Abstract
The advent of immunotherapy has transformed the treatment paradigm of several solid tumors and is expected to influence the therapeutic algorithm even more in the future following the results of numerous ongoing clinical trials in a wide range of malignancies. Exploiting the anti-cancer effect of the immune system with the use of vaccines, viral vectors, and more lately with immune check-point inhibitors and chimeric antigen receptor modification, has been proven a successful therapeutic strategy in a broad spectrum of tumors. In particular, immune check-point inhibition in melanoma, non-small-cell lung cancer and renal cancer, peptide vaccination in prostate cancer and glioblastoma, and oncolytic immunotherapy in melanoma are well-established therapeutic modalities that have obtained approval by regulatory authorities and are already in clinical use. A large number of ongoing clinical trials involving thousands of patients are currently seeking to define the appropriate tumor type, therapeutic setting, treatment combination and patient populations in order to maximize clinical benefit from immunotherapeutic agents. In this context, identification of the patients whose tumors are most likely to respond to immunotherapy by the use of appropriate biomarkers will be crucial for the optimal implementation of immunotherapy into the therapeutic armamentarium.
keywords: Vaccines, checkpoint inhibitors, adoptive therapy, monoclonal antibodies
Advances in cancer immunotherapy in recent years, with the success of checkpoint inhibition in particular, have caused a paradigm shift in cancer management. After many years of extensive research, the basic mechanisms behind immune surveillance and tumor evasion have been elucidated and that lead to the development of effective immunotherapeutic strategies. In early clinical trials, remarkable responses have been reported but these involved a minority of patients. On the other hand, with the use of immunotherapeutic agents we witnessed an uncommon toxicity profile and we were faced with different kinetics in clinical responses, as well. In order to address these issues, we need to select the patients that will benefit the most from specific immunotherapeutic modalities, with the use of appropriate biomarkers.
Although today’s enthusiasm regarding cancer immunotherapy was generated from the results of CTLA-4 and PD-1/PD-L1 inhibition in melanoma patients, several other checkpoint molecules are under investigation, such as TIM-3 and LAG-3. TIM-3, as a checkpoint inhibitor, suppresses effector T cell activation, whereas LAG-3 acts by binding to MHC molecules and also inhibits T cell activation and proliferation (1,2). LAG-3 is co-expressed with PD-1 on T cells, making it a suitable candidate for a combinatorial approach with anti-PD-1 agents. Antibodies against TIM-3 and LAG-3 are under clinical investigation showing encouraging efficacy. Several other targets of host immunity are currently being evaluated in the pre-clinical and clinical settings, including inhibitory (IDO1, B7-H3, B7-H4, VISTA, ICOS, KIR and TIGIT) and stimulatory (OX40, 4-1BB and GITR) molecules (3).
Vaccines, either preventive or therapeutic, against tumor specific or associated antigens are a promising immunotherapeutic strategy, as well. Sipuleucel-T was the first and only approved vaccine for metastatic castration-resistant prostate cancer, which confers a modest survival benefit to patients (4). GVAX, a whole-cell vaccine, showed encouraging results only in combination with CRS-207, a Listeria monocytogenes-expressing mesothelin vaccine, in advanced pancreatic cancer patients (5). Nevertheless, the majority of vaccines used as monotherapy to treat cancer had failed and this depicts the need to develop novel vaccination strategies, using them in combination with adjuvant or other immunotherapeutic agents, such as checkpoint inhibitors, in order to address tumor-induced immunosuppression (6).
Adoptive cell transfer of tumor-infiltrating lymphocytes (TILs) was traditionally an attractive immunotherapeutic modality. Such TILs were isolated from the patient’s tumor, expanded ex vivo and re-infused in combination with IL-2 (7). On the other hand, genetic modification and characterization of T cells with chimeric antigen receptors (CARs) allow the recognition of specific tumor antigens by T cells and the elimination of tumor cells. CARs are generated by fusing the antigen-binding region of a monoclonal antibody (mAb) to the membrane-spanning and intracellular-signaling domains, including CD28, 4-1BB and CD137 co-stimulatory molecules. They have recently shown impressive results in patients with acute and chronic lymphoblastic leukemia treated with adoptive transfer of CD19-directed autologous T cells. Recent successes suggest that the modification of T cells with CARs could be a powerful tool for developing safe and effective cancer immunotherapeutic approaches. This strategy can now be further improved and applied on patients with solid malignancies by sequencing the tumor’s whole exome and identifying specific and unique neoantigens. Following that, autologous T cells can be engineered to express a CAR against the identified neoantigen. These cells, after expansion and re-infusion, may produce significant clinical responses (8).
Since tumor-host interactions are complex, the strategy to target only one of them may be inadequate. Therefore, immunotherapy in combination with other therapeutic strategies or the administration of different immunotherapeutic modalities together may act synergistically and might restore immune responses more efficiently. The combination of ipilimumab with nivolumab in melanoma showed impressive results leading to accelerated approval from FDA in September of 2015 (9). To date, this is the first and only approved immunotherapeutic combination and is currently being tested in other tumors (10). Several other combinations with checkpoint inhibitors, such as TIM-3, LAG-3 and OX-40, exhibited impressive results in pre-clinical models and are being tested in early-phase trials. Growing knowledge regarding the effects of chemotherapy, radiotherapy and targeted therapy on immunomodulation allowed the design of other immunotherapy combinatorial approaches showing very encouraging results in phase I trials (11).
The aforementioned immunotherapeutic strategies are the result of the application of the accumulated knowledge regarding the tumor-immune system interactions. These approaches are totally different compared to conventional therapies, in terms of efficacy or toxicity, there is therefore a need for the development of new tools for the conduct of such research. Durable responses and the novel kinetics of response observed with immunotherapeutic agents require the definition of new efficacy endpoints in clinical trials. The introduction of immune-related response criteria (irRC) and exploratory endpoints, such as landmark survival, and their adoption from regulatory authorities will be essential for better and faster reporting of efficacy in future clinical trials (12-14).
In order to increase the percentage of patients responding to immunotherapeutic agents, reliable biomarkers are needed. The first immune biomarker used in immune-oncology clinical trials is tumor PD-L1 protein expression that helps identify patients, which are more likely to benefit from anti-PD-1/PD-L1 agents. However, due to the fact that PD-L1 protein expression is inducible and the existence of several assays with different cut-off points for positivity, their utility is controversial and still under discussion (15). In addition to PD-L1, other potential biomarkers that can identify responders include the tumor immune infiltrate score (immunoscore), consisting of the frequency of CD3+ and CD8+ cells (16) or the tumor mutational load that may indicate higher rates of host immune responses to several neoantigens, thus leading to increased responses to checkpoint inhibition (17,18).
Most of the clinical success in the immunotherapy landscape is still based on the universal checkpoint modulatory antibodies, but this success is anticipated to expand to other modalities, as well. It is important to remember that immune-oncology agents across different modalities can show distinct clinical efficacy and safety profiles, but also, potential synergistic effects. For combination therapies, investigations may be designed with an understanding of the underlying mechanisms of action, the expected clinical profiles and the potential synergistic activity of the agents involved (19). The resulting effect of these combinations may well exceed expectations for individual agents in terms of pharmacokinetics and pharmacodynamics, which renders combinations very appealing for the clinical trial arena. Ultimately, such combinations may hopefully revive the potential for cure, either at a functional level by turning cancer into a controllable chronic disease (similar to the way retroviral drug combinations work) or by the true eradication of the disease, which may indeed now be a realistic goal for a clinically significant number of advanced cancer patients (19).
In conclusion, novel immunotherapeutic agents, used alone or in combination with conventional therapies and demonstrating unique survival benefits, have the potential to transform cancer to a chronic disease and this is now the reality for many cancer patients treated with such agents. However, we need to further improve our immunotherapeutic modalities in order to maximize efficacy and minimize toxicity and this could only be achieved through well-designed clinical trials. Indeed, there are countless studies in several tumors and in different settings that are in progress today and Table 1 shows that by citing a list of ongoing trials only in the field of breast cancer. The immune-oncology field is rapidly evolving and current excitement is not expected to dissipate but rather continue to increase in the following years, as new effective strategies keep constantly emerging.
Table 1. Ongoing clinical trials involving immune checkpoint inhibitors for breast cancer treatment. Last update: January 2016.
Clinicaltrials.gov identifier | Phase | Intervention/contents | Status | Drugs | Responsible party |
---|---|---|---|---|---|
Advanced/metastatic breast cancer | |||||
NCT02467361 | 1/2 | A study of an inhibitor of STAT3 and cancer stem cells self-renewal in combination with immune checkpoint inhibitors | Recruiting | BBI608 (napabucasin), ipilimumab, nivolumab, pembrolizumab | Boston Biomedical, Inc. |
NCT02484404 | 1/2 | PD-L1 blockade in combination with PARP-inhibition or anti-angiogenetic drug for advanced solid tumors and recurrent ovarian cancer | Recruiting | MEDI4736, cediranib, olaparib | National Institutes of Health Clinical Center (CC), National Cancer Institute (NCI) |
NCT02309177 | 1 | PD-1 blockade in association with chemotherapy for solid tumors (cohort expansion for HER2-negative breast cancer) | Recruiting | Nab-paclitaxel, nivolumab, gemcitabine, carboplatin | Celgene Corporation |
NCT02404441 | 1/2 | PD-1 blockade for advanced malignancies (cohort expansion for TNBC) | Recruiting | PDR001 | Novartis (Novartis Pharmaceuticals) |
NCT02518958 | 1 | PRIMETIME: RRx-001 plus nivolumab in advanced solid tumors and lymphoma | Recruiting | RRX-001, nivolumab | EpicentRx, Inc. |
NCT02303366 | Pilot study | BOSTON II: Stereotactic ablation for oligometastatic breast neoplasia in combination with MK-3475 (MAb anti PD-1) | Recruiting | MK-3475, radiosurgery (SABR) | Peter MacCallum Cancer Centre, Australia |
NCT02546531 | 1 | FAK inhibitor agent in combination with pembrolizumab and gemcitabine in patients with advanced cancer (expansion cohort for pancreatic cancer) | Recruiting | Defactinib, pembrolizumab, gemcitabine | Washington University School of Medicine |
NCT02643303 | 1/2 | In situ vaccination with an anti-CTLA-4 agent and IV anti PDL-1 blocker plus a Toll-like receptor agonist for advanced cancers | Not yet recruiting | Durvalumab, tremelimumab, poly ICLC | Ludwig Institute for Cancer Research |
NCT02129556 | 1/2 | PANACEA: anti-PD-1 in trastuzumab-resistant, HER2-positive breast cancer | Recruiting | Pembrolizumab, trastuzumab | International Breast Cancer Study Group- IBCSG |
NCT02411656 | 2 | PD-1 blockade for metastatic inflammatory breast cancer | Recruiting | Pembrolizumab | M.D. Anderson Cancer Center |
NCT02452424 | 1/2a | Double immune suppression blockade by combining a CSF1R inhibitor with an anti-PD-1 (cohort expansion for TNBC) | Recruiting | PLX3397, pembrolizumab | Plexxikon |
NCT02628132 | 1/2 | PD-L1 blockade in combination with chemotherapy in metastatic TNBC | Durvalumab, paclitaxel | AstraZeneca | |
NCT01386502 | 1 | PD-1 blockade and p53 genetic vaccine for advanced solid tumors | Withdrawn prior to enrollment | p53: 264-272 peptide, pidilizumab (CT-011) | National Institutes of Health Clinical Center (CC) |
NCT02648477 | 2 | PD-1 blockade and doxorubicin or anti-estrogen therapy for TNBC or HR+ HER2-negative metastatic breast cancer | Not yet recruiting | Anastrozole, doxorubicin hydrochloride, exemestane, letrozole, pembrolizumab | City of Hope Medical Center |
NCT02555657 | 3 | KEYNOTE-119: PD-1 blockade vs. chemotherapy for metastatic triple-negative breast cancer | Recruiting | Pembrolizumab, capecitabine, eribulin, gemcitaine, vinorelbine | Merck Sharp & Dohme Corp. |
NCT02644369 | 2 | INSPIRE: PD-1 blockade for advance solid tumors (cohort expansion for TNBC) | Not yet recruiting | Pembrolizumab | University Health Network, Toronto |
NCT02646748 | 1b | PD-1 blockade in combination with JAK-1 or PI3K inhibitor (triple-negative breast cancer) | Not yet recruiting | Pembrolizumab, INCB039110, INCB050465 | Incyte Corporation |
NCT01375842 | 1 | A study of engineered anti-PD-L1 antibody in patients with locally advanced or metastatic solid tumors or hematologic malignancies | Recruiting | Atezolizumab | Genentech, Inc. |
NCT02303990 | 1 | RADVAX: PD-1 blockade and hypofractionated radiotherapy to an isolated index lesion for advanced and metastatic cancers | Recruiting | Pembrolizumab, radiotherapy | Abramson Cancer Center of the University of Pennsylvania |
NCT02425891 | 3 | IMpassion130: PD-L1 blockade plus chemotherapy as first-line for locally advanced or metastatic TNBC | Recruiting | Atezolizumab, nab-paclitaxel, placebo | Hoffmann-La Roche |
NCT01772004 | 1 | JAVELIN solid tumor: treatment with an anti PD-L1 drug | Recruiting (breast cancer cohort is closed) | Avelumab | EMD Serono |
NCT02605915 | 1b | Anti PD-L1 drug plus anti-HER2 blockade or dual-blockade for HER2-positive breast cancer (metastatic or early breast cancer >2 cm) | Recruiting | Atezolizumab, carboplatin, docetaxel, pertuzumab, trastuzumab, trastuzumab emtansine | Hoffmann-La Roche |
NCT01975831 | 1 | PD-L1 and CTLA-4 blockade for advanced solid tumors (non-TNBC) | Recruiting | MEDI4736, tremelimumab | Ludwig Institute for Cancer Research |
NCT02536794 | 1 | PD-L1 and CTLA-4 blockade for metastatic HER2-negative breast cancer | Recruiting | MEDI4736, tremelimumab | Cesar Augusto Santa-Maria, Northwestern University |
NCT02513472 | 1/2 | Eribulin mesylate in combination with anti-PD-1 blocker for metastatic TNBC | Recruiting | Eribulin mesylate, pembrolizumab | Eisai Inc. |
NCT02447003 | 2 | KEYNOTE-086: PD-1 blockade as monotherapy for metastatic TNBC | Recruiting | Pembrolizumab | Merck Sharp & Dohme Corp. |
NCT02649686 | 1b | PD-L blockade for patients with HER2-positive breast cancer under trastuzumab treatment | Recruiting | Durvalumab, trastuzumab | NCIC Clinical Trials Group |
NCT01644968 | 1 | Targeting OX40 in advanced carcinoma, sarcoma or lymphoma | Recruitment status unknown | Anti-OX40, tetanus vaccine, KLH (keyhole limpet hemocyanin) | Providence Health & Services |
NCT01862900 | 1/2 | Stereotactic body radiation (SBRT) on liver or lung lesions plus an anti-OX40 antibody in breast cancer patients with metastatic lesions | Recruiting | MEDI6469, SBRT (15, 20, 25 Gy) | Providence Health & Services |
NCT02205333 | 1b/2 | A Combination study of OX40 blocker with therapeutic immune agents for advanced solid tumors or aggressive B-cell lymphomas | Not yet recruiting | Tremelimumab, MEDI6469, rituximab | MedImmune LLC |
NCT02221960 | 1 | Evaluation of a recombinant OX40 ligand alone or in combination with an anti-PD-L1 antibody for advanced solid tumors | Recruiting | MEDI6383 MEDI4736 | MedImmune LLC |
NCT02318394 | 1 | “First time in human” anti-OX40 agonist study for advanced solid tumors | Recruiting | MEDI0562 | MedImmune LLC |
NCT01813539 | 1 | CD70/CD27L blockade for advanced solid tumors | Recruiting | ARGX-110 | arGEN-X BVBA |
NCT02608268 | 1 | Safety and efficacy of an anti-TIM3 antibody as single agent or in combination with a PD-1 blocker in patients with advanced malignancies | Recruiting | MBG453, PDR001 | Novartis (Novartis Pharmaceuticals) |
NCT02270372 | 1b | A combination study of MUC1 liposomial vaccine plus anti-CD27 antibody to treat advanced ovarian or breast cancer | Not yet recruiting | ONT-10, varlilumab | Oncothyreon Inc. |
NCT02614833 | 2b | AIPAC: LAG3-Ig fusion protein as adjunctive to standard treatment for HR-positive breast cancer | Recruiting | IMP321, placebo, paclitaxel | Immutep S.A. |
NCT01714739 | 1 | Study of an anti-KIR agent administered in combination with anti-PD-1 in patients with advanced solid tumors | Recruiting | Lirilumab, nivolumab | Bristol-Myers Squibb |
NCT02453620 | 1 | Histone deacetylase inhibitor and immune checkpoint blockade for metastatic solid tumors and locally advanced/metastatic HER2-negative breast cancer | Recruiting | Entinostat, ipilimumab, nivolumab | National Cancer Institute (NCI) |
Neoadjuvant setting | |||||
NCT02622074 | 1 | KEYNOTE173: PD-1 blockade plus chemotherapy as neoadjuvant treatment for TNBC | Not yet open for participant recruitment | Pembrolizumab, nab-paclitaxel, anthracycline, cyclophosphamide, carboplatin | Merck Sharp & Dohme Corp. |
NCT02489448 | 1/2 | Anti PD-L1 therapy plus nab-paclitaxel and dose-dense AC as neoadjuvant treatment for stage I-III triple-negative breast cancer | Recruiting | MEDI4736, nab-paclitaxel, doxorubicin, cyclophosphamide | Yale University |
NCT02605915 | 1b | Anti PD-L1 drug plus anti-HER2 blockade or dual-blockade for HER2-positive breast cancer (metastatic or early breast cancer >2 cm) | Recruiting | Atezolizumab, carboplatin, docetaxel, pertuzumab, trastuzumab, trastuzumab emtansine | Hoffmann-La Roche |
TNBC, triple-negative breast cancer; HR, hormone receptor; HER2, human epidermal growth factor 2; AC, adriamycin plus cyclophosphamide regimen.
Acknowledgements
None.
Footnotes
Conflicts of Interest: The authors have no conflicts of interest to declare.
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