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The Korean Journal of Internal Medicine logoLink to The Korean Journal of Internal Medicine
. 2016 Mar 8;31(4):685–693. doi: 10.3904/kjim.2015.114

Smoking habits and nicotine dependence of North Korean male defectors

Sei Won Kim 1, Jong Min Lee 1, Woo Ho Ban 1, Chan Kwon Park 1, Hyoung Kyu Yoon 1, Sang Haak Lee 1,
PMCID: PMC4939500  PMID: 26951917

Abstract

Background/Aims:

The smoking rates and patterns in the North Korean population are not well known. More than 20,000 North Korean defectors have settled in South Korea; thus, we can estimate the current North Korean smoking situation using this group.

Methods:

All North Korean defectors spend their first 3 months in a South Korean facility learning to adapt to their new home. We retrospectively analyzed the results from a questionnaire conducted among North Korean male defectors in this facility from August 2012 to February 2014.

Results:

Of 272 men, 84.2% were current smokers, 12.5% were ex-smokers, and 3.3% were non-smokers. The mean age of this group was 35.9 ± 11.3 years, and smoking initiation occurred at a mean age of 18.2 ± 4.7 years. Among the subjects, 78.1% had a family member who smoked. Of the 221 current smokers, 67.4% responded that they intended to quit smoking. Fagerström test and Kano test for social nicotine dependence (KTSND) results for current smokers were 3.35 ± 2.26 and 13.76 ± 4.87, respectively. Question 9 on the KTSND (doctors exaggerate the ill effects of smoking) earned a significantly higher score relative to the other questions and a significantly higher score in current smokers compared with non-smokers.

Conclusions:

The smoking rate in North Korean male defectors was higher than that indicated previously. However, interest in smoking cessation was high and nicotine dependence was less severe than expected. Further investigation is needed to identify an efficient method for North Korean smokers to stop smoking.

Keywords: Smoking, North Korean defectors, Tobacco use disorder, Smoking cessation

INTRODUCTION

Smoking is a leading cause of morbidity and mortality worldwide [1-3]. Tobacco use has declined steadily in developed countries over the past 20 to 30 years with increasing awareness of smoking-associated risks and heightened anti-smoking campaigns [4,5]. The smoking rate of people in the USA > 15-year-old was 42.4% in 1965, which declined to 14.2% in 2012 [6]. Similarly, smoking cessation has become an important social issue in South Korea due to lung cancer [7]. The smoking rate in South Korea among those > 15-year-old has decreased substantially from 34.6% in 1989 to 21.6% in 2012, which is approximately the same rate as that in Japan [6]. However, inadequate public awareness and tobacco control programs have resulted in a sharp increase in tobacco smoking among men over the past few decades in other Asian countries, particularly low- and middle-income countries [8]. Similarly, the smoking rate in North Korea is predicted to be high, but the smoking rates and patterns in the North Korean population are mostly unknown due to a lack of statistical research. World Health Organization (WHO) report in 2008 indicated that the smoking rate in North Korean adult men was 59.5%, whereas that in South Korean adult men was 53.8% [9]. However, this rate reported in the former population was lower than our expectation. In addition, limited information is available about smoking behavior, amount of smoking, nicotine dependence, and socioeconomic status among North Koreans. More than 20,000 North Korean defectors have settled in South Korea; thus, we can estimate the current smoking situation in North Korea using this population. We evaluated the smoking pattern and nicotine dependence in North Korean male defectors. We also used Kano test for social nicotine dependence (KTSND) to identify psychological and psychosocial states associated with smoking, because of the unique aspects of the North Korean society.

METHODS

Subjects

All North Korean defectors spend their first 3 months in South Korea at Hanawon, a government-sponsored educational facility to learn to adapt to their new home. We retrospectively analyzed the results of a smoking-related questionnaire conducted in all North Korean male defectors > 19 years of age who were in this facility from August 2012 to February 2014. The questionnaire was conducted with informed consent when they entered the facility. The questionnaire was not designed originally for this study but was used to understand the health status, demand for medical care, and basic data on smoking cessation education in North Korean defectors. Approval was obtained from the Institutional Review Board of Yeouido St. Mary’s Hospital (SC15RISI0002).

Diagnostic tools

The self-administered questionnaire was distributed at the facility health education class and returned after 1 hours. The questionnaire queried gender, age, smoking history (current smoking status, amount of smoking, and age of smoking initiation), smoking cessation history (experience and will to quit smoking), the Fagerström test for nicotine dependence (FTND), and the KTSND. Non-smokers were defined as those who had smoked less than 100 cigarettes in their lifetime [10]. Ex-smokers were defined as those who had quit smoking more than 6 months before the survey [11]. Collecting further personal information was limited due to personal protection and security issues.

FTND

The FTND was developed to assess the degree of physical dependence on nicotine [12]. It contains six items that assess different aspects of smoking behavior. The total score ranges from 0 to 10, with a higher score indicating greater nicotine dependence. Studies have shown reasonable reliability and internal consistency of the FTND [13,14]. The FTND is a better predictor of smoking relapse among smokers attempting to quit than is the number of cigarettes per day statistic [15]. Park et al. [16] examined smokers in Korea using the FTND and reported that it is a valid and reliable measure for Koreans. We used the Korean translation of the FTND from their study. FTND was only measured in the current and exsmokers. Ex-smokers answered the questions based on their previous smoking habits.

KTSND

The KTSND is a 10-item questionnaire with a total maximum score of 30 and is used to quantify social nicotine dependence. The KTSND is a useful index to evaluate the psychological aspects of smoking [17] and to select a smoking cessation method and predict the outcome of smoking cessation treatment [18]. Some Japanese studies have reported high KTSND scores among non-smoking children and adolescents who live with family members who smoke or associate with smoking friends [19,20]. Jeong et al. [21] suggested that the Korean KTSND questionnaire could be a useful method to evaluate the psychosocial aspects of smoking in Koreans.

Statistical analysis

The FTND results between current smokers and ex-smokers were compared using the Student t test. The KTSND results among current smokers, ex-smokers, and non-smokers were compared by analysis of variance (ANOVA), and Bonferroni’s correction was applied to the post hoc analysis. The FTND and KTSND results between having a family member who smokes and the intention to quit smoking or previous attempts to quit were also compared using the Student t test. The KTNSD mean values were compared by ANOVA and Bonferroni’s correction. Correlation between the scales (FTND and KTSND) and continuous variables (smoking amount per day, smoking year, smoking start age, and current age) were assessed using Spearman’s correlation analysis. Statistical analyses were performed using the SPSS version 18.0 (SPSS Inc., Chicago, IL, USA). A p < 0.05 was considered significant.

RESULTS

We analyzed 272 North Korean male defectors and their mean age was 35.9 ± 11.3 years (Table 1). The mean age of smoking initiation was 18.2 ± 4.7 years and eight subjects started smoking at < 10 years of age. Of the 272 participants, 229 (84.2%) were current smokers, 34 (12.5%) were ex-smokers, and nine (3.3%) were non-smokers. In both current and ex-smokers, the mean smoking amount per day was 0.7 ± 0.4 packs, and the mean smoking duration was 17.0 ± 10.7 years. The mean total smoking amount was 12.3 ± 11.6 pack-year. A total of 203 subjects (78.1%) had family members who smoked. Approximately 67.4% of current smokers intended to quit smoking, and 70.6% of current and ex-smokers had attempted to quit smoking previously. The success rate of smoking cessation in subjects who had made a previous attempt was 18.9%.

Table 1.

Demographic characteristics of the North Korean male defectors (n = 272)

Characteristic Value
Age, yr 35.9 ± 11.3
Age of smoking initiation, yr 18.2 ± 4.7
Smoking history
 Current smokers 229 (84.2)
 Ex-smokers 34 (12.5)
 Non-smokers 9 (3.3)
Smoking amount
 Packs per day 0.7 ± 0.4
 Years of smoking 17.0 ± 10.7
 Pack-years 12.3 ± 11.6
Family members who smoked 203/260 (78.1)
Smoking cessation
 Intention to quit smoking in current smokers 149/221 (67.4)
 Previous attempt in current and ex-smokers 180/255 (70.6)
 Success rate 34/180 (18.9)
FTND scorea 3.26 ± 2.24
KTSND scoreb 13.32 ± 4.95

Values are presented as mean ± SD or number (%).

FTND, Fagerström test for nicotine dependence; KTSND, Kano test for social nicotine dependence.

a

FTND was measured in current and ex-smokers (n = 193).

b

KTSND was measured in current, ex- and non-smokers (n = 255).

The mean FTND score for physical nicotine dependence, measured only in current and ex-smokers (n = 193), was 3.26 ± 2.24. The FTND results were compared between current and ex-smokers (Table 2). The mean FTND scores of current and ex-smokers were 3.35 ± 2.26 and 2.57 ± 1.99, respectively. Current smokers tended to have a slightly higher FTND score than that of exsmokers.

Table 2.

Fagerström test between current smokers and ex-smokers

Item Current smokers (n = 172) Ex-smokers (n = 21) p valuea
Q1. How soon after you wake up do you smoke your first cigarette? 1.46 ± 1.08 1.05 ± 1.12 0.103
Q2. Do you find it difficult to refrain from smoking in places where it is forbidden, e.g., in a church, at a library, in cinema, etc.? 0.27 ± 0.45 0.14 ± 0.36 0.138
Q3. Which cigarette would you hate most to give up? 0.54 ± 0.50 0.48 ± 0.51 0.578
Q4. How many cigarettes/day do you smoke? 0.49 ± 0.70 0.52 ± 0.81 0.829
Q5. Do you smoke more frequently during the first hours after waking than during the rest of the day? 0.15 ± 0.36 0.14 ± 0.36 0.920
Q6. Do you smoke when you are so ill that you are in bed most of the day? 0.44 ± 0.50 0.24 ± 0.44 0.064
FTND score 3.35 ± 2.26 2.57 ± 1.99 0.133

Values are presented as mean ± SD.

FTND, Fagerström test for nicotine dependence.

a

Comparison between current smokers and ex-smokers was done by t test.

The mean KTSND score, measured in current, ex-, and non-smokers (n = 255), was 13.32 ± 4.95. The KTSND results were compared among current, ex-, and non-smokers (Table 3). Mean total KTSND scores were 13.76 ± 4.87, 11.85 ± 4.74, and 8.33 ± 4.21 in current, ex-, and non-smokers, respectively. The total KTSND score and the specific scores for question (Q) 4 (smokers’ lifestyles may be respected), Q7 (tobacco has effects to relieve stress), and Q9 (doctors exaggerate the ill effects of smoking) were significantly different among the three groups (p = 0.001, p = 0.023, p < 0.001, and p = 0.037, respectively). Although no significant differences in scores were observed among the other questions, current smokers tended to have higher scores than those of ex- and non-smokers. Current smokers had a significantly higher total KTSND score compared with that of non-smokers after post hoc analysis and Bonferroni’s correction. Current smokers reported significantly higher Q7 values than those of ex- and non-smokers, as well as significantly higher Q9 values than those of non-smokers. A post hoc analysis of the Q4 results showed no difference. All KTSND responses were compared with each other in all subjects (Fig. 1). Significantly higher values were seen for Q7, Q9, and Q10 compared with the other questions, both in total subjects and in current smokers. The Q9 and Q10 values were also significantly higher than those for the other questions among ex-smokers. However, not all questions showed significant differences in non-smokers. The FTND and KTSND results were compared with other characteristics (Table 4). The mean FTND and KTSND results tended to be higher in subjects who had a family member who smoked; however, they were significantly lower in those who intended to quit smoking and who previously attempted to quit smoking. The mean FTND values were 2.94 ± 2.04 and 3.85 ± 2.41, and the mean KTSND values were 13.00 ± 4.53 and 14.72 ± 5.32 in the group that intended to quit and the group that did not, respectively. The mean FTND values in the group who previously attempted to quit smoking and in the group who did not were 3.05 ± 2.15 and 3.85 ± 2.38, respectively, and the mean KTSND values were 12.72 ± 4.68 and 15.16 ± 4.97, respectively.

Table 3.

Kano test for social nicotine dependence between current, ex-, and non-smokers

Item Current smokers (n = 213) Ex-smokers (n = 33) Non-smokers (n = 9) p valuea
Q1. Smoking itself is a disease 1.19 ± 1.07 1.18 ± 1.10 0.67 ± 0.71 0.353
Q2. Smoking is a part of culture 1.11 ± 0.97 0.85 ± 0.94 0.89 ± 0.78 0.289
Q3. Tobacco is one of life’s pleasures 1.48 ± 0.94 1.36 ± 1.14 1.11 ± 1.05 0.446
Q4. Smokers’ lifestyles may be respected 1.01 ± 0.94 0.64 ± 0.78 0.44 ± 0.73 0.023b
Q5. Smoking sometimes enriches people’s life 0.89 ± 0.86 0.61 ± 0.83 0.44 ± 0.73 0.082
Q6. Tobacco has positive physical or mental effects 1.04 ± 1.20 0.85 ± 0.97 0.33 ± 0.71 0.149
Q7. Tobacco has effects to relieve stress 1.92 ± 0.79 1.48 ± 0.97 0.89 ± 1.05 < 0.001c
Q8. Tobacco enhances the function of smokers’ brains 0.65 ± 0.84 0.48 ± 0.67 0.56 ± 1.01 0.554
Q9. Doctors exaggerate the ill effects of smoking 2.10 ± 0.99 2.12 ± 0.99 1.22 ± 1.30 0.037d
Q10. People can smoke at places where ashtrays are available 2.36 ± 0.74 2.27 ± 0.88 1.78 ± 0.97 0.075
KTSND score 13.76 ± 4.87 11.85 ± 4.74 8.33 ± 4.21 0.001e

Values are presented as mean ± SD.

KTSND, Kano test for social nicotine dependence.

a

Comparison between three groups was done by analysis of variance test and Bonferroni’s correction was applied to the post hoc analysis.

b

No significant difference was seen in post hoc analysis.

c

Current smokers showed significantly higher value compared with ex- and non-smokers.

d, e

Current smokers showed significantly higher value compared with non-smokers.

Figure 1.

Figure 1.

Mean comparison between the questions of Kano test. Significantly higher values were seen for Q7, Q9, and Q10 compared with the other questions, both in total subjects and in current smokers in (A) total subjects, (B) current smokers, (C) ex-smokers, and (D) non-smokers. The Q9 and Q10 values were also significantly higher than those for the other questions among ex-smokers. However, not all questions showed significant differences in non-smokers. ap < 0.05 compared with other questions (Q1 to 6 and Q8) by analysis of variance test and Bonferroni’s correction.

Table 4.

Fagerström test and Kano test for social nicotine dependence with other characteristics

Characteristic FTND
KTSND
Mean ± SD p valuea Mean ± SD p valuea
Family member who smoke 0.676 0.652
 Yes 3.34 ± 2.09 13.39 ± 4.71
 No 3.16 ± 2.70 13.06 ± 5.19
Intention to quit smoking 0.014 0.014
 Yes 2.94 ± 2.04 13.00 ± 4.53
 No 3.85 ± 2.41 14.72 ± 5.32
Previous attempt of smoking cessation 0.027 < 0.001
 Yes 3.05 ± 2.15 12.72 ± 4.68
 No 3.85 ± 2.38 15.16 ± 4.97

FTND, Fagerström test for nicotine dependence; KTSND, Kano test for social nicotine dependence.

a

Comparison was done by t test.

The Spearman’s rank correlation coefficients between the scales (FTND and KTSND) and continuous variables (smoking amount per day, smoking year, age of smoking initiation, and current age) are shown in Table 5. The amount of smoking was correlated strongly with the FTND score but weakly with the KTSND score. The smoking year was correlated with the KTSND score and amount of smoking per day. The age of smoking initiation was correlated negatively with the FTND and KTSND scores and with the amount of smoking per day. Current age was correlated positively with smoking year and age of smoking initiation. The FTND and KTSND scores were not correlated.

Table 5.

Correlation coefficient of the scales and other parameters

Parameter KTSND Smoking amount/day Smoking years Current age Starting age of smoking
FTND 0.110 0.601a 0.122 0.040 –0.214a
KTSND - 0.139b 0.174a 0.111 –0.135b
Smoking amount/day - - 0.167a 0.115 –0.159b
Smoking years - - - 0.866a 0.030
Current age - - - - 0.348a

KTSND, Kano test for social nicotine dependence; FTND, Fagerström test for nicotine dependence.

a

p < 0.01,

b

p < 0.05,

by Spearman correlation analysis.

DISCUSSION

We analyzed the smoking habits and physical and social nicotine dependence of North Korean male defectors while living in an education facility to prepare for settlement in South Korea. The mean age of the entire study population was 35.9 ± 11.3 years, mainly reflecting the 20- to 40-year age groups. The mean age of smoking initiation was 18.2 ± 4.7 years. A national survey of South Korean teenagers reported that the mean age of smoking initiation has decreased consistently from 14.1 years in 2005 to 13.5 years in 2013 [22]. Although the study populations differed, the age of smoking initiation in North Korea may not be significantly lower than that in South Korea and other countries [23,24]. In our study, 78.1% of smokers had family members who smoked, which may affect smoking prevalence among adolescents and those who suffer from second-hand smoke. Second-hand smoke exposure at home is prevalent (73%) among smoking adolescents worldwide [25].

Among our study subjects, 84.2% were current smokers, 12.5% were ex-smokers, and 3.3% were non-smokers. This rate of current smokers was much higher than the 59.5% smoking rate in North Korean adult men in the 2008 WHO report [9]. Compared with the adult male smoking rates in other countries according to the 2011 WHO report [26], 84.2% was the highest reported value. The adult male smoking rates are 67% in Indonesia and 47% in China [26]. Moreover, the ex-smokers among the North Korean defectors could resume smoking habits. The North Korean subjects had difficulties finding cigarettes during their escape, and they were in an education facility that discouraged smoking. The high smoking rate among colleague defectors also makes it difficult to abstain from smoking. The smoking rate was 96.7% in our study when current smokers and ex-smokers were combined.

Although the smoking rate was higher than our expectations, 67.4% of the current smokers intended to quit, and 70.6% of current and ex-smokers had attempted to quit smoking previously. Approximately 70% of current smokers in the USA and 55% of current smokers in South Korea intend to quit [27,28]. Our results indicate that North Korean defectors know the disadvantages of smoking and want to stop smoking. The smoking cessation success rate was 18.9% without any medical assistance. However, a long-term follow-up assessment is needed after leaving the educational facility.

The mean FTND score for current smokers was 3.35 ± 2.26. Ex-smokers answered the questionnaire according to their previous smoking experience. Fagerstrom et al. [29] defined high nicotine dependence as a score > 6 and low to moderate dependence as a score < 5 [30]. Withdrawal symptoms are more severe, smoking cessation is more difficult, and nicotine supplementation therapy is needed more frequently in the high nicotine dependence group [31]. The mean FTND scores were 4.85 ± 2.54 in 943 South Korean adult current smokers [32] and 3.7 ± 2.1 in 235 Japanese adult current smokers [18]. Current smokers tended to show higher scores than those of exsmokers, indicating that nicotine dependence in North Korean defectors may be less severe and that smoking cessation may be easier with appropriate consultation compared with South Koreans.

In this study, the mean KTSND scores were 13.76 ± 4.87, 11.85 ± 4.74, and 8.33 ± 4.21 in current smokers, ex-smokers, and non-smokers, respectively. Although no significant differences in the FTND score were observed between current and ex-smokers, the KTSND total scores and the scores to Q7 and Q9 were significantly different among current smokers, ex-smokers, and non-smokers. Jeong et al. [21] showed that the total KTSND scores of current smokers were significantly higher than those of ex-smokers, and of non-smokers from 741 South Korean subjects (17.1 ± 5.4 for current smokers vs. 14.3 ± 5.5 for ex-smokers and 12.3 ± 5.5 for non-smokers, p < 0.001).

The Q9 and Q10 scores were significantly higher compared with the other questions in current and ex-smokers, suggesting that subjects tended to answer these two questions with more confidence. Interestingly, Q9 (doctors exaggerate the ill effects of smoking) scored significantly higher compared with the other questions and significantly higher in current smokers compared with non-smokers. This result may indicate that a mutual understanding may be needed between smokers and a medical team for effective smoking cessation therapy.

The FTND and KTSND scores were significantly lower in subjects who intended to quit smoking and who had previously attempted to quit smoking, indicating that the will to stop smoking is an important factor in smoking cessation. Subjects with no will to quit smoking tended to be physically and socially more nicotine dependent. Younger men tended to start smoking earlier than did older men. Subjects who started smoking at a younger age smoked more per day and had higher physical and social nicotine dependence. These results indicate that smoking cessation programs for North Koreans should focus on the younger generations.

Our study had several limitations. Detailed data regarding safety and protection of personal information were not collected. In addition, North Korean defectors living in South Korea are not a perfect representation of the North Korean population. Age, occupation, and residence may differ between North Korean defectors and the general North Korean population. Women were also not included. Although North and South Korea use the same language, many words are different due to the long period of division between the countries. We explained the meaning of some words in the questionnaire, which may have affected the results.

In conclusion, the smoking rate in North Korean male defectors was higher than that previously thought. However, interest in smoking cessation was high and nicotine dependence was less severe than expected. Further investigation is needed to identify an efficient smoking cessation method for North Korean smokers, particularly those of younger generations.

KEY MESSAGE

1. The current smoking situation in North Korea was estimated with North Korean male defectors in South Korea.

2. The smoking rate in North Korean male defectors was 84.2% and higher than that previously thought.

3. However, interest in smoking cessation was high and nicotine dependence was less severe than expected.

Acknowledgments

The authors acknowledge the Hanawon, a government sponsored educational facility, for administering data collection.

Footnotes

No potential conflict of interest relevant to this article was reported.

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