Abstract
Gamma-band (25–140 Hz) oscillations are ubiquitous in mammalian forebrain structures involved in sensory processing, attention, learning and memory. The optic tectum (OT) is the central structure in a midbrain network that participates critically in controlling spatial attention. In this review, we summarize recent advances in characterizing a neural circuit in this midbrain network that generates large amplitude, space-specific, gamma oscillations in the avian OT, both in vivo and in vitro. We describe key physiological and pharmacological mechanisms that produce and regulate the structure of these oscillations. The extensive similarities between midbrain gamma oscillations in birds and those in the neocortex and hippocampus of mammals, offer important insights into the functional significance of a midbrain gamma oscillatory code.
Introduction
Gamma-band (25–140 Hz) oscillations of network activity, measured as rhythmic fluctuations in the extra-cellular local field potential (LFP), are observed in many regions of the forebrain [1]. Gamma power is modulated during mnemonic and cognitive processes. In the hippocampus, for example, LFP gamma power is modulated during the encoding of novel information [2], and the strength of gamma power predicts the precision of subsequent recall [3]. In the neocortex, gamma power is modulated by attention: directing attention to a particular stimulus typically increases the amplitude of gamma oscillations and increases the synchronization of spikes to these oscillations within neocortical regions that encode the stimulus [4]. Attention also increases the synchronization of spikes and LFPs in the gamma band across distant regions of the neocortex [5].
Despite these well-established empirical observations, it is unknown whether gamma-band synchronization actually plays a role in neural information processing or if gamma oscillations are simply epiphenomenal manifestations of neural processing [6–9,10•,11]. Here we describe the recent discovery of a neural circuit in a midbrain network in birds that generates and broadcasts large amplitude gamma oscillations. Results from experiments in birds and mammals demonstrate that the specific mechanisms for generating and shaping gamma oscillations are strikingly similar in widely different parts of the brain and across species separated by >300 million years of evolution, arguing for a conserved, functional role of gamma oscillations [12].
The midbrain spatial attention network consists of the optic tectum (OT; superior colliculus, SC, in mammals) and a number of interconnected tegmental nuclei. The OT and each of the component nuclei contain a multimodal, topographic map of space. The OT is a multilayered structure that combines sensory spatial information with descending spatial information from the forebrain, including the goals of impending orienting movements, and encodes the highest priority location for the animal’s attention [13–16]. Each of the various tegmental nuclei receives focal, topographic input directly from the OT, and feeds back in an architecturally unique pattern to the OT (Figure 1a) [17,18]. The circuits formed by these tegmental nuclei play critical roles in generating the representation of the highest priority location in the OT space map.
The midbrain attention network is most differentiated in birds, in which the OT consists of 15 distinct layers and the tegmental network components are differentiated into several distinct nuclei (Figure 1a,d inset) [15]. Superficial layers of the OT (OTs, layers 1–9) receive direct retinal input as well as input from primary and secondary visual areas in the forebrain, and project to visual nuclei in the thalamus. The intermediate/deep OT layers (OTi/d, layers 10–13) receive multimodal sensory inputs as well as movement-related information, and project via thalamus to higher order forebrain areas and to brainstem nuclei involved generating orienting movements [15].
Of particular significance in the OT is a distinctive cell-layer at an intermediate depth (layer 10). This layer receives input from both the superficial and deep layers, and projects to the adjacent tegmental nuclei, forming specialized circuits that participate in distinct neural computations [15]. One specialized circuit comprises a tegmental nucleus Imc (nucleus isthmi pars magnocellularis), a GABAergic nucleus that projects back broadly to the OT and mediates global competitive inhibition across the OT space map (Figure 1a, blue). This circuit is essential to the network’s computation of the highest priority location [19]. A second circuit comprises tegmental nucleus Ipc (nucleus isthmi pars parvocellularis), a cholinergic nucleus that receives focal input and feeds back precisely and topographically to the OT (Figure 1a, orange). As discussed below, the Ipc amplifies and distributes strong, space-specific, gamma-periodic activity to neurons in both the superficial and deep layers of the OT [20]. It is the functional properties of this OT-Ipc circuit that is the focus of this review.
We summarize the current knowledge and recent advances in characterizing the various elements of this gamma-generating circuit, and emphasize the remarkable commonalities between gamma mechanisms in the avian midbrain and those in the mammalian forebrain. We conclude by presenting plausible hypotheses regarding the functional role of a midbrain gamma oscillatory code, and motivate several important directions for immediate future research.
Properties of midbrain gamma oscillations recorded in vivo
Many properties of sensory stimuli that are encoded by unit activity in the OT are also encoded by LFP gamma power [21••]. In vivo LFP recordings in the barn owl OT have demonstrated that spatially localized visual or auditory stimuli induce robust increases in LFP gamma power with similar spectral characteristics. Moreover, induced gamma power varies systematically with stimulus location: like OT units, gamma power exhibits multimodal spatial receptive fields. The stimulus location that induces maximum gamma power coincides closely with the center of unit receptive fields, based on spike rates, recorded at the same location in the OT space map. Furthermore, the spatial extent (tuning width) of gamma power receptive fields is comparable to that of unit tuning curves in the superficial OT layers, and marginally narrower than unit tuning curves in the deep OT layers. In addition, gamma power increases systematically with the physical strength of the sensory stimulus (either light contrast or sound intensity), resembling the stimulus strength-response functions that have been reported for OT units.
Recent studies have emphasized the importance of distinguishing ‘true’ gamma oscillations from artifactual, broadband increases in LFP power induced by spike waveforms that ‘bleed’ into the gamma-band [7,22,23]. This distinction is crucial because of the concurrence of putative gamma oscillations with spiking activity and the overlap in the mechanisms that generate gamma oscillations and spikes [23]. Recently developed approaches, including spike subtraction techniques [24,25] and the matching-pursuit algorithm [22], facilitate making this distinction.
In the avian OT, induced gamma power following spike subtraction shows different spectral characteristics in the superficial versus deep layers [21••]. In the superficial layers, the LFP exhibits a conspicuous oscillation (Figure 1b, upper trace) and the spike-subtracted, induced power spectrum shows a distinct narrow-band peak in the low-gamma band (25–90 Hz; Figure 1b, upper spectrogram). In addition, spiking activity recorded in the superficial layers is dominated by periodic spike bursts that phase-lock with the LFP (spike-field coherence) in the low-gamma band (Figure 1c, bottom; e, red). This is clear evidence of a true gamma oscillation.
On the other hand, in the deep OT layers, the spike-subtracted, induced LFP power spectrum typically exhibits a broadband increase across the gamma band: At some sites, power increases show a clear peak in the ‘high-gamma’ band (90–140 Hz), and at others, power increases occur in two distinct spectral bands, one in the low-gamma and the other in the high-gamma band (e.g. Figure 1b, lower) [21••]. In addition, spike discharges in the deep layers are irregular and do not show clear gamma periodicity (Figure 1b, lower trace). Nevertheless, a large proportion of units in the deep OT layers (~50–60%) exhibit spike-field coherence, with a distinctive peak in the low-gamma band, again indicative of a network gamma rhythm [26].
Circuit mechanisms of midbrain gamma oscillations
What is the source of the low-gamma oscillations, so prominent in the superficial layers of the OT? Previously, descending inputs from sensory or attention-related forebrain regions were considered a likely source for the midbrain gamma oscillations. However, the capacity of the isolated midbrain network to generate low-gamma oscillations was recently demonstrated by recording the oscillations in slices of the midbrain that preserved the connectivity between the various network components in vitro [27••].
The largest amplitude gamma oscillations, both in vivo and in vitro, are recorded in superficial layer 5 (L5) of the OT. In this layer, the oscillations are associated with gamma-rhythmic bursts of spikes that are phase-locked to the LFP (Figure 1c,d). The distinctive temporal microstructure of the L5 oscillations observed in vivo is entirely preserved in vitro: a single pulse of electrical microstimulation applied to retinal afferents in L1 in midbrain slices, evokes a persistent (>100 ms) bout of gamma oscillations (Figure 1d), with strong spike-field coherence (Figure 1e, blue) [27••]. The ability to evoke in vivo like gamma oscillations in midbrain slices, isolated from the forebrain, provides clear evidence that the midbrain contains its own, independent circuit for generating gamma oscillations.
The midbrain slice preparation has enabled a detailed pharmacological investigation of the roles of different kinds of neurotransmitters in controlling various aspects of the gamma oscillation [27••]. GABAergic inhibitory transmission was shown to play a crucial role in regulating the temporal structure (frequency) of the oscillations (Figure 1f): blocking GABAergic transmission, by adding the GABA receptor blocker picrotoxin to the bath in the slice preparation, completely disrupted both the oscillations and the distinctive spike bursts in L5. Conversely, enhancing GABAergic transmission, by applying the GABA receptor agonist pentobarbital to the bath, slowed down the oscillation frequency. Cholinergic (ACh) transmission was shown to play a critical role in controlling oscillation amplitude: Simultaneously blocking both nicotinic and muscarinic receptors, by adding DHβE and atropine to the bath, substantially reduced the amplitude of the oscillations without altering their frequency. Finally, glutamatergic tansmission was shown to enable the persistence of the oscillations (timescale of ~100 ms): blocking NMDA receptors, by adding APV to the bath, eliminated sustained oscillations.
Spike bursts recorded in the superficial layers (L5) are generated by the discharges of large diameter, Ipc axons that arborize densely in the OT, including in L5 (Figure 1a, orange axons) [20,18]. Ipc neurons, recorded in vivo, show narrow spatial tuning, and respond to sensory stimuli with gamma periodic bursts of spikes [20,28]. Upon sustained step depolarization, Ipc neurons in vitro burst with a periodicity in the low-gamma range (~25–50 Hz) across a wide range of suprathreshold input current levels (Figure 2b, upper) [27••]. Thus, Ipc neurons have intrinsic cellular mechanisms that equip them to discharge at gamma frequencies. Removing Ipc input to the OT by surgically transecting the fiber bundle that connects the Ipc with the OT or by pharmacological blockade of the Ipc, completely abolishes the oscillation signature in superficial OT layers (Figure 2c). Thus, the Ipc is critically involved in expressing gamma oscillations recorded in the superficial OT.
Nevertheless, a core circuit that is capable of generating gamma rhythms (independent of the Ipc) lies within the OT [27••]. Even after surgical transection of the Ipc-OT fibers, retinal afferent stimulation evokes narrow-band increases in gamma power in the intermediate OT layers, although the magnitude of the power increase is considerably lower relative to the preparation with the Ipc-OT connections intact. Moreover, focal blockade of inhibition (with picrotoxin) in the OT, but not in the Ipc, severely disrupts the temporal structure of the oscillations, indicating that a core gamma oscillator network lies within the OT.
These findings provide converging evidence for a specialized pathway that generates gamma oscillations starting in the intermediate OT layers, to the Ipc, and back to the OT (Figure 3b). Patch clamp recordings in vitro reveal that, during gamma oscillations, a majority of layer 10 (L10) neurons (intermediate layer) receive strong IPSCs and EPSCs that are coherent with extracellular LFP phase in the low-gamma band [27••]. Parvalbumin-positive, putatively inhibitory, local interneurons are concentrated in the upper half of L10. Pyramidal output neurons in the lower half of L10 project to the Ipc and provide gamma rhythmic input to the Ipc [27••]. Ipc neurons, that are themselves tuned to discharge with gamma periodicity, entrain to this gamma periodic input and broadcast an amplified signal back to neurons in all layers of the OT, as bursts of gamma-periodic spikes. The bursting activity in the Ipc synchronizes spikes recorded not only in the OT, but also spikes recorded in downstream target structures of the OT, in the thalamus and in higher forebrain areas [29••].
Similarities between avian midbrain and mammalian forebrain gamma mechanisms
Gamma oscillations have been most thoroughly studied in the mammalian forebrain, particularly in the sensory neocortex and the hippocampus. To what extent do midbrain oscillations in birds share commonalities with forebrain oscillations in mammals?
Figure 2a depicts gamma oscillations recorded from four different species of animals, belonging to four different phylogenetic orders in two different classes, separated by at least three hundred million years of evolution. These oscillations were recorded in: the midbrain in birds (chicken and pigeon) [27••,30], the visual cortex in cats [31], and the visual and somatosensory cortex in mice [32,33]. Despite significant differences in the persistence of the oscillations, in part due to differences in recording and stimulation protocols employed in each case, the remarkable similarity in oscillation microstructure is apparent. The microstructure consists of bursting, high-frequency spike activity locked to a specific phase of the LFP oscillation (gamma-band ‘burst-LFP coherence’).
Similarly, gamma oscillations have also been observed in a variety of other species ranging from insects (locusts and honeybees) [34,35] to primates including humans [11,36•].
Both the avian OT and the mammalian neocortex exhibit a multi-layered cytoarchitecture. Although the cells in these layers may serve distinct functional roles in each structure, it is noteworthy that the dominance of gamma power in the superficial versus deeper layers of the avian OT parallels the stronger gamma power reported in the superficial versus deeper layers of the mammalian neo-cortex [37].
The striking physiological similarities across species and brain structures likely reflect underlying mechanistic similarities. As already discussed, L10 in the bird OT contains output neurons, which project to the Ipc, as well as a dense population of parvalbumin-positive (PV+) inhibitory interneurons that are ideally positioned to regulate L10 output neuron activity [27••]. The anatomical clustering of these circuit elements suggests the following mechanism for generating gamma oscillations in the OT: sensory and forebrain inputs to the L10 output neurons act via NMDA-receptor rich synapses to generate space-specific, persistent activity. This activity is, then, temporally sculpted into gamma oscillations by periodic inhibition from the local PV+ inhibitory circuitry. A similar interplay of excitatory and PV+ inhibitory mechanisms is thought to underlie the generation of gamma oscillations in the neocortex and hippocampus [38–42].
In addition, as in the avian midbrain, cholinergic and NMDAergic mechanisms in the mammalian hippocampus and neocortex regulate gamma oscillations by modulating network excitability [42–46]. Cholinergic agonists promote gamma oscillations, possibly by reducing adaptation currents onto principal neurons [47] or by directly deactivating inhibitory interneurons [48]. On the other hand, blocking NMDA receptors increases baseline gamma power in the hippocampus and neocortex in awake animals [49,50], possibly by reducing excitatory drive onto inhibitory interneurons [51•]. Further investigation is necessary to determine the sub-types of cholinergic and NMDAergic receptors that participate in the oscillations in the avian midbrain, as well as their specific sites of action within the gamma generating circuitry.
In the bird midbrain network, specialized neurons in the cholinergic nucleus Ipc produce periodic, gamma-rhythmic bursts of spikes that are transmitted to target neurons in the OT. A specialized type of neuron with similar physiological properties has been observed in the superficial layers of the visual cortex in cats [52,53]. These neurons, termed ‘chattering cells’ (or fast rhythmic bursting cells) also produce periodic, gamma-rhythmic bursting discharges in response to suprathreshold depolarization (Figure 2b, lower). Ipc neurons and chattering cells show remarkably similar input–output relationships (Figure 2b, right). Like Ipc neurons, these chattering cells have been suggested to play a key role in mediating gamma rhythms in the neocortex [54]. Whether chattering cells are also cholinergic remains to be determined.
Concluding remarks
The striking parallels between the functional properties of midbrain and forebrain gamma oscillations across distant species suggest the hypothesis that the brain employs universal mechanisms for generating and shaping gamma oscillations, as well as for encoding and decoding neural information with gamma rhythms. It seems unlikely that circuits and mechanisms for generating and transmitting gamma-rhythmic activity would be conserved through evolution if they did not play an essential role in information processing. Determining the functional role of gamma oscillations in information processing is, therefore, a crucial goal for systems neuroscience.
The midbrain attention network (Figure 1) plays a causal role in the selection of the next location for spatial attention, as reviewed elsewhere [15,55]. In addition, it generates robust, space-specific gamma oscillations, as reviewed here. Box 1 presents three plausible roles for midbrain gamma oscillations in facilitating neural computation during selective attention (Figure 3). These roles are: enhanced efficiency of input-output transformations within the OT, enhanced communication with target structures in the forebrain, and selective routing of sensory information in decision-making. None of these proposed roles depends critically on the frequency of gamma oscillations being constant (stationary) over time or for different stimuli [9]. Recent advances in technologies, which enable recording from and perturbing specific functional components of the midbrain network [41,51•,56], could pave the way towards validating or rejecting some of these roles, as well as answering other important outstanding questions regarding the midbrain oscillations. The spatial segregation and accessibility of component cell-types in the midbrain attention network, the ability to activate the network in a physiologically meaningful way in vitro, and the ability to interpret the functional significance of spatial patterns of activity within the network provide unique opportunities for discovering mechanisms controlling gamma oscillations and the role of these oscillations in information processing in the brain.
Box 1. Potential functional roles of midbrain gamma oscillations.
Role I. Enhancing sensitivity in the OT: selective modulation of input gain
Facts
Neurons in the superficial (visual) layers of the OT (OTs) receive direct retinal input and project to the thalamus and intermediate/deep OT layers [57]. Neurons in the intermediate/deep layers (OTi/d) project to the forebrain via the thalamus and to brainstem circuits that generate orienting movements, including saccadic eye movements. The OTs and OTi/d contain mutually aligned maps of space [15].
Ipc neurons broadcast an amplified gamma rhythm across the superficial layers [20,27••]. The dendrites of many OTi/d neurons arborize densely in these superficial layers. The spikes of a significant proportion (over 50%) of OTi/d neurons are coherent with LFP oscillations at low-gamma frequencies [21••].
Proposed role
Gamma synchrony alters visual input gain by modulating the effectiveness of information transmission within the OT (Figure 3a,b).
An attentional cue causes the midbrain circuit to generate gamma rhythmic activity at a specific locus in the OT and Ipc space maps that encodes the cued location (Figure 3b, orange). Gamma-rhythmic Ipc input induces synchronized, gamma-rhythmic spiking activity in OTs neurons encoding the cued location (Figure 3b, blue). The same Ipc input also induces periodic modulation of excitability of the OTi/d neurons, via their dendrites, within the same OT column (Figure 3b, green). Because the entire column receives a synchronized gamma rhythm from the Ipc, the windows of high excitability in the OTi/d neurons are temporally synchronized with the windows of spiking of the OTs neurons. This enables the rhythmic OTs spiking to drive activity in the OTi/d more effectively (Figure 1a, top). As a result, OTi/d neurons encoding a spatial location that is selected for attention would be more sensitive to rhythmically modulated spikes from OTs neurons encoding target stimuli at the same location. In contrast, OTi/d neurons encoding other (unattended) locations would receive asynchronous input (or no input) from the Ipc, and would be less sensitive to OTs spikes, as the windows of OTi/d excitability and OTs spiking are not temporally synchronized (Figure 1a, bottom).
Other mechanisms that could increase input gain as a result of periodic Ipc bursts are those that depend on cholinergic transmission. Acetylcholine is known to enhance gain or excitability through both presynaptic (e.g. enhancing vesicular release probability) [58,59] and post-synaptic (e.g. reducing neuronal leak currents) [60] mechanisms. Other mechanisms include enhancing excitability through focal disinhibition, as reported in the neocortex [61,62]. These alternative mechanisms could be activated in a manner dependent on gamma-rhythmic input (see Role III).
Role II. Enhancing communication through coherence: establishing privileged channels for prioritized information
Facts
Converging evidence indicates that the OT plays a critical role in generating a map of spatial priority [15,55]. Such a map could enable sensory information at particular ‘prioritized’ locations to be processed preferentially in forebrain regions involved in feature analysis [63].
Gamma-rhythmic discharges in the Ipc are synchronized with bursting activity recorded in the thalamic nucleus that receives input from the OTi/d, as well as in the subsequent, high-order forebrain areas [29••]. When multiple stimuli are presented, responses in the forebrain synchronize with the gamma activity of the Ipc neurons that encode the strongest (physically most salient) stimulus. Inactivation of the Ipc abolishes periodic bursting activity in both the thalamic and forebrain areas [29••].
Proposed role
Midbrain gamma oscillations create a channel for enhanced communication of spatially prioritized sensory information from the thalamus to the forebrain (Figure 3c).
An attentional cue causes the midbrain network to generate space-specific, synchronized gamma oscillations in the region that encodes the cued stimulus. The oscillations entrain rhythmic neural firing in the thalamus and, subsequently, in the forebrain that synchronize with the midbrain oscillations. The thalamic oscillations enable more effective communication between the thalamus and forebrain first, by creating temporally aligned windows of excitability between the thalamus and forebrain [64]; and second, by enhancing transmission efficacy by coincidence-dependent temporal integration, that is, coincident spikes are more effective at driving post-synaptic targets than incoherent spikes [65,66] (Figure 3a, top versus bottom).
Spikes encoding the attended target arrive at a gamma-synchronized region of the thalamus (a prioritized location in space ‘tagged’ by the midbrain oscillation). These spikes are transmitted more effectively to the corresponding gamma-synchronized region of the forebrain resulting in enhanced perceptual processing. In contrast, spikes encoding irrelevant, distracting stimuli arrive at an incoherently firing region of the thalamus. These spikes are transmitted less effectively to the forebrain. Thus, by ‘tagging’ a prioritized location with gamma oscillations, the midbrain network creates an enhanced transmission channel between the thalamus and forebrain for prioritized information.
Role III. Generating space-specific bias: routing information within the forebrain
Facts
Parvalbumin-positive (PV+) interneurons exhibit gamma frequency resonance: networks of PV+ neurons produce strongest modulations of LFP amplitude when activated periodically at low-gamma frequencies [42]. PV+ interneurons are ubiquitous in midbrain and cortical circuits that generate gamma oscillations [23].
The effect of the OT/SC on selective attention has been studied in attention tasks, in which two or more task-relevant stimuli are concurrently presented on each trial. In these tasks, the animal must attend to, and make decisions about, one of these stimuli (the ‘target’), but completely ignore the other stimuli (the ‘distracters’). Under these conditions, when the SC in monkeys is inactivated and the target stimulus is placed in the inactivated region of space, neural encoding of both the target and distracter stimuli remains intact in the sensory neocortex. Nevertheless, the animal makes significant errors by utilizing information from distracter stimuli (in non-inactivated regions of space) to guide its decisions [16].
Proposed role
In this role, space-specific gamma oscillations from the midbrain network selectively route information from forebrain sensory areas to forebrain decision-making areas (Figure 3d) [67]. This space-specific routing of information biases the sensory evidence that is used for decision-making. Typically, the bias heavily favors evidence from the cued location.
Gamma oscillations from the midbrain network, representing the cued location, are communicated to a forebrain decision-making region that integrates sensory evidence about the target. The oscillatory midbrain input generates enhanced gamma-frequency responses in PV+ inhibitory interneurons at the cued location in the decision-making area. The enhanced gamma-periodic activity of the PV+ neurons could produce a bias in favor of the cued location through two mechanisms. First, selective disinhibition: the PV+ interneurons inhibit a second class of interneurons that inhibit the output (pyramidal) neurons. This disinhibitory mechanism increases the gain of the sensory evidence being integrated for the behavioral decision. Second, coincidence dependent temporal integration: the gamma-periodic activity of the PV+ neurons synchronizes stimulus-related sensory activity, and the resultant pattern of coincident spiking is more effective at driving the evidence integrator (Figure 3a,d), thereby enhancing the gain of stimulus-related information in the final decision.
According to this role, when the SC is focally inactivated, gamma power from the midbrain network at the (inactivated) target location is eliminated, abolishing the bias for evidence from the cued location in the decision-making area. At the same time, gamma power from the non-inactivated portion of the SC, evoked by a distracter stimulus, biases information being routed to the decision-making area in favor of the distracter. This mechanism induces an erroneous bias for distracter-related information that results in incorrect decisions.
Acknowledgments
We would like to thank Phyllis Knudsen for help with figure preparation. This research was supported by grant NIH Grant EY024243 to EIK.
Footnotes
Conflict of interest
Nothing declared.
References and recommended reading
Papers of particular interest, published within the period of review, have been highlighted as:
• of special interest
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