Abstract
Premature fusion of the cranial sutures (craniosynostosis), affecting 1 in 2000 newborns, is treated surgically in infancy to prevent adverse neurologic outcomes. To identify mutations contributing to common non-syndromic midline (sagittal and metopic) craniosynostosis, we performed exome sequencing of 132 parent-offspring trios and 59 additional probands. Thirteen probands (7%) had damaging de novo or rare transmitted mutations in SMAD6, an inhibitor of BMP – induced osteoblast differentiation (p<10−20). SMAD6 mutations nonetheless showed striking incomplete penetrance (<60%). Genotypes of a common variant near BMP2 that is strongly associated with midline craniosynostosis explained nearly all the phenotypic variation in these kindreds, with highly significant evidence of genetic interaction between these loci via both association and analysis of linkage. This epistatic interaction of rare and common variants defines the most frequent cause of midline craniosynostosis and has implications for the genetic basis of other diseases.
DOI: http://dx.doi.org/10.7554/eLife.20125.001
Research Organism: Human
eLife digest
The bones in the front, back and sides of the human skull are not fused to one another at birth in order to allow the brain to double in size during the first year of life and continue growing into adulthood. However, one in 2,000 infants is born with a condition called craniosynostosis in which some of these bones have already fused. This fusion prevents the skull from growing properly, and can lead to the brain becoming compressed. As such, surgeons routinely undo the fusion in these infants to allow the brain and skull to grow normally.
Eighty-five percent of craniosynostosis cases occur in infants with no other abnormalities, (called non-syndromic cases) and most have no other affected family member. It has therefore been unclear whether these infants have craniosynostosis due to a genetic or non-genetic cause. If the cause is genetic, it is also not clear whether a mutation in a single gene, the combined effects of many genes, or something in between is responsible.
Now, by focusing on a group of 191 infants with premature fusion of bones joined at the midline of the skull, Timberlake et al. asked if any of the approximately 20,000 genes in the human genome were altered more frequently in these infants than would be expected by chance. This search revealed that rare mutations that disable one copy of a gene called SMAD6 in combination with a common DNA variant near another gene called BMP2 account for about 7% of infants with midline forms of craniosynostosis. These genes are both known to regulate how bones form, which explains how the mutation of these genes could lead to craniosynostosis.
In all cases, the parents of these children were unaffected. This was typically because one parent had only the SMAD6 mutation while the other had only the common BMP2 variant; the transmission of both to their offspring resulted in craniosynostosis. The finding that a rare mutation’s effect is strongly modified by a common variant from another site in the genome is unprecedented. These findings will allow doctors to counsel families about the risk of having additional children with craniosynostosis.
Timberlake et al. next plan to study more patients with craniosynostosis to identify additional genes that contribute to this disease. They will also look at other diseases to see whether the combination of rare mutation and common DNA variant could be behind other unexplained disorders.
Introduction
The cranial sutures are not fused at birth, allowing for doubling of brain volume in the first year of life and continued growth through adolescence (Persing et al., 1989). The metopic suture normally closes between 6 and 12 months, while the sagittal, coronal, and lambdoid sutures typically fuse in adulthood (Persing et al., 1989; Weinzweig et al., 2003). Premature fusion of any of these sutures can result in brain compression and suture-specific craniofacial dysmorphism (Figure 1). Studies of syndromic forms of craniosynostosis, each with prevalence of ~1/60,000 to 1/1,000,000 live births and collectively accounting for 15–20% of all cases, have implicated mutations in more than 50 genes (Twigg and Wilkie, 2015; Flaherty et al., 2016). For example, mutations that increase MAPK/ERK signaling (e.g. FGFR1-3 (Twigg and Wilkie, 2015; Flaherty et al., 2016), ERF [Twigg et al., 2013]) cause rare syndromic coronal or multisuture craniosynostosis, while mutations that perturb SMAD signaling (e.g. TGFBR1/2 [Loeys et al., 2005], SKI [Doyle et al., 2012], RUNX2 [Mefford et al., 2010; Javed et al., 2008]) cause rare syndromes involving the midline (sagittal and metopic) sutures. While the detailed pathophysiology of premature suture fusion has not been elucidated, aberrant signaling in cranial neural crest cells during craniofacial development has been suggested as a common mechanism (Mishina and Snider, 2014; Komatsu et al., 2013).
Despite success in identifying the genes underlying rare syndromic craniosynostosis, mutations in these genes are very rarely found in their non-syndromic counterparts (Boyadjiev and International Craniosynostosis Consortium, 2007). Non-syndromic craniosynostosis of the midline sutures account for 50% of all craniosynostosis (Slater et al., 2008; Greenwood et al., 2014). A GWAS of non-syndromic sagittal craniosynostosis has implicated common variants in a segment of a gene desert ~345 kb downstream of BMP2, and within an intron of BBS9; these risk alleles have unusually large effect (odds ratios > 4 at each locus) (Justice et al., 2012). Nonetheless, rare alleles with large effect have not been identified to date in non-syndromic sagittal or metopic craniosynostosis. We considered that the often sporadic occurrence of non-syndromic craniosynostosis might frequently be attributable to de novo mutation or incomplete penetrance of rare transmitted variants.
Results
Exome sequencing of non-syndromic midline craniosynostosis
We recruited a cohort of 191 probands with non-syndromic midline craniosynostosis, including 132 parent-offspring trios and 59 probands with one parent, along with selected extended family members (see Materials and methods). All probands had undergone reconstructive surgery for either isolated sagittal (n = 113), metopic (n = 70) or combined sagittal and metopic (n = 8) craniosynostosis. Seventeen kindreds had 1 to 3 additional affected family members, including 7 parents, 12 siblings, 3 aunts/uncles and 4 more distant relatives of probands. DNA was prepared from buccal swab samples. Exome sequencing was performed as described in Materials and methods; summary data are shown in Supplementary file 1A. Variants were called using the GATK pipeline (see Materials and methods) and de novo mutations in parent-offspring trios were called using TrioDeNovo (Wei et al., 2015). The impact of identified missense variants on protein function was inferred using MetaSVM (Dong et al., 2015). All de novo calls were verified by in silico visualization of aligned reads (Figure 2—figure supplement 1), and all calls contributing to significant results for individual genes were verified by direct Sanger sequencing.
We identified a total of 144 de novo mutations, providing a de novo mutation rate of 1.64 × 10–8 per base pair, and 1.09 de novo mutations in the coding region per offspring, consistent with prior experimental results and expectation (Ware et al., 2015; Homsy et al., 2015) (Table 1). Comparison of the observed distribution of mutation types to the expected from the Poisson distribution demonstrated significant enrichment of protein-altering mutations, predominantly accounted for by an excess of damaging missense mutations (MetaSVM D-mis; 28 observed D-mis compared to 14.5 expected, p=1.0 × 10–3, 1.93-fold enrichment), with a corresponding paucity of silent mutations (21 compared to 40.4 expected, p=3.0 × 10–4). From the difference in the observed vs. expected number of de novo protein-altering mutations per subject, we infer that these de novo mutations contribute to ~15% of non-syndromic midline craniosynostosis.
Table 1.
Observed | Expected | Enrichment | p-value | |||
---|---|---|---|---|---|---|
Class | # | #/subject | # | #/subject | ||
All mutations | 144 | 1.09 | 142.8 | 1.08 | 1.01 | 0.47 |
Synonymous | 21 | 0.16 | 40.4 | 0.31 | 0.52 | 3.0 × 10−4 |
Protein altering | 123 | 0.93 | 102.4 | 0.78 | 1.17 | 0.03 |
Total missense | 110 | 0.83 | 89.7 | 0.68 | 1.23 | 0.02 |
T-mis | 82 | 0.62 | 75.2 | 0.57 | 1.09 | 0.23 |
D-mis | 28 | 0.21 | 14.5 | 0.11 | 1.93 | 1.0 × 10−3 |
Loss of function (LOF) | 13 | 0.10 | 12.7 | 0.10 | 1.03 | 0.50 |
LOF + D-mis | 41 | 0.31 | 27.1 | 0.21 | 1.51 | 7.8 × 10−3 |
#, number of de novo mutations in 132 subjects; #/subject, number of de novo mutations per subject; Damaging and tolerated missense called by MetaSVM (D-mis, T-mis respectively); Loss of function denotes premature termination, frameshift, or splice site mutation. For mutation classes with enrichment compared to expectation, p-values represent the upper tail of the Poisson probability density function. For mutation classes in which we observed a paucity of mutations compared to expectation, p-values represent the lower tail.
De novo and transmitted mutations in SMAD6
Analysis of de novo mutation burden revealed that a single gene, SMAD6, harbored three de novo mutations, including two inferred loss of function (LOF) mutations (p.Q78fs*41 and p.E374*) and one D-mis mutation (p.G390C). All three were heterozygous and occurred in families in which the proband was the sole affected member. Two de novo mutations occurred in probands and one occurred in an unaffected mother of a proband (Figure 2). All three de novo mutations were confirmed by Sanger sequencing of PCR amplicons containing the putative mutation (Figure 2—figure supplement 2). TTN, which encodes the largest human protein, was the only other gene with more than one protein altering de novo mutation, and both of these were predicted by MetaSVM to encode tolerated variants (p.I3580M, p.T19373S). From the prior probability of de novo mutation of each base in SMAD6 and the impact on the encoded protein (Samocha et al., 2014), the probability of seeing at least two de novo LOFs and one missense mutation by chance in a cohort of this size was 3.6 × 10–9 (Table 2). Similarly, observing two or more de novo LOF mutations in any gene in this cohort was not expected by chance (p=8.4 × 10–3, see Materials and methods). Lastly, SMAD6 is not unusually mutable, as we found no de novo SMAD6 mutations in 900 control trios comprising healthy siblings of individuals with autism (Iossifov et al., 2014; O'Roak et al., 2011; Sanders et al., 2012). These findings provide highly significant evidence implicating damaging mutations in SMAD6 as a cause of midline suture craniosynostosis.
Table 2.
Gene(s) | Mutations | Number of observed mutations | Number of expected mutations | p value |
---|---|---|---|---|
SMAD6 | Loss of function | 2 | 0.00026 | 3.31 × 10−8 |
SMAD6 | Missense | 1 | 0.0046 | 4.67 × 10−3 |
SPRY1, SPRY2, SPRY3, SPRY4 | Nonsense, splice site, frameshift | 2 | 0.001193 | 7.11 × 10−7 |
Probabilities calculated from the Poisson distribution using DenovolyzeR. The probability of observing at least 2 LOF and 1 missense mutation in SMAD6 was 3.6 ×10−9 via Fisher’s method.
We next considered the total burden of rare (prospectively specified allele frequency in ExAC database <2 × 10–5) LOF and D-mis mutations in each gene in probands. Among 191 probands, we found 1135 rare LOF and 3156 rare damaging (LOF + D-mis) alleles. The probability of the observed number of rare variants in each gene occurring by chance was calculated from the binomial distribution after adjusting for the length of each gene; Q-Q plots comparing the observed and expected P-value distributions are shown in Figure 3. The observed distribution conforms closely to expected with the exception of SMAD6. The expected number of rare LOF alleles in SMAD6 in probands was 0.05, and the observed number was 8 (p=1.1 × 10–15, 156-fold enrichment). Similarly, there were 13 rare damaging variants in SMAD6 compared to 0.14 expected (p=1.3 × 10–21, 91.4-fold enrichment). All of these SMAD6 variants were confirmed by direct Sanger sequencing (Figure 2—figure supplement 2). All were heterozygous and different from one another (Figure 2—source data 1); 11 were absent among >105 alleles in the ExAC database, while two were previously seen, each once in ExAC (p.E407* and p.R465C, ExAC allele frequencies 9.0 × 10–6 and 9.4 × 10–6 respectively). The results for SMAD6 remain highly significant after excluding de novo mutations and only analyzing transmitted variants (Figure 3—figure supplement 1), demonstrating a significant contribution of both de novo and transmitted variants (Table 3). The fact that eight of the 13 rare heterozygous damaging variants in SMAD6 seen in our cohort are frameshift (n = 5) or premature termination (n = 3) mutations, which are distributed throughout the encoded protein (Figure 2a), strongly supports haploinsufficiency as the mechanism of the genetic contribution of SMAD6 to craniosynostosis.
Figure 3. Quantile-quantile plots of observed versus expected p-values comparing the burden of rare LOF and damaging (LOF + D-mis) variants in protein-coding genes in craniosynostosis cases.
Rare (allele frequency <2 × 10–5 in the ExAC03 database) loss of function (LOF) and damaging missense (D-mis) variants were identified in 191 probands. The probability of the observed number of variants in each gene occurring by chance was calculated from the total number of observed variants and the length of the coding region of each gene using the binomial test. The distribution of observed P-values compared to the expected distribution is shown. (a) Q-Q plot for rare LOF variants in each gene from a total of 1135 LOF variants identified in probands. The distribution of observed p-values closely conforms to expectation with the exception of SMAD6, which shows p=1.1 × 10–15 and 156-fold enrichment in cases. (b) Q-Q plot for rare damaging (LOF + D-mis) variants in each gene from a total of 3156 damaging variants in probands. Again, SMAD6 deviates greatly from the expected distribution, with p<10–20 and 91-fold enrichment.
DOI: http://dx.doi.org/10.7554/eLife.20125.012
Figure 3—figure supplement 1. Quantile-quantile plots comparing all transmitted, damaging variants in protein-coding genes in 191 probands with midline craniosynostosis to the expected binomial distribution.
Figure 3—figure supplement 2. Principal-component analysis of 191 probands and 3337 European autism controls.
Figure 3—figure supplement 3. Quantile-quantile plot of observed versus expected p-values comparing the burden of damaging (LOF + D-mis) variants in protein-coding genes in craniosynostosis cases and controls.
Table 3.
Observed | Expected | Enrichment | p-value | |
---|---|---|---|---|
De novo LOF and D-mis | 3 | 0.0049 | 612 | 3.6 × 10−9 |
Transmitted LOF and D-mis | 10 | 0.1404 | 71.2 | 7.0 × 10−16 |
Total | 13 | 0.1453 | 89.5 | 1.4 × 10−22 |
LOF, loss of function; D-mis, damaging missense variants per MetaSVM; The total number of SMAD6 variants expected in this cohort was calculated by summing the expected number of de novo and transmitted variants. P-value combining probabilities from de novo and transmitted protein damaging SMAD6 variants was determined by Fisher’s method.
Lastly, we compared the frequency of rare (allele frequency <2 × 10–5 in the ExAC database) damaging (LOF + D-mis) variants in all genes in 172 European probands and 3337 unrelated European controls, who were parents of autism probands sequenced to a similar depth of coverage and analyzed in a similar fashion (see Materials and methods, Supplementary file 1A). European ancestry was determined by principal component analysis of exome sequence data (Figure 3—figure supplement 2). Q-Q plots showed that the observed distribution of Fisher’s exact statistics comparing the frequency of damaging variants in cases and controls closely corresponded to the expected distribution, again with the exception of SMAD6, in which cases showed enrichment of damaging variants (p=6.3 × 10–8) and LOF variants (p=5.7 × 10–6) (Figure 3—figure supplement 3). Significant enrichment was also seen in comparison to European NHLBI and ExAC controls (Figure 3—source data 1). The odds ratios for association of all damaging variants in SMAD6 in cases vs. controls was consistent across control cohorts, ranging from 26.9 to 35.1; the odds ratios for LOFs ranged from 102.6 to infinity (owing to zero LOF’s in autism controls).
Aside from SMAD6, no other single gene approached genome-wide significance in these analyses of dominant alleles. Analysis of recessive genotypes, considering alleles with frequency <10–3, identified no genes with more than one rare recessive genotype.
Collectively, the significant burden of both de novo and rare transmitted mutations, along with significant association results in case-control analysis provide extremely strong evidence that rare damaging SMAD6 alleles impart large effects on risk of non-syndromic midline craniosynostosis.
SMAD6 mutations were significantly more frequent in kindreds with any metopic craniosynostosis (10 of 78, 12.8%) compared to those with isolated sagittal craniosynostosis (3 of 113, 2.7%; p=8.1 × 10–3 by Fisher’s exact test, odds ratio 5.3). These results suggest that mutations in SMAD6 confer greater risk for metopic suture closure. We found no significant correlation between the type of mutation (LOF vs. D-mis) or location within the gene of SMAD6 mutation and phenotypic class (Table 4).
Table 4.
Total # kindreds | Total # SMAD6 mutations (%) | # LOF (%) | |
---|---|---|---|
Sagittal | 113 | 3 (2.7) | 2 (1.8) |
Metopic | 70 | 7 (10) | 3 (3.9) |
Sagittal and Metopic | 8 | 3 (37.5) | 3 (37.5) |
Total | 191 | 13 (6.8) | 8 (4.2) |
Interestingly, transmitted SMAD6 mutations were significantly enriched in kindreds with familial craniosynostosis, accounting for 4 of 17 kindreds with more than one affected subject (p=0.02, Fisher’s exact test; odds ratio 5.6). In these kindreds, all four additional affected subjects carried the SMAD6 mutation found in the proband (Figure 2).
SMAD6 is a member of the inhibitory-SMAD family. Activation of BMP receptors leads to phosphorylation of receptor SMADs, which can complex with SMAD4, translocate to the nucleus and partner with RUNX2 to induce transcription of genes that promote osteoblast differentiation (Javed et al., 2008; Hata et al., 1998) (Figure 4a). This process is inhibited by SMAD6 binding to phosphorylated receptor SMADs, forming an inactive complex. SMAD6 also inhibits BMP signaling by complexing with the ubiquitin ligase SMURF1, which ubiquitylates BMP receptors, receptor SMADs and RUNX2, leading to their proteasomal degradation (Figure 4b) (Murakami et al., 2003). This pathway plays a well-established role in the development of the cranial vault and closure of cranial sutures. In mice, constitutive activity of BMPR1A in cranial neural crest results in SMAD-dependent development of metopic craniosynostosis (Komatsu et al., 2013), and genetic deficiency for the SMAD inhibitor SMURF1 causes midline craniosynostosis (Shimazu et al., 2016). Similarly, duplication of RUNX2 causes syndromic metopic craniosynostosis in humans (Mefford et al., 2010). Lastly, SMAD6 knockout mice are born with domed skulls and show anomalous bone deposition in the metopic suture; they also show an augmented and prolonged response to BMP2 stimulation (Estrada et al., 2011; Retting, 2008). These findings are consistent with haploinsufficiency as the mechanism of SMAD6 mutations in craniosynostosis, with loss of the inhibitory effect of SMAD6 promoting increased BMP signaling and premature closure of sutures.
Figure 4. SMAD6 inhibits osteoblast differentiation by inhibiting BMP-mediated SMAD signaling (Salazar et al., 2016).
(a) BMP ligands activate BMP receptors, leading to phosphorylation of receptor-regulated SMADs (R-SMADs), which complex with SMAD4 and enter the nucleus, cooperating with RUNX2 to induce osteoblast differentiation. SMAD6 inhibits this signal by competing with SMAD4 for binding to R-SMADs, preventing nuclear translocation. (b) SMAD6 also cooperates with SMURF1, an E3 ubiquitin ligase, to induce ubiquitin-mediated proteasomal degradation of R-SMADs, BMP receptor complexes, and RUNX2.
We explored our kindreds for other mutations in this signaling pathway. Interestingly, we identified one de novo D-mis mutation in SMURF1 in a proband with sporadic metopic craniosynostosis (Figure 5).
Figure 5. A de novo variant identified in SMURF1.
(a) Sanger sequence electropherogram of a PCR product amplified from the genomic DNA of a proband with metopic craniosynostosis, confirming a de novo R468W mutation in SMURF1, a SMAD6 binding partner. (b) Patient photographs of the proband, who presented with trigonocephaly and mild orbital abnormalities. 3D CT reconstruction demonstrates metopic craniosynostosis, trigonocephaly, and a patent sagittal suture.
Incomplete penetrance of SMAD6 mutations explained by a common variant near BMP2
Within the 13 kindreds harboring rare damaging SMAD6 variants, all 17 affected subjects had the SMAD6 mutation found in the proband (Figure 2). Nonetheless, SMAD6 mutations showed striking incomplete penetrance. In particular, zero of 10 parental SMAD6 mutation carriers had a diagnosis of, or showed evidence of craniosynostosis. Examination of Illumina read counts and Sanger sequence traces provided no suggestion that the mutations were mosaic in unaffected parents (mean/median of 52.9%/52.4% variant reads in transmitting parents, respectively; range 37.3% to 71.4%). There was no significant effect of gender on penetrance. From the data in these kindreds, the penetrance of SMAD6 mutations is estimated at 24% following exclusion of probands, who were ascertained for the presence of disease (57% if probands are included). The striking absence of craniosynostosis among transmitting parents suggests the possibility of purifying selection, with subjects having craniosynostosis less likely to have offspring.
We considered whether inheritance at other genetic loci might account for the striking incomplete penetrance of SMAD6 mutations in these kindreds. A previous GWAS of non-syndromic sagittal craniosynostosis implicated common variants ~345 kb downstream of the closest gene, BMP2 (encoding bone morphogenetic protein 2), with unusually large effect size (e.g., rs1884302, with risk allele frequency of 0.34 and odds ratio of 4.6). BMP2 is a ligand for BMP receptors upstream of SMAD signaling (Salazar et al., 2016) and is an inducer of osteogenesis. We posited that risk alleles at this locus might increase the penetrance of SMAD6 mutations by increasing BMP2 levels and further increasing SMAD signaling. Genotypes for rs1884302 are shown in Figure 2 and provide strong evidence of epistatic interaction between SMAD6 and BMP2 alleles. Fourteen individuals had both a SMAD6 mutation and the rs1884302 risk allele; 100% of these had craniosynostosis. In contrast, 16 subjects had a SMAD6 mutation but no rs1884302 risk allele; only 3 of these individuals (19%) had craniosynostosis. Lastly, 0 of 18 members of these kindreds who had only the rs1884302 risk allele had craniosynostosis. The relationship of these two genotypes to craniosynostosis in these kindreds was highly significant (p=1.4 × 10–10 by the Freeman-Halton extension of Fisher’s exact test; Table 5).
Table 5.
SMAD6/BMP2 Genotypes | Craniosynostosis (+) | Craniosynostosis (−) |
---|---|---|
SMAD6 (+) / BMP2 risk allele (+) | 14 | 0 |
SMAD6 (+) / BMP2 risk allele (−) | 3 | 13 |
SMAD6 (−) / BMP2 risk allele (+) | 0 | 18 |
All members of kindreds found to have a mutation in SMAD6 were included. SMAD6(+) indicates the presence of a heterozygous LOF or D-mis allele. The reported BMP2 risk allele is ‘C’ at risk locus rs1884302, found within a gene desert ~345kb downstream of BMP2. p=1.4 × 10−10 by the Freeman-Halton extension of Fisher’s exact test. Odds ratio in favor of disease was incalculable due to the absence of craniosynostosis in SMAD6 (−) individuals in these kindreds.
Confining analysis just to subjects with SMAD6 mutation, there was dramatically increased occurrence of craniosynostosis among those with the rs1884302 risk allele compared to those without (p=4.8 × 10–6 by Fisher’s exact test). The presence of the rs1884302 risk allele increased the risk of craniosynostosis >5-fold with a very high odds ratio that includes infinity owing to 100% penetrance among those with risk genotypes at both loci. This two locus contribution is further supported by significant transmission disequilibrium, with rs1884302 risk alleles transmitted from heterozygous parents to affected offspring in 11 of 13 transmissions (p=0.013 by Chi-square, Supplementary file 1B). In sum, inheritance at rs1884302 explains nearly all of the variation in phenotype among subjects with SMAD6 mutations and demonstrates two locus transmission of craniosynostosis.
In contrast, common variants at the BBS9 locus that also showed strong association with midline craniosynostosis in case-control analysis (OR > 4) (Justice et al., 2012) showed no significant interaction with SMAD6 (TDT p=0.89; Supplementary file 1B), demonstrating specificity of the observed interaction of rare variants in SMAD6 and a common variant near BMP2.
Lastly, we compared the joint segregation of rare damaging SMAD6 and common BMP2 risk alleles to the segregation of craniosynostosis in a parametric two locus linkage model in these kindreds (see Materials and methods, Supplementary file 1C). The results provided extremely strong evidence supporting linkage under a two locus model, with a maximum lod score of 7.37 (odds ratio 2.3 × 107:1 in favor of linkage compared to the null hypothesis; family-specific lod scores are shown in Supplementary file 1D). The maximum likelihood model specified 100% penetrance of craniosynostosis when risk alleles at both loci are present, 9% penetrance when only a damaging SMAD6 allele is present, 0.08% or 0.32% penetrance when only one or two BMP2 risk alleles are present, and a 0.02% phenocopy rate, with zero recombination between trait and both marker loci. This two locus model was 1410 – fold more likely than than the best single locus model, in which damaging SMAD6 variants had penetrance of 20%. These results provide extremely strong statistical support for the two locus model by linkage and extends the genetic evidence beyond simple association to linkage within pedigrees, which is not susceptible to potential confounders such as population stratification, and is insensitive to misspecification of allele frequency.
Mutations in MAP kinase regulators
Previous research has implicated increased activity of the MAP kinase/ERK pathway in craniosynostosis (Twigg et al., 2013; Shukla et al., 2007). We identified one de novo LOF in both SPRY1 and SPRY4, developmental regulators of the MAP kinase/ERK pathway; these variants comprised two of only 11 de novo LOFs other than those in SMAD6. The SPRY4 mutation (p.E160*) arose de novo in a proband with sagittal craniosynostosis and no family history (Figure 6a). The SPRY1 mutation (p.Q6fs*8) was de novo in a woman with mild cranial dysmorphism who did not undergo surgery, and was transmitted to both of her children, who both had sagittal craniosynostosis (Figure 6b). The probability of observing two or more de novo LOF mutations in any of the 4 Sprouty genes by chance in this cohort surpassed genome-wide significance (p=7.1 × 10–7, Table 2). Consistent with a role for SPRY1 haploinsufficiency, a de novo microdeletion that included SPRY1 has previously been reported in a child with sagittal craniosynostosis (Fernández-Jaén et al., 2014). Moreover, in mice with TWIST1 haploinsufficiency, a model of syndromic craniosynostosis, overexpression of SPRY1 prevents suture fusion (Connerney et al., 2008). Lastly, protein altering de novo mutations were also identified in other regulators and mediators of MAP kinase signaling, including RASAL2, DUSP5, MAP3K8, KSR2, RPS6KA4, and RGS3. 5 of 6 occurred in probands with sagittal craniosynostosis (Table 1—source data 1). Determining the significance of these findings will require further study.
Figure 6. De novo loss-of-function mutations in Sprouty genes.
(a) Pedigree and Sanger sequencing traces for kindred SAG150, demonstrating a de novo nonsense mutation in SPRY4 (p.E160*) in the proband. (b) Pedigree and Sanger sequencing traces in a kindred with a de novo SPRY1 frameshift mutation (p.Q6fs*8) that was transmitted to two affected offspring.
Discussion
These findings implicate a two locus model of inheritance in non-syndromic midline craniosynostosis via epistatic interactions of rare heterozygous SMAD6 mutations and common risk alleles near BMP2. There is extremely strong evidence implicating each locus independently, along with highly significant evidence from both analysis of association and linkage that the risk of craniosynostosis is markedly increased in individuals carrying risk alleles at both loci compared to those with only a single risk allele at either locus. Rare damaging variants in SMAD6 alone impart very large effects on disease risk with low penetrance, with inheritance at BMP2 explaining nearly all of the variation in occurrence of craniosynostosis seen among SMAD6 mutation carriers. The results support a threshold effect model, with quantitative increases in SMAD signaling resulting from reduced inhibition of SMAD signaling by SMAD6, owing to haploinsufficiency (strongly supported by a plethora of LOF variants distributed across SMAD6), along with a putative increase in SMAD signaling owing to increased BMP2 expression via the risk SNP rs1884302 leading to accelerated closure of midline sutures. Consistent with this model, as articulated previously, substantial prior evidence in mouse and human has implicated BMP signaling via SMADs in closure of the midline sutures, and SMAD6 in inhibiting this pathway. Moreover, consistent with the common variant near BMP2 modifying BMP2 expression, duplication of a nearby limb-specific enhancer increased BMP2 expression, leading to a Mendelian limb defect (Dathe et al., 2009). While the genetic data provide unequivocal support for the role of these two loci in midline craniosynostosis, and for haploinsufficiency as the mechanism of SMAD6 contribution, further studies will be necessary to delineate the precise mechanism by which the risk genotypes cause disease.
SMAD6 mutations with and without BMP2 risk alleles account for ~7% of probands in this cohort of non-syndromic midline craniosynostosis. This frequency is much greater than any other genotype causing syndromic midline craniosynostosis (e.g., TGFBR1/2, SKI, RUNX2), which are sufficiently rare that their prevalence has not been well-established. Moreover, because non-syndromic sagittal and metopic craniosynostosis comprise half of all craniosynostoses (Slater et al., 2008; Greenwood et al., 2014), SMAD6/BMP2 genotypes are inferred to account for ~3.5% of all craniosynostosis, and are likely rivaled in frequency only by mutations in FGFR2 as the most frequent cause of all craniosynostoses (Twigg and Wilkie, 2015).
These findings will be of immediate utility in clinical diagnosis and genetic counseling. The combination of a rare damaging SMAD6 mutation plus a common BMP2 risk allele conferred 100% risk of craniosynostosis in our cohort, while those with a SMAD6 mutation but no BMP2 risk allele were at markedly lower risk. Interestingly, these SMAD6 mutation-only cases thus far have all had isolated metopic craniosynostosis (Figure 2). Rare damaging SMAD6 mutations were found in nearly 25% of kindreds with recurrent midline craniosynostosis, and 37.5% of patients with combined sagittal and metopic craniosynostosis in our cohort. The precision of penetrance estimates and prevalence in specific disease subsets will improve with larger sample sizes.
Given the suggestion of a threshold for phenotypic effect, we also considered whether there might be additional SMAD6 alleles that impart phenotypic effect that have a higher frequency than the 2 × 10–5 threshold that we used. We found only one additional SMAD6 damaging allele among parents in our cohort with allele frequency <0.001. Interestingly, this allele, p.E287K, (ExAC frequency 3.3 × 10–5) was transmitted to a proband with sagittal and metopic craniosynostosis along with two doses of the BMP2 risk allele, each inherited from a heterozygous parent.
Considering neurodevelopmental outcomes, 11 of 15 subjects with rare damaging SMAD6 variants who are more than one year of age (and hence can have neurodevelopmental evaluation) had some form of developmental delay (Supplementary file 1E). While early surgical intervention provides the best neurological outcomes (Patel et al., 2014), more than a third of patients with non-syndromic midline craniosynostosis have subtle learning disability (Magge et al., 2002; Shipster et al., 2003; Sidoti et al., 1996). BMP signaling plays an essential role in vertebrate brain development (Bier and De Robertis, 2015), raising the possibility that aberrant BMP signaling could contribute to neurodevelopmental outcome independent of its effect on craniosynostosis. The only other clinical finding observed in more than one subject with SMAD6 mutation was a congenital inguinal hernia in 3 patients (16.7%; Supplementary file 1E).
While SMAD6 was the only single gene showing genome-wide significant burden of de novo mutation, de novo protein-altering mutations are estimated to contribute to ~15% of cases. This estimated fraction is similar to estimates for autism and congenital heart disease, other diseases in which large-scale studies have shown a role for de novo mutations (Homsy et al., 2015; Iossifov et al., 2014; Sanders et al., 2012; Zaidi et al., 2013; De Rubeis et al., 2014). Also like autism and congenital heart disease, few individual genes were implicated after sequencing modest numbers of trios, implying that de novo mutation in a large number of genes are likely to contribute to sagittal and metopic craniosynostosis. This observation strongly supports sequencing substantially larger numbers of non-syndromic patients, an approach that has proved highly productive for discovery of genes and pathways underlying autism and CHD.
Lastly, these results provide a clear example of the epistatic (non-additive) interaction of very rare mutations at one locus with a common variant at a second, unlinked locus. This observation adds to the small number of two locus phenotypes that have been defined with robust genetic data (Lupski, 2012), and suggest that other common variants, particularly those with relatively large effect, may combine with rare alleles at one or more loci to produce genotypes with high penetrance that together may account for a substantial fraction of disease risk.
Materials and methods
Subjects and samples
Participants were ascertained from either the Yale Pediatric Craniofacial Clinic or by responding to an invitation posted on the Cranio Kids- Craniosynostosis Support and Craniosynostosis-Positional Plagiocephaly Support Facebook pages. All participants or their parents provided written informed consent to participate in a study of the genetic causes of craniosynostosis in their family. Inclusion criteria included a diagnosis of sagittal and/or metopic craniosynostosis in the absence of known syndromic forms of disease by a craniofacial plastic surgeon or pediatric neurosurgeon. All probands had undergone reconstructive surgery. Participating family members provided buccal swab samples (Isohelix SK-2S buccal swabs), craniofacial phenotype data, medical records, operative reports, and imaging studies. Written consent was obtained for publication of patient photographs. The study protocol was approved by the Yale Human Investigation Committee Institutional Review Board (IRB).
Control cohorts comprised 3337 previously studied healthy European parents of probands with autism, Europeans found in the NHLBI Exome Sequencing Project database (NHLBI), and Non-Finnish Europeans found in the Exome Aggregation Consortium v0.3 database (ExAC).
Exome sequencing, risk allele genotyping, and analysis
DNA was prepared from buccal swab samples according to the manufacturer’s protocol. Exome sequencing was performed by exon capture using the Roche MedExome or Roche V2 capture reagent followed by 74 base paired-end sequencing on the Illumina HiSeq 2000 instrument as previously described (Zaidi et al., 2013). Samples were barcoded then captured and sequenced in multiplex. Quality metrics are shown in Supplementary file 1A.
Sequence reads were aligned to the GRCh37/hg19 human reference genome using BWA-Mem. Local realignment and quality score recalibration were performed using the GATK pipeline, after which variants were called using the Genome Analysis Toolkit Haplotype Caller. A Bayesian algorithm, TrioDeNovo, was used to call de novo mutations (Wei et al., 2015). VQSR "PASS" variants with ExAC allele frequency ≤0.001 sequenced to a depth of 8 or greater in the proband and 12 or greater in each parent with Phred-scaled genotype likelihood scores >30 and de novo quality scores (log10(Bayes factor)) >6 were considered. Independent aligned reads at variant positions were visualized in silico to remove false calls (Figure 2—figure supplement 1). For de novo calls passing visual inspection, variants receiving the highest de novo genotype quality score (100) were deemed valid. Forty of these de novo mutations were selected at random for validation by bidirectional Sanger sequencing of the proband and both parents; 100% of these tests confirmed de novo mutation in the proband. The observed number of de novo variants identified per trio closely matched the expected Poisson distribution (Supplementary file 1F). All de novo variants named in the main text were confirmed by Sanger sequencing. Transmitted variants were similarly aligned and called as per above. All de novo and transmitted variants were annotated using ANNOVAR (Wang et al., 2010). Allele frequencies of identified variants were taken from the ExAC database. The impact of nonsynonymous variants was predicted using the MetaSVM rank score, with scores greater than 0.83357 serving as a threshold for predicting that the mutation was deleterious (MetaSVM 'D', D-mis) (Dong et al., 2015). For case control burden analysis of all protein coding genes, all GATK VQSR 'PASS' variants were considered.
In assessing the association of known risk alleles near BMP2 and within BBS9 with craniosynostosis in SMAD6 mutation carriers, genotypes for rs1884302 and rs10262453 were determined by direct Sanger sequencing.
All mutations reported in SMAD6, SMURF1, SPRY1, and SPRY4 were confirmed by direct bidirectional Sanger sequencing of the products of PCR amplification of segments containing putative mutations (Figure 2—figure supplement 2, Figure 5, Figure 6). PCR primers are listed in Figure 2—source data 2. Sanger sequencing electropherograms were manually inspected using Geneious after alignment to the reference genome sequence in GRCh37/hg19.
Burden of de novo mutations
The observed distribution of mutation type was compared to pre-computed expected values across the exome using Poisson statistics as described (Ware et al., 2015; Homsy et al., 2015). Pre-calculated gene-specific mutation probabilities were used to determine the probability of the observed number and type of de novo mutations in SMAD6 occurring by chance using denovolyzeR (Ware et al., 2015; Samocha et al., 2014). To assess the probability of observing 3 protein damaging mutations, P values for observing 2 de novo LOF’s and one de novo missense mutation were combined using the Fisher’s combined probability test. To assess the burden of de novo mutation in Sprouty genes, a gene set was curated in denovolyzeR including: SPRY1, SPRY2, SPRY3, SPRY4. The probability of observing 2 de novo LOF mutations in this gene set was calculated by comparing this number to expectation in denovolyzeR. The probability of observing more than one de novo LOF mutation in any gene in our cohort was determined using a permutation function- denovolyzeMultiHits() (Ware et al., 2015). In total, 13 de novo LOF variants were observed in our cohort. The probability of observing >1 de novo LOF in any gene by chance with a set of 13 mutations was determined by 1 million iterations in which these 13 ‘hits’ were sampled from all genes given the probability of de novo mutation in each (Homsy et al., 2015). The number of times any gene had more than one hit in an iteration was counted, and that number divided by 1 million represented the probability of observing more than one de novo LOF mutation in our cohort.
Contribution of de novo mutation to craniosynostosis
We infer that the number of probands with protein altering de novo mutations (n = 123) in excess of expectation by chance (n = 102.4) represents the number of subjects in whom these mutations confer craniosynostosis risk (n = 20.6). Comparing this fraction to the total number of trios (20.6/132) yields the fraction of patients in our cohort in whom we expect these mutations contribute to disease: ~15.6%.
Binomial test
The observed distribution of rare (ExAC frequency <2 × 10–5) LOF and D-mis alleles was compared to the expected distribution using the binomial test. The total number of LOF and D-mis alleles in 191 probands was tabulated, totaling 1135 LOF alleles and 2021 D-mis alleles (3156 total damaging alleles). The expected number of variants in each gene was calculated from the proportion of the exome comprising the coding region of each gene multiplied by the total number of alleles identified in cases. Enrichment was calculated as the number of observed mutations divided by the expected number.
Transmission disequilibrium test
We used a transmission disequilibrium test to compare the transmission (M1) and non-transmission (M2) of BMP2 and BBS9 risk alleles (rs1884302 and rs10262453 respectively) to affected offspring in kindreds with SMAD6 mutations. We tested for deviation from the expected transmission value of 50% by the binomial Chi-square test with 1 Df.
Case vs. control comparison
A fisher exact test was used to compare the prevalence of LOF or LOF+D-mis variants in 172 craniosynostosis probands and 3337 controls, the latter comprising the unaffected parents of offspring with autism. Controls were exome sequenced on the Roche V2 capture reagent followed by sequencing on the Illumina platform (Sanders et al., 2012; Krumm et al., 2015; Iossifov et al., 2012). All control BAM files were processed with sequences aligned and variants called in parallel to aforementioned cases. Cases and controls, on average, both had ~94–95% of targeted bases read 8 or more times (Supplementary file 1A). We restricted cases and controls to European (CEU) ancestry using the EIGENSTRAT program, which compared single nucleotide polymorphism (SNP) genotypes from case and control subjects with individuals of known ancestry in HapMap3 (Frazer et al., 2007) (Figure 3—figure supplement 2). To avoid bias, exons analyzed were restricted to those that intersected between the Roche V2 and MedExome capture reagents. For genes with more than 1 LOF or D-mis variant in cases, aligned reads were visualized in silico at all variant positions in both cases and controls. For genes displaying p<0.005, we compared the burden of mutated alleles in cases to European subjects in the NHLBI ESP and ExAC databases. The total number of alleles evaluated per gene was taken as the median of the allele numbers reported for all positions across a gene in NHLBI and ExAC respectively (Figure 3—source data 1).
Two locus linkage analysis
Parametric two locus linkage analysis was performed comparing the segregation of rare damaging SMAD6 alleles and common BMP2 risk alleles at rs1884302 to the segregation of craniosynostosis in kindreds harboring rare damaging SMAD6 variants. Risk alleles at both loci were specified as showing zero recombination with underlying trait loci; risk/penetrance of each two locus genotype was estimated from their values at the maximum likelihood (Supplementary file 1C). A phenocopy rate of 0.02% was specified from estimates of disease prevalence and the fraction of disease attributable to risk genotypes. Likelihood ratios of the observed results occurring under the specified model vs. the alternative of chance were calculated for each kindred, converted to lod scores (Supplementary file 1D) and the sum of lod scores across all kindreds was calculated. For kindreds (n = 2) with missing parental genotypes, the likelihood ratio of observed genotypes in offspring occurring under the parametric model compared to chance was estimated from ethnic-specific BMP2 genotype frequencies and frequencies of rare damaging SMAD6 alleles in missing parental genotypes. The likelihood ratio of the best two locus model was compared to that of the best single locus model considering only the segregation of rare damaging SMAD6 variants.
Kinship analysis
Kinship analysis was performed for all probands and controls using Plink. All trio structures were confirmed with parent-offspring pairs having PiHat values of 0.45–0.55.
URLs
GATK: (https://www.broadinstitute.org/gatk); TrioDeNovo: (http://genome.sph.umich.edu/wiki/Triodenovo); DenovolyzeR: (http://denovolyzer.org); Plink: (http://pngu.mgh.harvard.edu/~purcell/plink); MetaSVM/ANNOVAR: (http://annovar.openbioinformatics.org); NHLBI ESP: (http://evs.gs.washington.edu/EVS); ExAC03: (http://exac.broadinstitute.org); Geneious: (www.geneious.com). Isohelix Buccal Swab DNA isolation: (http://www.isohelix.com/wp-content/uploads/2015/09/BuccalFixIsoKit.pdf).
Accession codes
Whole-exome sequencing data have been deposited in the database of Genotypes and Phenotypes (dbGaP) under accession phs000744. NCBI RefSeq accessions for all named genes are listed in Table 1—source data 1.
Acknowledgements
We are enormously grateful to the study participants and their families for their invaluable role in this study, to the Cranio Kids- Craniosynostosis Support Group and the Craniosynostosis-Positional Plagiocephaly Support Group for posting our invitations to participate on their Facebook pages, to the staff of the Yale Center for Genome Analysis for expert performance of exome sequencing, and to Lynn Boyden for helpful discussions. Supported by the Yale Center for Mendelian Genomics (NIH M#UM1HG006504-05), the Maxillofacial Surgeons Foundation/ASMS (M#M156301), the NIH Medical Scientist Training Program (NIH/NIGMS T32GM007205), and the Howard Hughes Medical Institute.
Funding Statement
The funders had no role in study design, data collection and interpretation, or the decision to submit the work for publication.
Funding Information
This paper was supported by the following grants:
National Institutes of Health Medical Scientist Training Program, NIH/NIGMS T32GM007205 to Andrew T Timberlake, Samir Zaidi.
Howard Hughes Medical Institute to Andrew T Timberlake, Jungmin Choi, Samir Zaidi, Carol Nelson-Williams, Erin Loring, Richard P Lifton.
American Society of Maxillofacial Surgeons M#M156301 to Eric D Brooks, John A Persing.
Yale Center for Mendelian Genomics NIH M#UM1HG006504-05 to Kaya Bilguvar, Irina Tikhonova, Shrikant Mane.
Additional information
Competing interests
The authors declare that no competing interests exist.
Author contributions
ATT, Recruited and enrolled patients, collected genetic specimens, performed SNP genotyping and Sanger sequencing, performed genetic analyses, wrote the manuscript.
JC, Performed genetic analyses.
SZ, Performed genetic analyses.
QL, Performed genetic analyses.
CN-W, Performed SNP genotyping and Sanger sequencing, performed genetic analyses.
EDB, Recruited and enrolled patients, collected genetic specimens.
KB, Directed exome sequence production.
IT, Directed exome sequence production.
SM, Directed exome sequence production.
JFY, Recruited and enrolled patients, collected genetic specimens.
RS-M, Contributed clinical evaluations.
SP, Contributed clinical evaluations.
EGZ, Contributed clinical evaluations.
EL, Recruited and enrolled patients.
CC, Collected genetic specimens.
AG, Recruited and enrolled patients.
PWH, Collected genetic specimens.
DMS, Contributed clinical evaluations.
MLD, Contributed clinical evaluations.
CCD, Contributed clinical evaluations.
KAP, Recruited and enrolled patients.
HZ, Performed genetic analyses.
JAP, Conceived, designed, and directed study, contributed clinical evaluations.
RPL, Conceived, designed, and directed the study, performed genetic analyses, wrote the manuscript.
Ethics
Human subjects: All participants or their parents provided written informed consent to participate in a study of genetic causes of craniosynostosis in their family. Written consent was obtained for publication of patient photographs. The study protocol was approved by the Yale Human Investigation Committee Institutional Review Board.
Additional files
Major datasets
The following dataset was generated:
Andrew T Timberlake,Jungmin Choi,Samir Zaidi,Qiongshi Lu,Carol Nelson-Williams,Eric D Brooks,Kaya Bilguvar,Irina Tikhonova,Shrikant Mane,Jenny F Yang,Rajendra Sawh-Martinez,Sarah Persing,Elizabeth G Zellner,Erin Loring,Carolyn Chuang,Amy Galm,Peter W Hashim,Derek M Steinbacher,Michael L DiLuna,Charles C Duncan,Kevin A Pelphrey,Hongyu Zhao,John A Persing,Richard P Lifton,2016,Yale Center for Mendelian Genomics,http://www.ncbi.nlm.nih.gov/projects/gap/cgi-bin/study.cgi?study_id=phs000744.v2.p1,Publicly available at dbGaP (accession no: phs000744)
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