Targeted therapy for localized non-small-cell lung cancer: a review

Abstract

Targeted therapies have markedly improved the management of patients with advanced non-small-cell lung cancer (NSCLC), but their efficacy in localized NSCLC is less well established. The aim of this review is to analyze trials of targeted therapies in localized NSCLC. In patients with wild-type EGFR, tyrosine kinase inhibitors have shown no efficacy in Phase III trials. Few data are available for EGFR-mutated localized NSCLC, as routine biological profiling is not recommended. Available studies are small, often retrospectives, and/or conducted in a single-center making it difficult to draw firm conclusions. Ongoing prospective Phase III trials are comparing adjuvant tyrosine kinase inhibitor administration versus adjuvant chemotherapy. By analogy with the indication of bevacizumab in advanced NSCLC, use of antiangiogenic agents in the perioperative setting is currently restricted to nonsquamous NSCLC. Several trials of adjuvant or neoadjuvant bevacizumab are planned or ongoing, but for the moment there is no evidence of efficacy. Data on perioperative use of biomarkers in early-stage NSCLC come mainly from small, retrospective, uncontrolled studies. Assessment of customized adjuvant or neoadjuvant therapy in localized NSCLC (with or without oncogenic driver mutations) is a major challenge.

Introduction

Tyrosine kinase inhibitors (TKIs) appear to have no place in adjuvant treatment of non-small-cell lung cancer (NSCLC) without a specific mutational profile. Prospective Phase III trials comparing adjuvant TKI with adjuvant chemotherapy in EGFR-mutated patients are ongoing. For the moment, there is no evidence that antiangiogenic agents are effective in the adjuvant setting. Customized adjuvant or neo/adjuvant therapy in localized NSCLC (with or without oncogenic driver mutations) remains a major challenge. Despite significant advances in the detection and management of lung cancer, it remains the leading cause of cancer-related mortality. Recent advances in the detection of genetic alterations, along with studies of physiologically relevant animal models, have yielded a new understanding of the molecular etiology of lung cancer. This has facilitated the development of potent and specific targeted therapies based on the genetic and biochemical alterations present in the tumor, especially NSCLC. It is now clear that heterogeneous cell signaling pathways are disrupted in NSCLC, including mutations in critical growth-regulating proteins (K-Ras, EGFR, B-RAF, MEK-1, HER2, MET, EML-4-ALK, KIF5B-RET, and NKX2.1) and inactivation of growth-inhibiting pathways (TP53, PTEN, p16, and LKB-1). Targeted therapies have markedly improved the management of patients with advanced NSCLC associated with EGFR mutations or EML4-ALK translocation, and also of patients with less frequent oncogenic mutations (BRAF or HER2 mutation, MET amplification, ROS1 or RET translocation).^1,2 Targeted therapies have also proven effective in patients without a specific mutational profile. First-line combination therapy with bevacizumab, an antiangiogenic drug, plus platinum-based chemotherapy improves progression-free survival (PFS) and overall survival (OS) in patients with nonsquamous NSCLC. TKIs improve PFS when used as second- or third-line treatment, regardless of the tumor histology and mutational status.²

However, the efficacy of targeted therapies in localized NSCLC is less well established. The aim of this review is to analyze published studies of targeted therapies in localized NSCLC. Surgery is the optimal treatment for early-stage NSCLC. In patients undergoing surgery, a recent meta-analysis confirmed that adjuvant chemotherapy conferred a survival benefit of 4%–5% at 5 years in patients with stage II or III NSCLC.³ However, there was no benefit at stage IA, a questionable benefit at stage IB, and only a probable benefit in patients with tumors >4 cm.^4–8 Similarly, an analysis of 15 randomized controlled trials showed that neoadjuvant chemotherapy conferred the same survival benefit (4%–5% at 5 years) as adjuvant chemotherapy in patients with stage IB–IIIA NSCLC.⁹

TKIs in the perioperative setting

Patients without a specific mutational profile

Several trials have tested perioperative TKI therapy in patients without a specific mutational profile (Table 1). The BR19 study was intended to include 1,242 patients undergoing lobectomy or pneumonectomy for stage IB, II, or IIIA NSCLC.¹⁰ The patients were randomized, after stratification for age, sex, chemotherapy, or adjuvant radiotherapy, between gefitinib 250 mg/day and placebo, given for 2 years. The primary endpoint was OS. The trial was halted prematurely after the inclusion of 503 patients, following the failure of first-line gefitinib in metastatic NSCLC, and it was therefore not possible to judge the value of gefitinib in this setting. The RADIANT trial included 973 patients undergoing surgical resection for stage IB to IIA NSCLC (with stratification for smoking, histology, tumor stage, adjuvant chemotherapy, and EGFR status by fluorescence in situ hybridization), and compared erlotinib with placebo.¹¹ The trial showed no benefit of erlotinib in terms of PFS, the primary endpoint. Thus, adjuvant TKIs do not appear to be beneficial in NSCLC patients without a specific mutational profile.

Table 1.

Trials in perioperative setting

References	Design	Treatment tested	Results
Goss et al10	Phase III	Gefitinib versus placebo	Negative
Altorki et al11	Phase III	Erlotinib versus placebo	Negative
Sun et al12	Retrospective	Chemotherapy	Better outcome for EGFR wild-type compared to EGFR mutation
Janjigian et al13	Single-center No randomized EGFR-mutated patients	Tyrosine kinase inhibitor Chemotherapy	Better outcome with tyrosine kinase inhibitor
Li et al14	Phase II, randomized	Tyrosine kinase inhibitor versus chemotherapy	Negative

Abbreviation: EGFR, epidermal growth factor receptor.

Patients with activating EGFR mutations

Biological profiling is not recommended for patients with localized NSCLC, and few data on targeted therapies are therefore available in this population.¹² A retrospective analysis of a randomized trial of adjuvant chemotherapy focused on 150 patients with IIIA-N2 NSCLC and known EGFR status. Regardless of adjuvant chemotherapy, the prognosis was better for EGFR-mutated patients (PFS, 41 vs 20 months; OS, 50 vs 25 months). Intriguingly, EGFR-wild-type patients who received adjuvant chemotherapy had longer PFS and OS (32 vs 14 months and 32 vs 17 months, respectively), while EGFR-mutated patients who received adjuvant chemotherapy had shorter PFS and OS (30 vs 49 and 33 vs 59 months, respectively). However, these results need to be confirmed in a prospective study.¹²

A single-center, nonrandomized trial included 167 patients with stage I/III, EGFR-mutated NSCLC.¹³ Multivariate analysis adjusted for sex, stage, type of surgery, and adjuvant chemotherapy showed a trend toward a higher 2-year survival rate in the 56 patients (33%) who received a TKI perioperatively (96% vs 90%), but no firm conclusion can be drawn in the absence of randomization.¹³

An open, randomized, Phase II trial conducted in Asia, after surgery and adjuvant chemotherapy (four cycles of pemetrexed–carboplatin), compared a 6-month course of gefinib with simple monitoring in EGFR-mutated, stage IIIA-N2 NSCLC patients. PFS, the primary endpoint, was 39.8 months in the gefitinib arm and 27 months in the monitoring arm (P=0.014) but only a trend toward better 2-year OS was observed (92.4% vs 77.4%, P=0.07).¹⁴

The SELECT trial, a nonrandomized, prospective, multicenter study, included EGFR-mutated stage IA/IIIA NSCLC patients who received erlotinib 150 mg/day for 2 years after surgery, plus adjuvant chemotherapy and/or adjuvant radiation therapy.¹⁵ Preliminary results for the first 100 patients (45% in stage I, 27% in stage II, and 28% in stage III) showed that 69% of patients received erlotinib for at least 22 months and that only 11% of them had to stop treatment during the first month. The primary endpoint, 2-year PFS, was 89%, a rate higher than the “historical” value of 76%. Two-year PFS was very high in stage I (96%) and also in stage III (91%). The main value of this trial is that it demonstrates the good feasibility of adjuvant treatment extended by TKI therapy in this population of EGFR-mutated patients. Biopsy of tumor recurrences showed the same mutation as that identified at initial diagnosis in the vast majority of cases. 7790M, a mutation conferring resistance to first-generation TKIs, was found in rare cases (Table 1).

In the RADIANT study, 102 patients in the erlotinib arm and 59 patients in the placebo arm had EGFR-mutated tumors. The groups were similar in terms of sex, age, ethnicity, geographic origin, and smoking status, but the erlotinib arm included more stage IB/IIA disease (59% vs 39%) and less frequent adjuvant chemotherapy (45% vs 56%).¹⁶ PFS was better in the erlotinib arm (46 vs 28 months, P=0.04) but this result cannot really be considered statistically significant, as the conditions required for hierarchical analysis were not met. There was no difference in OS (P=0.8). For reasons that remain unclear, the proportion of patients with cerebral relapse was higher in the erlotinib arm (40%) than in the placebo arm (13%).¹⁶

Two trials (CTONG1104 and WJOG6410L) of adjuvant TKI for EGFR-mutated NSCLC are underway. Both are comparing gefitinib to four cycles of platinum–vinorelbine. PFS is the primary endpoint.¹⁷

Perioperative antiangiogenic therapy

There is no biological marker predictive of antiangiogenic drug efficacy but, by analogy with the indication of bevacizumab in advanced NSCLC, most studies of perioperative antiangiogenic therapy have focused on nonsquamous NSCLC. Several trials of bevacizumab in the adjuvant and neo adjuvant settings are planned or underway.¹⁸

A single-institution Phase II trial assessed perioperative bevacizumab in patients with operable stage IB–IIIA nonsquamous NSCLC. The primary endpoint was the rate of downstaging among patients with clinical stage IB–IIIA nonsquamous NSCLC treated with neoadjuvant docetaxel–cisplatin–bevacizumab combination therapy. Adjuvant bevacizumab (15 mg/kg) was administered intravenously, starting 42–56 days postoperatively and continuing every 21 days for 1 year (18 cycles). If postoperative radiotherapy was indicated for N2 nodal involvement or positive resection margins, bevacizumab initiation was delayed until 28–52 days after the completion of radiation therapy. No other chemotherapy was given postoperatively. Fifty patients were enrolled between August 2005 and April 2011. The primary endpoint was not met, with downstaging in 38% of cases. Median OS following the start of neoadjuvant therapy had not been reached, and the 3-year OS was 64%. Downstaging was not associated with improved OS following resection (3-year OS: 70% vs 56%, P=0.24). Nodal down-staging was associated with marginally improved 3-year OS (66% vs 37%, P=0.051).

The US Intergroup Phase III trial, ECOG 1505, will test the following chemotherapy options: cisplatin/vinorelbine, cisplatin/docetaxel, cisplatin/gemcitabine, and cisplatin/pemetrexed (nonsquamous histology only), with or without bevacizumab, in patients with resected IB–IIIA NSCLC (patients with stage IB disease must have had tumors measuring at least 4 cm). The primary endpoint is OS. A total of 1,500 patients will be randomized. Bevacizumab will be started during the first cycle of chemotherapy and continued for up to 1 year.¹⁹

Another multicenter, randomized, Phase II trial is evaluating the safety and efficacy of carboplatin/docetaxel plus bevacizumab, followed by bevacizumab maintenance therapy, in patients with completely resected Ib/II NSCLC and in selected patients with completely resected stage III NSCLC.

A pharmacogenomic study in patients with completely resected stage IB/IIIA NSCLC who are not fit for cisplatin-based adjuvant chemotherapy and who have excision repair cross-complementing 1 (ERCC1)-positive tumors will evaluate the feasibility of adjuvant therapy with docetaxel plus vinorelbine.²⁰ An additional purpose of this study is to establish whether bevacizumab may be safely added to docetaxel plus vinorelbine. Elsewhere, a pilot trial is assessing the safety and feasibility of adding bevacizumab to radiotherapy and cisplatin-based chemotherapy (cisplatin/docetaxel or cisplatin/gemcitabine) in resected stage IIIA-N2 NSCLC. Bevacizumab is administered simultaneously with chemotherapy and radiotherapy and is then given as maintenance therapy for 1 year.²⁰

Future perspectives: customizing adjuvant therapy

The literature on the use of biomarkers to guide neoadjuvant therapy in patients with early-stage NSCLC is sparse, and most data come from retrospective analyses of small, uncontrolled studies in which biomarker status was determined only before or after chemotherapy (Table 2). Few studies have evaluated neoadjuvant therapies selected on the basis of molecular tumor analysis. In a Phase II, nonrandomized study,²¹ 24 patients with stage IIIA-N2 NSCLC had a molecular analysis: 12 EGFR-mutated patients received 42 days of neoadjuvant erlotinib, and 12 EGFR-wild-type patients received three cycles of cisplatin–gemcitabin. PFS was better in the EGFR-mutated patients but the lack of randomization makes it difficult to conclude.

Table 2.

Customizing adjuvant therapy trials

References	Design	Biomakers tested	Results
Wislez et al22	Phase II, multicentric	ERCC1, EGFR	ERCC1 IHC unreliable
Bepler et al19	Phase II, multicentric	ERCC1, RRM1	ERCC1 IHC unreliable
Gerber et al24	Phase III, multicentric	ALK, EGFR	Ongoing
Novello et al25	Phase II, multicentric	ERCC1, TS phenotype	Ongoing
Clinical trial26	Phase III, multicentric	BRCA1	Ongoing
Clinical trial27	Phase III, multicentric	EGFR	Ongoing

Abbreviations: ERCC1, excision repair cross-complementing 1; RRM1, ribonucleotide reductase M1; TS, thymidylate synthase; EGFR, epidermal growth factor receptor; ALK, anaplastic lymphoma kinase translocation; BRCA1, breast cancer 1 gene; IHC, immunohistochemical.

More data are available in the adjuvant setting. A prospective, randomized, Phase II trial, IFCT-0801 TASTE, allocated adjuvant therapy on the basis of ERCC1 and EGFR mutational status to 150 patients with completely resected nonsquamous stage II or IIIA (non-N2) NSCLC.²² Patients in the control arm (n=74) received four courses of standard-dose cisplatin plus pemetrexed. In the customized treatment arm (n=76), patients with activating EGFR mutations received erlotinib 150 mg for 1 year. ERCC1-negative patients received four courses of cisplatin plus pemetrexed, and ERCC1-positive patients were simply monitored. The aim was to determine the feasibility of customized adjuvant chemotherapy based on timely biomarker analysis (within 2 months postsurgery). Secondary endpoints were tolerability, compliance with adjuvant therapy, and biomarker distribution. The proportion of patients who had fully documented biomarker status and were able to start adjuvant treatment within 2 months of surgery was 80%, demonstrating the feasibility of a biology-driven trial in the adjuvant NSCLC setting.²² However, the Phase III study was canceled because the ERCC1 immunohistochemical readouts were found to be unreliable (Table 2).

A Phase II adjuvant trial (SWOG-0720, NCT00792701) conducted by a cooperative group, using a biomarker-based decision algorithm in patients with stage I NSCLC, was designed to assess the feasibility and preliminary efficacy of assigning patients to therapy or observation by using a molecularly based decision algorithm.²³ ERCC1 and ribonucleotide reductase M1 (RRM1) were analyzed by immunofluorescence-based in situ automated quantitative image analysis and categorized as high or low using prespecified cutoff values. Patients with high ERCC1 and RRM1 were monitored, and all the other patients were assigned to four cycles of cisplatin plus gemcitabine. Feasibility, defined as treatment assignment within 84 days after surgery in >85% of patients, was demonstrated. The 2-year PFS and OS rates were 80% and 96%, respectively. RRM1 protein levels fell within the previously established range, while ERCC1 levels were slightly lower than expected. The rates of assignment to observation (22%) and chemotherapy (78%) were as expected.²³ The authors concluded that gene expression analysis for treatment assignment is feasible but that, as in the TASTE study, real-time quantitative in situ ERCC1 and RRM1 analyses require further development.²³

The Adjuvant Lung Cancer Enrichment Marker Identification and Sequencing trial (ALCHEMIST) is a National Cancer Institute-sponsored initiative designed to address these questions in earlier-stage disease.²⁴ Up to 8,000 patients with pathologically confirmed stage 1–3 nonsquamous NSCLC will be enrolled either before or after surgical resection. Tumors will be centrally genotyped for EGFR mutations and ALK rearrangements. Blood and tumor samples will also be collected for advanced genomic analysis. Patients with EGFR mutations or ALK rearrangements will be randomized to placebo or erlotinib/crizotinib after completion of standard adjuvant therapy. The timing of randomization depends on other therapies: it will take place within 90 days of surgery if no adjuvant therapy is given, within 180 days of surgery if adjuvant chemotherapy is given, and within 270 days of surgery if adjuvant chemotherapy and postoperative radiation therapy are given. The study treatments will be given for up to 2 years, corresponding to the period of greatest risk of relapse after surgical resection. Both trials are double-blinded and use OS as the primary endpoint. The ALCHEMIST-EGFR trial will enroll 410 patients, providing 85% power with a one-sided type I error of 0.05 to demonstrate an OS hazard ratio of 0.67 in favor of erlotinib. The ALCHEMIST-ALK trial will enroll 378 patients, providing 80% power and a one-sided type I error of 0.05 to demonstrate an OS hazard ratio of 0.67 in favor of crizotinib.

The International Tailored Chemotherapy Adjuvant (ITACA) trial is a Phase III biomarker study using tumoral ERCC1 and thymidylate synthase (TS) messenger RNA expression levels to guide treatment decisions. Patients with pathological stages II and III will be randomized either to a standard cisplatin-based doublet of the investigator’s choice or to one of four prespecified regimens determined according to the ERCC1/TS phenotype, as follows: taxane monotherapy for patients with high levels of both biomarkers; single-agent pemetrexed for those with high ERCC1 and low TS expression; cisplatin plus gemcitabine for those with low ERCC1 and high TS expression; and cisplatin plus pemetrexed for those with low levels of both biomarkers. The treatment algorithm is based on the anticipated predictive effects of the two biomarker genes.²⁵

The GECP Study of Customized Adjuvant Chemotherapy (SCAT) is a Phase III trial based on a biomarker strategy in which patients with pN1/N2 disease are randomized to receive either cisplatin plus docetaxel (standard chemotherapy) or to one of three prespecified regimens chosen according to BRCA1 transcript levels: cisplatin plus gemcitabine for patients with low BRCA1 expression; single-agent docetaxel for those with high BRCA1 expression; and cisplatin plus docetaxel for those with intermediate BRCA1 expression.²⁶

Another highly anticipated neoadjuvant trial is the Phase II nonrandomized ECON study in which erlotinib is incorporated into a multimodal therapeutic approach: patients with resectable stage IB/IIIA NSCLC and documented EGFR mutations are initially treated with preoperative erlotinib, then cisplatin plus pemetrexed is added before surgical resection, which is itself followed by adjuvant erlotinib.²⁷ With the pathological complete response rate as the primary endpoint, the rationale of this study is based on the strikingly high overall response rate achieved with gefitinib in advanced EFGR-mutated disease.

Conclusion

Customized neo/adjuvant therapy for localized NSCLC, with or without oncogenic driver mutations, remains a major challenge. Large international prospective studies are needed to determine the efficacy of current adjuvant chemotherapy regimens in patients with oncogenic driver mutations, as well as the impact of TKIs and antiangiogenic agents in this setting.