Abstract
Background
The purpose of this study was to report the long-term outcome of patients with squamous cell cancer (SCC) of the tonsil managed by surgery followed by postoperative radiotherapy (PORT).
Methods
Eighty-eight patients treated between 1985 and 2005 were analyzed. Overall survival (OS), disease-specific survival (DSS), and recurrence-free survival (RFS) were determined by the Kaplan–Meier method. Factors predictive of outcome were determined by univariate and multivariate analysis.
Results
Forty-eight percent of patients had T3 to T4 disease and 75% had a positive neck. Five-year OS, DSS, and RFS were 66%, 82%, and 80%, respectively. The status of the neck was not predictive of outcome (DSS 80% for N0 vs 82% for N+; p = .97). Lymphovascular invasion was an independent predictor of OS, DSS, and RFS on multivariate analysis.
Conclusion
Lymphovascular invasion but not pathological stage of the neck is an independent predictor of outcome in patients with tonsillar SCC.
Keywords: tonsil, squamous cell carcinoma (SCC), prognostic factors, human papillomavirus (HPV), oropharynx, surgery
INTRODUCTION
Over the past 20 years, the incidence of squamous cell carcinoma (SCC) of the oropharynx has increased.1 This increase has been due to a change in etiology of oropharyngeal cancer from a smoking and alcohol-related disease to a disease caused by human papillomavirus (HPV).1–5 It is now estimated that up to 70% of oropharyngeal cancers are due to HPV.2,3 The majority of these patients with oropharyngeal SCC are young patients who are usually nonsmokers and nondrinkers.3,5,6
Before the development of organ-preservation protocols involving concurrent chemoradiation therapy, surgery followed by radiation therapy (RT) was the mainstay of treatment for patients with tonsillar SCC, with 5-year disease-specific survival (DSS) rates ranging from 61% to 75%.7–9 Over the past 15 years, improvements in chemoradiation have resulted in excellent locoregional control rates and DSS rates that are comparable to outcome results reported for traditional surgery.10–13 As a result, surgery for patients with advanced-stage tonsillar SCC is now rarely carried out. However, 3 observations have resulted in a renewed interest in the surgical management of tonsillar SCC. First, recent advances in robotic and transoral laser microsurgery have meant that some tonsil tumors previously requiring mandibulotomy and free flap surgery can now be treated surgically in a more minimally invasive fashion resulting in less morbidity for the patient.14 Second, the short-term high-grade acute toxicity of chemoradiation, and the long-term sequelae with fibrosis and swallowing difficulties, have dampened the enthusiasm for concurrent chemoradiation. Finally, it is now widely accepted that patients with HPV-related tonsillar SCC have a superior outcome compared with patients with HPV-negative disease.13,15–17
There is now considerable interest in deintensifying chemoradiation treatments for patients with HPV-positive tonsillar SCC by using lower doses of radiation, smaller radiation fields, and using alternate chemotherapy agents. These deintensifying treatments may spare patients the acute and long-term toxicities associated with platinum-based chemoradiation therapy.18,19 A phase 3 trial (Radiation Therapy Oncology Group [RTOG] 1016) randomizing patients to concurrent chemoradiation therapy with cisplatin versus cetuximab for the treatment of HPV-positive oropharyngeal cancer has recently been initiated.20 An alternative approach to deintensifying treatment could be to select patients for minimally invasive transoral surgical techniques in conjunction with adjuvant postoperative radiotherapy (PORT). Therefore, the purpose of our study was to analyze our experience in the management of tonsillar cancer managed by conventional surgery and PORT and determine the impact of lymph node status, margin status, extracapsular spread (ECS), and HPV status on outcomes.
PATIENTS AND METHODS
After institutional review board approval, patients with tonsillar SCC were identified from an institutional database of oropharyngeal cancer treated at Memorial Sloan–Kettering Cancer Center between January 1985 and December 2005. Two hundred thirteen patients received primary treatment of which 105 had definitive surgery, 81 chemoradiation, 26 radiation alone, and 1 chemotherapy alone. Of the 105 patients treated with definitive surgery, 13 patients had open neck biopsy for unknown primary, 2 patients had prior head and neck radiation, 1 patient had synchronous primaries, and 1 patient had received non-standard treatment for tonsillar SCC. These patients were excluded, leaving 88 patients available for analysis. All patients were treated with surgery and PORT (1 patient did not have radiation). No patients had postoperative chemoradiation, as this was before the publications by Bernier et al.21 and Cooper et al.22 Details on patient, tumor, and treatment characteristics were recorded by retrospective review of patient charts. Pathological review was carried out by a pathologist specialized in head and neck pathology (S.D.). To assess HPV status of each tumor, we used p16 immunohistochemistry, which is now recognized as a surrogate marker for HPV.23 Paraffin blocks were available on 66 patients. Four-micrometer tumor sections were deparaffinized, and after heat-induced epitope retrieval, immunohistochemistry for p16INK4a was performed with the primary antibody dilution of 1:7 as per manufacturer’s protocol (CINtec Histology Kit, catalog #9517, Roche mtm Laboratories AG, Heidelberg, Germany). Cases with nuclear and cytoplasmic immunolabeling in at least 70% of the tumor cells were considered positive for p16. Any association between survival outcome and p16 status was determined using the chi-square test.
Patient, tumor, and treatment characteristics are summarized in Table 1. Median age for the entire cohort was 55 years (range, 35–78 years) and 64 (73%) were men. Seventy-seven percent of patients were smokers and 70% alcohol drinkers. The p16 status was available in 66 patients with 48 p16-positive (73%) and 18 p16-negative (27%). Forty two patients (48%) had advanced T3/T4 tumors and 75% had a clinically positive neck. Surgical approach was transoral in 38%, whereas the remainder required an open approach. Mandibulotomy and composite resection was used in 56% and 44% of open approaches, respectively. All but 1 patient underwent neck dissection; with 51% receiving a modified comprehensive neck dissection, 33% radical neck dissection, and 16% selective neck dissection. Sixty-two percent of patients required reconstruction entailing a free flap (40%) or pectoralis major myocutaneous flap (20%).
TABLE 1.
Clinical, pathologic, and treatment characteristics.
| Clinical characteristics | 
Pathologic characteristics | 
Treatment characteristics | 
|||
|---|---|---|---|---|---|
| Baseline  characteristics  | 
No. of  patients (%)  | 
Baseline  characteristics  | 
No. of  patients (%)  | 
Baseline  characteristics  | 
No. of  patients (%)  | 
| Sex | pT classification | Primary surgery | |||
| Male | 64 (73) | pT1 | 28 (32) | S only | 1 (1) | 
| Female | 24 (27) | pT2 | 38 (43) | S + PORT | 87 (99) | 
| Age, y | pT3 | 5 (6) | Neck dissection | ||
| <60 | 64 (73) | pT4 | 17 (19) | Yes | 87 (99) | 
| >60 | 24 (27) | pN classification | Selective neck dissection | 14 (16) | |
| Smoking status | pN0 | 20 (23) | Modified neck dissection | 44 (51) | |
| Yes | 68 (77) | pN1 | 12 (14) | Radical neck dissection | 29 (33) | 
| No | 14 (16) | pN2a | 9 (10) | No | 1 (1) | 
| Unknown | 6 (7) | pN2b | 46 (53) | Approach | |
| Alcohol status | pN2c | 1 (1) | Transoral | 33 (38) | |
| Yes | 62 (70) | p Overall stage | Open | 55 (62) | |
| No | 18 (20) | I | 4 (5) | Mandibulotomy | 31 (56) | 
| Unknown | 8 (10) | II | 11 (12) |   Composite resection  (mandibulectomy)  | 
24 (44) | 
| Clinical T classification | III | 12 (14) | Reconstruction | ||
| cT1 | 18 (20) | IV | 61 (69) | Yes | 55 (62) | 
| cT2 | 28 (32) | Margins | Primary | 22 (40) | |
| cT3 | 28 (32) | Negative | 33 (38) | PMMF | 11 (20) | 
| cT4 | 14 (16) | Positive/close | 49 (56) | Free flap | 22 (40) | 
| Clinical N classification | Unknown | 6 (7) | No | 33 (38) | |
| cN0 | 23 (26) | LVI | |||
| cN1 | 23 (26) | Yes | 13 (15) | PORT | |
| cN2a | 15 (17) | No | 75 (85) | Conventional | 82 (93) | 
| cN2b | 22 (25) | Necrosis | IMRT | 5 (6) | |
| cN2c | 3 (3) | Yes | 13 (15) | None | 1 (1) | 
| cN3 | 2 (2) | No | 75 (85) | ||
| PNI | |||||
| Yes | 12 (14) | ||||
| No | 76 (86) | ||||
| ECS | |||||
| Yes | 28 (41) | ||||
| No | 40 (59) | ||||
Abbreviations: S, surgery; PORT, postoperative radiotherapy; PMMF, pectoralis major myocutaneous flap; LVI, lymphovascular invasion; IMRT, intensity-modulated radiation therapy; PNI, perineural invasion; ECS, extracapsular spread.
PORT was delivered by conventional RT methods in 82 patients (93%) and by intensity-modulated radiation therapy (IMRT) in 5 patients (6%). Details regarding target delineation, dose specifications, and guidelines used at our center have been previously described in detail for both conventional RT24 and IMRT approaches.25 In brief, the median prescription dose delivered to the postoperative bed was 63 gray (Gy). If margins were positive, this dose was 66 Gy. The radiation dose to the positive neck was 63 Gy and to the contralateral negative neck it was 54 Gy. For IMRT patients, the high-risk clinical target volume included the preoperative gross disease and the postoperative tumor bed at the primary site, along with any nodal regions with disease involvement. The margin for high-risk clinical target volume was generally 0.5 cm.
Pathologic staging consisted mainly of T1/T2 tumors, 33% and 49%, respectively. Final pathology reports downstaged 10 cT2 and 20 cT3 tumors, as shown in Table 2. The majority of tumors were either moderately or poorly differentiated, 41% and 45%, respectively. Other important findings included the presence of close (defined as <5 mm) or positive resection margins in 49 patients (56%; 20 close and 29 positive), perineural invasion in 14% patients, necrosis in 15% of patients, and lymphovascular invasion in 15% of patients. Seventy-eight percent of patients had a pathological positive neck with the majority containing N2 disease (64%). In patients with positive neck disease (68 of 88 patients), ECS was present in 41% of patients.
TABLE 2.
Correlation between clinical T classification and pathologic T classification.
| No. of patients by pathologic  T classification  | 
||||
|---|---|---|---|---|
| 
 | 
||||
| Clinical T classification | pT1 | pT2 | pT3 | pT4 | 
| cT1 | 15 | 3 | – | – | 
| cT2 | 10 | 17 | – | 1 | 
| cT3 | 3 | 17 | 5 | 1 | 
| cT4 | – | 1 | – | 15 | 
Overall survival (OS), DSS, and recurrence-free survival (RFS), were calculated using the Kaplan–Meier method. Patients lost to follow-up were censored from analysis at the last date of follow-up. Factors predictive of outcome were analyzed by univariate analysis using the log-rank test. Factors with a p value of < .05 on univariate analysis or deemed to be of clinical significance were then assessed by multivariate analysis using a Cox proportional hazards model. Statistical analysis was carried out using commercially available software (IBM SPSS for Windows, version 19.0; SPSS, Chicago, IL).
Because of the retrospective nature of the study, assessment of functional outcome of speech, airway, diet, and swallowing could not be accurately determined from chart review. We therefore used percutaneous endoscopic gastrostomy (PEG) tube dependency as a surrogate marker for swallowing dysfunction and tracheostomy dependency as a surrogate marker for airway dysfunction.
RESULTS
The median follow-up time was 74 months (range, 1–241 months). OS, DSS, and RFS at 5 years were 66%, 82%, and 80%, respectively (Figure 1). Seventeen patients had recurrence of which 7 were local alone, 2 locoregional, and 8 distant. There were no cases of isolated neck recurrence. The 5-year local RFS, regional RFS, locoregional RFS, and distant RFS were 89%, 98%, 88%, and 90%, respectively.
FIGURE 1.

Overall, disease-specific, and recurrence-free survival in patients with squamous cell carcinoma (SCC) of the tonsil managed by surgery with postoperative radiotherapy (PORT). [Color figure can be viewed in the online issue, which is available at wileyonlinelibrary.com.]
Age >60 years, female sex, clinical and pathological T classification, margin status, lymphovascular invasion (LVI), and p16 status were predictive of OS on univariate analysis. In a multivariate model of the 4 most significant variables (age, pT classification, margin status, and LVI), only LVI remained a significant independent predictor (Table 3). Patients with LVI were 2.4 times more likely to die compared with those without LVI (5-year OS 23% vs 73%; p = .04).
TABLE 3.
Factors predictive of overall, disease-specific, and recurrence-free survival.
| OS | DSS | RFS | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 
 | 
 | 
 | 
||||||||||
| Univariate  analysis  | 
Multivariate analysis | Univariate  analysis  | 
Multivariate analysis | Univariate  analysis  | 
Multivariate analysis | |||||||
| 
 | 
 | 
 | 
 | 
 | 
 | 
|||||||
| Variables | 5-y OS  (%)  | 
p
 value  | 
RR  (95) CI)  | 
p
 value  | 
5-y DSS  (%)  | 
p
 value  | 
RR  (95) CI)  | 
p
 value  | 
5-y RFS  (%)  | 
p
 value  | 
RR  (95) CI)  | 
p
 value  | 
| Age, y | ||||||||||||
| <60 | 76 | Referent | 88 | 85 | ||||||||
| >60 | 39 | .0001 | 1.8 (0.8–3.8) | .15 | 60 | .056 | – | 67 | .07 | – | ||
| Sex | ||||||||||||
| Male | 72 | 86 | 71 | |||||||||
| Female | 49 | .04 | – | 69 | .065 | – | 83 | .52 | – | |||
| Smoking | ||||||||||||
| Never | 69 | 83 | 83 | |||||||||
| Ever | 65 | .73 | – | 84 | .25 | – | 82 | .63 | – | |||
| Alcohol | ||||||||||||
| Never | 88 | 100 | 100 | |||||||||
| Ever | 58 | .15 | – | 77 | .12 | – | 75 | .15 | – | |||
| Clinical T classification | ||||||||||||
| cT1 | 76 | 100 | 100 | |||||||||
| cT2 | 78 | 83 | 83 | |||||||||
| cT3 | 59 | 75 | 68 | |||||||||
| cT4 | 38 | .02 | – | 58 | .108 | – | 66 | .05 | – | |||
| Clinical N classification | ||||||||||||
| cN0 | 61 | 77 | 78 | |||||||||
| cN1 | 60 | 75 | 72 | |||||||||
| cN2 | 70 | 87 | 85 | |||||||||
| cN3 | 0 | .54 | – | 100 | .62 | – | 100 | .78 | – | |||
| Pathologic T classification | ||||||||||||
| pT1 | 81 | Referent | 92 | – | 88 | |||||||
| pT2 | 70 | 1.5 (0.6–3.5) | .4 | 78 | 79 | |||||||
| pT3 | 40 | 3.2 (0.8–12.9) | .09 | 50 | 50 | |||||||
| pT4 | 37 | .006 | 2.5 (0.9–6.8) | .07 | 69 | .36 | – | 75 | .13 | – | ||
| Pathologic N classification | ||||||||||||
| pN0 | 60 | 80 | 75 | |||||||||
| pN1 | 73 | 82 | 81 | |||||||||
| pN2 | 66 | .93 | – | 83 | .822 | – | 81 | .8 | – | |||
| Grade | ||||||||||||
| Well differentiated | 67 | 100 | 100 | |||||||||
| Moderately differentiated | 57 | 81 | 79 | |||||||||
| Poorly differentiated | 74 | .88 | – | 84 | .46 | – | 82 | .86 | – | |||
| Margin status | ||||||||||||
| Negative | 78 | Referent | 89 | 83 | ||||||||
| Close/positive | 52 | .01 | 1.5 (0.7–3.2) | .27 | 72 | .07 | – | 74 | .32 | – | ||
| Necrosis | ||||||||||||
| Present | 62 | 72 | 75 | |||||||||
| Absent | 66 | .76 | – | 83 | .42 | – | 81 | .08 | – | |||
| LVI | ||||||||||||
| Present | 23 | 2.4 (1–5.4) | .04 | 43 | 6.9 (1.9–25.3) | .003 | 37 | 5.5 (1.9–16.1) | .002 | |||
| Absent | 73 | .0001 | Referent | 89 | .0001 | Referent | 88 | .0001 | Referent | |||
| PNI | ||||||||||||
| Present | 50 | 71 | 83 | 1.5 (0.5–4.7) | .46 | |||||||
| Absent | 68 | .22 | – | 83 | .25 | – | 83 | .07 | Referent | |||
| ECS (n 5 68) | ||||||||||||
| Positive | 51 | 69 | 2.7 (0.7–11.2) | .16 | 71 | |||||||
| Negative | 79 | .2 | – | 93 | .03 | Referent | 90 | .15 | – | |||
| ECS, all | ||||||||||||
| Positive | 51 | 89 | 71 | |||||||||
| Negative | 72 | .3 | – | 88 | .05 | – | 85 | .28 | – | |||
| p16 status | ||||||||||||
| Positive | 74 | 89 | 87 | |||||||||
| Negative | 47 | .04 | – | 66 | .08 | 73 | .48 | |||||
Abbreviations: OS, overall survival; DSS, disease-specific survival; RFS, recurrence-free survival; RR, risk ratio; CI, confidence interval; LVI, lymphovascular invasion; PNI, perineural invasion; ECS, extracapsular spread.
The figures in bold indicate statistical significance.
LVI and ECS were factors predictive of DSS on univariate analysis, whereas only LVI remained significant on multivariate analysis (Table 3). Patients with LVI were 6.9 times more likely to die compared to those without LVI (5-year DSS 43% vs 89%; p = .003; Figure 2).
FIGURE 2.

Disease-specific survival stratified by lymphovascular invasion. [Color figure can be viewed in the online issue, which is available at wileyonlinelibrary.com.]
Clinical T classification and LVI were factors predictive of RFS on univariate analysis. Once again, only LVI held significance on multivariate analysis (Table 3). Patients with LVI were 5.5 times more likely to have a recurrence compared to those without LVI (5-year RFS 37% vs 88%; p = .005).
An important observation was that 64% of patients had N2 disease, yet nodal status was not a predictor of DSS or RFS. The 5-year DSS for patients with pathological N0, N1, and N2 disease were 80%, 82%, and 83%, respectively. The 5-year RFS for patients with pathological N0, N1, and N2 disease were 75%, 81%, and 81%, respectively.
With regard to p16 status, patients who were p16-positive had superior OS and DSS compared with patients who were p16-negative (5-year OS 74% vs 47%; p = .04 and 5-year DSS 89% vs 66%; p = .08; Figure 3).
FIGURE 3.

Disease-specific survival stratified by p16 status. [Color figure can be viewed in the online issue, which is available at wileyonlinelibrary.com.]
For functional outcome, 59 patients (67%) required tracheostomy at the time of initial surgery. However, only 1 patient (1.1%) had the tracheostomy still in place at 1 year after surgery (Table 4). PEG tube insertion was carried out in 27 patients (31%) either during or after primary surgical procedure. Of these, 11 patients (12%) were still PEG-dependent at 1 year, 8 (9%) were PEG-dependent at 2 years, and 5 (6%) were PEG-dependent at 5 years (Table 4).
TABLE 4.
Tracheostomy and percutaneous endoscopic gastrostomy tube dependence.
| Tracheostomy tube dependence | PEG dependence | ||||
|---|---|---|---|---|---|
| 
 | 
 | 
||||
| Duration | No. of  patients  | 
% | Duration | No. of  patients  | 
% | 
| ≤2 wk | 30 | 50.8 | ≤4 mo | 7 | 25.9 | 
| 2–6 wk | 23 | 39.1 | 4 mo – 1 y | 8 | 29.6 | 
| 6 wk – 4 mo | 3 | 5.1 | 1–2 y | 3 | 11.1 | 
| 4 mo – 1 y | 1 | 1.7 | 2–5 y | 3 | 11.1 | 
| >1 y | 1 | 1.7 | >5 y | 5 | 18.5 | 
| Unknown | 1 | 1.7 | Unknown | 1 | 3.7 | 
| Total | 59 | 100 | Total | 27 | 100 | 
Abbreviation: PEG, percutaneous endoscopic gastrostomy.
DISCUSSION
In this study, we report outcome figures for patients with tonsillar SCC managed with conventional surgery and PORT. OS, DSS, and RFS in our study were excellent at 66%, 82%, and 80%, respectively. The 5-year local, regional, and locoregional controls rates were also excellent at 89%, 98%, and 88%, respectively. Table 5 is a summary of studies published in the literature evaluating tonsillar SCC managed by primary surgery, radiation, or both.7–10,12,16,17,26–34 Some series have reported superior results, but these were primarily on patients with T1 and T2 primaries in which transoral tonsillectomies were carried out.22,23 In comparison to these studies, 48% of our patients had T3/T4 tonsil tumors. More recently, a multicenter prospective study of 204 patients with oropharyngeal cancer treated with transoral laser microsurgery, reported a 3-year OS, DSS, and disease-free survival (DFS) of 86%, 88%, and 82%, respectively.16 In a recent prospective study, Haughey et al17 reported his personal experience of 171 patients with p16-positive oropharyngeal SCC treated with transoral laser microsurgery with 5-year OS, DSS, and DFS of 91%, 94%, 88%, respectively. These excellent survival outcomes coupled with the results reported in our study make a strong argument for primary surgical therapy for selected patients whose primary tumors are amenable to surgical resection by transoral endoscopic or robotic techniques. Our outcome results also compare favorably with nonsurgical series, in which survival figures for primary radiation range from 30% to 86%.7–9,29 Recent articles from Memorial Sloan–Kettering Cancer Center10 and MD Anderson Cancer Center35 report their outcomes in treating oropharyngeal cancer with IMRT. Setton et al10 reported on 442 patients with tonsillar (50%) and base of tongue (46%) cancer undergoing IMRT and concurrent chemotherapy (88%), achieving 3-year OS of 84.9%. Garden et al35 reported on the outcomes of 776 patients with oropharyngeal cancer treated with IMRT at MD Anderson. In their cohort, 48% were tonsillar SCC and 54% received chemotherapy in either an induction or concurrent fashion. They too observed excellent outcomes with 5-year OS of 84%.
TABLE 5.
Tonsil and oropharyngeal squamous cell carcinoma survival outcomes and prognostic factors.
| Author | Year | Treatment | No. of patients | Site | 5-y OS % | 5-y DSS % | 5-y RFS % | Nodal status | LVI | HPV | 
|---|---|---|---|---|---|---|---|---|---|---|
| Current study | 2012 | Surgery | 88 | Tonsil | 66 | 82 | 80 | NS | S | S | 
| Moore26 | 2009 | Surgery | 102 | Tonsil | 85 | 94 | – | – | – | – | 
| Yildirim27 | 2010 | Surgery | 120 | Tonsil | 86 | – | 92 | – | – | – | 
| Chuang28 | 2011 | Surgery | 86 | Tonsil | – | – | – | S for DSS | NS | NS | 
| Hicks7 | 1998 | Surgery vs nonsurgical | 90 | Tonsil | – | 61/37 | – | – | – | – | 
| Perez31 | 1998 | Surgery vs nonsurgical | 384 | Tonsil | NS | – | – | S for DFS | – | – | 
| Poulsen9 | 2007 | Surgery vs nonsurgical | 146 | Tonsil | 65/41 | 75/56 (NS) | – | NS | – | – | 
| Shirazi32 | 2006 | Surgery vs nonsurgical | 74 | Tonsil | 71/48 (NS) | – | – | S | – | – | 
| Jaber8 | 2009 | Surgery vs nonsurgical | 141 | Tonsil | 45/23 | 67/30 | – | NR | – | – | 
| Mendenhall29 | 2000 | RT | 400 | Tonsil | 49 | 70 | – | NS | – | – | 
| Setton10 | 2012 | CRT | 221 | OP | 86 | – | – | S for OS | – | – | 
| Denis30 | 2004 | RT vs CRT | 226 | OP | 22 | 27 | – | NR | – | – | 
| Mendenhall29 | 2010 | RT | 130 | OP | 76 | 85 | – | NR | – | – | 
| Fein33 | 1996 | RT | 490 | OP | 44 | 77 | – | NR | – | – | 
| Moncrieff34 | 2009 | Surgery | 92 | OP | – | 83 | – | NS | – | – | 
| Haughey16 | 2011 | Surgery | 204 | OP | 78 | 84 | 74 | NS | – | S | 
| Haughey17 | 2012 | Surgery | 171 | OP | 91 | 94 | – | NS | S | S | 
Abbreviations: OS, overall survival; DSS, disease-specific survival; RFS, recurrence-free survival; LVI, lymphovascular invasion; HPV, human papillomavirus; NS, not significant; S, significant; DFS, disease-free survival; NR, not reported; RT, radiotherapy; CRT, chemoradiation; OP, oropharynx.
Our multivariate analysis demonstrated only LVI to be an independent predictor of survival. This would be in keeping with our observation that in over 50% of patients with recurrence, the site of recurrence was distant metastases rather than locoregional. The importance of LVI in other tumor types (eg, breast, gastric, cervical, prostate, and bladder tumors) as a prognostic factor is well documented.36–41 However, the significance of LVI in head and neck cancer is less well documented with some articles reporting it to be significant17,42 and others not.28 Interestingly, patients who were p16-negative were more likely to have LVI compared to p16-positive patients (27.8% vs 14.6%; p = .18). When LVI was stratified by p16 status, patients who had LVI had a statistically significant poorer DSS in both p16-positive (60% vs 94%; p = .022) and p16-negative tumors (30% vs 86%; p = .023). However, the outcome was most poor in patients with p16-negative LVI-positive tumors.
In our study, nodal involvement was not a significant predictor of survival. Nodal metastasis in head and neck cancer is generally associated with a 50% decrease in survival and numerous articles demonstrate its significance as a prognostic indicator in all sites of the head and neck.43–45 It is possible that nodal metastases in tonsillar cancer are of less biological importance and there is evidence from other studies that support this.16,29,34 The reason why nodal status is not significant on outcome in tonsillar cancer is an important observation, but the reason for this remains unclear. There are 2 possible explanations. First, tonsillar cancers are often “lymphoepithelioma like SCC” similar to nasopharyngeal cancer. These types of cancers are highly radiosensitive, and, thus, similar to nasopharynx, the status of lymph node metastases does not influence outcome.46–49 The other possibility is that this may be an HPV-related phenomenon and that nodal metastases in HPV-related oropharyngeal cancers are of less biological significance. In the study by Haughey et al16 in which nodal status was also reported not to be of significance for recurrence or survival outcome, 74% of patients were positive for HPV and 90% stained positive for p16. In our series, of 66 patients analyzed, p16 stained positive in 73% patients. In these patients, there was no significant difference in DSS in patients who were pN-positive compared to those who were pN0 (DSS: 91% vs 75%; p = .26). However, our analysis also showed that in patients with p16-negative tumors, nodal status was also not significant (DSS: 62% vs 75%; p = .51). This therefore suggests that positive lymph nodes in patients with tonsillar cancer does not confer a worse outcome irrespective of p16 status.
The relevance of ECS also requires some discussion. In our study, 41% of lymph nodes had ECS. None of these patients had postoperative chemoradiation as these patients were treated in an era before the RTOG and European Organization for Research and Treatment of Cancer publications by Bernier et al21 and Cooper et al22 that reported reduced locoregional recurrence with adjuvant chemoradiation. All patients, except 1, did receive PORT. Importantly, there were no cases of isolated neck recurrence and only 2 cases of neck recurrence in conjunction with local recurrence. ECS was also not significant on multivariate analysis, an observation recently reported by Haughey et al.16 Again, this may be an HPV-related phenomenon. To examine this further we assessed the impact of ECS on DSS by stratifying for p16 status. For patients who were p16-positive, ECS had no impact on DSS; the 10-year DSS for ECS-positive versus ECS-negative was 86% versus 92%, p = .65, respectively. In contrast, however, ECS had a significant negative impact in patients who were p16-negative; the 10-year DSS for ECS-positive versus ECS-negative was 31% versus 86%, p = .03, respectively. A similar finding was also observed when we assessed the impact of positive/close margins on DSS in patients who were p16-positive. Again, margin status was only of significance in patients who were p16-negative. In p16-positive patients, the 10-year DSS for margin positive/close versus margin negative was 89% versus 87%, p = .83, respectively. In contrast, in patients who were p16-negative, the 10-year DSS for margin positive/close versus margin negative was 33% versus 86%, p = .07, respectively. However, it must be emphasized that our data are based upon retrospective data of a small series of patients in whom p16 status was only available on 66 patients. As such, the results have to be interpreted with some caution and require further validation on larger surgical series. It is possible that the observed lack of significance of nodal status, ECS, and margin status in patients who are p16-positive (HPV-positive) may indicate that this is a biologically less aggressive disease than p16-negative tonsillar SCC. The most important predictor of outcome in our analysis, LVI, was also less common in patients with p16-positive tumors indicating a possible association between LVI and p16 status. Our study, therefore, raises questions about whether or not there should be a new staging system for oropharyngeal cancer, with stratification based on p16 status. Indeed, the RTOG 0129 study reported by Ang et al13 introduced a risk stratification system based on p16 status and smoking status. In this system, patients were classified as low risk when p16-positive and smoked <10 pack-years, high risk if p16-negative and smoked >10 pack-years, and intermediate risk if p16-positive/smoker >10 pack-years, or p16-negative/smoker <10 pack-years. This system showed that low risk patients had OS at 3 years over 85%, high risk 45%, and intermediate risk 65%. It is possible that this risk classification system may be introduced in the staging system for HPV (p16)-positive tonsillar cancer. The adequacy of the current staging system is further questioned by a recent 50-year retrospective analysis of 3891 patients with oropharyngeal SCC treated at the MDACC.50 After determining a significant survival difference between patients treated before and after 1995, patients treated after 1995 with nodal disease had significantly better prognosis compared to those without. More specific to tonsillar SCC, an Australian multicenter analysis of 489 patients with tonsillar SCC found better outcomes in HPV-positive tumors with higher N classification, suggesting that the staging is modified by HPV status.51
Our study does have the limitation that it is retrospective and, therefore, susceptible to all the problems associated with retrospective data collection and analysis. Despite this, our data does show that primary surgery and PORT offers excellent survival outcomes that are comparable to results for RT alone and chemoradiation therapy. This data helps support the recent renewed interest in the treatment of tonsillar SCC in selected patients by transoral surgery with or without the use of new techniques, such as robotic and laser surgery and can be used as benchmark data against which the results of these techniques can be compared.
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