Abstract
Insertional Achilles tendinopathy (IAT) is a painful and debilitating condition that responds poorly to non-surgical interventions. It is thought that this disease may originate from compression of the Achilles tendon due to calcaneal impingement. Thus, compressive mechanical changes associated with IAT may elucidate its etiology and offer clues to guide effective treatment. However, the mechanical properties of tissue have not been characterized. Therefore, the objective of this study was to measure the mechanical properties of excised IAT tissue and compare with healthy cadaveric control tissue. Based on the known compositional changes in the Achilles tendon caused by IAT, we hypothesized that the compressive modulus of IAT tissue would be significantly higher than in healthy control tissue and would correlate with symptom severity. We further hypothesized that IAT tendons would exhibit an altered distribution of compressive mechanical properties across the Achilles tendon insertion. Tissue from the Achilles tendon insertion was acquired from healthy donors and from patients undergoing debridement surgery for IAT. Several (~15) tissue specimens from each donor were then mechanically tested under cyclic unconfined compression at two different loading rates and the acquired data was analyzed to determine the distribution of mechanical properties (secant and tangent compressive moduli and transition strain) for each donor. While the median mechanical properties of tissue excised from IAT tendons were not significantly different than healthy tissue, the distribution of mechanical properties within each donor was dramatically altered. In particular, healthy tendons contained more low modulus (compliant) and high transition strain specimens than IAT tendons, as evidenced by a significantly lower 25th percentile secant modulus and higher 75th percentile transition strain. Furthermore, these parameters were significantly correlated with symptom severity as measured with the VISA-A scale. Finally, it was found that preconditioning and slow loading both reduced the secant modulus of healthy and IAT specimens, suggesting that slow, controlled ankle dorsiflexion prior to activity may help IAT patients manage disease-associated pain.
Keywords: Achilles tendon, tendon, compression, insertional Achilles tendinopathy
INTRODUCTION
Approximately 1/3 of all cases of Achilles tendon pathology involve the tendon-to-bone insertion (Karjalainen et al., 2000) and are classified as insertional Achilles tendinopathy (IAT). IAT causes intense foot pain focused near the heel that is most intense in the morning (“morning stiffness”) and is exacerbated by activity (Nelen et al., 1989). While the standard of care for IAT includes a trial of physical therapy, approximately half of patients progress to surgery (Nicholson et al., 2007). In a pilot study, an improved outcome (67% success) was achieved with a modified eccentric exercise regimen (Jonsson et al., 2008). However, the long-term efficacy of this protocol in a larger cohort is unknown. For the many IAT patients who fail conservative care, operative care for IAT is effective but expensive considering both the cost to the medical care system and to the patient. To minimize risk and cost of care while maximizing function for IAT patients, new conservative care treatments are needed.
Many theories have been proposed regarding the cause of IAT. One hypothesis is that IAT originates from compression of the Achilles tendon-bone insertion against the calcaneus (Almekinders et al., 2003; Cook and Purdam, 2012). Approximately 80% of patients with IAT have an enlargement of the posterior-superior aspect of the heel known as a Haglund’s deformity (Jonsson et al., 2008). During ankle dorsiflexion, this bony protrusion may impinge on the deep side of the tendon near the enthesis and increase local compressive strain. Since compression in known to alter tendon structure and composition and to cause tendon to acquire a more fibrocartilaginous character (Giori et al., 1993; Malaviya et al., 2000; Wren et al., 2000), this abnormal loading environment may contribute to pathology. In fact, a connection between tendon compression and pathology has been made in the supraspinatus tendon of the rotator cuff. Specifically, a rat model was used to show that compression of the supraspinatus tendon (via impingement from the acromion) combined with overuse induces a degenerative state (Soslowsky et al., 2002). In the Achilles tendon, the idea that insertional pathology is caused by impingement is consistent with the finding that IAT tissue undergoes structural and compositional changes consistent with metaplasia into cartilage (Maffulli et al., 2006), a tissue tailored to withstanding compressive forces. In particular, IAT tendons exhibit several hallmark characteristics of cartilage including rounded cells, increased type II collagen and increased glycosaminoglycan (GAG) content. (Note that these are classic markers of several forms of tendon pathology including midportion Achilles tendinopathy (Burssens et al., 2013; Corps et al., 2006; de Mos et al., 2009).) Moreover, x-rays reveal calcium deposits in over 70% of patients diagnosed with IAT (Kang et al., 2012). These progressive tissue alterations into cartilage and bone may represent an adaptation to increased compression.
Although structural and compositional changes associated with IAT have been characterized, it is not known how IAT alters the mechanical response of the Achilles tendon insertion. Since the mechanical changes that accompany IAT may provide clues as to the initiating factors and cause of pain in this disease, our objective in this study was to rigorously assess the mechanical properties of IAT tissue and compare with healthy controls. Because the Achilles tendon-calcaneus insertion region experiences large compressive strains due to calcaneal impingement, we focused on the mechanical response of IAT tendon under compression transverse to the direction of alignment. Motivated by previously reported evidence of cartilage formation in IAT tissue (Maffulli et al., 2006), we hypothesized that the compressive modulus of IAT tissue would be higher than in healthy controls and would correlate significantly with symptom severity. We further hypothesized that IAT donor tendons would exhibit a significantly altered distribution of mechanical properties.
METHODS
Study Design and Specimen Acquisition
A total of 135 specimens from 9 human donors (82 specimens from 5 legs of 4 healthy donors and 53 specimens from 5 legs of 5 subjects with IAT) were used in this study (Tables 1 and 2). Data obtained from both legs of a single healthy donor (subject H1) were pooled together. In IAT patients, the degree of tendon pathology was assessed using the Victorian Institute of Sport Assessment-Achilles (VISA-A) questionnaire, a valid and reliable measure of Achilles tendon severity (Robinson et al., 2001).
Table 1.
Subj. | # Age | Sex | Height (m) | Weight (kg) | BMI(kg/m2) | Side(s) | Cause of Death |
---|---|---|---|---|---|---|---|
H1 | 75 | Male | 1.7 | 39.5 | 13.7 | Left, Right | Pancreatic cancer |
H2 | 76 | Female | 1.7 | 63.5 | 22.0 | Left | Stroke |
H3 | 84 | Male | 1.9 | 67.6 | 18.7 | Left | Cardiac arrest |
H4 | 69 | Female | 1.6 | 72.6 | 28.4 | Right | Pulmonary fibrosis |
Table 2.
Subj. # | Age | Sex | Height (m) | Weight (kg) | BMI(kg/m2) | Side | VISA-A (%) | Symptom Duration | Surgical Procedures |
---|---|---|---|---|---|---|---|---|---|
IAT1 | 63 | Male | 1.7 | 86.2 | 29.8 | Right | 48 | 4 years | Tendon debridement, calcaneal osteotomy |
IAT2 | 66 | Female | 1.6 | 76.6 | 31.1 | Left | 81 | 5 months | Tendon debridement, calcaneal osteotomy |
IAT3 | 76 | Female | 1.7 | 70.3 | 23.8 | Left | 46 | 18 months | Tendon debridement, calcaneal osteotomy, gastrocnemius recession |
IAT4 | 63 | Male | 1.7 | 90.7 | 29.5 | Left | 0 | 15 months | Tendon debridement, Flexor hallucis longus tendon transfer, calcaneal osteotomy |
IAT5 | 63 | Female | 1.7 | 88.5 | 32.5 | Left | 5 | 5 years | Tendon debridement, calcaneal osteotomy |
Healthy cadaveric tissue was obtained from the Achilles tendon insertion (Figure 1) of donors ranging in age from 69 to 84 (mean age=76) who exhibited no gross signs of insertional Achilles tendon pathology. Pathological tissue was obtained during debridement surgery from the Achilles tendon insertion of subjects ranging in age from 63 to 76 (mean age=66) as approved by the University of Rochester Research Subjects Review Board. Note that no additional tissue was removed apart from the diseased tissue that is routinely excised as part of the surgical procedure. Dissection of healthy cadaveric tendons was performed to match the surgical procedure used to obtain pathological tissue (Hu and Flemister, 2008). Healthy and IAT specimens were excluded if the donors were known 1) to be pregnant, 2) to be taking medications for HIV, or 3) to have (or have had) prior ipsilateral Achilles surgery or comorbidities (e.g., neuropathic diabetes) that alter tendon characteristics were excluded.
Excised tissue was stored at −20° C prior to testing. To facilitate mechanical testing on specimens with a uniform, simple geometry, following excision from the body and storage in the freezer, tissue was cut transverse to the direction of alignment (which was clearly visible on all excised tissue due to the presence of discernable fibers) into cylinders (~15 specimens/donor leg) with a target thickness of 1.5 mm using a 3 mm diameter biopsy punch (Figure 1). Since excised tissue was transported from the surgery room to the testing laboratory before freezing and obtaining biopsies, it was not feasible to track the exact anatomical location (within the tendon insertion) of each cylindrical specimen. However, a large number of specimens uniformly spread across the insertion were biopsied from each donor to enable evaluation of the distribution of mechanical properties throughout the insertion. Specimens with visible calcification were discarded and not used in the study. The cross sectional area of each specimen was 7.1 mm2.
Mechanical Testing
Following dissection, cylindrical tendon specimens were positioned between two flat steel platens in a custom, microscope-mounted mechanical testing device (ADMET, Norwood, MA) that enables simultaneous compression, force measurement and imaging (Figure 2). A small amount of cyanoacrylate glue was used to keep the specimens adhered to the grips. Imaging capabilities were used only to obtain accurate measurements of the initial specimen thickness and to ensure that the specimens did not slip from the grips during testing. A phosphate-buffered saline (PBS) bath surrounded the tested specimens to ensure maintenance of hydration. Unconfined compression was applied along the axial direction of the explant (perpendicular to the direction of tendon alignment) according to the following protocol (Figure 3a): 1) Equilibration to −0.0050 N (preloading); 2) 20 cycles of triangle wave compression between the equilibrium position and −0.10 N at a rate of −5.0% strain/s (fast loading); 3) 2 cycles of triangle wave compression between the equilibrium position and −0.10 N at a rate of −0.50% strain/s (slow loading). (Note that negative forces are compressive while positive forces are tensile.) Despite the fast rate of loading during step 2, the controller for the mechanical testing device was highly effective at limiting the force to its prescribed peak value (−0.10 N). Specifically, the mean ± standard deviation peak load across all specimens during fast loading cycles was −0.099 ± 0.001 and during slow loading cycles was −0.099 ± 0.001 (Figure 3b).
Reflected light micrographs were taken throughout testing and the initial height of each specimen was taken to be the height measured at preload. The heights of healthy and pathological specimens were 1.4 ± 0.3 and 1.7 ± 0.4 mm (mean ± standard deviation). Note that the direction of compression of specimens in the testing device is equivalent to the direction of compression due to calcaneal impingement in vivo.
Data Analysis
The time-dependent strain ε(t) for steps 2 and 3 of the mechanical testing protocol was obtained by dividing the platen displacement by the initial thickness while the time-dependent stress σ(t) for these steps was obtained by dividing the measured force by the initial cross sectional area. Time t = 0 was taken to correspond to the beginning of step 2. To quantify the mechanical response of the tested specimens during a given cycle, the secant compressive modulus Esecant was computed by dividing by the peak stress (−0.10 N/7.1 mm2 = −0.014 MPa) by the peak strain. Esecant is a gross measure of the resistance to strain in a material that incorporates all portions of the stress-strain curve. The transition strain εtrans was calculated as described previously (Connizzo et al., 2013; Dunkman et al., 2013; Lake et al., 2009) as the transition point of a bilinear fit of the nonlinear stress-strain curve for each loading cycle (i.e., the intersection of the pair of lines that optimally fit the stress-strain curve). εtrans represents the strain magnitude at which the stress-strain curve begins to steepen (or, equivalently, the absolute value of the strain at which the material begins to “stiffen”). Finally, the tangent compressive modulus Etangent was computed from the slope of the second (steeper) line of the bilinear fit. Etangent is reflective of a material’s maximum compressive modulus at high strains.
For most analyses, Esecant, εtrans and Etangent were assessed at a single representative cycle: the final cycle (cycle 20) of fast loading during step 2 of the testing protocol. For these analyses, the prior 19 cycles can be considered as “preconditioning.” The distributions of Esecant, εtrans and Etangent for each donor and across all donors were computed, and the 25th percentile, 50th percentile and 75th percentile values for each donor were calculated and denoted as Esecant25% (for example). Esecant25% and other analogous parameters were compared across disease state (healthy and IAT) using a ttest. The relationship of disease severity (VISA-A score) with Esecant25% and other analogous parameters was assessed using the Pearson’s correlation coefficient.
Note that Esecant, εtrans and Etangent are measures of a tendon’s resistance to deformation that depend on conditions (e.g., they vary as a function of loading history and loading rate). Thus, the effect of loading history (i.e., preconditioning) on the tendon’s resistance to deformation (i.e., Esecant) was determined by comparing the median value of Esecant for each donor (Esecant50%) for cycles 1 and 20 in step 2 of the loading protocol using a Student’s t-test. Similarly, the effect of loading rate was determined by comparing Esecant50% for the final fast loading cycle (cycles 20 in step 2 of the testing protocol) and the final slow loading cycle (cycle 2 in step 3 of the testing protocol, or cycle 22 overall) using a Student’s t-test. In this (and all other) statistical comparisons, the threshold for significance was taken to be p ≤ 0.050.
RESULTS
For both healthy and IAT specimens, the magnitude of the peak strain (corresponding to a load of −0.1 N) appeared to progressively increase with each loading cycle during step 2 in the testing protocol (Figure 4a). This creep behavior was nearly equilibrated by the 20th cycle.
The highly-nonlinear |σ|(t) versus |ε|(t) curve (for cycle 20) was qualitatively similar for healthy and IAT tissue only at very low compressive strain magnitudes. However, at higher strain magnitudes, the σ(t) versus ε(t) curve appeared to steepen earlier for IAT tissue (Figure 4b). This observation was confirmed by comparing the distribution of the transition strain (i.e., the strain magnitude at which the slope of the stress-strain curve sharply increases) in healthy and IAT tissue (Figure 5a). In IAT tendon specimens, the distribution of transition strains was shifted towards lower values, indicating that most specimens stiffened early in the stress-strain curve. Specifically, while nearly 9% of healthy specimens had a (compressive) transition strain greater than 30%, no IAT specimens had a transition strain greater than 30%. Due to this shift in the distribution of transition strains, εtrans75% (the 75th percentile transition strain for each tissue donor) was significantly lower in the IAT group as compared with the healthy group, while εtrans25% and εtrans50% were not significantly different between disease states (Figure 5b). Moreover, εtrans75% was significantly (positively) correlated with VISA-A score (Figure 5c). Since a lower VISA-A score corresponds to more severe Achilles pathology, this correlation indicates that IAT patients with regions in their Achilles tendons that stiffen early (i.e., at low compressive strains) have greater loss of function.
The distribution of Esecant for cycle 20 also exhibited clear differences between healthy and pathological tissue (Figure 6a). Most strikingly, few IAT specimens had low secant moduli. In particular, while more than 20% of healthy specimens had secant moduli lower than 0.05 MPa, fewer than 4% of IAT specimen had secant moduli in this range. Therefore, Esecant25% (the 25th percentile secant modulus for each tissue donor) was significantly higher in IAT specimens (Figure 6b). Furthermore, Esecant25% was significantly (negatively) correlated with VISA-A score (Figure 6c). This correlation indicates that IAT patients with compliant (low Esecant) regions in their Achilles insertion have less severe pathology. In contrast, the distribution of Etangent was not affected by disease state and Etangent25%, Etangent50% and Etangent75% were not significantly altered by IAT (not shown). Taken together, these findings suggest that changes in Esecant were primarily due to the lower transition strain in IAT tendons, not alterations in the high-strain compressive modulus.
Due to creep, preconditioning reduced the median secant modulus (Esecant50%) of healthy specimens (Figure 7a). Although Esecent50% was not significantly decreased by preconditioning in IAT specimens (p=0.06), there was a trend suggesting the possibility of such an effect (Figure 7b). A significant effect of loading rate was observed in both healthy and IAT specimens. In particular, Esecant50% was lower under slow loading than under fast loading (Figure 7c, d).
DISCUSSION
As hypothesized, insertional Achilles tendinopathy caused significant changes in the compressive mechanical properties of the Achilles tendon insertion. These properties depended on disease state (healthy versus IAT), disease severity, loading history and loading rate. In particular, the distribution of mechanical properties in tissue specimens excised from the Achilles tendon insertion was significantly altered by IAT. IAT specimens were more likely to stiffen at low compressive strains and less likely to exhibit a low compressive modulus. Importantly, VISA-A score—a clinical measure of Achilles tendon pathology that is low in patients with greater loss of function—was 1) significantly (positively) correlated with the number of Achilles tendon regions (i.e., excised specimens) with a low transition strain and 2) significantly (negatively) correlated with the number of regions with a low compressive modulus. Thus, a stiffer (compressive) mechanical response in the Achilles tendon insertion is generally associated with more severe IAT. However, due to viscoelastic/poroelastic effects, the mechanical response becomes less stiff (lower Esecant) after prior cyclic loading (preconditioning) and at slower loading rates.
The increased resistance of IAT tissue to compression is in agreement with the increased glycosaminoglycan (GAG) content of IAT tissue (Maffulli et al., 2006) since GAGs imbibe water, limit fluid flow and reduce permeability in tissues (Giori et al., 1993; Henninger et al., 2010; Lotke and Granda, 1972; Wren et al., 2000) while water provides load support under compression. This finding is also in agreement with the presence of calcium deposits in most IAT tendons (Kang et al., 2012) since increased compressive modulus in IAT specimens may be caused by early-stage calcification that precedes the formation of bony deformities.
Although the compressive mechanical properties of the pathological human Achilles tendon enthesis have not previously been characterized (to the authors’ knowledge), the findings of this study are consistent with other investigations of healthy tendon mechanical properties. For example, the strain rate- and strain-dependent elastic modulus of the bovine Achilles tendon transverse to the direction of alignment measured through ultrasound elastography was found to vary between approximately 10 and 200 kPa for low applied strains (<5%) (Kuo et al., 2001). These findings are comparable to the measured (secant) moduli in this study, which vary between 24 and 124 kPa.
This study is not without limitations. First, as described earlier, the parameters assessed through our experimental protocol (Esecant, εtrans and Etangent) are dependent on testing conditions (e.g., loading rate). However, according to ongoing ultrasound elastography experiments in our laboratory, the testing conditions used in this study (loading rates of −0.5 or −5% strain/second to ~25% compressive strain) are physiologically relevant and intuitive, allowing for meaningful comparison of the mechanical response of IAT and healthy tendons. Ongoing studies in our laboratory are aimed at gathering and comparing a small set of poroelastic material (intrinsic) properties of healthy and IAT tendon specimens that are independent of testing conditions. These parameters—which include tissue permeability and collagen fiber modulus—will be obtained using inverse finite element analysis on data acquired with a simpler testing protocol (stress relaxation) similar to previous experiments on ligament (Henninger et al., 2010; Weiss and Maakestad, 2006). A second limitation is that fast loading was always performed prior to slow loading, so the decrease in secant modulus measured in both healthy and IAT tendon specimens may instead be due to additional creep. However, creep appeared to be nearly equilibrated prior to slow loading, suggesting that the effect of loading rate was real. A third limitation is that although all specimens (healthy and IAT) were cut to a target thickness of 1.5 mm, a small but significant difference was observed between healthy and IAT specimen thickness (1.4 ± 0.3 versus 1.7 ± 0.4 mm, p < 1 × 10−5). However, this was not expected to impact the findings of the study since there was no correlation between specimen thickness and mechanical properties (i.e., R2 = 0.00020 for Esecant during the 20th cycle versus thickness across all 82 healthy specimens). Similarly, although healthy and IAT subjects were not age matched, pilot studies on specimens from 10 IAT patients spanning a range of ages from 48 to 76 showed a very weak correlation of Esecant25%, Esecant50% and Esecant75% during the 20th cycle with age (R2 = 0.17, 0.21 and 0.066, respectively). These data suggest that the effects of IAT reported in this study are not simply due to the difference in age between the healthy and IAT groups.
The findings of this study may have important clinical implications. Compression of the Achilles tendon insertion is ubiquitous during ankle dorsiflexion as a result of calcaneal impingement. In IAT patients, the increased compressive modulus of the tendon for fast loading suggests that impingement will deform the tendon less than in healthy patients. Instead, more compressive strain will be taken up by surrounding tissues (fat, skin and bursae). Since these tissues are more enervated than tendon, tendon stiffening (or increase in modulus) and the resulting increased strain outside the tendon are potential causes of pain in patients affected by IAT. However, this study also demonstrates that prior cyclic loading and slow loading reduce the compressive modulus of the Achilles tendon insertion. Thus, “preconditioning” with slow exercises (e.g., slow eccentric loading) is a promising painless intervention for IAT patients. Ongoing studies in our laboratory are characterizing in vivo compressive strains in the Achilles tendon insertion of healthy control subjects and subjects with IAT in order to support these theories.
Acknowledgments
This study was supported by the National Institute of Arthritis and Musculoskeletal and Skin Diseases (NIAMS) of the National Institutes of Health (NIH) under Award Number R03 AR067484 and by a pilot grant funded by NIH/NIAMS Award Number NIH P30 AR061307. We thank Dr. Joseph Sarver for providing the bilinear fitting code.
Footnotes
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