Abstract
Smoking is one of the most prevalent dependence disorders. Previous studies have detected structural and functional deficits in smokers. However, few studies focused on the changes of resting state functional connectivity (RSFC) of the brain regions with structural deficits in young adult smokers. Twenty-six young adult smokers and 26 well-matched healthy non-smokers participated in our study. Voxel-based morphometry (VBM) and RSFC were employed to investigate the structural and functional changes in young adult smokers. Compared with healthy non-smokers, young smokers showed increased gray matter (GM) volume in the left putamen and decreased GM volume in the left anterior cingulate cortex (ACC). Moreover, GM volume in the left ACC has a negative correlation trend with pack-years and GM volume in the left putamen was positively correlated with pack-years. The left ACC and putamen with abnormal volumes were chosen as the regions of interest (ROIs) for the RSFC analysis. We found that smokers showed increased RSFC between the left ACC and right amygdala and between the left putamen and right anterior insula. We revealed structural and functional deficits within the frontostriatal circuits in young smokers, which may shed new insights into the neural mechanisms of smoking.
Keywords: smoking, voxel-based morphometry (VBM), resting state, functional connectivity, anterior cingulate cortex, putamen
Introduction
Smoking related diseases cause more than 1 million yearly deaths in China (http://www.chinacdc.cn/). The latest national survey of smoking announced by the Chinese Center for Disease Control and Prevention in 2015, reported the smoking prevalence of people aged 15 years or older as 52.1% for males and 2.7% for females in China (http://www.chinacdc.cn/). Nowadays, China is the largest producer and consumer of tobacco in the world with 3.16 billion smokers including 14 million young smokers1 (Yu et al., 2011). The age period from late adolescence to adulthood is associated with the highest prevalence of cigarette smoking, which is also a time of continued brain development that may be affected by environmental perturbations such as nicotine exposure through cigarettes (Yu et al., 2016). Compared with older adult smokers, the frontal lobes of young adult smokers are undergoing a complex and prolonged developmental course from late adolescence through early adulthood which are involved in many higher-order cognitive functions (Taylor et al., 2014). Previous studies found that the white matter (WM) changes in smokers was nonlinear during adolescence to adulthood, which may suggest that developmental maturation of WM was stimulated by nicotine and the development of the frontal lobes was thus affected (Barnea-Goraly et al., 2005; Ashtari et al., 2007; Yu et al., 2016). Meanwhile, previous studies indicated that people who start smoking at an early age are more likely to become life-long smokers and are more susceptible to nicotine addiction than adults (Taioli and Wynder, 1991; O’Loughlin et al., 2003; White et al., 2009; Health and Services, 2012). Smoking during this special period may cause structural and functional changes in the brain and promote nicotine dependence for life (DeBry and Tiffany, 2008; Dwyer et al., 2009). Thus, it is extremely important to understand the neural mechanisms of smoking in young adult smokers.
Previous smoking studies revealed that the frontostriatal circuits played critical roles in reward and cognitive control pathways (Feil et al., 2010; Kober et al., 2010; Ma et al., 2010; Tomasi and Volkow, 2013; Motzkin et al., 2014; Jin et al., 2016; Yuan et al., 2016a, b). The structural and functional changes associated with the frontostriatal circuits in smokers have been investigated in previous studies (Bi et al., 2016; Feng et al., 2016; Li et al., 2016; Yuan et al., 2016a, b). Compared with healthy non-smokers, smokers showed decreased gray matter (GM) volumes in several brain regions, including the anterior cingulate cortex (ACC), prefrontal cortex (PFC), orbitofrontal cortex (OFC), cerebellum, thalamus and insula (Gallinat et al., 2006; Zhang et al., 2011; Kühn et al., 2012; Morales et al., 2012; Pan et al., 2013; Fritz et al., 2014) and increased GM volumes in the insula and putamen (Froeliger et al., 2010; Zhang et al., 2011; Franklin et al., 2014; Details in Supplementary Table S2). Moreover, resting state functional abnormalities in smokers were investigated at intra-regional and inter-regional levels. In more detail, regional changes in the ACC, insula, posterior cingulate cortex (PCC) and superior temporal gyrus (STG) were found by using the regional homogeneity (ReHo) analysis (Tang et al., 2012; Yu et al., 2013; Wu et al., 2015; Li et al., 2016). Increased fractional amplitude of low frequency fluctuation (fALFF) values in the caudate were revealed in our previous study (Feng et al., 2016). Decreased resting state functional connectivity (RSFC) between the ACC and insula as well as the bilateral caudate were reported in previous studies (Bi et al., 2016; Feng et al., 2016; Yuan et al., 2016b). Addicott et al. (2015) found that increased insula connectivity improved smoking abstinence (Details in Supplementary Table S1). However, few studies investigated the RSFC of brain regions with structural deficits in young smokers.
Therefore, we enrolled a relatively homogenous sample of participants in the current study to investigate structural changes between young smokers and healthy non-smokers. Then, the RSFC changes in the brain regions with structural deficits were analyzed. Given that previous smoking studies reported structural and functional changes in the frontostriatal circuits (Feng et al., 2016; Bi et al., 2016; Li et al., 2016; Yuan et al., 2016a, b), we hypothesized that structural and RSFC changes might be found within frontostriatal circuits and are correlated with smoking factors. We hope that our study may provide new insights into the neural mechanisms of smoking by combining structural and functional methods.
Materials and Methods
All procedures were approved by the Medical Ethics Committee of the First Affiliated Hospital of Baotou Medical College, Inner Mongolia University of Science and Technology, and were conducted in accordance with the Declaration of Helsinki. All participants and their legal guardians in our study gave written informed consent after fully understanding the purposes of our study.
Participants
Participants were recruited from local high schools and universities. The young smokers were screened according to the diagnostic criteria of nicotine dependence in the Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-V). Nicotine dependence levels were assessed with the Fagerström Test for Nicotine Dependence (FTND). All smokers used more than 10 Cigarettes Per Day (CPD) in the last 2 years and made no attempt to quit or undergo smoking abstinence longer than 3 months in the past year. Age-, education- and gender-matched healthy non-smokers were also enrolled. None of the healthy non-smokers had smoked more than five cigarettes in their lifetime. In order to avoid the effects of second hand smoke exposure, healthy non-smokers were recruited from non-smoking dormitories and neither of their parents smoked. Our analysis included several exclusion criteria, participants who: (1) have any physical illness assessed according to clinical evaluations and medical records including brain tumors, obstructive lung disease, hepatitis or epilepsy; (2) currently use any medications that may affect the normal activity of the brain; (3) drink alcohol or use drugs without restraint; (4) have a neurological disease; and (5) have claustrophobia. All of the participants were right-handed as measured by the Edinburgh Handedness Inventory.
Finally, we collected 26 young cigarette smokers and 26 age-, education- and gender-matched healthy non-smokers. The expiratory carbon monoxide (CO) levels of all participants were measured using the Smokerlyzer system (Bedfont Scientific Ltd., Rochester, UK). CO level in expired air was verified as ≥10 ppm in smokers and ≤3 ppm in healthy non-smokers. Detailed demographic characteristics are given in Table 1.
Table 1.
Smokers (n = 26) | Non-smokers (n = 26) | |
---|---|---|
Male/female | 26/0 | 26/0 |
Age (years) | 21.42 ± 1.73 | 20.58 ± 1.47 |
Age range (years) | 19–26 | 19–25 |
Levels of Education | 13.92 ± 0.83 | 13.65 ± 0.68 |
Cigarettes Per Day (CPD) | 15.04 ± 4.82 | - |
Age at Start of Smoking | 14.96 ± 3.26 | - |
Years of Smoking | 4.27 ± 2.44 | - |
Pack-Years | 3.55 ± 2.97 | - |
FTND | 4.42 ± 2.20 | - |
Values are expressed as means ± standard deviations. FTND, Fagerström Test for Nicotine Dependence. Pack-years: smoking years × Daily consumption/20.
Data Acquisition
All image data were acquired on a 3T Philips scanner (Achieva; Philips Medical Systems, Best, Netherlands) at the First Affiliated Hospital of Baotou Medical College, Inner Mongolia University of Science and Technology, Baotou, China. The heads of the subjects were restrained with foam pads and positioned carefully with comfortable support. To reduce scanner noise, ear plugs were used during the scan. A high-resolution T1 structural image was acquired using a magnetization prepared rapid acquisition gradient echo (MPRAGE) pulse sequence with a voxel size of 1 mm3 (repetition time (TR) = 8.4 ms; echo time (TE) = 3.8 ms; data matrix = 240 × 240; slices = 176; field of view (FOV) = 240 mm2 × 240 mm2). Then, the resting state functional images were obtained with an echo-planar imaging (EPI) sequence (32 contiguous slices with slice thickness = 5 mm, TR = 2000 ms, TE = 30 ms, flip angle = 90°, FOV = 224 mm2 × 224 mm2, data matrix = 64 × 64 and total volumes = 185). Subjects were instructed to stay awake, keep their eyes closed and not think about anything during the whole scan. After the scan, all of the participants were asked whether they remained awake during the whole procedure. Two expert radiologists examined the images of all participants to exclude any clinically silent lesions.
Data Analysis
T1 images were preprocessed by using Statistical Parametric Mapping 8 (SPM8; Wellcome Department of Cognitive Neurology) and VBM8 toolbox (University of Jena, Department of Psychiatry) implemented in Matlab 7.12.0. Firstly, the T1 images were segmented into three parts including GM, WM, and cerebrospinal fluid (CSF). Then, by using affine registration, the segmented images were transferred into the stereotactic Montreal Neurological Institute (MNI) space. Subsequently, by using high-dimensional DARTEL normalization and Jacobian determinants, the segmented and registered images were normalized and modulated. Finally, GM images were smoothed using an 8 mm full width at half maximum (FWHM) Gaussian kernel (Froeliger et al., 2010; Fritz et al., 2014). In order to examine the difference in GM volume between young smokers and healthy non-smokers, a two-sample t-test with age as a covariate was conducted in SPM (family-wise error (FWE) correction, p < 0.05).
To investigate the relationship between GM volume findings and smoking factors, the regions showing altered volumes in young smokers compared with healthy non-smokers were selected and defined as the regions of interest (ROIs). Then, the mean volumes of these ROIs were extracted by using the Resting State fMRI Data Analysis Toolkit (REST, V1.82; Song et al., 2011). In older to eliminate the influence of age, the partial correlation analysis was analyzed by using the IBM SPSS statistics (version 20.0, SPSS Inc, Chicago, IL, USA).
The resting-state fMRI data were preprocessed by using Data Processing Assistant for Resting-State fMRI (DPARSF, V3.13), which was based on SPM8 and REST V1.8 software (Song et al., 2011). Preprocessing included the following steps. First, remove the first 10 time points of the scanning sessions due to the scanner stability and participants’ adaptation to the scanning environment. Second, perform slice timing due to the acquisition delay between slices. Third, correct for head realignment by using a rigid body transformation. Fourth, transfer into stereotactic MNI space with a resampling voxel size of 3 mm × 3 mm × 3 mm. Finally, a 6 mm FWHM Gaussian kernel was used to smooth the images. Additionally, subjects with head motion exceeding 1 mm of movement or 1° rotation in any direction were excluded from the current study (Feng et al., 2016).
The regions showing altered volumes in smokers compared with healthy non-smokers were defined as ROIs. The averaged fMRI time series for total voxels of each ROI was considered as the reference time series. RSFC analysis for each ROI was conducted between the averaged fMRI time series and every other voxel in the whole-brain for each individual’s preprocessed data in a voxel-wise measure by the REST V1.8 software (Song et al., 2011). The resultant r value maps were transformed to approximate Gaussian distribution with a Fisher’s z transformation. Two-sample t-test was applied to compare the RSFC differences between groups in SPM8 (p < 0.05, FWE corrected).
Results
VBM Results
Relative to healthy non-smokers, young smokers showed a significantly decreased GM volume in the left ACC and increased GM volume in the left putamen (Figures 1A,B). The GM volume in the left ACC had a negative correlation trend with pack-years (Figure 1C; r = −0.358, p = 0.079), but not a significant correlation. The GM volume in the left putamen was positively correlated with pack-years (Figure 1C; r = 0.450, p = 0.024).
Resting-State Results
Compared with healthy non-smokers, young smokers showed increased functional connectivity between the left ACC and right amygdala and between the left putamen and right anterior insula (Figure 2). No regions showed significant decreased functional connectivity with the left ACC and left putamen in young smokers.
Discussion
People who start smoking early are more likely to become life-long smokers. The study of smokers during adolescence and early adulthood may improve our understanding of the neural mechanisms of smoking. In the present study, we investigated structural and functional changes in young smokers compared with healthy non-smokers by combining Voxel-based morphometry (VBM) and RSFC methods. VBM provides local structural changes of GM volume between young adult smokers and nonsmokers (Ashburner and Friston, 2000). Moreover, RSFC provides inter-regional functional changes between brain regions during resting state (Bi et al., 2016). By combining VBM and RSFC methods, functional connectivity changes in brain regions with structural deficits in young adult male smokers were investigated, which may provide more evidence about the neural mechanisms of smoking. Compared with healthy non-smokers, young smokers showed decreased GM volumes in the left ACC and increased GM volumes in the left putamen. The GM volume in the left ACC had a negative correlation trend with pack-years, but not a significant correlation. The GM volume in the left putamen was positively correlated with pack-years. Moreover, smokers showed increased RSFC between the left ACC and right amygdala and between the left putamen and right anterior insula.
Structural differences within frontostriatal circuits between young smokers and healthy non-smokers were reported in previous studies (Froeliger et al., 2010; Yu et al., 2011; Pan et al., 2013; Fritz et al., 2014; Li et al., 2015). Consistent with previous findings in smoking (Froeliger et al., 2010; Pan et al., 2013; Franklin et al., 2014; Fritz et al., 2014), young smokers showed a decreased GM volume in the left ACC and increased GM volume in the left putamen (Figures 1A,B). As a key part of frontostriatal circuits, the ACC was related to cognitive and emotional processing based on evidence from electrical stimulation, electroencephalography, positron emission tomography (PET), functional MRI (fMRI) and lesion studies (Bush et al., 2000; Allman et al., 2001). The activation of the ACC was correlated with craving for smoking, which may be related to the urge of smoking (Kober et al., 2010; Li et al., 2013). Decreased activation of the ACC was associated with resisting cravings in response to cigarette cues and was involved in emotional regulation dysfunction in smokers (Brody et al., 2007; Fritz et al., 2014).
The putamen is a critical part of the reward pathway (Das et al., 2012). Hyperactivity of the putamen in smokers was reported when exposed to environmental cues triggering craving (Brody et al., 2002; McClernon et al., 2005; Yuan et al., 2016b). Particularly, the putamen is critical for the development of nicotine addiction, and a high concentration of nicotinic acetylcholine receptors (nAChR) in the putamen makes it a potential target for nicotine (Das et al., 2012). Moreover, the GM volume in the left ACC has a negative correlation trend with pack-years, but not a significant correlation. The GM volume in the left putamen was positively correlated with pack-years (Figure 1C), which may be a biomarker of the cumulative effect of smoking.
Furthermore, RSFC changes were investigated in brain regions with structural deficits in our study. Compared with healthy non-smokers, young smokers showed increased functional connectivity between the left ACC and right amygdala and between the left putamen and right anterior insula (Figure 2). RSFC may provide inter-regional functional changes by measuring the temporal correlation strength between the intrinsic fluctuations observed in spatially distinct brain regions during resting state (Biswal et al., 1995; Fox and Raichle, 2007). Previous studies reported changes in RSFC between the ACC-striatum and ACC-insula, which may serve as a circuit-level biomarker for smoking (Hong et al., 2009; Bi et al., 2016; Feng et al., 2016; Yuan et al., 2016b). The amygdala is a key node of the dopamine circuits in addiction (Goldstein and Volkow, 2002). The amygdala is involved in the association of discrete stimuli that respond to emotionally evocative stimuli, which is a particularly important topic in smoking (Everitt and Robbins, 2005). Chase et al. (2011) found that the involvement of the amygdala was associated with the development of nicotine dependence. Compared to neutral cues, amygdala reactivity was higher to smoking-related cues, and the absolute regional cerebral blood flow (rCBF) changes in the bilateral amygdala were positively correlated with abstinence-induced craving (Toselli et al., 2015). Young smokers showed significantly decreased GM volume in the left ACC, and the RSFC between the left ACC and right amygdala was increased. A possible explanation might be associated with compensation mechanism of neurons, which might maintain a relatively normal cognitive function by increasing the RSFC of the ACC-amygdala circuit. Previous studies confirmed deficits in cognitive processing supported by the PFC, which may be compensated by increased activity in that particular compensatory region (Voytek et al., 2010; Hou et al., 2016; Sitek et al., 2016). We hypothesize that this compensatory mechanism might explain the brain activity which forces the amygdala into overdrive and therefore increases craving.
Additionally, we found increased functional connectivity between the left putamen and right anterior insula in young adult smokers. Naqvi et al. (2007) reported that damage to the insula disrupted smoking behavior in stroke patients, which supports a critical role for the insula in the maintenance of smoking addiction. Previous studies found that increased insula connectivity might be associated with improved smoking abstinence (Janes et al., 2010; Addicott et al., 2015). The anterior insula is a key component of the salience network (SN) and maintains a variety of foundational capacities fundamental to cognitive function (Dosenbach et al., 2007; Larson-Prior et al., 2009). Meanwhile, the anterior insula is structurally and functionally connected to the ACC, dorsal lateral PFC (DLPFC), ventromedial PFC (VMPFC), amygdala and striatum, because these regions are commonly implicated in craving and in the ability to control the urge to smoke (Mesulam and Mufson, 1982; Kober et al., 2010; Deen et al., 2011; Li et al., 2013). For instance, young smokers showed decreased RSFC between the anterior insula and ACC, VMPFC, amygdala, DLPFC and dorsal striatum (Bi et al., 2016). Particularly, the insula has been proven to have a high density of nAChRs within the human cerebral cortex (Picard et al., 2013). Therefore, the insula may be more vulnerable to the addictive effects of nicotine, which are related to aberrant processing of cognitive control and craving in smokers. The inter-regional changes in the frontostriatal circuits affected the response to the addictive substance, which may maintain the compulsiveness to nicotine and form a vicious cycle of nicotine addiction (Goldstein and Volkow, 2002). The changes in the RSFC between the ACC-amygdala and putamen-insula may be modified by smoking and serve as a circuit-level biomarker with structural deficits.
Limitations
The Chinese Center for Disease Control and Prevention found that men have about 20 times the incidence of smoking compared to women4. Taking into account the social acceptance of female smokers, they were reluctant to provide relevant information and participate in research. Considering the clear gender effect of smokers’ GM changes (Kühn et al., 2012; Franklin et al., 2014), an important limitation of the present study is only including young male subjects. It is unclear whether our findings generalize to young female subjects. Thus, we need further studies to investigate the gender effect in smokers.
Conclusion
In the present study, we found structural changes in the ACC and putamen accompanied by RSFC changes. The findings may provide new insights into the structural and functional changes within the frontostriatal circuits of young smokers. We hope the findings may improve the understanding of neural mechanisms in smoking.
Author Contributions
LB, DY, KY and XL conceived and designed the experiments; KY, SS, YM, LL, JZ and BL performed the experiments; DY, KY, LB, YG, YL and YB analyzed the data; LB, DY and KY wrote the article; KMD and TX provided critical revision of the manuscript for important intellectual content. All authors critically reviewed the content and approved the final version for publication.
Funding
This article is supported by the Project for the National Key Basic Research and Development Program (973) under Grant Nos. 2014CB543203, 2011CB707700, 2012CB518501, the National Natural Science Foundation of China under Grant Nos. 81301281, 81571753, 81571751, 81401488, 61179019, 81401478, 81271644, 81271546, 81271549, 81470816, 81471737, the Natural Science Basic Research Plan in Shaanxi Province of China under Grant No. 2014JQ4118, the Fundamental Research Funds for the Central Universities under the Grant Nos. JB151204, JB121405, the Natural Science Foundation of Inner Mongolia under Grant No. 2014BS0610, 2015MS0604, the Innovation Fund Project of Inner Mongolia University of Science and Technology Nos. 2015QNGG03, 2014QDL002, and the General Financial Grant from the China Post-doctoral Science Foundation under Grant No. 2014M552416.
Supplementary Material
The Supplementary Material for this article can be found online at: http://journal.frontiersin.org/article/10.3389/fnhum.2016.00494
Conflict of Interest Statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Footnotes
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