • Lumbar segmental hypermobility may be present

  • Mobility deficits of the thorax and pelvic/hip regions may be present

  • Diminished trunk or pelvic region muscle strength and endurance

  • Movement coordination impairments while performing self care/home management activities

The ICD diagnosis of spinal instabilities and the associated ICF diagnosis of chronic low back pain with movement coordination impairments is made with a reasonable level of certainty when the patient presents with the following clinical findings.

  • Chronic, recurring low back pain and associated (referred) lower extremity pain

  • Presence of one or more of the following:

  • Low back and/or low back-related lower extremity pain that worsens with sustained end-range movements or positions

  • Lumbar hypermobility with segmental motion assessment

  • Mobility deficits of the thorax and lumbopelvic/hip regions

  • Diminished trunk or pelvic region muscle strength and endurance

  • Movement coordination impairments while performing community/work related recreational or occupational activities

The ICD diagnosis of flatback syndrome, or lumbago due to displacement of intervertebral disc, and the associated ICF diagnosis of acute low back pain with related (referred) lower extremity pain is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Low back pain, commonly associated with referred buttock, thigh, or leg pain, that worsens with flexion activities and sitting

  • Low back and lower extremity pain that can be centralized and diminished with positioning, manual procedures, and/or repeated movements

  • Lateral trunk shift, reduced lumbar lordosis, limited lumbar extension mobility, and clinical findings associated with the sub acute or chronic low back pain with movement coordination impairments category are commonly present

The ICD diagnosis of lumbago with sciatica and the associated ICF diagnosis of acute low back pain with radiating pain is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Acute low back pain with associated radiating pain in the involved lower extremity

  • Lower extremity paresthesias, numbness, and weakness may be reported

  • Symptoms are reproduced or aggravated with initial to mid-range spinal mobility, lower limb tension/straight leg raising, and/or slump tests

  • Signs of nerve root involvement (sensory, strength, or reflex deficits) may be present

It is common for the symptoms and impairments of body function in patients who have acute low back pain with radiating pain to also be present in patients who have acute low back pain with related (referred) lower extremity pain

The ICD diagnosis of lumbago with sciatica and the associated ICF diagnosis of sub acute low back pain with radiating pain is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Sub acute, recurring, mid-back and/or low back pain with associated radiating pain and potential sensory, strength, or reflex deficits in the involved lower extremity

  • Symptoms are reproduced or aggravated with mid-range and worsen with end range lower limb tension/straight leg raising and/or slump tests

The ICD diagnosis of lumbago with sciatica and the associated ICF diagnosis of chronic low back pain with radiating pain is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Chronic, recurring, mid back and/or low back pain with associated radiating pain and potential sensory, strength, or reflex deficits in the involved lower extremity

  • Symptoms are reproduced or aggravated with sustained end-range lower limb tension/straight leg raising and/or slump tests

The ICD diagnosis of low back pain/low back strain/lumbago and the associated ICF diagnosis of acute or sub acute low back pain with related cognitive or affective tendencies is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Acute or sub acute low back and/or low back-related lower extremity pain

  • Presence of one or more of the following:

  • Two positive responses to Primary Care Evaluation of Mental Disorders for depressive symptoms

  • High scores on the Fear-Avoidance Beliefs Questionnaire and behavior consistent with an individual who has excessive anxiety or fear

  • High scores on the Pain Catastrophizing Scale and cognitive processes consistent with individuals with high helplessness, rumination, or pessimism about low back pain

The ICD diagnosis of low back pain/low back strain/lumbago and the associated ICF diagnosis of chronic low back pain with related generalized pain is made with a reasonable level of certainty when the patient presents with the following clinical findings:

  • Low back and/or low back-related lower extremity pain with symptom duration for > 3 months

  • Generalized pain not consistent with other impairment-based classification criteria presented in this clinical guideline

  • Presence of depression, fear-avoidance beliefs, and/or pain catastrophizing

Differential Diagnosis

Clinicians should consider diagnostic classifications associated with serious medical conditions or psychosocial factors and initiate referral to the appropriate medical practitioner when (1) the patient’s clinical findings are suggestive of serious medical or psychological pathology, (2) the reported activity limitations or impairments of body function and structure are not consistent with those presented in the diagnosis/classification section of this guideline, or (3) when the patient’s symptoms are not resolving with interventions aimed at normalization of the patient’s impairments of body function.

Examination – Outcome Measures

Clinicians should use validated self-report questionnaires, such as the Oswestry Disability Index and the Roland–Morris Disability Questionnaire. These tools are useful for identifying a patient’s baseline status relative to pain, function, and disability and for monitoring a change in patient’s status throughout the course of treatment.

Examination – Activity Limitation and Participation Restriction Measures

Clinicians should routinely assess activity limitation and participation restriction through validated self-report or performance based measures. Changes in the patient’s level of activity limitation and participation restriction should be monitored with these same measures over the course of treatment.

Interventions – Manual Therapy

Clinicians should consider utilizing thrust manipulative procedures to reduce pain and disability in patients with mobility deficits and acute low back and back-related buttock or thigh pain. Thrust manipulative and non-thrust mobilization procedures can also be used to improve spine and hip mobility and reduce pain and disability in patients with sub acute and chronic low back and back-related lower extremity pain.

Interventions – Trunk Coordination, Strengthening and Endurance Exercises

Clinicians should consider utilizing trunk coordination, strengthening, and endurance exercises to reduce low back pain and disability in patients with sub acute and chronic low back pain with movement coordination impairments and in patients post lumbar microdiscectomy.

Interventions – Centralization and Directional Preference Exercises and Procedures

Clinicians should consider utilizing repeated movements, exercises, or procedures to promote centralization to reduce symptoms in patients with acute low back pain with related (referred) lower extremity pain. Clinicians should consider using repeated exercises in a specific direction determined by treatment response to improve mobility and reduce symptoms in patients with acute or sub acute low back pain with mobility deficits.

Interventions – Flexion Exercises

Clinicians can consider flexion exercises, combined with other interventions such as manual therapy, strengthening exercises, nerve mobilization procedures, and progressive walking for reducing pain and disability in older patients with chronic low back pain with radiating pain.

Interventions – Lower Quarter Nerve Mobilization Procedures

Clinicians should consider utilizing lower quarter nerve mobilization procedures to reduce pain and disability in patients with sub acute and chronic low back pain and radiating pain.

Interventions – Traction

There is conflicting evidence for the efficacy of intermittent lumbar traction for patients with low back pain. There is preliminary evidence that a subgroup of patients with signs of nerve root compression along with peripheralization of symptoms or a positive crossed straight leg raise will benefit from intermittent lumbar traction in the prone position. There is moderate evidence that clinicians should not utilize intermittent or static lumbar traction for reducing symptoms in patients with acute or sub acute, non-radicular low back pain or for patients with chronic low back pain.

Interventions – Patient Education and Counseling

Clinicians should not utilize patient education and counseling strategies that either directly or indirectly increase the perceived threat or fear associated with low back pain, such as education and counseling strategies that 1) promote extended bed-rest or 2) provide in-depth, pathoanatomical explanations for the causes of low back pain. Patient education and counseling strategies for patients with low back pain should emphasize 1) the promotion of the understanding of the anatomical/structural strength inherent in the human spine, 2) the neuroscience that explains pain perception, 3) the overall favorable prognosis of low back pain, 4) the use of active pain coping strategies that decrease fear and catastrophizing, 5) the early resumption of normal or vocational activities, even when still experiencing pain, and 6) the importance of improvement in activity levels, not just pain relief.

Interventions – Progressive Endurance Exercise and Fitness Activities

Clinicians should consider 1) moderate to high intensity exercise for patients with chronic low back pain without generalized pain, and 2) incorporating progressive, low intensity, sub-maximal fitness and endurance activities into the pain management and health promotion strategies for patients with chronic low back pain with generalized pain.

Table 1.

Levels of Evidence

I Evidence obtained from high quality diagnostic studies, prospective studies, or randomized controlled trials
II Evidence obtained from lesser-quality diagnostic studies, prospective studies, or, randomized controlled trials (eg, weaker diagnostic criteria and reference standards, improper randomization, no blinding, <80% follow-up)
III Case controlled studies or retrospective studies
IV Case series
V Expert opinion

Footnotes

*

These recommendations and clinical practice guidelines are based on the scientific literature accepted for publication prior to January 2011.

Contributors: Jason M. Beneciuk DPT; Mark D. Bishop PT, PhD; Christopher D. Kramer DPT; William Koch DPT, Mark Shepherd DPT

Reviewers

J. Haxby Abbott, MScPT, PhD, University of Otago, Dunedin School of Medicine, Dunedin, New Zealand, haxby.abbott@otago.ac.nz

Roy D. Altman, MD, Professor of Medicine, Division of Rheumatology and Immunology, David Geffen School of Medicine at UCLA, Los Angeles, CA, journals@royaltman.com

Matthew Briggs, DPT, Coordinator, Sports Physical Therapy Residency, The Ohio State University, Columbus, Ohio, matt.briggs@osumc.edu

David Butler, PT, GDAMT, M SPP SC, Director, Neuro Orthopaedic Institute, Senior Lecturer, Division of Health Sciences, University of South Australia, Adelaide, Australia, david@noigroup.com

Joseph P Farrell, DPT, M App Sci, Senior Clinical Faculty, PT Fellowship in Advanced Orthopedic, Manual Therapy, Kaiser Permanente, Hayward, California, jfarrell235@gmail.com

Amanda Ferland, DPT, Clinic Director, MVP Physical Therapy, Federal Way, Washington, aferland@mvppt.com

Helene Fearon, PT, Fearon & Levine Consulting, Phoenix, Arizona, helenefearon@fearonlevine.com

Julie M. Fritz, PT, PhD, Associate Professor, University of Utah, Clinical Outcomes Research Scientist, Intermountain Health Care, Salt Lake City, Utah, julie.fritz@hsc.utah.edu

Joy MacDermid, PT, PhD, Associate Professor, School of Rehabilitation Science, McMaster University, Hamilton, Ontario, Canada, macderj@mcmaster.ca

James W. Matheson, DPT, Larsen Sports Medicine and Physical Therapy, Hudson, Wisconsin, jw@eipconsulting.com

Philip McClure, PT, PhD, Professor, Department of Physical Therapy, Arcadia University, Glenside, Pennsylvania, mcclure@arcadia.edu

Stuart M. McGill, PhD, Professor, Department of Kinesiology, Director, Spine Biomechanics Laboratory, University of Waterloo, Waterloo, Ontario, Canada, mcgill@uwaterloo.ca

Leslie Torburn, DPT, Principal and Consultant, Silhouette Consulting, Inc., San Carlos, California, torburn@yahoo.com

Mark Werneke, PT, MS, Spine Rehabilitation, CentraState Medical Center, Freehold, New Jersey, mwerneke@centrastate.com

Contributor Information

Anthony Delitto, Email: delitto@pitt.edu, Professor and Chair, School of Health & Rehabilitation Sciences, University of Pittsburgh, Pittsburgh, Pennsylvania.

Steven Z. George, Email: szgeorge@phhp.ufl.edu, Associate Professor, Assistant Department Chair, Department of Physical Therapy, Center for Pain Research and Behavioral Health, University of Florida, Gainesville, Florida.

Linda Van Dillen, Email: vandillenl@wustl.edu, Associate Professor in Physical Therapy and Orthopaedic Surgery, Program in Physical Therapy, School of Medicine, Washington University, St. Louis, Missouri.

Julie M. Whitman, Email: julie@eimpt.com, Manual Physical Therapy Fellowship Director, Transition DPT Director, Evidence In Motion, Louisville, Kentucky.

Gwendolyn A. Sowa, Assistant Professor, Department of Physical Medicine and Rehabilitation, Co-Director, Ferguson Laboratory for Orthopaedic Research, Department of Orthopaedics, University of Pittsburgh, Pittsburgh, PA 15213.

Paul Shekelle, Email: shekelle@rand.org, Director, Southern California Evidenced-Based Practice Center, Rand Corporation, Santa Monica, California.

Thomas R. Denninger, Email: tom.denninger@proaxistherapy.com, Proaxis Therapy, Greenville, South Carolina.

Joseph J. Godges, Email: icf@orthopt.org, ICF Practice Guidelines Coordinator, Orthopaedic Section APTA, Inc., La Crosse, Wisconsin.

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