Skip to main content
NIHPA Author Manuscripts logoLink to NIHPA Author Manuscripts
. Author manuscript; available in PMC: 2017 Aug 1.
Published in final edited form as: Am J Surg. 2016 Jan 9;212(2):297–304. doi: 10.1016/j.amjsurg.2015.10.030

Evaluating Disparities in Inpatient Surgical Cancer Care Among American Indian/Alaska Native Patients

Vlad V Simianu 1, Arden M Morris 2, Thomas K Varghese Jr 1, Michael P Porter 3, Jeffrey A Henderson 4, Dedra S Buchwald 5, David R Flum 1, Sara H Javid 1
PMCID: PMC4939142  NIHMSID: NIHMS750636  PMID: 26846176

Abstract

Background

American Indian/Alaska Native (AI/AN) patients with cancer have the lowest survival rates of all racial and ethnic groups, possibly because they are less likely to receive “best practice” surgical care than patients of other races.

Methods

Prospective cohort study comparing adherence to generic and cancer-specific guidelines on processes of surgical care between AI/AN and non-Hispanic white (NHW) patients in Washington State (2010–2014).

Results

156 AI/AN and 6,030 NHW patients underwent operations for 10 different cancers, and had similar mean adherence to generic surgical guidelines (91.5% vs 91.9%, p=0.57). AI/AN patients with breast cancer less frequently received preoperative diagnostic core-needle biopsy (81% versus 94%, p=0.004). AI/AN patients also less frequently received care adherent to prostate cancer-specific guidelines (74% versus 92%,p=0.001).

Conclusions

While AI/ANs undergoing cancer operations in Washington receive similar overall best practice surgical cancer care to NHW patients, there remain important, modifiable disparities that may contribute to their lower survival.

Keywords: American Indian/Alaska Natives, cancer, surgery, process of care

INTRODUCTION

Cancer is the second leading cause of death in the American Indian and Alaska Native (AI/AN) population,1,2 just as it is in the U.S. population overall.3,4 Among all U.S. racial and ethnic groups, AI/ANs have the poorest five-year survival rate for all cancers combined.2,3 The four leading causes of cancer mortality among AI/ANs are breast, colorectal, lung, and prostate cancer, again mirroring the U.S. all-races population.4 However, while other racial and ethnic groups have seen consistent declines in mortality from these cancers since 1975, AI/ANs have not.2,3,5

Research on cancer survival rates among AI/ANs is scarce for several reasons. First, although the AI/AN population increased from 2.1 million in 2000 to 5.2 million in 2010, AI/ANs still comprise only 1.7% of the U.S. population.6 Second, although race classification in national clinical databases such as the Surveillance Epidemiology and End Results (SEER) database is fairly robust, AI/ANs are often misclassified as other racial/ethnic groups.79 Third, studies that collect primary data have historically been hampered by perceived cultural insensitivity, resulting in low rates of participation by AI/ANs.10 All these factors lead to very small numbers of AI/AN patients in any circumscribed dataset, so that AI/ANs are often evaluated only as part of a broader minority cohort.11,12

Within these constraints, our previous research has shown that AI/ANs at the national level are less likely to receive guideline-concordant cancer care, including any surgery, appropriate surgery, adjuvant therapies, and surveillance,13,14 all of which have been linked to cancer survival. Although our national dataset enabled an assessment of population-based disparities, it did not permit a more granular analysis of potential lapses in delivery of optimal surgical care processes at the hospital level.

To accomplish this, the current study focused on surgical intervention – the only curative treatment for most solid cancers – and examined both generic and cancer-specific measures of care processes. This approach can yield novel insights into disparities in cancer care15,16 and might offer advantages over more traditional outcome-oriented measures. Certain traditional outcome measures are unique to specific cancers or surgical procedures, or require adjustment in analyses, leading to reductions in sample sizes that are already small. Furthermore, adverse outcomes for most surgical procedures are infrequent, so that large samples of surgical patients are needed to detect statistically significant results. Best-practice guidelines, on the other hand, are intended for universal application, so patient samples of sufficient size to assess their implementation should be readily available.

Accordingly, the objective of this study was to compare receipt of surgical care consistent with best-practice guidelines between AI/AN and NHW patients at hospitals participating in the Surgical Care Outcomes Assessment Program (SCOAP) in Washington State, which is home to a sizeable population of AI/AN individuals. Eleven SCOAP hospitals collect data on cancer-specific surgeries for 10 cancer types, including breast, colorectal, lung, and prostate cancers. Given the disparities in receipt of guideline-concordant cancer care we observed among AI/AN patients at a macro level using the SEER-Medicare dataset, we hypothesized that AI/ANs with cancer would also less frequently receive surgical care that adhered to generic and cancer-specific best practice guidelines in Washington.

METHODS

This study was exempted from human subjects review by the University of Washington’s Institutional Review Board.

Study Design, Data Sources, and Population

Our prospectively-gathered cohort was defined by adult patients (≥18 years old) who underwent inpatient operations indicated for 10 different cancer types between January 1, 2010, and December 31, 2014, in Washington State hospitals participating in SCOAP (Table 1). To minimize racial misclassification of AI/AN patients,79 race and ethnicity training was provided to registrars, admitting personnel, and abstractors at each hospital. Training sessions used materials developed by the Health Research and Educational Trust17 and were customized to harmonize with individual hospital policies, procedures, and processes. In particular, strategies to facilitate patients’ self-report of race and ethnicity were tailored to each site. Accordingly, race and ethnicity for all patients were ascertained by using a combination of self-report, Indian Health Services (IHS) insurance status, and chart abstraction. A modified Charlson comorbidity index was also calculated for each patient,18 and sociodemographic, clinical, and operative details were extracted from inpatient medical records by trained chart abstractors at each hospital. A complete list of SCOAP metrics, including short-term (30-day) complications and a data dictionary, is available through a secure link at www.SCOAP.org.

Table 1.

Patients having inpatient operations for 10 cancer types captured by SCOAP from 2010 to 2014.

NHW a AI/AN b OTHER c Total
No. % No. % No. % No. %

Cancer type d,e 6030 80.7 156 2.1 1282 17.2 7468 100

Breast g 804 78.0 50 4.8 177 17.2 1031 100
Colon f,g 3041 80.3 46 1.2 698 18.4 3785 100
Esophageal 21 95.5 1 4.5 0 0.0 22 100
Kidney 48 64.9 7 9.5 19 25.7 74 100
Liver 10 45.5 8 36.4 4 18.2 22 100
Lung g 489 82.6 11 1.9 92 15.5 592 100
Pancreas 23 76.7 3 10.0 4 13.3 30 100
Prostate g 593 87.1 14 2.1 74 10.9 681 100
Rectal f 920 82.6 7 0.6 187 16.8 1114 100
Uterine 81 69.2 9 7.7 27 23.1 117 100
a

. NHW: non-Hispanic White

b

. AI/AN: American Indian / Alaska Native

c

. “Other” includes patients self-identified as Black or African American, Asian, Native Hawaiian or Other Pacific Islander, and White with Hispanic ethnicity

d

. Percentage calculated from the total number of patients with each cancer type.

e

. Only about 10% of cases of esophageal, kidney, liver, pancreatic, and uterine cancers were sampled between 2010 and 2014.

f

. Data on colon and rectal cancer were captured across 48 hospitals; other cancer modules were in place at 11 hospitals between 2010 and 2014.

g

. Breast, colon, lung, and prostate are the most prevalent cancers in the United States,4 and cancer-specific process of care metrics are reported for these four cancers.

For descriptive purposes, patients who self-identified as Black or African American, Asian, Native Hawaiian or Other Pacific Islander, or White with Hispanic ethnicity have been grouped as “Other” in Table 1. These patients were excluded from the study cohort to allow direct comparisons of surgical care between AI/AN and NHW patients.

Process of Care Definitions

The primary outcome was adherence to “best practice” surgical process guidelines, as assessed by generic and cancer-specific measures. SCOAP evaluates more than 50 generic in-hospital process measures for all inpatient surgical cases, and also gathers more detailed (e.g., cancer-specific) data for certain procedures. These process measures were adopted by SCOAP leadership and clinicians after iterative discussions that considered their broad support in contemporary literature, their widespread acceptance for assessing standards of care, and their feasibility of implementation and measurement. Importantly, these measures are not meant to identify appropriate or inappropriate decision-making regarding an individual patient’s case. Rather, the measures reflect quantifiable data that is expected to be typically available in current health systems.

Generic

Generic process measures were reported across patients with all 10 cancer types. The four generic measures reported in this study were: perioperative glycemic monitoring for diabetics,19 continuation of perioperative beta blockade,20 receipt of prophylactic antibiotics within 60 minutes of incision,21 and pathologic reporting of resection margin status. These measures have previously shown high precision and variation across SCOAP hospitals.22,23

Cancer-Specific

Cancer-specific process measures were reported for breast, colon, lung, and prostate cancers in a manner identical to the generic measures. The majority of measures were not stage-specific and were intended to be applicable to most or all patients in each cancer cohort. Measures for breast cancer included receipt of preoperative core-needle biopsy for diagnosis,24 reporting of hormone receptor status on pathologic reports,25 axillary lymph node evaluation26 for invasive cancer, and axillary lymph node dissection for node-positive mastectomy patients.26 Measures for colon cancer included receipt of bowel prep (mechanical or antibiotic),27 performance of anastomotic leak test,28 pathologic evaluation of at least 12 lymph nodes,29 and negative resection margins.29 Measures for lung cancer included documentation of preoperative multidisciplinary evaluation and pulmonary function tests (PFTs),30 sampling of at least three lymph node stations,31 and smoking cessation counseling for current smokers.30 Measures for prostate cancer included preoperative documentation of the prostate-specific antigen (PSA) test, urinary continence, and potency, as well as postoperative pathologic reporting of Gleason score and cancer stage.32

Statistical Analysis

Patient characteristics, risk factors, and outcomes were summarized by using frequency distributions for categorical variables, and median [range] for continuous variables. All data were stratified by race (NHW or AI/AN). Categorical variables were compared by Fisher’s exact test, and continuous variables were compared by a two-sided test for the median. Adherence to process guidelines is reported as the mean percentage of adherence across generic or cancer-specific measures for which each patient was eligible (e.g., patients were eligible for postoperative continuation of beta blockade only if they received beta blockers before surgery). Percentage adherence across metrics was compared using the Wilcoxon rank-sum (Mann-Whitney) test. A p-value of less than 0.05 was considered statistically significant throughout. All analyses were performed by using STATA version 13 (STATA Corp, College Station, Tex).

RESULTS

Between 2010 and 2014, 156 AI/AN patients (median age 56 years, 41% male) and 6,030 NHW patients (median age 65 years, 48% male) underwent inpatient operations for 10 cancer types at SCOAP hospitals (Table 1). Across all 10 cancers, AI/AN patients were more often active smokers (26% versus 13%, p<0.001), obese (52% versus 32%, p<0.001), and diabetic (24% versus 17%, p=0.02), and had more comorbidities (p=0.01) (Table 2). Despite important differences in demographics and risk factors, rates of perioperative complication (13% versus 12%, p=0.84) and discharge home (93% versus 89%, p=0.11) were similar between AI/AN and NHW patients.

Table 2.

Basic demographics, risk factors, and perioperative outcomes in non-Hispanic White and American Indian/Alaska Native patients.

NHW a AI/AN b Total c p-value d
No. % No. % No. %

6,030 97.5 156 2.5 6,186 100

Demographics

Age (years) <0.001
18–49 743 12.3 36 23.1 779 12.6
50–59 1353 22.4 56 35.9 1409 22.8
60–69 1719 28.5 35 22.4 1754 28.4
70–79 1357 22.5 23 14.7 1380 22.3
80+ 858 14.2 6 3.8 864 14

Median Age [range] 65 [18–102] 56 [28–86] 65 [18–102] <0.001 e

Male 2877 47.8 63 40.6 2940 47.6 0.09

Private Insurance 4384 73 70 46.4 4454 72.3 <0.001

Current Smoker 717 12.6 36 25.9 753 12.9 <0.001

BMI 30+ 1927 32.4 75 52.1 2002 32.8 <0.001

Comorbidity Index: 3+ 0.01
0 4137 68.6 100 64.1 4237 68.5
1 1469 24.4 42 26.9 1511 24.4
2 342 5.7 13 8.3 355 5.7
3+ 82 1.4 1 0.6 83 1.4

Risk Factors

Diabetes 1007 16.7 36 23.8 1043 16.9 0.02

Beta Blockers 1398 23.2 23 14.8 1421 23 0.02

Outcomes

Nonoperative Complication f 671 11.1 16 10.3 687 11.1 0.90

Any Complication f 741 12.3 20 12.8 761 12.3 0.81

Median LOS g [range], days 4 [0–112] 3 [0–360] 4 [0–360] 0.02 e

Disposition at Discharge 0.08
Home 5373 89.1 144 92.9 5517 89.2
Extended Care Facility g 586 9.7 8 5.2 594 9.6
Death 68 1.1 3 1.9 71 1.1
a

. NHW: non-Hispanic White.

b

. AI/AN: American Indian / Alaska Native.

c

. All non-Hispanic White and American Indian/Alaska Native patients who received inpatient operations for the 10 cancers listed in Table 1.

d

. Calculated as Fisher's exact test for difference in frequency between non-Hispanic Whites and American Indians/Alaska Natives unless otherwise stated.

e

. Reported as test of the medians, continuity corrected.

f

. List of 30-day operative and non-operative complications available on a secure page at www.SCOAP.org.

g

LOS: length of stay, defined as days elapsed from date of surgery to date of discharge.

h

. Includes transfer to different hospital, skilled nursing facility, or rehabilitation center.

Across all 10 cancer types, mean adherence to the four generic surgical process guidelines was similar in AI/AN (91.5%; 95% CI 88.1%–95.9%) and NHW patients (91.9%; 95% CI 91.4%–92.3%; p=0.57 Table 3). Individual measures reflecting management of perioperative conditions (diabetes and beta blockade), receipt of antibiotic prophylaxis, and pathologic reporting of margin status did not differ (all p>0.05).

Table 3.

Adherence to generic surgical process of care guidelines in non-Hispanic White and American Indian/Alaska Native patients.

GENERIC PROCESS MEASURES a Percent adherence
in NHW b, %
n=6022
Percent adherence
in AI/AN c, %
n=154
p-value d

If DM,e check glucose perioperatively 80.7 77.8 0.67
If on beta-blocker, order postop 93.9 85.0 0.13
Prophylactic antibiotics at incision 99.3 100.0 0.40
Pathology: margins reported 85.8 85.9 0.55

Mean adherence across
general process measures f (95% CI)
91.9%
(91.4% – 92.3%)
91.5%
(88.1% – 95.9%)
0.57 g
a

. Process measures were evaluated for all non-Hispanic White and American Indian/Alaska Native patients who received inpatient operations for the 10 cancers listed in Table 1.

b

. NHW: non-Hispanic White.

c

. AI/AN: American Indian and Alaska Native.

d

. Reported as Fisher's exact test for difference in frequency between non-Hispanic Whites and American Indians/Alaska Natives unless otherwise stated.

e

. DM: diabetes mellitus

f

. Percentage adherence calculated across metrics for which a patient was eligible (e.g., patients who were not prescribed beta blockers were not eligible for beta-blocker continuation).

g

. Reported as two-sample Wilcoxon rank-sum (Mann-Whitney) test for differences.

Consistent with national data, the four most common cancers observed were breast, lung, colon, and prostate (114 AI/ANs, 4,920 NHWs; Table 4). Adherence to aggregated cancer-specific process guidelines across these four cancers was similar in AI/AN (83.8%; 95% CI: 79.5%–88.1%) and NHW patients (85.7%; 95% CI: 85.1%–86.3%; p=0.64), as was mean adherence across aggregated breast cancer measures (p=0.13) and aggregated colon and lung cancer measures (p>0.05 for both).

Table 4.

Adherence to cancer-specific process of care guidelines in non-Hispanic White and American Indian/Alaska Native patients.

CANCER-SPECIFIC PROCESS MEASURES a Percent adherence
in NHW b, %
Percent adherence
in AI/AN c, %
p-value d

BREAST n = 801 n =44

Preoperative core needle biopsy 94.3 81.4 0.004
Hormone receptor status reported 99.1 91.9 0.008
Lymph node evaluation (invasive cancer) 88.1 84.9 0.58
ALND e for node-positive mastectomy patients 74.1 73.3 0.58

Mean adherence across breast cancer
measures f (95% CI)
92.0%
(90.8%, 93.2%)
86.0%
(78.5%, 93.5%)
0.13 g

COLON n = 3,037 n = 45

≥12 nodes evaluated 88.2 79.1 0.09
Bowel prep before surgery 98.0 100.0 0.68
Anastomosis tested 61.2 68.4 0.41
Negative resection margins 95.9 95.6 0.71

Mean adherence across colon cancer
measures f (95% CI)
83.7%
(83.0% – 84.4%)
83.7%
(77.0% – 90.4%)
0.79 g

LUNG n = 489 n = 11

Multidisciplinary evaluation before surgery 65.7 83.3 0.67
Preoperative PFT h documented 87.1 100.0 0.37
≥3 lymph node basins sampled 83.3 100.0 0.41
Smoking cessation counseling (if current smoker) 69.8 50.0 0.37

Mean adherence across lung cancer
measures f (95% CI)
80.9%
(78.4% – 83.5%)
87.1%
(74.5% – 99.7%)
0.68 g

PROSTATE n = 593 n = 14

PSAi documented preoperatively 98.5 100.0 0.81
Potency documented preoperatively 75.9 36.4 0.007
Urinary continence documented preoperatively 89.7 50.0 0.002
Gleason score and pathologic stage reported 99.7 92.9 0.07

Mean adherence across prostate cancer
measures f (95% CI)
91.6%
(90.0% – 92.6%)
74.4%
(60.5% – 88.3%)
0.001 g

OVERALL CANCER a n = 4920 n = 114

Mean adherence across all four cancer
measures f (95% CI)
85.7%
(85.1% – 86.3%)
83.8%
(79.5% – 88.1%)
0.64 g
a

Process measures were evaluated for all non-Hispanic White and American Indian/Alaska Native patients who received inpatient operations for breast, colon, lung, and prostate cancers.

b

. NHW: non-Hispanic White.

c

. AI/AN: American Indian and Alaska Native.

d

. Reported as Fisher's exact test for difference in frequency between non-Hispanic Whites and American Indians/Alaska Natives unless otherwise stated.

e

. ALND: axillary lymph node dissection.

f

. Percentage adherence was calculated across metrics for which a patient was eligible (e.g., non-smoking patients were not eligible for smoking cessation counseling).

g

. Reported as two-sample Wilcoxon rank-sum (Mann-Whitney) test for differences.

h

. PFT: pulmonary function tests.

i

. PSA: prostate-specific antigen test.

Several differences in adherence were identified within individual cancer types. For example, AI/AN patients with breast cancer less frequently received preoperative diagnostic core-needle biopsy (81% versus 94%, p=0.004), and their tumor’s hormone receptor (ER/PR) status was less frequently reported (92% versus 99%, p=0.008). AI/AN patients also less frequently received care adherent to prostate cancer-specific guidelines (74.4%; 95% CI: 60.5%–88.3%) as compared to NHW patients (91.6%; 95% CI: 90.0%–92.6%; p=0.001). This result appears to be driven by less frequent preoperative documentation of urinary continence (50% versus 90%, p=0.002) and sexual function (36% versus 76%, p=0.007) in AI/AN patients.

DISCUSSION

AI/AN patients have the lowest survival rates among U.S. racial and ethnic groups for breast, colorectal, lung, and prostate cancer, as well as for all cancers combined.13,11 This disparity has been partly attributed to findings that AI/AN patients present with more advanced stages of cancer, resulting in reduced rates of curative treatment and survival.33,34 Furthermore, lower survival rates may be attributable to reduced access to and receipt of optimal cancer treatments in Native communities.13 However, it is uncertain whether the relatively slow improvement in survival rates among AI/AN cancer patients13 compared to other racial groups is truly attributable to persistent disparities, or whether inability to detect improvement is an artifact secondary to the combination of AI/ANs’ relatively small share (1.7%) of the U.S. population,6 and widespread racial misclassification documented in cancer registries.79

Tracking and feedback registries have been proposed as a way to reduce racial disparities in cancer care by identifying barriers to care, presenting solutions, and tracking subsequent performance.15,16 The implementation of surgical oncology surveillance protocols in an established, effective program like SCOAP enables the investigation of points in the trajectory of care where breakdowns occur. Interventions can then be developed to address these breakdowns and improve surgical care. Washington has a particularly large AI/AN patient population,6,13 and most hospitals in the state participate in SCOAP, so their staff have been trained to record race and ethnicity data in a manner that minimizes racial misclassification. Since 78% of AI/ANs nationwide live in non-tribal areas35 and the IHS provides healthcare and collects epidemiologic data for only 42% of all AI/ANs,36 SCOAP is uniquely placed to identify disparities in surgical processes.

To our knowledge, this is the first study to compare disparities in surgical processes of care across cancer types between AI/AN and NHW patients in a prospective, state-wide registry. In this cohort, during five years of data collection for 10 different cancer types, only 156 AI/AN patients were identified as undergoing cancer surgery, compared to more than 6,000 NHW patients. This small AI/AN sample reflects the imbalanced sizes of the two populations, both statewide and nationally. As in our study of AI/ANs using SEER-Medicare data,13 we found that AI/AN patients with cancer were younger, had greater numbers of comorbid conditions, and were less likely to have private insurance than their NHW counterparts.

Our study hypothesis was that AI/AN patients would be less likely than NHW to receive surgical care that adhered to generic or cancer-specific best practices, as assessed by process measures. We discovered that aggregate receipt of generic best-practice surgical processes was similarly high in AI/AN and NHW patients, with rates approaching 92% in both groups. Indeed, appropriate receipt of prophylactic antibiotics preoperatively, a nationally-recognized indicator of surgical quality,21 was nearly ubiquitous. Among patients of both races, adherence to aggregate cancer-specific guidelines was also comparable at ~85%. These findings suggest that, overall, AI/AN patients in Washington receive inpatient surgical care that is highly adherent to national best practices and similar to NHW patients. This result is especially significant, as national reports on oncologic surgery have proposed adherence benchmarks target the range of 75% to 90%3739 to account for variations in healthcare delivery systems, patient and physician preferences, and unique community practices. Systematic deviations from these guidelines may highlight disparities in care.

The high adherence rates that we report might be related to the “Hawthorne effect,” of benchmarking and feedback reporting of process measures, as previously noted at SCOAP hospitals.22,23 In this view, observation of a behavior – in the present case, benchmarking and feedback reporting of process measures – leads to improvement in that behavior. Thus, SCOAP activities appear to have had a positive impact on both racial groups. Our findings might also be interpreted to suggest that alternate pre- or post-surgery disparities in AI/ANs play a critical role to their elevated cancer mortality.

We found notable differences in individual, cancer-specific measures which might offer important targets for quality improvement, with potentially significant consequences. For example, in breast cancer operations, rates of preoperative diagnostic core-needle biopsy and reporting of hormone receptor status were approximately 10% lower in AI/AN patients. Similarly, in colon cancer surgeries, rates of appropriate nodal evaluation were 10% lower in AI/ANs. Whether these differences are clinically relevant or simply statistically different should be cautiously interpreted by readers. However, it is notable that although the number of patients in each category measured was small, these measures directly influence appropriate pre- and post-surgical staging, treatment, surveillance, and adjuvant therapy.29,40 AI/AN patients experience disparities in all these aspects of care, with significant negative impact on their survival.13,14

Furthermore, our cohort included very small numbers of AI/AN patients that underwent operations for lung and prostate cancers, consistent with the small percentage of patients in the all-races population undergoing surgery for these cancers.3,13 The very small numbers of AI/AN patients surgically treated for lung (n=11) cancer in WA may have limited our ability to detect significant variation in lung cancer-specific processes of care compared to NHW. In addition, these small numbers could point to another potential disparity, namely of AI/AN lung cancer patients being less likely to consult with a surgeon or undergo surgery, a disparity we observed nationally in SEER-Medicare.13 Notably, among AI/ANs with prostate cancer, overall receipt of best-practice care was significantly lower than among NHW patients. These low adherence rates appear to be driven by deficiencies in the documentation of important quality indicators in these patients,32 highlighting additional goals for reducing AI/AN cancer disparities.

This study has several limitations. First, although our study measures reflect granular aspects of perioperative care, SCOAP does not track longer-term outcomes such as cancer recurrence or survival. Therefore, we could not study the impact of adherence to best practices on more traditional oncologic outcomes. Second, our data do not capture outpatient surgeries or non-surgical management, both of which are common in breast and prostate cancer. For example, this study only included mastectomy patients, rather than breast-conservation surgery patients, who are far more likely to have their cases performed in the ambulatory setting. Nevertheless, inpatient surgery is the mainstay of curative therapy for many of the reported cancers, so our results likely provide an accurate perspective on the delivery of surgical cancer care to AI/AN patients. Third, our exclusive reliance on SCOAP data means that we did not capture measures of care at IHS facilities, where AI/ANs might have a different experience of surgical cancer care. Fourth, type I error (false positive) is a possibility in this study because of multiple, independent comparisons within the same group. To correct for this, one option is to correct for multiple comparisons by lowering the alpha levels (for each cancer, across 4 measures, this would mean lowering alpha to =0.05/4, or a significance level =0.0125). While the possibility of type I error remains, it is important to note that the differences in breast and prostate measures fell even below this corrected p-level of 0.0125. Finally, our study might have been underpowered to detect disparities in certain measures. For example, to detect a difference between 80% and 90% adherence (alpha = 0.05, power =0.90) in any given process measure would require a sample containing more than 250 AI/AN patients. Practically, this means that the addition of another 100 AI/AN patients to our cohort could shift our findings from “not statistically significant” and thus substantially alter our conclusions.

Despite these limitations, the findings on the delivery of surgical cancer care to AI/ANs in this statewide cohort are robust, given the rigorous methods used by SCOAP to classify race and ensure data quality. In addition, since SCOAP data on important measures such as ER/PR status is collected from pathology reports, which are expected to be higher yield for identifying ER/PR status than chart review of providers' notes, these differences likely reflect true disparities rather than artifact from reporting in clinician’s records. We are confident that our results accurately reflect the care received by patients at Washington hospitals. Moreover, AI/ANs were well-represented in our study cohort, representing 7% of the total, even though they comprise only 1.5% of the state population.6 Given changes in guideline measures over time, it is unlikely that future studies will report on a larger sample in a similarly circumscribed region without tradeoffs in data quality for a larger sample size.

CONCLUSION

Our results indicate that AI/AN patients undergoing inpatient cancer surgery in Washington receive surgical care that, overall, is adherent with generic and cancer-specific best practices at levels similar to their NHW counterparts. These results are based on important, assessable measures of high-quality healthcare delivery, which offer a novel way to study disparities in cancer care for AI/ANs and other minority groups. While adherence to generic process guidelines was similarly high across racial groups, adherence to individual cancer guidelines was more variable and, in particular, lower for certain breast and prostate measures. These inequities in delivery of cancer care, especially with regard to appropriate preoperative evaluation and delivery of stage-appropriate therapy, might contribute to the poor outcomes documented among AI/AN oncology patients. Such modifiable pre- and post-hospital factors that are believed to contribute to worse cancer outcomes in AI/ANs, including screening and receipt of stage-appropriate therapy, warrant a more intensive study which is already underway by our research group.

HIGHLIGHTS.

American Indian/Alaska Native (AI/AN) patients have the lowest cancer survival rates of all racial and ethnic groups. While overall receipt of surgical and cancer-specific “best-practice” care was similar between AI/AN and Non-Hispanic White patients (the predominant racial and ethnic group), we identified important disparities in certain cancer measures to serve as targets for quality improvement.

Acknowledgments

This research was performed under the auspices of the Collaborative to Improve Native Cancer Outcomes (CINCO), a P50 program project sponsored by the National Cancer Institute. Research reported in this publication was supported by the National Cancer Institute (P50 CA148110) and the National Institute of Diabetes and Digestive and Kidney Diseases (T32 DK070555). The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Cancer Institute or the National Institutes of Health. The Surgical Care and Outcomes Assessment Program (SCOAP) is a Coordinated Quality Improvement Program of the Foundation for Health Care Quality. The Comparative Effectiveness Research Translation Network (CERTAIN), a program of the University of Washington, provided research and analytic support to SCOAP. We thank Raymond Harris, PhD, University of Washington School of Public Health, for editing assistance.

Footnotes

Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final citable form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

REFERENCES

  • 1.Espey DK, Jim MA, Cobb N, et al. Leading causes of death and all-cause mortality in American Indians and Alaska Natives. Am J Public Health. 2014;104(Suppl 3):S303–S311. doi: 10.2105/AJPH.2013.301798. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 2.Espey DK, Wu XC, Swan J, et al. Annual report to the nation on the status of cancer, 1975–2004, featuring cancer in American Indians and Alaska Natives. Cancer. 2007;110(10):2119–2152. doi: 10.1002/cncr.23044. [DOI] [PubMed] [Google Scholar]
  • 3.Edwards BK, Noone AM, Mariotto AB, et al. Annual report to the nation on the status of cancer, 1975–2010, featuring prevalence of comorbidity and impact on survival among persons with lung, colorectal, breast, or prostate cancer. Cancer. 2014;120(9):1290–1314. doi: 10.1002/cncr.28509. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 4.Siegel R, Ma J, Zou Z, Jemal A. Cancer statistics, 2014. CA Cancer J Clin. 2014;64(1):9–29. doi: 10.3322/caac.21208. [DOI] [PubMed] [Google Scholar]
  • 5.Paltoo DN, Chu KC. Patterns in cancer incidence among American Indians/Alaska Natives, United States, 1992–1999. Public Health Rep. 2004;119(4):443–451. doi: 10.1016/j.phr.2004.05.009. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 6.U.S. Bureau of the Census. United states - american indian and alaska native population percentage by state - see more at: Http://www.indexmundi.com/facts/united-states/quick-facts/all-states/american-indian-and-alaskan-native-population-percentage#table. [Accessed 05/06, 2015]; http://www.indexmundi.com/facts/united-states/quick-facts/all-states/american-indian-and-alaskan-native-population-percentage#table. Updated 2012. [Google Scholar]
  • 7.Arias E, Schauman WS, Eschbach K, Sorlie PD, Backlund E. The validity of race and hispanic origin reporting on death certificates in the united states. Vital Health Stat 2. 2008;148(148):1–23. [PubMed] [Google Scholar]
  • 8.Frost F, Taylor V, Fries E. Racial misclassification of Native Americans in a surveillance, epidemiology, and end results cancer registry. J Natl Cancer Inst. 1992;84(12):957–962. doi: 10.1093/jnci/84.12.957. [DOI] [PubMed] [Google Scholar]
  • 9.Sugarman JR, Lawson L. The effect of racial misclassification on estimates of end-stage renal disease among American Indians and Alaska Natives in the Pacific Northwest, 1988 through 1990. Am J Kidney Dis. 1993;21(4):383–386. doi: 10.1016/s0272-6386(12)80265-4. [DOI] [PubMed] [Google Scholar]
  • 10.Mead EL, Doorenbos AZ, Javid SH, et al. Shared decision-making for cancer care among racial and ethnic minorities: A systematic review. Am J Public Health. 2013;103(12):e15–e29. doi: 10.2105/AJPH.2013.301631. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 11.Clegg LX, Li FP, Hankey BF, Chu K, Edwards BK. Cancer survival among US whites and minorities: A SEER (surveillance, epidemiology, and end results) program population-based study. Arch Intern Med. 2002;162(17):1985–1993. doi: 10.1001/archinte.162.17.1985. [DOI] [PubMed] [Google Scholar]
  • 12.Ward E, Jemal A, Cokkinides V, et al. Cancer disparities by race/ethnicity and socioeconomic status. CA Cancer J Clin. 2004;54(2):78–93. doi: 10.3322/canjclin.54.2.78. [DOI] [PubMed] [Google Scholar]
  • 13.Javid SH, Varghese TK, Morris AM, et al. Guideline-concordant cancer care and survival among American Indian/Alaska Native patients. Cancer. 2014;120(14):2183–2190. doi: 10.1002/cncr.28683. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 14.Flum DR, Stuart S, Wilcox M. Processes and outcomes of care among Navajo women with breast cancer. JAMA. 2003;290(15):1996–1997. doi: 10.1001/jama.290.15.1996-b. [DOI] [PubMed] [Google Scholar]
  • 15.Bickell NA, Shastri K, Fei K, et al. A tracking and feedback registry to reduce racial disparities in breast cancer care. J Natl Cancer Inst. 2008;100(23):1717–1723. doi: 10.1093/jnci/djn387. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 16.Hasnain-Wynia R, Baker DW, Nerenz D, et al. Disparities in health care are driven by where minority patients seek care: Examination of the hospital quality alliance measures. Arch Intern Med. 2007;167(12):1233–1239. doi: 10.1001/archinte.167.12.1233. [DOI] [PubMed] [Google Scholar]
  • 17.Hasnain-Wynia R, Pierce D, Haque A, Hedges Greising C, Prince V, Reiter J. Health research and educational trust disparities toolkit. [Accessed 04/24, 2015]; http://hretdisparities.org. Updated 2007. [Google Scholar]
  • 18.Deyo RA, Cherkin DC, Ciol MA. Adapting a clinical comorbidity index for use with ICD-9-CM administrative databases. J Clin Epidemiol. 1992;45(6):613–619. doi: 10.1016/0895-4356(92)90133-8. [DOI] [PubMed] [Google Scholar]
  • 19.Kotagal M, Symons RG, Hirsch IB, et al. Perioperative hyperglycemia and risk of adverse events among patients with and without diabetes. Ann Surg. 2015;261(1):97–103. doi: 10.1097/SLA.0000000000000688. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 20.London MJ, Hur K, Schwartz GG, Henderson WG. Association of perioperative beta-blockade with mortality and cardiovascular morbidity following major noncardiac surgery. JAMA. 2013;309(16):1704–1713. doi: 10.1001/jama.2013.4135. [DOI] [PubMed] [Google Scholar]
  • 21.Weston A, Caldera K, Doron S. Surgical care improvement project in the value-based purchasing era: More harm than good? Clin Infect Dis. 2013;56(3):424–427. doi: 10.1093/cid/cis940. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 22.SCOAP Collaborative, Writing Group for the SCOAP Collaborative. Kwon S, Florence M, et al. Creating a learning healthcare system in surgery: Washington state's surgical care and outcomes assessment program (SCOAP) at 5 years. Surgery. 2012;151(2):146–152. doi: 10.1016/j.surg.2011.08.015. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 23.Kwon S, Thompson R, Florence M, et al. Beta-blocker continuation after noncardiac surgery: A report from the surgical care and outcomes assessment program. Arch Surg. 2012;147(5):467–473. doi: 10.1001/archsurg.2011.1698. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 24.Kurita T, Tsuchiya S, Watarai Y, et al. Roles of fine-needle aspiration and core needle biopsy in the diagnosis of breast cancer. Breast Cancer. 2012;19(1):23–29. doi: 10.1007/s12282-010-0251-4. [DOI] [PubMed] [Google Scholar]
  • 25.Allred DC, Carlson RW, Berry DA, et al. NCCN task force report: Estrogen receptor and progesterone receptor testing in breast cancer by immunohistochemistry. J Natl Compr Canc Netw. 2009;7(Suppl 6):S1–S21. doi: 10.6004/jnccn.2009.0079. quiz S22–3. [DOI] [PubMed] [Google Scholar]
  • 26.Gradishar WJ, Anderson BO, Blair SL, et al. Breast cancer version 3.2014. J Natl Compr Canc Netw. 2014;12(4):542–590. doi: 10.6004/jnccn.2014.0058. doi:12/4/542 [pii] [DOI] [PubMed] [Google Scholar]
  • 27.Morris MS, Graham LA, Chu DI, Cannon JA, Hawn MT. Oral antibiotic bowel preparation significantly reduces surgical site infection rates and readmission rates in elective colorectal surgery. Ann Surg. 2015 doi: 10.1097/SLA.0000000000001125. [DOI] [PubMed] [Google Scholar]
  • 28.Kwon S, Morris A, Billingham R, et al. Routine leak testing in colorectal surgery in the surgical care and outcomes assessment program. Arch Surg. 2012;147(4):345–351. doi: 10.1001/archsurg.2012.12. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 29.Chang GJ, Kaiser AM, Mills S, Rafferty JF, Buie WD. Standards Practice Task Force of the American Society of Colon and Rectal Surgeons. Practice parameters for the management of colon cancer. Dis Colon Rectum. 2012;55(8):831–843. doi: 10.1097/DCR.0b013e3182567e13. [DOI] [PubMed] [Google Scholar]
  • 30.Brunelli A, Kim AW, Berger KI, Addrizzo-Harris DJ. Physiologic evaluation of the patient with lung cancer being considered for resectional surgery: Diagnosis and management of lung cancer, 3rd ed: American college of chest physicians evidence-based clinical practice guidelines. Chest. 2013;143(5 Suppl):e166S–e190S. doi: 10.1378/chest.12-2395. [DOI] [PubMed] [Google Scholar]
  • 31.Scott WJ, Howington J, Feigenberg S, Movsas B, Pisters K American College of Chest Physicians. Treatment of non-small cell lung cancer stage I and stage II: ACCP evidence-based clinical practice guidelines (2nd edition) Chest. 2007;132(3 Suppl):234S–242S. doi: 10.1378/chest.07-1378. [DOI] [PubMed] [Google Scholar]
  • 32.Spencer BA, Steinberg M, Malin J, Adams J, Litwin MS. Quality-of-care indicators for early-stage prostate cancer. J Clin Oncol. 2003;21(10):1928–1936. doi: 10.1200/JCO.2003.05.157. [DOI] [PubMed] [Google Scholar]
  • 33.Bach PB, Cramer LD, Warren JL, Begg CB. Racial differences in the treatment of early-stage lung cancer. N Engl J Med. 1999;341(16):1198–1205. doi: 10.1056/NEJM199910143411606. [DOI] [PubMed] [Google Scholar]
  • 34.Morris AM, Rhoads KF, Stain SC, Birkmeyer JD. Understanding racial disparities in cancer treatment and outcomes. J Am Coll Surg. 2010;211(1):105–113. doi: 10.1016/j.jamcollsurg.2010.02.051. [DOI] [PubMed] [Google Scholar]
  • 35.United States Census Bureau. 2010 census shows nearly half of American Indians and Alaska Natives report multiple races. [Updated 2012. Accessed 04/25, 2015]; http://www.census.gov/newsroom/releases/archives/2010_census/cb12-cn06.html.
  • 36.Indian Health Service. IHS year 2014 profile. [Accessed 06/05, 2015]; http://www.ihs.gov/newsroom/factsheets/ihsyear2014profile/. Updated 2014.
  • 37.Wilke LG, Ballman KV, McCall LM, et al. Adherence to the national quality forum (NQF) breast cancer measures within cancer clinical trials: A review from ACOSOG Z0010. Ann Surg Oncol. 2010;17(8):1989–1994. doi: 10.1245/s10434-010-0980-9. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 38.Malin JL, Schneider EC, Epstein AM, Adams J, Emanuel EJ, Kahn KL. Results of the national initiative for cancer care quality: How can we improve the quality of cancer care in the united states? J Clin Oncol. 2006;24(4):626–634. doi: 10.1200/JCO.2005.03.3365. [DOI] [PubMed] [Google Scholar]
  • 39.Bilimoria KY, Bentrem DJ, Stewart AK, et al. Lymph node evaluation as a colon cancer quality measure: A national hospital report card. J Natl Cancer Inst. 2008;100(18):1310–1317. doi: 10.1093/jnci/djn293. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 40.Wong SL, Ji H, Hollenbeck BK, Morris AM, Baser O, Birkmeyer JD. Hospital lymph node examination rates and survival after resection for colon cancer. JAMA. 2007;298(18):2149–2154. doi: 10.1001/jama.298.18.2149. [DOI] [PubMed] [Google Scholar]

RESOURCES