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HPB : The Official Journal of the International Hepato Pancreato Biliary Association logoLink to HPB : The Official Journal of the International Hepato Pancreato Biliary Association
. 2016 Jun 3;18(8):633–641. doi: 10.1016/j.hpb.2016.04.007

Positive para-aortic lymph nodes following pancreatectomy for pancreatic cancer. Systematic review and meta-analysis of impact on short term survival and association with clinicopathologic features

Christos Agalianos 1,, Nikolaos Gouvas 2, Kleo Papaparaskeva 3, Christos Dervenis 2
PMCID: PMC4972380  PMID: 27485057

Abstract

Background

The relation between para-aortic lymph nodes (PALN) involvement and pancreatic ductal adenocarcinoma (PDAC) survival, along with the optimal handling of this particular lymph node station remain unclear. A systematic review and meta-analysis was performed to assess this.

Methods

A search of Medline, Embase, Ovid and Cochrane databases was performed until July 2015 to identify studies reporting on the relation of PALN involvement and PDAC outcomes and a meta-analysis was performed following data extraction.

Results

Ten retrospective studies and two prospective non randomized studies (2467 patients) were included. Patients with positive PALN had worse one (p < 0.00001) and two year (p < 0.00001) survival when compared with patients with negative PALN. Even when comparing only patients with positive lymph nodes (N1), patients with PALN involvement presented with a significant lower one (p = 0.03) and two (p = 0.002) year survival. PALN involvement was associated with an increased possibility of positive margin (R1) resection (p < 0.00001), stations' 12, 14 and 17 malignant infiltration (p < 0.00001), but not with tumour stage (p = 0.78).

Discussion

Involvement of PALN is associated with decreased survival in pancreatic cancer patients. However, existence of long term survivors among this subgroup of patients should be further evaluated, in order to identify factors associated with their favourable prognosis.

Introduction

Despite recent advances in medical therapies, molecular biology and surgical techniques, pancreatic ductal adenocarcinoma (PDAC) is the fourth leading cause of cancer-related death in the United States.1 Only a small subset of patients are diagnosed with local disease and without distant metastases but, even with these favourable factors present, long term survival rarely exceeds 20%.2 Nodal status is considered as one of the most important prognostic factors for survival, while positive nodes are found in up to 90% of patients undergoing resection.3 Apart from the obvious discrimination between patients with positive (N1) and negative nodes (N0), many studies have tried to identify subgroups of patients, especially among N1 patients that may have different survival rates. Thus, different subsets of patients according to lymph node ratio (LNR) and node stations have been studied in an attempt to a more in-depth analysis of factors affecting survival.4, 5 One of the most controversial topics regarding these efforts remains the role and management of para-aortic nodes (PALN, station 16).

The necessity of para-aortic node excision during pancreatectomy either for oncological reasons or for accurate staging remains an area of debate. Resection of station 16 has been defined as part of an extended resection for pancreaticoduodenectomy although no specific consensus has been reached for station 16b1.6 Even more conflicting are the results regarding the effect on survival, with some studies reporting an adverse effect of positive PALN on survival, while others fail to reach a sound conclusion.7, 8 Consequently, resecting PALN for either frozen section or definite pathology, varies depending on the policy of individual surgeons or institutions.

The aim of this study was to define the optimal management of PALN for patients with pancreatic cancer by reviewing the current evidence regarding survival of patients with pancreatic cancer by PALN status and identifying any correlation between positive PALN and other clinicopathologic features.

Methods

This systematic review and meta-analysis was conducted according to the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines.9 Study selection and data extraction were carried out independently by two reviewers.

Search strategy

A search of MEDLINE, EMBASE, OVID and COCHRANE databases was performed on all studies reporting on the impact of para-aortic nodes upon outcomes following resection for pancreatic cancer. The following Mesh terms were used and combined: pancreatic cancer, pancreatic neoplasms, lymph nodes, para-aortic lymph nodes, aortocaval lymph nodes, LN 16, LN 16b1, station 16. Last search was performed on July 2015.

Inclusion criteria

The inclusion criteria were: (i) report on the status of para-aortic or group 16 lymph nodes for pancreatic cancer, (ii) report of the number of patients included (minimum 10 patients), (iii) report of at least one outcome measures. Studies from the same institution or/and authors were included in the review provided there was no patients' overlap. In the event of patients' overlap, the study of higher quality or with the larger number of patients was analysed. The quality of the included studies was assessed with the tool adopted by Taylor et al. 10 Two independent reviewers (CA, NG) extracted the data. Discrepancies in the assessment of included studies and/or data were resolved by consensus among the authors.

Exclusion criteria

Studies were excluded in the event of: (i) unclear status of para-aortic or group 16 lymph nodes, (ii) mixed results for periampullary tumours (iii) considerable overlap between authors/centres or patient cohorts and (iv) inability to calculate necessary data from the published results.

Data extraction

The following data were extracted from each included study: (i) first author, (ii) year of publication, (iii) design of the study, (iv) patients' demographics, (v) tumour location, (vi) intraoperative outcomes, (vii) immediate postoperative outcomes (morbidity, mortality, hospital stay duration), (viii) total number and number of involved retrieved lymph nodes, (ix) lymph node mapping and status of each lymph node group, (x) grade of tumour, (xi) stage of the disease, (xii) loco-regional recurrence rate, (xiii) distant recurrence rate, and (xiv) overall and disease free survival.

Outcomes of interest

Outcomes of interest included number and status of retrieved lymph nodes, mapping of lymph nodes groups and overall survival.

Statistical analysis

Qualitative outcomes were expressed as percentages over the total number of patients. Quantitative outcomes were expressed as overall mean. Meta-analytical techniques were used to compare outcomes between 16+ and 16− patients. The meta-analysis was in accordance with the recommendations from the Cochrane Collaboration and the Quality of Reporting of Meta-analyses guidelines. Odds ratio (OR) was used as the summary statistic to perform statistical analysis of dichotomous variables and was reported with 95% confidence intervals (CI). Odds ratios represent the odds of an event occurring in the 16+ group compared with the 16− group. OR < 1 favoured the 16− group, and the point estimate of the OR was considered to be statistically significant at the p < 0.05 level if the 95% CI did not include the value one. Two strategies were used to quantitatively assess heterogeneity. A fixed (weighted with inverse variance) or a random effects model was used for this meta-analysis. Heterogeneity between studies was assessed by the chi-square and I2 statistic. Higher chi-square and I2 statistic indicates greater heterogeneity between studies. The assumption of homogeneity between the groups was deemed invalid if the p-value was less than 0.1 and the random effects model was reported after exploring the causes of heterogeneity. Otherwise, the fixed-effects model was reported. All meta-analyses were performed with Review Manager Version 5.3.3 Copenhagen: The Nordic Cochrane Centre, The Cochrane Collaboration, 2014. The analysis of the association between T-stage and PALN status was done using the chi-square test and was performed with the use of SPSS software package for Windows (IBM SPSS Statistics version 21, Chicago, Illinois, USA).

Results

Literature search retrieved 250 studies without any duplicates of which 12 were included for final analysis. A PRISMA flow chart showing the reasons for exclusion at each stage of the study process is presented in Fig. 1.

Figure 1.

Figure 1

PRISMA flow chart of the study selection process

Characteristics of the studies

Ten studies were retrospective7, 8, 11, 12, 13, 14, 15, 16, 17, 18 and two prospective,19, 20 with a total of 2467 patients and a mean age of 63 years. Two studies presented results regarding only pancreaticoduodenectomies, whereas the remaining studies used data also on total and/or distal pancreatectomies. Five studies included results for the number of PALN retrieved. Characteristics of the included studies are shown in Table 1.

Table 1.

Studies' characteristics

Study Year Type Patients PD (%) Total (%) Distal (%) Patients with PALNs+ (%) PALN/patient (mean/sd)
Kayahara8 1999 Retrospective 99 62 (63) 16 (16) 21 (21) 18 (18) N/S
Yoshida18 2004 Retrospective 34 N/S N/S 0 9 (26) N/S
Sakai14 2005 Retrospective 178 124 (69) 0 54 (31) 34 (19) 7 (8.25)
Shimada15 2006 Retrospective 133 87 (65) 41 (31) 5 (4) 27 (20) N/S
Doi7 2007 Retrospective 133 133 (100) 0 0 19 (14) N/S
Yamada17 2009 Retrospective 335 206 (61) 59 (18) 70 (21) 45 (13) 7.4 (8)
Kurosaki19 2009 Prospective 27 23 (85) 0 4 (15) 7 (26) N/S
Kanda12 2011 Retrospective 429 278 (65) 73 (17) 78 (18) 49 (11) N/S
Choi11 2013 Retrospective 99 85 (86) 13 (13) 1 (1) 10 (10)a 4.9 (4.5)
Schwarz20 2014 Prospective 111 111 (100) 0 0 32 (29)b N/S
Sho16 2015 Retrospective 822 617 (75) 161 (20) 44 (5) 102 (12) 4.3 (4.2)
Paiella13 2015 Retrospective 67 63 (94) 0 4 (6) 14 (21) 5 (5.49)
2467 1789 (72.5) 363 (14.5) 315 (13) 366 (14.8)

PD: pancreaticoduodenectomy.

N/S: not stated.

a

One patient had only micrometastasis.

b

15 patients had micrometastasis.

Overall survival

Eleven studies reported data on median survival in patients undergoing pancreatectomy. Data of the included studies on survival rates are shown in Table 2.

Table 2.

Overall survival (months)

Study All patients
p-Value N1 patients
p-Value
PALN− PALN+ PALN− PALN+
Doi7 12.4 (1.175) 5.1 (1.325) <0.001
Kayahara8 12 8.4 0.050
Choi11 31 (3.55) 17 (2.2) 0.008
Kanda12 11.5 8.3 0.006
Sakai14 9 8.1 0.117
Schwarz20 27.2 15.7 0.050 21 15.1 0.110
Shimada15 30 13 <0.001
Yamada17 11 8 0.002
Yoshida18 24.8 8 0.003
Sho16 22.6 16.9 <0.001
Paiella13 30 17 <0.001

Numbers express mean values (SD) in months, (SD) where it could be extracted.

Further analysis based on available data from the studies was performed regarding one and two-year survival. Seven studies were included in the analysis comparing all patients and those with positive para-aortic lymph nodes. Results regarding either 1 or 2-year survival demonstrated a significant benefit in favour of the PALN negative group (p < 0.001) and are shown in Fig. 2. Data on survival rates for N1 patients were available from four studies. N1 patients with negative PALN showed a significantly better 1 (p = 0.030) and 2-year (p = 0.002) survival compared with those with positive PALN as it is shown in Fig. 3.

Figure 2.

Figure 2

Forest plots regarding survival rates between 16+ patients and 16− patients (N0 and N1), a. one year, b. two years

Figure 3.

Figure 3

Forest plots regarding survival rates between 16+ patients and 16− patients (N1), a. one year, b. two years

Association of PALN with clinicopathologic features

One study identified a significant correlation between positive PALN and perineural invasion8 whereas in the study of Paiella et al., perineural invasion was not associated with PALN positive status.13 Six studies presented data on T-stage and 4 of them concluded that infiltration of station 16 lymph nodes was strongly associated with increased T-stage and especially T3 and T4 tumours.8, 12, 13, 14, 15, 16, 18, 20 In this study an analysis was performed to identify possible relation of T status with PALN invasion, grouping patients either as T1/T2 or T3/T4. No significant association between T-stage and PALN invasion could be revealed (p = 0.78) (Table 3).

Table 3.

Association of T-stage with station 16 infiltration

Study 16+ patients
16− patients
p
T1/T2 T3/T4 T1/T2 T3/T4
Kayahara8 11/18 (61) 7/18 (39) 51/81 (63) 30/81 (37)
Choi11 0/10 (0) 10/10 (100) 9/89 (10) 80/89 (90)
Kanda12 0/49 (0) 49/49 (100) 23/380 (6) 357/380 (94)
Sho16 2/102 (1) 100/102 (99) 61/720 (8) 659/720 (92)
Paiella13 0/14 (0) 14/14 (100) 3/53 (5) 50/53 (95)
Overall 13/193 (7) 180/193 (93) 147/1323 (11) 1176/1323 (89) 0.78

Numbers in parentheses express percentages.

Only four studies included analysis regarding R status at the final pathology and all apart from the latest study from Italy reached the conclusion that PALN metastasis was correlated with R1 status.11, 13, 15, 16 After pooling the aforementioned data, a significant association was identified between R1 status and PALN invasion as displayed in Fig. 4.

Figure 4.

Figure 4

Forest plot comparing R1 resections between 16+ and 16− patients

Association with different lymph node stations

Only five out of the 12 included studies reported data on other lymph node stations' status. In the study by Kanda et al., the only lymph node station strongly associated with positive PALN was station 12, also reported in the study by Sakai et al.12, 14 In three studies, a significant association was found between lymph node stations 14 and 16,8, 13, 14 whereas also in three studies such an association could be identified between stations 13 and 16.8, 14, 18 Moreover, in one study station 17 was also found to be strongly associated with station 16 metastasis.14 Finally, only in the study by Kayahara et al. presented the results regarding distal pancreatectomies but without reaching any significant association.8

Pooled analysis showed that positive lymph nodes of stations 12, 14 and 17 are significantly associated with the presence of malignant invasion of station 16 (p < 0.001). On the contrary, station 13 invasion is not associated with the possibility of having 16+ patients (Fig. 5).

Figure 5.

Figure 5

Forest plots of association between 16+ patients and other infiltrated lymph node stations, a. station 13, b. station 14, c. station 17, d. station 12

Factors associated with positive PALN or survival in patients with positive PALN

Some studies have reported other associations of positive PALN with clinicopathologic or laboratory factors. Moreover two studies have analysed factors associated with survival in patients with positive PALN. These results are presented in Table 4.

Table 4.

Factors associated with survival and positive PALN

Study Factors influencing survival Factors associated with positive PALN
Yamada17 Age <59 years (p = 0.001), tumours >4 cm (p = 0.007), pPV(+) (p = 0.036), perineural invasion (p = 0.111)
Kanda12 Arterial infiltration (p = 0.006), perineural invasion (p < 0.001)
Sakai14 Distal bile duct invasion (p < 0.050)
Shimada15 Postoperative elevated CA 19-9 (p = 0.030)
Sho16 Number of positive PALN (p < 0.001), postoperative chemotherapy (p < 0.001) Pre- and post-operative elevated CA 19-9 (p < 0.001)
Paiella13 G3 tumours (p = 0.025), >8 involved lymph nodes (p = 0.002)

pPV equals for pathologic Portal Vein invasion.

Discussion

The present review and meta-analysis clearly demonstrates a decreased 1 and 2-year survival rate in patients operated for pancreatic adenocarcinoma with positive para-aortic lymph node involvement, when compared with those having no infiltration of this particular lymph node station. These results are of course expected when comparing populations with and without positive PALNs, because in the latter group are also included patients with N0 status, which are known of bearing better survival rates.21 On the other hand, the adverse effect of station 16 infiltration on survival is becoming clearer when comparing N1 patients. One and two-year survival rates are significantly higher in patients with N1 16− status as it is demonstrated in this meta-analysis. Analysis for more extended survival was not performed, mainly because in the included studies five year survival was not reached especially in N1 patients.

The critical issue is how the information derived from this meta-analysis could be of clinical value for patients. There are studies proposing that the presence of positive PALN during frozen section analysis, should be regarded as a contraindication for surgery and that these patients should be offered other palliative treatment and not surgery.7, 15, 20 On the other hand, other investigators propose that intraoperative positive findings in station 16 should not prevent surgeons from performing a resection, based on presence of long term survivors in this group of patients and the beneficial effect of aggressive adjuvant therapy.11, 16, 17 Moreover, although in some studies PALN infiltration is regarded as M1 disease, extended survival of this subgroup of patients compared with those with liver or peritoneal metastasis, should justify pancreatic resection with interaortocaval clearance.22 The results of the present meta-analysis, highlight the survival superiority of patients with negative PALN, but certainly cannot propose abandoning of resection in those with positive PALN. However, in certain patients an intraoperative decision has to be made based on the characteristics of the tumour, like vein invasion and local extension, along with patient characteristics like the presence of severe co morbidities.

Furthermore, a significant correlation of PALN involvement and positive surgical margins is demonstrated by this meta-analysis. Taken into account that PALN involvement is considered as the next step following peripancreatic and superior mesenteric lymphatic spread in patients with pancreatic cancer,23 association between mesopancreas clearance and PALN dissection seems anatomically inevitable. The term “mesopancreas” refers to an area without boundaries including areolar and adipose tissue, with blood and lymphatic vessels without a true fascia or a sheath surrounding them.24, 25 Mesopancreas' extension in the retroperitoneal area, the anatomic site of embryologic fusion of peritoneal layers is also important to understand the connection with the PALN.26 Connor et al. suggested that station 16 involvement maybe a reflection of local invasion through the fascia of Treitz and not a real second line nodal involvement,27 whereas Sho et al. recognized the increased rate of posterior positive margins in these patients. Identification of this association should lead to an extensive mesopancreas dissection which by definition will include the para-aortic area.16 This by definition is leading to an «extended lymphadenectomy», highlighting not only the problems regarding the optimal handling of this particular lymph node station, but also the definition of extended resection because due to the aforementioned reasons, this is the correct resection that follows the embryological planes of pancreas.

Another emerging issue is the lymph routes that lead in station 16 invasion, along with the presence and role of micrometatastases. In two of the pivotal studies regarding the lymph node spreading in pancreatic cancer, the main proven routes towards the para-aortic region were through the posterior part of the pancreatic head and around the superior mesenteric artery, considered as stations 13 and 14 respectively.28, 29 Sakai et al., found that only 3% of the patients had para-aortic metastasis without involvement of either stations 13, 14 or 17.14 Similar results, especially regarding station 14 are presented in the studies of Paiella and Kayahara, leading investigators in using the term «junctional lymph nodes» for the aforementioned lymph node stations, highlighting their role in the pancreatic cancer lymph spread.8, 13 This important role is partly proven by this meta-analysis. Stations 12, 14 and 17 are significantly associated with the presence of station 16 metastasis, whereas this is not the case with station 13, which can only be explained by the presence of skip metastases or the presence of micrometastases. Especially the latter seems to play a significant role in other solid organs cancers like bile duct and colon,30, 31 but their presence in pancreatic cancer patients has not been until now proven of being associated with worse survival.11, 20

Consequently, one of the most attractive fields of research should be the preoperative recognition of metastatic PALN. Unfortunately, until now no imaging modality has been able to clarify the nature of these nodes in the staging of pancreatic cancer. In the study of Maemura et al. positron emission tomography (PET) had a sensitivity of 50%,32 whereas another study using computed tomography (CT), magnetic resonance imaging (MRI) and 18F-flurodeoxyglucose positron emission tomography (FDG-PET) reached a disappointing sensitivity of 0% in identifying metastasis in para-aortic nodes.33 Newer, more evolved imaging tools, like the promising nano-particle enhanced MRI,34 are needed in order to preoperatively identify this subset of patients with increased probability of para-aortic lymph node metastasis. Moreover, as demonstrated by the studies of Shimada and Sho preoperative elevated CA 19-9 is strongly associated with PALN infiltration and could be combined with preoperative imaging in the effort of identifying these patients.15, 16, 25 This combination could be used as a useful tool in individualizing patient treatment, like selecting those that will probably benefit from the use of neoadjuvant regimens.

Pooled analysis performed in this study clearly shows that patients with positive para-aortic lymph nodes present with decreased rates of survival. On the other hand, long term survivors can be found even in this group of patients. Adjuvant chemotherapy is one of the factors affecting survival of these patients. In the near future tailored therapy based on biological markers and genetic alterations could further improve survival rates.16 Furthermore, number of positive PALN, age and tumour size are associated with survival in PALN positive patients and may also be used as a useful differentiation tool.16, 17, 35 Individualizing pre- and post-operative treatment based on the aforementioned prognostic factors, can increase survival rates in this subset of patients.

The relatively small number of included studies and their heterogeneity, especially in terms of R status definition, is the first limitation of this meta-analysis. Moreover, a possible source of bias could be the design of the included studies, which are all but one retrospective. Finally, lack of a standard consensus in which para-aortic clearance is defined as extended or standard lymphadenectomy and especially the fact this particular lymph node station was not resected in a routine fashion in most of the studies, has possibly led to severe biases regarding survival rates. Large prospective or randomized trials, with intraoperative routine sampling of para-aortic space and lymph nodes, should be conducted in order to provide safe results regarding the role of PALN in pancreatic cancer.

Conclusions

Infiltration of para-aortic lymph nodes is associated with decreased survival in pancreatic cancer patients. Station 16 involvement is associated with positive resection margins but is independent of the tumour size, whereas lymph node stations 12, 14 and 17 can be regarded as junctional to station 16. Although, PALN+ patients have a worse prognosis, recognition of the factors affecting their survival and identification of the characteristics of the long term survivors should be the tool which will guide the selection of the optimal treatment modality for these pancreatic cancer patients.

Funding sources

None.

Conflicts of interest

Authors declare there are no conflicts of interest.

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