Abstract
Single Strand Annealing (SSA) is a DNA double strand break (DSB) repair pathway that uses homologous repeats to bridge DSB ends. SSA involving repeats that flank a single DSB causes a deletion rearrangement between the repeats, and hence is relatively mutagenic. Nevertheless, this pathway is conserved, in that SSA events have been found in several organisms. In this review, we describe the mechanism of SSA and its regulation, including the cellular conditions that may favor SSA versus other DSB repair events. We will also evaluate the potential contribution of SSA to cancer-associated genome rearrangements, and to DSB-induced gene targeting.
Keywords: Single Strand Annealing, Homology Directed Repair, RAD51, RAD52, End Resection, Alternative End Joining
Chromosomal break repair by the Single Strand Annealing (SSA) pathway
A chromosomal double strand break (DSB, see Glossary) can be generated under several circumstances. DSBs can be directly induced by nucleases, such as topoisomerase II, which is important for untangling chromosomes, as occurs during chromosome condensation [1]. Other cellular processes that require induction of DSBs by nucleases include antibody maturation and meiosis [2, 3]. DSBs can also be formed as the result of nucleolytic cleavage of various DNA structures, such as DNA interstrand crosslinks, blocked or reversed DNA replication forks, and three-stranded DNA/RNA hybrids that result from transcription (i.e. R-loops) [4, 5]. Furthermore, DSBs can be induced at defined DNA sequences via site-specific endonucleases [6]. Apart from nucleases, clastogenic (i.e. chromosomal breaking) agents, including small molecules and ionizing radiation, can cause cleavage of phosphodiester bonds and result in DSBs. Sources of clastogens include byproducts of cellular metabolism, and environmental agents [7]. Additionally, clastogens are commonly applied as anti-cancer agents, in the form of small molecule chemotherapeutics and ionizing radiation [8]. Thus, characterizing the pathways that repair DSBs is important to understand both genome stability and the cellular response to clastogenic cancer therapeutics.
The focus of this review is the Single Strand Annealing (SSA) DSB repair pathway. SSA involves annealing of homologous repeat sequences that flank a DSB, which causes a deletion rearrangement between the repeats (Fig 1). SSA events have been demonstrated in mammalian cells and in several model organisms including S. cerevisiae, A. thaliana, D. melanogaster, and C. elegans [9–13]. A study from the Sternberg lab in 1984 provided early evidence for SSA using DNA plasmid substrates harboring homologous repeats transfected into mouse cells, and proposed a model for the steps of this pathway [13]. This model involves a DSB between homologous repeats, followed by DSB end resection that generates 3′ ssDNA, which reveals flanking homologous sequences that are annealed together to form a synapsed intermediate (Fig 1). This intermediate is then processed for ligation, which requires endonucleolytic cleavage of non-homologous 3′ ssDNA tails, and polymerase filling of any gaps (Fig 1). Studies of individual repair factors have provided evidence for many of these proposed steps of SSA.
Functional analysis of several factors has established that DSB end resection, which refers to the generation of 3′ ssDNA, is a pivotal step of SSA (Fig 1). For example, SSA is dependent on CtIP [14, 15], which is a key end resection factor, based on cell biology measurements of ssDNA formation at sites of DNA damage, as well as physical analysis of site-specific endonuclease-generated chromosomal DSBs [16–18]. Conversely, factors that inhibit end resection have been found to suppress SSA, such as the DNA damage response pathway involving H2AX, RNF168, 53BP1, and RIF1 [14, 18–21]. Beyond these examples, numerous other factors that promote/inhibit end resection have a corresponding effect on SSA [22–37]. Furthermore, this correlation is conserved, since many of the homologs/orthologs of these factors in S. cerevisiae affect both SSA and end resection [9, 38–41]. A corollary of these findings is that SSA assays can be a useful screening tool for genes and/or small molecules that are candidates for affecting end resection. As one example, bortezomib, a small molecule proteasome inhibitor used for treating multiple myeloma [42], disrupts both SSA and end resection [26].
After end resection, the next steps of SSA involve annealing of the flanking repeats, followed by removal of the non-homologous 3′ ssDNA tails, which are mediated by RAD52 and ERCC1, respectively. RAD52 is a DNA binding protein that can mediate annealing of ssDNA substrates [43–45]. ERCC1 associates with XPF to form a protein complex that is proficient at nucleolytic cleavage of 3′ ssDNA tails [46]. Furthermore, this nuclease activity of the ERCC1/XPF complex is enhanced by RAD52 [46]. Both RAD52 and ERCC1 are important for SSA in mammalian cells, as are the homologs of these factors in S. cerevisiae [9, 32, 43, 44, 47, 48]. Following these steps of annealing and 3′ ssDNA tail removal, any gaps are filled by DNA polymerases to generate the substrates for a DNA ligase to complete SSA, as mentioned above. Although, the specific polymerases and ligases required for completion of SSA remain poorly understood.
The outcome of DSB repair via SSA is a deletion rearrangement between homologous repeats, and hence results in loss of genetic information. Given that SSA is a relatively mutagenic repair event, what are the regulatory mechanisms that may limit SSA in favor of less mutagenic repair? Conversely, what are the cellular conditions under which SSA would be a favored repair event? We have sought to consider these questions, which are related to distinctions between SSA and other DSB repair pathways. Furthermore, we will discuss the influence of SSA on chromosomal rearrangements associated with cancer, and on gene targeting.
Contrasting SSA with other DSB repair pathways
In addition to SSA, two other DSB repair pathways are also initiated by end resection: Alternative End Joining (ALT-EJ), and Homology-Directed Repair (HDR). ALT-EJ involves annealing of short homologous repeats (called microhomology) that flank a DSB to bridge the break (Fig 1) [15, 49–54]. The outcome of ALT-EJ is a deletion mutation between the repeats. Accordingly, ALT-EJ is relatively similar to SSA, as both pathways involve annealing of flanking repeats to bridge the DSB. ALT-EJ is also referred to as micro-SSA [55], as well as Microhomology Mediated End Joining [56].
The HDR pathway involves strand invasion of the end resection intermediate into a homologous template, which initiates the synthesis of a nascent DNA strand that can anneal to the other side of the DSB (Fig 1). While SSA and ALT-EJ cause deletions between the annealed homology/microhomology, HDR has the potential to be restorative if the template for recombination is the identical sister chromatid. However, HDR between tandem repeats that is resolved by crossing over causes a deletion rearrangement that is indistinguishable from the outcome of SSA, although HDR with crossing over is apparently infrequent in mitotic cells [57, 58]. Regarding mechanism, the requirement for RAD51 is a key distinction between HDR versus SSA. RAD51 is the eukaryotic RecA homolog that catalyzes the strand invasion step of HDR [59–64]. Conversely, SSA does not require RAD51, and indeed disruption of RAD51, or RAD51 mediator proteins (e.g. BRCA2 and RAD54), causes a substantial increase in the frequency of SSA in several organisms [9, 10, 12, 32, 65, 66].
In contrast to the above repair events, Canonical Non-Homologous End Joining (C-NHEJ) is a repair pathway that does not necessarily require the formation of an annealed intermediate to bridge the DSB before ligation [2]. The C-NHEJ pathway is particularly critical for repair of the DSB-induced rearrangements during antibody maturation, and is mediated by several factors, which include KU70/80, XRCC4, and DNA Ligase IV [2]. C-NHEJ repair has the potential to restore the original DNA sequence, but if the DSB ends are processed prior to ligation via nucleases/polymerases, C-NHEJ can cause insertion or deletion mutations [67]. C-NHEJ does not require end resection, and indeed suppresses end resection [18, 68], along with each of the three repair events described above that involve end resection (SSA, ALT-EJ, and HDR) [15, 32, 69, 70]. Conversely, components of the Fanconi anemia core complex, which both inhibits C-NHEJ and promotes CtIP recruitment to DNA crosslink damage, are important for SSA, ALT-EJ, and HDR [26, 71–74]. Accordingly, inhibition of C-NHEJ to enable end resection appears a common step of SSA, ALT-EJ, and HDR.
Specific distinctions between SSA and ALT-EJ
While the SSA and ALT-EJ pathways both involve annealing of flanking homology to bridge a DSB, these events show key mechanistic distinctions (Fig 2). In particular, the factors that mediate synapsis of the annealing intermediate appear to be distinct. As described above, RAD52 plays a conserved mediator role in SSA. In contrast, RAD52 is dispensable for ALT-EJ in both S. cerevisiae and mammalian cells, based on events that involve ≤10 bp of microhomology [15, 47, 69, 75]. Thus, RAD52 appears to be specifically important for repeat-mediated rearrangements that involve long regions of homology.
In contrast to RAD52, poly-ADP-ribose polymerase (PARP) and DNA polymerase theta (Polθ) appear to be specifically important for ALT-EJ. Disrupting PARP function, either by depleting PARP1 or inhibiting PARP activity with small molecules (e.g. Olaparib treatment), causes ALT-EJ defects in multiple assay systems [26, 52, 53, 76]. Furthermore, PARP appears to specifically mediate ALT-EJ, since Olaparib treatment shows no clear effect on SSA [26]. The precise role of PARP in ALT-EJ remains unclear, but this factor has been shown to promote DNA end synapsis [53], and furthermore is important for recruitment of Polθ to LASER induced DNA damage [77]. Polθ plays a conserved role in mediating ALT-EJ, likely through its capacity to extend templates that are stabilized by annealed microhomology, although it may also play a direct role in end synapsis [78–82].
Understanding the relative role of PARP, Polθ, and RAD52 on repair events involving repeats of varying lengths of uninterrupted homology remains an important mechanistic question for distinguishing ALT-EJ from SSA (Fig 2). Specifically, it will be important to define the length of annealed homology involved in these two pathways. However, such a precise definition may prove difficult. Namely, it is conceivable that intermediate lengths of homology might be synapsed and repaired by either pathway (Fig 2). Alternatively, there may be a clear boundary of homology length that demarcates repair by SSA versus ALT-EJ.
Regarding other factors, the ERCC1/XPF nuclease and the mismatch repair (MMR) machinery also influence SSA and/or ALT-EJ, but their precise role depends on the context of the analysis. As mentioned above, the ERCC1/XPF nuclease plays a major and conserved role in SSA. In contrast, the requirement for this nuclease during ALT-EJ depends on the context: it has a limited role in chromosomal ALT-EJ and plasmid EJ assays in mammalian cells, however it is important for EJ repair in C-NHEJ-deficient (i.e. Ku86−/−) cells [15, 83]. Furthermore, in S. cerevisiae, the homologous nuclease complex, RAD10/RAD1, is important for ALT-EJ [69].
The influence of the MMR (Mismatch Repair) machinery on SSA and ALT-EJ is also complex. In S. cerevisiae, the MSH2/MSH3 complex appears to mediate 3′ ssDNA processing in concert with RAD10/RAD1, and is important for SSA [48], but dispensable for ALT-EJ [84]. However, for SSA between repeats that are not perfectly homologous (called homeologous sequences), the MMR machinery (e.g. MSH6) appears important to suppress such events, via a process called heteroduplex rejection [85–87]. Thus, the MMR machinery appears to play a dual role during SSA: heteroduplex rejection of divergent sequences, and processing of the annealed/synapsed intermediate [85–87]. In contrast, MSH2 appears dispensable for SSA in mammalian cells [25]. Thus, MMR appears to influence SSA at multiple steps in S. cerevisiae, whereas the role of MMR on SSA and ALT-EJ in mammalian cells is not entirely understood.
Cellular contexts that may favor SSA versus other repair events
In addition to involving different factors, distinct repair pathways can be affected by various cellular contexts, including cell cycle phase and the presence of the sister chromatid (Fig 3). Cell cycle phase affects DSB repair, because end resection is specifically activated in the S/G2-phases, which is mediated in part by cyclin-dependent kinase phosphorylation of CtIP (or SAE2 in S. cerevisiae) [16, 17, 20, 88, 89]. As mentioned above, such end resection is important for ALT-EJ, SSA, and HDR, but not C-NHEJ. In contrast, the presence of the sister chromatid is only important for HDR. Namely, the sister chromatid is the preferred template for HDR [90], but is not involved in repair by ALT-EJ or SSA.
Importantly, these two cellular contexts are not necessarily coincident. Specifically, prior sister chromatid synthesis is not required for end resection, based on evidence that expressing a mutant of CtIP that mimics cyclin-dependent kinase phosphorylation (T847E) appears sufficient to support end resection in G1 phase cells [88]. Thus, a DSB that occurs in S phase may be resected, even in the absence of the sister chromatid. Since a resected DSB in this context lacks the preferred template for HDR [90], such DSBs are likely repaired by SSA or ALT-EJ (Fig 3).
Another circumstance that likely affects the relative frequency of SSA, HDR, or ALT-EJ is related to the extent of end resection. Namely, extensive resection increases the probability of revealing long stretches of uninterrupted homology flanking a DSB. Thus, extensive end resection may favor SSA (Fig 2). Regarding such extensive resection, the upper limit on this process is unknown, although SSA events causing deletions >25 kb are readily detected in S. cerevisiae [91]. In contrast, limited resection may be sufficient to uncover short flanking microhomology for ALT-EJ. In between these extremes, a moderate extent of resection could reveal the homology required for RAD51-mediated strand invasion for HDR. Such moderate resection could also uncover flanking homologous regions that are of an intermediate length, which could potentially be repaired by either ALT-EJ or SSA, as described above (Fig 2). Thus, factors that regulate the extent of resection likely cause differential effects on these pathways. Consistent with this notion, the DNA damage response pathway involving the end resection inhibitor 53BP1 appears important for the balance of repair in favor of HDR versus SSA [14, 19, 110].
Finally, additional cellular contexts have been demonstrated to facilitate HDR beyond cell cycle phase and the presence of the sister chromatid. Specifically, DSB chromatin state and capacity for re-localization to the nuclear periphery have been shown to influence the formation of HDR intermediates (i.e. RAD51 recruitment to DSBs) [92, 93]. Whether such conditions are specifically important for HDR, or may also facilitate SSA and/or ALT-EJ, is unknown.
The influence of SSA on chromosomal rearrangements
While SSA is capable of restoring a broken chromosome to avoid its loss during cell division, overreliance on SSA could be catastrophic to mammalian genomes, given the high density of repetitive elements. For example, the human genome contains approximately 1 million copies of Alu-type Short Interspersed Elements (SINEs) [94]. Furthermore, several cancer-associated genes are enriched for repetitive elements [95]. Indeed, the BRCA1 gene alone contains 129 Alu elements, which represent approximately 40% of the gene, and these Alu elements appear at the junctions of several inherited cancer-associated rearrangements in BRCA1 [96]. Alu elements also contribute to several other cancer-associated rearrangements [94], including in the MLL gene [97]. As well, SSA involving multiple DSBs can cause larger rearrangements. For example, SSA between repeats that flank two DSBs on different chromosomes can cause translocations [98, 99]. Furthermore, ionizing radiation exposure can induce chromosomal rearrangements mediated by repeat sequences, i.e. Ty retrotransposon-element mediated rearrangements in S. cerevisiae [100].
Apart from such individual examples of repeat-mediated rearrangements, it is difficult to fully assess the influence of SSA on chromosomal rearrangements, because of two features of SSA. For one, next generation sequencing approaches are often insufficient for a comprehensive detection of rearrangements involving repetitive elements [101], which are the likely outcome of SSA. Nevertheless, a recent genome-wide analysis of human copy number variations identified several inherited chromosomal rearrangements that appear mediated by long interspersed element (LINE) repeat sequences [102]. This advance in identifying inherited structural variants that are repeat-mediated provides promise for identifying such rearrangements in somatic cells, including malignant cells.
The second confounding feature of SSA relates to the influence of sequence divergence on repair. Namely, SINE-mediated rearrangements can involve repeats with substantial sequence divergence [94], which limits the length of uninterrupted homology that could form a stable annealing/synapsis intermediate. A recent study using divergent repeats as substrates for DSB-induced deletion rearrangements in human cells has provided a framework to define the influence of SSA on such rearrangements [47]. Sequence divergence was introduced as dispersed mutations between two Alu elements, but also included analysis of natural diverged Alu elements. Increased divergence caused a progressive reduction in the percentage of deletion rearrangements that resulted in one complete chimeric Alu element (i.e. the outcome consistent with SSA). Similarly, an earlier study demonstrated that divergent Alu elements show reduced DSB-induced SSA in mouse cells, compared to identical Alu elements [98]. In the more recent study, RAD52 was shown to be important to mediate the rearrangements between the identical Alu elements, but showed a reduced influence on the rearrangements mediated by divergent repeats [47]. Thus, rearrangements between divergent repeats could be caused by ALT-EJ, or possibly a composite mechanism of ALT-EJ and SSA.
Regarding such a composite mechanism, this study raised a model for a repair event termed homeology-influenced NHEJ [47]. In this model, divergent Alu elements form a transient synaptic SSA intermediate that is a substrate for endonucleolytic cleavage involving the MMR machinery. Subsequently, the synaptic structure is dissolved, and the cleaved DSB ends are resolved by EJ. In support of this model, this study found that the presence of flanking divergent Alu elements enhanced the frequency of large deletions mediated by EJ [47]. This model reinforces the notion that examining repair outcomes alone may be insufficient to fully understand the mechanistic steps that cause rearrangements. Thus, further defining the factors that influence the frequency of rearrangements between sequences with varying lengths of uninterrupted homology will provide insight into the etiology of chromosomal rearrangements.
Multiple repair pathways influence gene targeting
SSA may also contribute to gene targeting under certain circumstances. Gene targeting, or homology-directed gene editing, refers to site-specific modification of genomic DNA using an exogenous donor template that is homologous to the target site. Spontaneous homologous gene targeting is infrequent in mammalian cells, but is enhanced substantially by a DSB at the target site [103]. Such targeted DSBs have become technically straightforward with the development of modular site-specific nucleases such as the RNA-guided nuclease, Cas9 [6]. Furthermore, mutant forms of Cas9 enable induction of single-strand nicks, which can also induce gene targeting [6].
The relative contribution of SSA, HDR, and ALT-EJ to gene targeting appears to be influenced by the context of the targeting event, including the inducing lesion (DSB vs. single-strand nick), and the nature of the template. A typical design for gene targeting involves DSB induction and use of a dsDNA template that contains extensive homology to the target site [103]. Such targeting events appear to utilize HDR, based on the requirement for RAD51, as demonstrated both by RAD51 depletion [104], and RAD51 overexpression [105].
However, not all targeting events require RAD51, and hence may involve a form of SSA and/or ALT-EJ. For example, gene targeting in human cells using a short ssDNA donor and induced by a single-strand nick was suppressed by RAD51 [104]. Similarly, gene targeting in S. cerevisiae using a short ssDNA donor, although in this case induced by a DSB, was also suppressed by RAD51 [106]. In the latter study, this gene targeting event was shown to be promoted by RAD52, and hence is consistent with SSA [106]. In addition to HDR and SSA, DSB-induced gene targeting events involving ALT-EJ have also been demonstrated, using dsDNA donor templates with short stretches of homology (i.e. 5–25 bp) to the target site [107]. Future studies investigating the role of individual factors (e.g. RAD51, RAD52, PARP, and Polθ) on multiple distinct gene targeting events, will help elucidate the relative contribution of HDR, SSA and ALT-EJ to this process. Such studies are important for developing novel methods to improve gene targeting efficiency, and thereby broaden its therapeutic applications.
Concluding Remarks and Future Perspectives
While relatively mutagenic in terms of causing a rearrangement between repeat elements, SSA may be important to restore a broken chromosome with DSB ends that have undergone extensive end resection, but are unable to be resolved by HDR or ALT-EJ. We have proposed some scenarios that may favor SSA, which include the state of the cell cycle, absence of the sister chromatid, and the length of uninterrupted homology. In addition, genetic deficiencies or impaired expression of factors important for RAD51 function, such as BRCA2 mutations associated with breast/ovarian cancer risk, could also cause increased reliance on SSA [32, 65]. Accordingly, the influence of SSA and repeat-mediated rearrangements in cancer etiology could be specific for particular subsets of malignancies. Furthermore, with the advances in identifying small molecules targeting RAD52 [108, 109] and end resection [26], understanding the reliance of individual tumors on SSA will be important for continued development of these agents as therapeutics. In summary, important future directions include defining the precise cellular conditions that favor SSA versus other DSB repair events, along with determining the influence of repeat-mediated rearrangements and SSA in individual malignancies.
OUTSTANDING QUESTIONS BOX.
What are the precise mechanisms that distinguish SSA and ALT-EJ, including the factors that mediate these events, which is connected to defining how the length of uninterrupted homology affects the mechanisms involved?
What are the factors and conditions that regulate the extent of end resection, and thereby affect the relative frequency of SSA, HDR, and ALT-EJ?
Apart from cell cycle phase and the presence of the sister chromatid, what other cellular contexts influence SSA, HDR, and/or ALT-EJ? Are there specific mechanisms for detecting the presence of the sister chromatid to favor HDR versus other repair pathways?
Chromatin context adjacent to DSBs, as well as the capacity for DSBs to mobilize to the nuclear periphery appear important for HDR. Do these features of DSBs similarly affect SSA and/or ALT-EJ?
To what extent are somatic chromosomal rearrangements mediated by repeat elements?
While most gene targeting events are likely mediated by HDR, what are the various targeting scenarios that instead involve SSA or ALT-EJ?
TRENDS BOX.
The SSA DSB repair pathway causes a rearrangement between two homologous repeats.
SSA and ALT-EJ are similar, as they both involve an annealed intermediate to synapse a DSB, but show mechanistic distinctions, including differential requirements for RAD52 versus PARP and Polθ.
End resection to generate 3′ ssDNA is a pivotal step of SSA, and is a shared intermediate with HDR and ALT-EJ, but each of these events likely require distinct degrees of end resection. Also, if end resection occurs prior to sister chromatid synthesis, which is the preferred template for HDR, then SSA or ALT-EJ may be required for repair.
The relative role of SSA versus ALT-EJ on repeat-mediated rearrangements is affected by the degree of divergence between the repeats.
Most gene targeting events are mediated by HDR (i.e. RAD51-dependent), however some targeting approaches appear to involve SSA or ALT-EJ.
Acknowledgments
Funding support provided by the National Cancer Institute of the National Institutes of Health [R01CA120954 and R01CA197506 to J.M.S.]. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.
GLOSSARY
- Alternative End Joining (ALT-EJ)
a DSB repair event that is independent of the C-NHEJ pathway, and is often mediated by short stretches of homology to bridge the DSB prior to ligation
- Canonical Non-Homologous End Joining (C-NHEJ)
a major pathway of DSB repair that does not require any homology to bridge the DSB prior to ligation. This pathway is critical for the repair of DSBs that are induced during antibody maturation, particularly V(D)J recombination and class switch recombination
- Double strand break (DSB)
a chromosomal DSB is the cleavage of two phosphodiester bonds on opposing strands that are in close enough proximity to cause loss of the continuous DNA double helix
- End resection
the processing of chromosomal DSB ends to generate 3′ single stranded DNA (ssDNA)
- Gene targeting
the method of editing chromosomal DNA to match the sequence of an exogenous donor, which shares homology with the chromosomal target site. Gene targeting is substantially enhanced by causing a DNA break at the chromosomal target
- Homology-Directed Repair (HDR)
a DSB repair event that involves invasion of a homologous template by at least one strand from the DSB, which templates nascent DNA synthesis to form an extended strand that can form a bridge to the other DSB end. The homologous strand invasion step is catalyzed by the RAD51 recombinase
- Single Strand Annealing (SSA)
a DSB repair event that uses flanking homology to bridge the DNA lesion, causing a deletion between the repeats
Footnotes
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