Skip to main content
Scientific Reports logoLink to Scientific Reports
. 2016 Sep 9;6:33114. doi: 10.1038/srep33114

Estrogen receptors α and β and aromatase as independent predictors for prostate cancer outcome

Thea Grindstad 1,a, Kaja Skjefstad 1, Sigve Andersen 2,3, Nora Ness 1, Yngve Nordby 2, Samer Al-Saad 1,4, Silje Fismen 4, Tom Donnem 2,3, Mehrdad Rakaee Khanehkenari 1, Lill-Tove Busund 1,4, Roy M Bremnes 1,2, Elin Richardsen 1,4
PMCID: PMC5017140  PMID: 27610593

Abstract

Androgens are considered important in normal prostate physiology and prostate cancer (PCa) pathogenesis. However, androgen-targeted treatment preventing PCa recurrence is still lacking. This indicates additional mediators contributing to cancer development. We sought to determine the prognostic significance of estrogen receptors, ERα and -β, and the aromatase enzyme in PCa. Tissue microarrays were created from 535 PCa patients treated with radical prostatectomy. Expression of ERα, ERβ and aromatase were evaluated using immunohistochemistry. Representative tumor epithelial (TE) and tumor stromal (TS) areas were investigated separately. Survival analyses were used to evaluate the markers correlation to PCa outcome. In univariate analyses, ERα in TS was associated with delayed time to clinical failure (CF) (p = 0.042) and PCa death (p = 0.019), while ERβ was associated with reduced time to biochemical failure (BF) (p = 0.002). Aromatase in TS and TE was associated with increased time to BF and CF respectively (p = 0.016, p = 0.046). Multivariate analyses supported these observations, indicating an independent prognostic impact of all markers. When stratifying the analysis according to different surgical centers the results were unchanged. In conclusion, significant prognostic roles of ERα, ERβ and aromatase were discovered in the in PCa specimens of our large multicenter cohort.


Prostate cancer (PCa) is continually a challenge as one of the leading causes of cancer-related death amongst men1. Androgens are considered as key regulators of physiological processes in the prostate, including prostatic growth, differentiation, development and secretory function, but their role in PCa pathogenesis is not yet defined2,3. The response to androgens is mediated thorough the androgen receptor (AR), which is expressed in both prostatic epithelial and stromal cells4. This androgen-dependency has been thoroughly investigated and formed the basis for androgen deprivation therapy (ADT), which is an essential PCa treatment in metastatic disease. Innovative approaches in androgen signalling targeting are developing. Oral inhibitors targeting CYP-17 (by abiraterone) and the AR (by enzalutamide) has increased survival in metastatic castration-resistant PCa (CRPC) in phase III studies5,6,7,8. However, recurrence of CRPC still remains a challenge. This indicates a complexity in the progression from invasive cancer to castration refractory disease and additional mediators appear to be involved in this malignant transformation.

The involvement of androgens in PCa has led to an increased interest in the involvement of other sex steroid hormones and their synthesis in PCa development. Local estrogen production happens thorough the conversion of androstenedione to estrone, and testosterone to estradiol which is catalyzed by the aromatase enzyme (CYP 19). This process takes place in several tissues, including the prostate9,10,11. Aromatase inhibitors are currently used in treatment of advanced breast cancer in post-menopausal women. The effect of aromatase inhibitors on CRPC has also been investigated, however a beneficial effect has not been shown12,13. So far, results regarding local aromatases activity in PCa have been diverging9,10,11, and few studies have focused on the association between local aromatase expression and PCa. Currently, genetic polymorphism of the aromatase gene, CYP19A1, and it’s association to PCa has received interest and is undergoing investigation14,15,16.

The involvement of estrogens in PCa is not a novel concept2,3. Estrogens were used as the main PCa treatment until the 1950s due to their ability to suppress serum testosterone levels via negative feedback on luteinizing hormone (LH) production17. However, as serious cardiovascular side effects were an increasing concern, new ADT methods developed (e.g. LH - releasing hormone antagonists) and estrogen treatment was discarded17.

The effects of estrogens are mediated through two different receptors, ERα and ERβ18, both expressed in the human prostate. Estrogens involvement in PCa development received renewed interest after the discovery of the second ER receptor (ERβ) in the prostate18. This has led to development of a paradigm regarding the different roles of the ERs in PCa. So far the hypothesis has been that ERβ has a predominantly protective effect in PCa, while ERα is oncogenic19,20,21,22,23. However, the role of ERs in PCa remains controversial as opposing results regarding their behavior in PCa development are still emerging24,25,26,27,28,29,30,31.

In order to understand the ERs involvement in PCa we have investigated the epithelial and stromal expression of ERα, ERβ and aromatase in different tissue compartments in a large cohort of 535 prostatectomy specimens. We further analyzed their prognostic impact on patient outcome and correlation to clinicopathological variables. All three markers were detected in either tumor related stromal cells (TS), tumor epithelial cells (TE) or both and correlated to PCa outcome.

Materials and Methods

Patients and tissue data

Primary tumor tissue from 535 radical prostatectomy (RP) patients was included in this study. The tumor tissue was retrospectively collected from the Departments of Pathology at the University Hospital of Northern Norway (n = 248), Nordland Hospital (n = 59) and St. Olavs Hospital (n = 228) from the period 1995–2005. Patients who had (I) radiotherapy to the pelvic region prior to surgery, (II) other malignancies within 5 years prior to the PCa diagnosis, (III) inadequate paraffin-embedded tissue blocks, and (IV) lack of clinical follow-up data, (V) received hormonal therapy prior to or at the time of the prostatectomy, were excluded. All primary cancers were histologically reviewed by two pathologists (ER and LTB) and the tumors were graded according to the modified Gleason grading system32,33 and staged according to the WHO guidelines34. Median follow-up time of survivors was 89 (range 6–188) months at the last patient update in November 2012. The cohort is thoroughly described in a previous paper35.

The Regional Committee for Medical and Health Research Ethics (2009/1393), the Data Protection Official for Research (NSD), and the National Data Inspection Board approved this study. All patients were made anonymous with each trial number. These numbers were initially linked to identity for only one purpose prior; to collect clinical information. Written consent from the patients was considered, but as this was a retrospective study where most of the material was more than 10 years old and most of the patients deceased, it was considered not needed. The aforementioned parties accepted this solution. All data was analyzed anonymously.

Microarray construction

Tissue Microarray (TMA) construction was chosen for high-throughput molecular pathology analysis. For each case, a pathologist (ER) identified and marked two representative areas of tumor tissue (epithelial tumor cells), two with tumor stromal tissue, one area with normal epithelial tissue, and one area with normal stromal tissue. From each of these areas, cores were sampled from each donor block in order to construct TMA blocks.

The TMAs were assembled using a tissue-arraying instrument (Beecher Instruments, Silver Springs, MD, USA). We used a 0.6 mm diameter needle to harvest cores from the marked tissue areas from the corresponding formalin-fixed paraffin-embedded (FFPE) tissue blocks. The samples were inserted into an empty recipient paraffin block according to a coordinate pattern. To include all core samples, twelve tissue array blocks were constructed. Multiple 4 μm sections were cut with a Micron microtome (HM355S), affixed to glass slides, and sealed with paraffin. The detailed methodology has been reported previously36.

Immunohistochemistry (IHC)

The following antibodies were used in this study: Rabbit polyclonal ERα antibody (SC-543, Santa cruz, 1/100), mouse monoclonal ERβ antibody (clone PPG5/10, MCA1974s, AbD Serotec, 1/10), and goat polyclonal aromatase (CYP-19) antibody (SC-14245, Santa cruz, 1/50). The TMA slide sections were deparaffinised and rehydrated and antigen retrieval was performed by microwaving (450 W) in 0.01 M citrate buffer at pH 6.0 for 20 minutes. The sections were cooled to room temperature (RT) and endogenous peroxidase activity was blocked by incubation with a solution of 0.5% hydrogen peroxide for 10 minutes. The sections were then incubated in 5% normal serum ABC kit (Vector Laboratories) for 1 h at RT to block nonspecific binding. Subsequently, the sections were incubated overnight at 4 °C with primary antibodies, however for goat polyclonal aromatase the incubation time was 45 minutes at RT. After washing, the sections were incubated with the corresponding secondary antibodies for 1 h at RT. The Vectastain ABC kit (Vector Laboratories) was used for the avidin-biotin complex method according the manufacturer’s instructions. The sections were lightly counterstained with hematoxylin, dehydrated through an ethanol series, cleared in xylene and mounted. Two different controls for our staining method were applied. Firstly, control staining of the sections with an isotype-matched control antibody without the primary antibody. Secondly, multiple organ tissue microarray as positive and negative tissue controls were used to verify the specificity of the staining in every staining procedure. The positive tissue controls comprised ovary for ERα, colon adenocarcinoma for ERβ and placenta for aromatase; Negative tissue controls were samples of normal pancreas and liver. Details regarding antibody validation are presented in supplementary information (S1) and IHC staining of control tissue is depicted in Fig. 1.

Figure 1. Immunohistochemical analysis of estrogen receptor (ER)α, ERβ and aromatase in prostate cancer (PCa) specimens and tissue controls.

Figure 1

Microscopic pictures of tissue micro array representing expression of aromatase, estrogen receptor (ER)α and ERβ by immunohistochemistry staining in PCa sections. Original magnification x40 showing low and high expression of ERα, ERβ and aromatase in in tumor cells (TE) and tumor associated stromal cells (TS) of PCa in addition to positive tissue controls (Pos.TC) and negative tissue controls (Neg.TC) for each antibody. Positive tissue controls; ERα – ovary, ERβ –colon adenocarcinoma and aromatase – placenta. Negative tissue controls; ERα – liver, ERβ and aromatase – pancreas.

Scoring of IHC

The ARIOL imaging system (Applied Imaging Corp., San Jose, CA, USA) was used to scan and digitalize the IHC stained TMA slides. The slides were loaded in the SL 50 automated slide loader and scanned at a low resolution (1.25x) and high resolution (20x) using an Olympus BX61 microscope with an automated platform (Prior Scientific, Cambridge, UK). Images of the cores were uploaded into the ARIOL Software. All samples were de-identified and scored manually by two experienced parties independent of each other: ERα and ERβ by two pathologists (ER and SFI) and aromatase by one pathologist (ER) and one MD student (TG) trained by an experienced pathologist. Consequently, all reported marker expressions are based on two separate evaluations of the tissue cores. The scoring was done semi-quantitatively and both parties were blinded to any pathological or clinical information. In case of discrepancy of more than one, the slides were re-examined. When selecting the representative pictures of IHC stained TMA cores depicted in Fig. 1, the TMA slides where evaluated by microscope and pictures of the selected cores were taken manually through microscope.

Overall, the percentage of ERα and ERβ positive cells varied between the different cores, there was however little variation in staining intensity. ERα and ERβ density was therefor given a score between 0–3, reflecting the percentage of positive cells in the examined compartment. The applied scoring system was as follows: 0: 0%, 1: ≤5%, 2: 6–50%, 3: >50%. For aromatase there was an overall high percentage of positive cells, but variation in staining intensity was observed. The degree of aromatase protein expression in cytoplasm was therefore graded according to the dominant staining intensity. The scoring was done using the following system: 0 = negative, 1 = weak, 2 = moderate, 3 = strong. For each case, mean scores were calculated. Further, the scoring values were dichotomized as high and low intensity or density of stained cells. Both median, mean and quartile cut off values were considered, but the optimal cut off was chosen based on adequate number of patients in each group and statistical trends. The cut off for ERβ in TS and aromatase in TE was defined as the median (1.5, 1.0) value. For ERα and aromatase in TS the cut off was set to the value ≥1st quartile (0.75, 0.63). Marker expressions were evaluated in all the different PCa compartments: Normal epithelia (NE), normal stroma (NS), hyperplasia (H), TE and TS. Further, marker expression in the different compartments and their correlation with biochemical failure (BF), clinical failure (CF) and prostate cancer death (PCD) was analyzed.

Statistical methods

All statistical analyses were performed using the statistical package IBM SPSS, version 21 (SPSS Inc., Chicago, IL, USA). A Wilcoxon signed rank test was used to assess differences in ERβ, ERα and aromatase expression between the different compartments: TE vs. TS. Spearman correlation coefficient was performed to examine the association between ERβ, ERα, aromatase expression and clinicopathological variables. The Kaplan-Meier method was used for the univariate survival analysis, and log-rank test was used to assess statistical significance. Univariate analyses were constructed for the following end-points: (1) Biochemical failure free survival (BFFS), (2) Clinical failure free survival (CFFS) and (3) PCa death free survival (PCDFS). BF was determined as PSA recurrence ≥0.4 ng/ml in a minimum of two different blood samples postoperatively37. CF was defined as verified local symptomatic recurrence and/or findings of metastasis to bone, visceral organs or lymph nodes by CT, MR, bone scan or ultrasonography. PCD was defined as death caused by progressive and disseminated castration-resistant PCa uncontrollable by therapy. All significant variables from the univariate analysis were entered in the multivariate analysis using backward stepwise Cox regression model with a probability for stepwise entry removal at 0.05 and 0.1, respectively. The IHC scoring values from each pathologist were compared for inter-observer reliability by use of a two-way random effect model with absolute agreement definition. The significance level used was p < 0.05 for all analyses.

Results

Patient characteristics

An overview of the patient’s demographic, clinical and histopathological characteristics is presented in Table 1. Median age at surgery was 62 years (47 to 76). The radical prostatectomy was retropubic in 435 cases (81%) and perineal in 100 cases (19%). Combined Gleason score ranged from 6-to10 and tumor stage from T2a to T3b. Median PSA was 8.8 (range 0.7–104). At the last follow-up in 2012, 170 (32%) had experienced BF, 36 (7%) experienced CF and 15 (3%) had died due to PCa.

Table 1. Patient characteristics and clinicopathological variables as predictors of biochemical failure-free survival, clinical failure-free survival and disease-specific survival (univariate analysis; log-rank test) (N = 535).

Characteristic Patients (n) Patients (%) BF (170 events)
CF (36 events)
PCD (15 events)
5-year EFS (%) p 10-year EFS (%) p 10-year EFS (%) p
Age       0.55   0.085   0.600
 ≤65 years 357 67 76   92   97  
 >65 years 178 33 70   88   96  
pT-Stage       <0.001   <0.001   0.027
 pT2 374 70 83   96   98  
 pT3a 114 21 60   86   98  
 pT3b 47 9 43   73   89  
pN-stage       <0.001   <0.001   <0.001
 NX 264 49 79   95   98  
 N0 268 50 71   89   97  
 N1 3 1 0   33   67  
Preop PSA       <0.001   0.085   0.061
 PSA < 10 308 58 80   93   99  
 PSA > 10 221 41 67   88   95  
 Missing 6 1      
Gleason       <0.001   <0.001   0.001
 3 + 3 183 34 83   98   99  
 3 + 4 220 41 76   94   98  
 4 + 3 80 15 69   84   95  
 4 + 4 19 4 63   76   94  
 ≥9 33 6 34   67   87  
Tumor size       <0.001   0.019   0.098
 0–20 mm 250 47 82   94   99  
 >20 mm 285 53 67   88   96  
PNI       <0.001   <0.001   0.002
 No 401 75 79   95   98  
 Yes 134 25 60   81   93  
PSM       0.041   0.038   0.697
 No 249 47 81   94   97  
 Yes 286 53 69   89   97  
Non-apical PSM       <0.001   <0.001   0.029
 No 381 71 81   95   98  
 Yes 154 29 57   81   94  
Apical PSM       0.040   0.484   0.313
 No 325 61 73   90   96  
 Yes 210 39 77   92   98  
LVI       <0.001   <0.001   0.009
 No 492 92 77   93   98  
 Yes 43 8 46   71   87  
Surgical proc.       0.230   0.414   0.581
 Retropubic 435 81 76   90   97  
 Perineal 100 19 67   95   98  

Abbreviations: BF = biochemical failure; CF = clinical failure; PCD = prostate cancer death; PCa = prostate cancer; EFS = event free survival; LVI = lymphovascular infiltration; NR = not reached; PNI = Perineural infiltration; Preop = preoperative; PSA = Prostate specific antigen; PSM = Positive surgical margin; Surgical proc = surgical procedure.

Scoring agreement

There was a good scoring agreement between the scorers. The intra-class correlation coefficient (reliability coefficient, r) was 0.93 (p < 0.001) for the ERα marker and 0.79 (p < 0.001) for the ERβ marker and 0.89 (p < 0.001) for the aromatase marker respectively.

Expression of ERα, ERβ and aromatase expression and their correlation with clinicopathological variables

ERα and aromatase staining was predominantly cytoplasmic (Fig. 1). The staining of ERβ was both nuclear and cytoplasmic (Fig. 1). ERα staining in epithelial cells was primarily negative (NE and TE negative in 70 and 64%, respectively) (Fig. 1). For the small selection of patients with a positive epithelial ERα expression, no significant difference in BFFS, CFFS or PCDFS was found. ERβ staining was overall positive in stromal and epithelial cells of both benign and malignant prostate tissue. The percentage of ERβ positive cells was however significantly higher in TE compared to TS (mean value 1.93 and. 1.26 respectively, p < 0.001). Aromatase staining was also in general positive. Though, a stronger aromatase expression was detected in NS compared to TS (mean value 1.29 and 1.09 respectively, p < 0.001). There was also a stronger aromatase staining intensity in NS compared to NE (mean value 1.29 and 1.05 respectively, p < 0.001). No further difference in expression was detected for either marker.

The correlation between marker expressions and clinicopathological variables was weak or non-significant (r < 0.2). However, a positive correlation was detected between ERα and ERβ in TS (r = 0.50, p < 0.001). As expected, in TS both ERα and ERβ displayed a correlation to aromatase (r = 0.36, p < 0.001 and r = 0.53, p < 0.001). The same correlation was observed in TE for ERα, ERβ and aromatase respectively (r = 0.22, p < 0.001/r = 0.43, p < 0.001).

Univariate analysis

Variables significant for BF were pT-stage (p < 0.001), pN-stage (<0.001), preoperative PSA (p < 0.001), Gleason score (p < 0.001), tumor size (p < 0.001), perineural infiltration (PNI, p < 0.001), positive surgical margin (PSM, p = 0.041), apical PSM (p = 0.040), non-apical PSM (p < 0.001), and lymphovascular infiltration (LVI, p < 0.001). For CF, significant prognostic factors were: pT-stage (p < 0.001), pN-stage (p < 0.001), Gleason score (p < 0.001), tumor size (p = 0.019), PNI (p = 0.001), PSM (p = 0.038), non-apical PSM (p < 0.001) and LVI (p < 0.001). For PCD the prognostic factors were: pT-stage (p = 0.027), pN-stage (p < 0.001), Gleason score (p < 0.001), PNI (p = 0.002), non-apical PSM (p = 0.029) and LVI (p = 0.009).

Results from univariate analysis of molecular markers according to BFFS, CFFS and PCDFS are presented in Table 2 and Fig. 2A–F. In TS, a high density of ERα was associated with increased CFFS (p = 0.042) (Fig. 2A) and increased PCDFS (p = 0.019) (Fig. 2B), albeit this trend was not displayed in BFFS (p = 0.819). High ERβ expression was on the other hand associated with reduced BFFS (p = 0.002) (Fig. 2C). Further, a strong TS staining intensity of aromatase was associated with increased BFFS (p = 0.016) (Fig. 2D). In TE, a strong intensity of aromatase was also associated with increased CFFS (p = 0.036) (Fig. 2E) and similar curves tending towards significance were observed for PCDFS (p = 0.061) (Fig. 2F). When stratifying these analyses according to the different surgical centers the same trends were displayed. In addition to these findings, we demonstrate a trend for the markers ERα in TS and aromatase in TE in adding prognostic value (4–12% reduced 10-year CFFS in low versus high expression subgroups) within each pathological PCa stage (Table 3).

Table 2. Marker expressions as predictor for BFFS, CFFS and PCDFS in PCa patients (n = 535), (univariate analysis; log rank test), significant p-values in bold (threshold p ≤ 0.05).

 
Patients (n) Patients (%) BFFS
CFFS
PCDFS
Marker expression 5-year (%) 10-year (%) p 5-year (%) 10-year (%) p 5-year (%) 10-year (%) p
ERα TS Low 144 26.9 73 67 0.819 94 86 0.042 98 89 0.019
High 373 69.7 74 61 97 93 99 98
Missing 18 3.4            
ERβ TS Low 368 68.8 77 66 0.002 97 91 0.658 100 97 0.486
High 149 27.9 67 54 95 91 99 97
Missing 18 3.4            
Aromatase TS Low 131 24.5 66 54 0.016 94 90 0.225 98 91 0.668
High 386 72.1 77 65 97 91 99 98
Missing 18 3.4            
Aromatase TE Low 275 51.4 73 61 0.487 95 93 0.036 98 96 0.061
High 242 45.2 75 64 97 96 99 97
Missing 18 3.4            

Abbreviations: ERα = estrogen receptor alpha; ERβ = estrogen receptor beta; TE = tumor epithelial cells; TS = tumor stromal cells; BFFS = Biochemical failure free survival; CFFS = clinical failure free survival; PCDFS = prostate cancer death free survival.

Figure 2. Association with prostate cancer outcome and estrogen receptor (ER) α, ERβ and aromatase expression level.

Figure 2

Kaplan Meier curves displaying biochemical failure free survival (BFFS), clinical failure free survival (CFFS) and prostate cancer death free survival (PCDFS) in relation to high or low expression level of ERα, ERβ and aromatase expression in prostate cancer (PCa) patients (n = 535). (A) ERα in tumor associated stromal cells (TS) and CFFS. (B) ERα in TS and PCDFS. (C) ERβ in TS and BFFS. (D) Aromatase in TS and BFFS. (E) Aromatase in tumor cells (TE) and CFFS. (F) Aromatase in TE and PCDFS.

Table 3. Ten year CFFS for patients with low or high levels of ERα in TS and aromatase in TE respectively in relation to prognostic groups of PCa.

Risk groups of localized prostate cancer 10 year CFFS (%)
ERα in TS
Aromatase in TE
Low (%) High (%) p Low (%) High (%) p
I (n = 42) NE NE NE NE
IIA (n = 109) 92 96 0.886 92 96 0.904
IIB (n = 206) 87 99 0.001 93 97 0.148
III (n = 154) 76 84 0.442 76 88 0.074

The stratification of our cohort into prognostic groups are constructed according to the American Joint Committee on Cancer (AJCC) TNM system. By adding either the ERα or the aromatase marker to the already well-established clinical markers, prognostic impact is added across each pathological stage (univariate analysis; log rank test), significant p-values in bold (threshold p ≤ 0.05). Prognostic group IV has been removed due to n = 0.

Abbreviations: PCa = prostate cancer; ERα = Estrogen receptor α; TS = tumor associated stroma; TE = Tumor epithelium, CFFS = Clinical failure free survival; PSA = Prostate specific antigen; GS = Gleason score; TS = tumor stage; NE = No event.

When merging the expression levels of ERα and aromatase in TS, a combined high level of the two markers (high/high vs. high/low, low/high, low/low) was associated with increased CFFS (p = 0.029) (S1 Table 2). The same tendency was also displayed when merging ERα in TS and aromatase in TE. A combined high level (high/high, high/low, low/high vs. low/low) was associated with increased CFFS (p = 0.038) and PCDFS (0.003), but not BFFS (p = 0.854) (S1 Table 2). Further, when merging the stromal expression of ERβ and aromatase, a beneficial effect of a combined level low ERβ and high aromatase (low/high) in BFFS stood out compared to the high ERβ and low aromatase (high/low) combination which was associated with reduced time to BFFS (p < 0.001) (S1 Table 2). When combining ERβ in TS and aromatase in TE, no obvious trends or significant results were displayed.

Multivariate analysis

Results from multivariate analysis are presented in Table 4. In addition to pT-stage, Gleason score ≥ 9 apical PSM, and non-apical PSM, both ERβ (HR: 1.70, 95% CI: 1.19–2.42, p = 0.004) and aromatase (HR: 0.55, 95% CI: 0.38–0.80, p = 0.002) in TS were independent prognostic factors for BF. ERα in TS emerged as a significant, independent marker for CF (HR: 0.43, 95% CI: 0.22–0.86, p = 0.018) in addition to non-apical PSM, PNI and Gleason grade ≥ 9. This was also the case for aromatase in TE (HR: 0.43, 95% CI: 0.21–0.90, p = 0.024). Further, ERα in TS was the only marker that served as an independent prognostic factor for PCD (HR: 0.28, 95% CI: 0.1–0.78, p = 0.015) along with Gleason grade ≥ 9 and PNI, although aromatase in TE tended towards significance. Further, ERα in TS and aromatase in TE combined emerged as an independent prognostic factor for CF (HR: 0.43, 95% CI: 0.21– 0.87, p = 0.02) and PCD (HR: 0.24, 95% CI: 0.085–0.65, p = 0.005). The combination ERα and aromatase and ERβ and aromatase respectively in TS did not reach statistical significance in multivariate analyzes.

Table 4. Cox regression analysis (backwards stepwise model) summarizing significant independent prognostic factors for BF, CF and PCD in PCa patients (n = 535), significant p values in bold (0.05 threshold).

Marker BF (n = 170) CF (n = 36) PCD (n = 15)
HR (95% CI) p HR (95% CI) p HR (95% CI) p
pT - stage   <0.001        
 pT2 1   NE   NE  
 pT3a 1.81 (1.22–2.63) 0.003        
 pT3b 2.84 (1.74–4.65) <0.001        
Gleason grade   0.055   0.019   0.085
 3 + 3 1   1   1  
 3 + 4 1.02 (0.68–1.51) 0.922 2.12 (0.74–1.20) 0.160 3.55 (0.39–32.03) 0.26
 4 + 3 1.45 (0.90–2.30) 0.127 3.00 (0.94–9.56) 0.063 9.05 (1.02–80.52) 0.048
 4 + 4 1.28 (0.61–2.70) 0.513 2.89 (0.55–15.14) 0.210 5.97 (0.36–100.39) 0.22
 ≥9 2.27 (1.25–4.12) 0.007 6.80 (2.17–21.32) 0.001 15.67 (1.70–144.62) 0.015
PNI NE   2.12 (1.03–4.39) 0.043 3.4 (1.1–10.53) 0.034
Preop. PSA 1.37 (0.99–1.91) 0.057 NE   NE  
Apical PSM 0.69 (0.49–0.98) 0.038 NE   NE  
Non-apical PSM 1.72 (1.21–2.44) 0.002 3.16 (1.52–6.60) 0.002 NE  
ERβ TS 1.70 (1.19–2.42) 0.004 NE   NE  
Aromatase TS 0.55 (0.38–0.80) 0.002 NE   NE  
Aromatase TE NE   0.43 (0.21–0.90) 0.024 0.33 (0.10–1.04) 0.059
ERα TS NE   0.43 (0.22–0.87) 0.018 0.28 (0.10–0.78) 0.015

Abbreviations: ERα = estrogen receptor alpha; ERβ = estrogen receptor beta; TS = tumor associated stromal cells; TE = tumor epithelial cells; BF = biochemical failure; CF = clinical failure; PCD = prostate cancer death; PNI = perineural infiltration; PSA = prostate specific antigen; PSM = positive surgical margin; NE = nor entered.

Discussion

In our large cohort of 535 PCa specimens, an independent association was detected between PCa outcome and ERα, ERβ and aromatase expression. In TS, high-density of ERα was independently and significantly associated with both increased CFFS and PCDFS. In contrast, a high ERβ density level was independently and significantly associated with reduced BFFS. Further, a strong staining intensity of aromatase in both TS and TE was significantly and independently associated with increased BFFS and CFFS respectively. In addition, a correlation and an additive effect were discovered when analyzing the combined expression of ERs and aromatase. A major strength of our study is the large multicenter cohort and the long follow-up. In addition, our results were validated in two different cohorts, yielding data tending towards the end results in the total cohort. In addition, few studies have investigated these markers independently in both epithelial and stromal areas of PCa with a clinical event-free survival.

In accord with previous publications, ERα density level was predominantly negative in NE in the PCa patients23. However, we did not observe an increased expression of epithelial ERα in TE compared to NE, nor a previously reported correlation between ERα versus Gleason grade or tumor progression21,28. But notably, patients with high ERα level in TS had significantly increased PCDFS. This is supported by other studies24,29,30,31 and indicates a more complex role of ERα in PCa than the previously ascribed role as a tumor promoter. In fact, Slavin et al. discovered using IHC, in vitro invasion assays and in vivo studies that ERα in TS is beneficial for PCa patients29. This could potentially be attributed to a PCa metastasis-suppressing role of ERα29. In a recent follow-up article, Slavin et al.30 further hypothesize that ERα in TS of prostate cancer can be utilized as a prognostic marker to predict cancer progression. In addition, Zellweger et al. detected an improved overall survival for CRPC patients with stromal ERα expression24. This is further supported by Celhay et al. who noted survival to be significantly reduced in PCa patients with low stromal ERα expression31.

In our material ERβ was expressed, to various extents, in the majority of both epithelial and stromal cells. This is in agreement with previous publications23,24,38, although some report ERβ to be predominantly localized in the basal cell epithelial compartment and to a lesser extent in the stromal. Many reports, including this, suggest a negative role of ERβ expression on PCa prognosis24,25,26,27,28. There have also been reports of a tumor promoting role of ERβ, especially in PCa metastasis23,25,26. This may indicate ERβ to exert various effects at different stages of PCa development. However, several publications have delivered contradictory reports on the protective role of ERβ in PCa, e.g., loss of ERβ as cancer progresses20,22,23. Supporting our findings, Zellweger et al. reported that increased ERβ expression in hormone naïve PCa (HNPC) was associated with a worse outcome24. Possible reason for the adverse effect of ERβ has previously been described. Yang et al. reported that non-androgenic proliferation of PCa can occur through estrogen-mediated activation of AR in complex with ERβ and proline-, glutamic acid- and leucine rich protein 1 (PELP1), an AR cofactor known for its proto-oncogenic abilities27. It has also been reported a correlation between ERβ and Cyclin D1 in hormone-naïve PCa patients39, a protein with known proliferative function.

Recently, several ERβ isoforms have been isolated and different functions of these isoforms have been hypothesized, including several with tumor promoting abilities25,26,40. Recent evidence suggests that subtype ERβ2 promotes migration and invasion of cancer cells in addition to cell proliferation, whereas ERβ1 has tumor-suppressing effects26. Further evidence suggest ERβ2 to be a functional modulator of ERα and ERβ126. Considering the strong correlation between ER subtypes in TS, the hypothesis of an interaction and regulation between these receptors is strengthened. Our study and several previous publications, has not investigated ERβ isoforms. This is, however, an important topic for future research and could explain some of the previous diverging results regarding ERβ.

Our study demonstrated a wide distribution of aromatase in stromal and epithelial cells of both benign and malignant prostate tissue. Aromatase has previously been detected in both epithelial and stromal tissue, but agreement regarding its compartmental expression is however currently lacking9,10,11. There are limited recent studies investigating the expression of aromatase in various prostatic tissue compartments, with respect to PCa pathogenesis. However, two studies observed a positive association between aromatase and PCa recurrence31,41, contradicting our findings. Genetic polymorphism in the gene encoding aromatase, CYP191A, has also been a topic of interest. There have been reports, however with equivocal results, indicating that different single nucleotide polymorphism (SNPs) in CYP191A influences PCa risk and survival14,16. This association is however disputed by others15. It is not evident how increased aromatization can exert a beneficial mechanism in PCa. Besides the role of SNPs and aromatase in PCa, an explanation may be a local depletion of testosterone due to the shuttling of testosterone towards estrogen production. This could in turn decrease stimulation of the AR.

By detecting aromatase expression in the PCa specimens, in addition to the strong correlation between aromatase and the ERs in TS and TE, we confirm a local production of estrogens in PCa and its stimulation of the local receptors. This indicates estrogens’ ability to directly act upon the prostate gland, not only thorough negative feedback on the hypothalamic-pituitary-gonadal axis. This is of particular interest since it is still unresolved whether locally produced or circulating hormones effect PCa more42.

There are several factors that may explain some of the discrepancies regarding these hormonal biomarkers. The reproducibility of prognostic biomarker studies is always a challenge43. The cohorts are different, the tissue handling and fixation are different, the lab procedures for biomarker detection (in this case IHC) are different and details on intraprostatic localization of scoring and the biomarker expression analyses are different. Considering the extent of discrepancy in the large number of publications available, a systematic review/meta-analysis with subsequent validation of the most promising studies is highly warranted. The heterogenous nature of the prostate, the different downstream responses to stimulation of stromal or epithelial receptors, respectively, the stromal-epithelial interactions, and the crosstalk between the ARs, ERαs and ERβs are all factors complicating attempts to decipher roles of the different sex steroid hormones in PCa pathogenesis. This complexity is demonstrated by contradicting results between human PCa samples24,25 and PCa cell line studies11,20,41. As an example, several preclinical studies have described protective effects of selective estrogen-receptor modulators (SERM) on PCa through the activation of ERβ44,45. However, this mechanism has to our knowledge never been effectively adapted in the clinic. This is also the case for studies investigating ERα blockage and aromatase inhibitors12,13,46.

In the present study, ERs and aromatase emerged as potential prognostic biomarkers for PCa in addition to other well-established markers. This is demonstrated by the significant impacts in the multivariate analyses (Table 4). In addition, we observed that our markers added prognostic value (4–12% reduced 10-year CFFS in low versus high expression subgroups) even within each pathological stage (Table 3). With additional confirmation, it is likely that this can be adapted to at least a sub-group of PCa patients in the future.

Conclusion

We found both ERs and aromatase to be significantly and independently associated to PCa outcome. In TS, a high expression of ERα was associated with increased CFFS and PCDFS, while a high expression of ERβ was associated with reduced BFFS. In addition, high aromatase expression in both TS and TE was favorable with respect to BFFS and CFFS, respectively. For CFFS, the impact of these markers added prognostic relevance within each stage group. This knowledge may be valuable for the development of future prognostic biomarkers in PCa, but further validation is warranted before clinical application.

Additional Information

How to cite this article: Grindstad, T. et al. Estrogen receptors α and β and aromatase as independent predictors for prostate cancer outcome. Sci. Rep. 6, 33114; doi: 10.1038/srep33114 (2016).

Supplementary Material

Supplementary Information
srep33114-s1.pdf (870.2KB, pdf)

Acknowledgments

We wish to thank Magnus Persson, (Department of Clinical Pathology, University Hospital of Northern Norway), and Mona Pedersen (UiT The Arctic University of Norway) for their devoted laboratory work. This study was supported by grants from the Northern Norway Regional Health Authority (Helse Nord- HF). Funding number 30125/30012. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

Footnotes

Author Contributions All authors have made substantial contributions to conception and design in addition to revision and final approval of the article. In addition, special contributions have been made by T.G., K.S., S.A., N.N., T.D., L.-T.B., R.M.B. and E.R. in analysis and interpretation of data. S.A., N.N. and Y.N. made a special contribution to acquisition of data and S.F., M.R.K., E.R. and T.G. to conduction of experiments.

References

  1. Ferlay J. et al. Cancer incidence and mortality worldwide: Sources, methods and major patterns in GLOBOCAN 2012. International Journal of Cancer 136, E359–E386 (2015). [DOI] [PubMed] [Google Scholar]
  2. Huggins C. & Hodges C. V. Studies on prostatic cancer. The Journal of Urology 167, 948–951 (2002). [PubMed] [Google Scholar]
  3. Huggins C., Re S. Jr. & Cv H. Studies on prostatic cancer: Ii. the effects of castration on advanced carcinoma of the prostate gland. Archives of Surgery 43, 209–223 (1941). [Google Scholar]
  4. Cano P., Godoy A., Escamilla R., Dhir R. & Onate S. A. Stromal-epithelial cell interactions and androgen receptor-coregulator recruitment is altered in the tissue microenvironment of prostate cancer. Cancer Research 67, 511–519 (2007). [DOI] [PubMed] [Google Scholar]
  5. Bono J. S. D. et al. Abiraterone and Increased Survival in Metastatic Prostate Cancer. The New England journal of medicine 364, 1995–2005 (2011). [DOI] [PMC free article] [PubMed] [Google Scholar]
  6. Ryan C. J. et al. Abiraterone in metastatic prostate cancer without previous chemotherapy. The New England journal of medicine 368, 138–148 (2013). [DOI] [PMC free article] [PubMed] [Google Scholar]
  7. Beer T. M. et al. Enzalutamide in Metastatic Prostate Cancer before Chemotherapy. The New England journal of medicine 371, 424–433 (2014). [DOI] [PMC free article] [PubMed] [Google Scholar]
  8. Scher H. I. et al. Increased survival with enzalutamide in prostate cancer after chemotherapy. The New England journal of medicine 367, 1187–1197 (2012). [DOI] [PubMed] [Google Scholar]
  9. Hiramatsu M. et al. Aromatase in hyperplasia and carcinoma of the human prostate. Prostate 31, 118–124 (1997). [DOI] [PubMed] [Google Scholar]
  10. Takase Y. et al. Expression of enzymes involved in estrogen metabolism in human prostate. J Histochem Cytochem 54, 911–921 (2006). [DOI] [PubMed] [Google Scholar]
  11. Negri-Cesi P., Colciago A., Poletti A. & Motta M. 5α-Reductase isozymes and aromatase are differentially expressed and active in the androgen-independent human prostate cancer cell lines DU145 and PC3. Prostate 41, 224–232 (1999). [DOI] [PubMed] [Google Scholar]
  12. Santen R. J. et al. Use of the aromatase inhibitor anastrozole in the treatment of patients with advanced prostate carcinoma. Cancer 92, 2095–2101 (2001). [DOI] [PubMed] [Google Scholar]
  13. Smith M. R. et al. Selective aromatase inhibition for patients with androgen-independent prostate carcinoma: A phase II study of letrozole. Cancer 95, 1864–1868 (2002). [DOI] [PubMed] [Google Scholar]
  14. Kanda S. et al. Effects of functional genetic polymorphisms in the CYP19A1 gene on prostate cancer risk and survival. Int J Cancer 136, 74–82 (2015). [DOI] [PubMed] [Google Scholar]
  15. Travis R. et al. CYP19A1 genetic variation in relation to prostate cancer risk and circulating sex hormone concentrations in men from the Breast and Prostate Cancer Cohort Consortium. Cancer Epidemiol Biomarkers Prev 18, 2734–2744 (2009). [DOI] [PMC free article] [PubMed] [Google Scholar]
  16. Montgomery R. B. et al. Maintenance of intratumoral androgens in metastatic prostate cancer: A mechanism for castration-resistant tumor growth. Cancer Research 68, 4447–4454 (2008). [DOI] [PMC free article] [PubMed] [Google Scholar]
  17. Cox R. L. & Crawford E. D. Estrogens in the treatment of prostate cancer. The Journal of urology 154, 1991–1998 (1995). [PubMed] [Google Scholar]
  18. Kuiper G. G., Enmark E., Pelto-Huikko M., Nilsson S. & Gustafsson J. A. Cloning of a novel receptor expressed in rat prostate and ovary. Proc Natl Acad Sci USA 93, 5925–5930 (1996). [DOI] [PMC free article] [PubMed] [Google Scholar]
  19. Attia D. M. A. & Ederveen A. G. H. Opposing roles of ERα and ERβ in the genesis and progression of adenocarcinoma in the rat ventral prostate. Prostate 72, 1013–1022 (2012). [DOI] [PubMed] [Google Scholar]
  20. McPherson S. J. et al. Estrogen receptor-beta activated apoptosis in benign hyperplasia and cancer of the prostate is androgen independent and TNFalpha mediated. Proceedings of the National Academy of Sciences of the United States of America 107, 3123–3128 (2010). [DOI] [PMC free article] [PubMed] [Google Scholar]
  21. Ricke W. A. et al. Prostatic hormonal carcinogenesis is mediated by in situ estrogen production and estrogen receptor alpha signaling. The FASEB journal: official publication of the Federation of American Societies for Experimental Biology 22, 1512–1520 (2008). [DOI] [PubMed] [Google Scholar]
  22. Horvath L. G. et al. Frequent loss of estrogen receptor-beta expression in prostate cancer. Cancer research 61, 5331–5335 (2001). [PubMed] [Google Scholar]
  23. Leav I. et al. Comparative studies of the estrogen receptors beta and alpha and the androgen receptor in normal human prostate glands, dysplasia, and in primary and metastatic carcinoma. The American journal of pathology 159, 79–92 (2001). [DOI] [PMC free article] [PubMed] [Google Scholar]
  24. Zellweger T. et al. Estrogen receptor β expression and androgen receptor phosphorylation correlate with a poor clinical outcome in hormone-naive prostate cancer and are elevated in castration-resistant disease. Endocrine-related cancer 20, 403–413 (2013). [DOI] [PubMed] [Google Scholar]
  25. Leung Y.-K. et al. Estrogen receptor beta2 and beta5 are associated with poor prognosis in prostate cancer, and promote cancer cell migration and invasion. Endocrine-related cancer 17, 675–689 (2010). [DOI] [PMC free article] [PubMed] [Google Scholar]
  26. Dey P. et al. Estrogen receptors β1 and β2 have opposing roles in regulating proliferation and bone metastasis genes in the prostate cancer cell line PC3. Molecular endocrinology (Baltimore, Md.) 26, 1991–2003 (2012). [DOI] [PMC free article] [PubMed] [Google Scholar]
  27. Yang L. et al. Central role for PELP1 in nonandrogenic activation of the androgen receptor in prostate cancer. Molecular endocrinology (Baltimore, Md.) 26, 550–561 (2012). [DOI] [PMC free article] [PubMed] [Google Scholar]
  28. Royuela M. et al. Estrogen receptors alpha and beta in the normal, hyperplastic and carcinomatous human prostate. The Journal of endocrinology 168, 447–454 (2001). [DOI] [PubMed] [Google Scholar]
  29. Slavin S. et al. Estrogen receptor α in cancer-associated fibroblasts suppresses prostate cancer invasion via modulation of thrombospondin 2 and matrix metalloproteinase 3. Carcinogenesis 35, 1301–1309 (2014). [DOI] [PMC free article] [PubMed] [Google Scholar]
  30. Yeh C.-R. et al. Estrogen receptor α in cancer associated fibroblasts suppresses prostate cancer invasion via reducing CCL5, IL6 and macrophage infiltration in the tumor microenvironment. Molecular Cancer 15, 1–14 (2016). [DOI] [PMC free article] [PubMed] [Google Scholar]
  31. Celhay O. et al. Expression of estrogen related proteins in hormone refractory prostate cancer: association with tumor progression. The Journal of urology 184, 2172–2178 (2010). [DOI] [PubMed] [Google Scholar]
  32. Epstein J. An update of the Gleason grading system. The Journal of urology 183, 433–440 (2010). [DOI] [PubMed] [Google Scholar]
  33. Helpap B. & Egevad L. Modified Gleason grading. An updated review. Histology and histopathology 24, 661–666 (2009). [DOI] [PubMed] [Google Scholar]
  34. Eble J. N., Sauter G., Epstein J. I. & Sesterhenn I. A. World Health Organization classification of tumours. Pathology & genetics of tumours of the urinary system and male genital organs. Lyon, France: IARC Press (2004). Available at: https://www.iarc.fr/en/publications/pdfs-online/pat-gen/bb7/BB7.pdf (Accessed: 22/10/2015) [Google Scholar]
  35. Andersen S. et al. Disease-specific outcomes of Radical Prostatectomies in Northern Norway; a case for the impact of perineural infiltration and postoperative PSA-doubling time. BMC urology 14, 49 (2014). [DOI] [PMC free article] [PubMed] [Google Scholar]
  36. Bremnes R. M. et al. High-throughput tissue microarray analysis used to evaluate biology and prognostic significance of the E-cadherin pathway in non-small-cell lung cancer. Journal of clinical oncology: official journal of the American Society of Clinical Oncology 20, 2417–2428 (2002). [DOI] [PubMed] [Google Scholar]
  37. Stephenson A. J. et al. Defining Biochemical Recurrence of Prostate Cancer After Radical Prostatectomy: A Proposal for a Standardized Definition. Journal of Clinical Oncology 24, 3973–3978 (2006). [DOI] [PubMed] [Google Scholar]
  38. Daniels G. et al. Decreased expression of stromal estrogen receptor α and β in prostate cancer. American Journal of Translational Research 6, 140–146 (2014). [PMC free article] [PubMed] [Google Scholar]
  39. Nakamura Y. et al. Cyclin D1 (CCND1) expression is involved in estrogen receptor beta (ERβ) in human prostate cancer. Prostate 73, 590–595 (2013). [DOI] [PubMed] [Google Scholar]
  40. Schade G. R. et al. Prostate Cancer Expression Profiles of Cytoplasmic ERβ1 and Nuclear ERβ2 Are Associated with Poor Outcomes following Radical Prostatectomy. The Journal of Urology 195, 1760–1766 (2016). [DOI] [PMC free article] [PubMed] [Google Scholar]
  41. Ellem S. J., Schmitt J. F., Pedersen J. S., Frydenberg M. & Risbridger G. P. Local Aromatase Expression in Human Prostate Is Altered in Malignancy. Journal of Clinical Endocrinology and Metabolism 89, 2434–2441 (2004). [DOI] [PubMed] [Google Scholar]
  42. Severi G. et al. Circulating steroid hormones and the risk of prostate cancer. Cancer epidemiology, biomarkers & prevention: a publication of the American Association for Cancer Research, cosponsored by the American Society of Preventive Oncology 15, 86–91 (2006). [DOI] [PubMed] [Google Scholar]
  43. Huber F. et al. Comprehensive validation of published immunohistochemical prognostic biomarkers of prostate cancer-what has gone wrong? A blueprint for the way forward in biomarker studies. British journal of cancer 112, 140–148 (2015). [DOI] [PMC free article] [PubMed] [Google Scholar]
  44. Rossi V. et al. Raloxifene induces cell death and inhibits proliferation through multiple signaling pathways in prostate cancer cells expressing different levels of estrogen receptor α and β. Journal of Cellular Physiology 226, 1334–1339 (2011). [DOI] [PubMed] [Google Scholar]
  45. Kim I. Y. et al. Raloxifene, a selective estrogen receptor modulator, induces apoptosis in androgen-responsive human prostate cancer cell line LNCaP through an androgen-independent pathway. Cancer Research 62, 3649–3653 (2002). [PubMed] [Google Scholar]
  46. Hariri W., Sudha T., Bharali D. J., Cui H. & Mousa S. A. Nano-Targeted Delivery of Toremifene, an Estrogen Receptor-α Blocker in Prostate Cancer. Pharmaceutical Research 32, 2764–2774 (2015). [DOI] [PubMed] [Google Scholar]

Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Supplementary Information
srep33114-s1.pdf (870.2KB, pdf)

Articles from Scientific Reports are provided here courtesy of Nature Publishing Group

RESOURCES