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. Author manuscript; available in PMC: 2016 Oct 24.
Published in final edited form as: Genet Med. 2016 Apr 21;18(12):1218–1225. doi: 10.1038/gim.2016.36

Research participant interest in primary, secondary and incidental genomic findings

Intentions to receive genomic research results

Jennifer T Loud 1, Renee C Bremer 1, Phuong L Mai 1, June A Peters 1, Neelam Giri 1, Douglas R Stewart 1, Mark H Greene 1, Blanche P Alter 1, Sharon A Savage 1
PMCID: PMC5074919  NIHMSID: NIHMS769800  PMID: 27101135

Abstract

Purpose

To define the frequency with which adult research participants consent to be offered clinically-validated research genetic test results (RR) and incidental findings (IF).

Methods

Consents were obtained from 506 adults enrolled in one of three studies within NCI’s Clinical Genetics Branch’s Familial Cancer Research Program. A cross-sectional analysis was performed on the choices indicated on study consents regarding receipt of RR and IF.

Results

Ninety-seven percent opted to receive RR and IF. Participants who declined (N=16) included: 2 cancer survivors who were mutation positive (1=RR and 1=both), 8 who knew their primary mutation status (3=RR; 4=IF; 1= both), 3 non-bloodline relatives (1=RR; 2=both), 1 untested but with the syndromic phenotype (1=IF), and 2 parents of an affected child (2=both). We speculate that these individuals either already had sufficient information, were not prepared to learn more, or felt that the information wouldn’t change their personal healthcare decision-making.

Conclusions

Adult research participants from families at high genetic risk of cancer overwhelmingly indicated their preference to receive both RR and IF. Future research will seek to identify the reasons for declining RR and IF and to study the impact of receipt of RR and IF on personal medical decision-making.

Keywords: Intentions to receive research genetic results, incidental findings, secondary findings, next- generation sequencing, whole exome sequencing, whole genome sequencing, familial cancer syndromes, genetic testing, genetic counseling, informed consent, Li-Fraumeni Syndrome (LFS), Inherited Bone Marrow Failure Syndromes (IBMFS), Familial Testicular Cancer (FTC), Fanconi Anemia, Dyskeratosis Congenita, Diamond Blackfan Anemia

INTRODUCTION

The use of next-generation sequencing technologies (most commonly, whole exome sequencing (WES) and whole genome sequencing (WGS)) in research into the etiology of familial cancer syndromes has led to the identification of rare highly-penetrant genetic variants responsible for the increased rates of cancers in highly-selected families.1 At the same time, this technology has resulted in the identification of incidental and secondary findings with uncertain or known clinical utility.2 “Incidental findings” are generally understood to comprise findings unrelated to the primary intent of a specific test that are “stumbled upon” in the course of analyzing research data; they may be either “anticipateable” or “unanticipateable”.3 Secondary findings are defined as variants in genes that are not the primary focus of a specific test, but which are specifically, deliberately analyzed because they have been defined a priori as potentially medically actionable genetic loci (not necessarily related to the disorder under study) that are unavoidably interrogated when using diagnostic whole genome and whole exome sequencing.3 There is a growing belief in the genetics and ethics communities that investigators must at least consider disclosing such abnormalities to those being tested, since this information is potentially of great importance in their general medical care and that of their relatives.

Position statements from the American College of Medical Genetics and Genomics (ACMG) recommend that laboratories performing clinical sequencing: (a) obtain written informed consent regarding how these findings will be handled (after a discussion of the interpretive uncertainty, privacy and the potential impact on other family members), (b) seek out and report “pathogenic variants that may predispose to a severe but preventable outcome” to individuals being tested that are detected in specific classes or types of genes,4 (c) follow the same policy in children as in adults, and (d) offer parents of tested children the option to decline incidental and secondary findings disclosure.5 EuroGenTest and the European Society of Human Genetics recently presented guidelines for diagnostic next-generation sequencing, including a rating system for diagnostic tests. The rating system provides information relevant to the coverage and diagnostic yield and aims to allow comparison of testing offered between different laboritories.6

The acquisition of next generation sequencing clinical data and its interpretation has resulted in an active, unresolved debate as to whether there is a similar obligation to screen for and report incidental and secondary findings to research study participants. This is based upon the idea that some specific results might be medically actionable, i.e., knowledge of their presence could significantly alter management and future health of the individual. The dominant view among genomic researchers, genomic health professionals and the public supports the return of all genomic research results (i.e., when a causative gene is identified as the basis for the disorder being studied, as a secondary finding or as an incidental finding) when there is perceived clinical utility and when the research result has been validated in a CLIA-certified laboratory, even when these stakeholders did not expect researchers to deliberately screen for incidental and secondary findings in the research setting.7

There exist only limited data (primarily from small studies) regarding adult participants’ interest in and intention to receive research genetic test results (RR), incidental findings (IF) and secondary findings (SF) obtained from WES and WGS for use by themselves and their relatives. A study of motivation among adults to participating in WGS research (n=322) identified altruism and the expectation that the genetic research will improve the understanding of the etiology of disease, leading to the development of treatments for disease, to be the main motivating factors for research participation.8 Adult participants enrolled in the National Human Genome Research Institute’s (NHGRI) ClinSeq study expressed nearly universal intention (294/311; 95%) to receive all types of genetic test results, including carrier status and results with no known clinical utility, in the hope that this information would help either themselves or their relatives improve their health outcomes.9 Similar to previous reports, adults (n=35) undergoing personal WGS/WES indicated they would like to receive all WGS/WES results (94%), including the raw data (89%), while, at the same time, expressing worry about the emotional impact and the privacy of the results.10 On the other hand, in adults referred for clinical diagnostic sequencing, a greater number declined to consent to receipt of at least one category of secondary finding (e.g., a recessive trait, a cancer predisposition syndrome, an adult-onset disease predisposition, or an early-onset disease) for themselves (6/38; 16%) and for their children(7/162; 4%).11 In a population-based study of sarcoma patients, their spouses and selected family members (n=1200), evaluating attitudes towards genomic and incidental findings from genetic research,12 approximately 60% thought favorably about genetic testing for an inherited condition and virtually all the participants were receptive to receiving IF where there was clinical utility. In another study, adult patients (13/19; 68%), who were clinically diagnosed with Lynch Syndrome (LS) and who previously received uninformative LS genetic results (i.e., high tumor microsatellite instability in absence of mismatch repair protein expression by immunohistochemistry, or family history suggestive of LS, or uninformative comprehensive testing of the LS-associated genes) indicated that they would like to undergo WES testing and receive all possible results from WES, even variants of unknown significance.13

Findings related to parents’ motivations and intentions to receive genetic research results for their children are somewhat more varied. In one study, parents (25/25; 100%) were interested in disclosure if the genetic abnormality was the cause of their child’s condition and if that condition was treatable. They were interested in disclosure of secondary variants only when the associated condition was treatable or preventable. However, fewer (10/25; 40%) wanted to learn about secondary variants for untreatable conditions. Six parents did not want to learn any results, nine were ambivalent or placed restraints on the type of information being disclosed, and thirteen wanted to learn if they were carriers of an autosomal recessive trait.14 In an online survey of parents’ (n=219) interest in obtaining multiplex genetic testing of their children for diverse common adult-onset diseases, all enrolled participants were inclined to have their children tested despite the lack of evidence of benefit in children.15 Finally, parental uptake of genetic testing of TP53, the tumor suppressor gene mutated in Li-Fraumeni syndrome, was high for children (159/172 families; 92%), with 137/144 (95%) uptake in families for diagnostic testing (to learn if their family carried a pathogenic TP53 variant) and 22/28 (79%) for predictive testing (to learn if a family member carried the specific TP53 variant already known to exist in their family).16

Study Aims

We conducted a cross sectional analysis of study subjects’ responses to define the frequency with which adult clinical research participants consented to being offered clinically-validated, research genetic test results (RR) and incidental findings (IF) among members of families at high genetic risk of cancer who were participants in a familial cancer research program. We developed the consents for each research study in 2012, before the distinction between “incidental” and “secondary” findings was clearly articulated in the literature.3 Therefore we defined two groups of research findings within the consents: (1) primary genetic research results (RR) (i.e., both new genes relevant to the condition being studied and genetic modifiers), and (2) other genetic findings as incidental findings (IF). We assumed that adult participants, who had enrolled in research studies designed to discover the underlying genetic basis of a rare hereditary syndrome, or improve cancer detection methods in rare cancer syndromes, would want to receive all types of genetic results, including clinically-validated, incidental genetic findings that were not the primary focus of our research.

MATERIALS AND METHODS

Study Population

The National Cancer Institute (NCI), Clinical Genetic Branch’s Familial Cancer Research Program contained several studies actively accruing family members including: the Li Fraumeni Syndrome Study (LFS, NCI Protocol 11-C-0255; NCT-01443468; http://lfs.cancer.gov), Inherited Bone Marrow Failure Syndromes (IBMFS, NCI Protocol 02-C-0052; NCT-00027274; http://marrowfailure.cancer.gov) and Familial Testicular Cancer (FTC, NCI Protocol #02-C-0178;NCT-00034424; http://familial-testicular-cancer.gov./CGB.html). Probands, spouses and their relatives (either affected or unaffected with the relevant syndrome or cancer, or other targeted disease) were participants in these Institutional Review Board (IRB)-approved longitudinal cohort studies at the NCI, and all subjects provided written informed consent in accordance with Health and Human Services regulation 45 CFR 46. The Clinical Genetics Branch (CGB) integrated specific language soliciting the participants’ preferences for receipt of research and incidental genetic findings into these three consent documents beginning in January 2012 (Text Boxes 1 and 2). Each study participant entered a field study cohort and subsets of the field cohort entered the clinical cohort and were evaluated at the NIH Warren Magnuson Clinical Center. Members of the study team obtained consent from participants after a detailed discussion of the study, including its aims, benefits and risks. Participants were offered a tiered approach to indicating whether or not they wished to receive primary genetic RR or IF. The participants were also provided the opportunity to decline future re-contact, thereby limiting their direct participation to the initial visit. However, our research participants rarely declined future re-contact and none of the participants in this analysis declined future re-contact. The consent document informed the participant that CGB’s policy is to offer (but not require) return of RR and IF which have clinical utility after verifying the genetic alteration in a CLIA laboratory. Once those two conditions were met, the CGB research team would contact participants to inform them that a genetic finding that may be of clinical interest to them has been identified. Participants are offered the option to decline disclosure during initial consent and again at time of re-contact. If they agree to learn more about the RR or IF, they are offered the opportunity to obtain genetic education, counseling, clinical testing and disclosure. Research consent was obtained either during a clinical visit to the NIH Clinical Center or by telephone consent with study personnel. We obtained informed consent from 506 adult (≥18 years-old) participants enrolled in these three projects between January 2012 and March 2014.

Text Box 1. Consent sample language: Research Results.

Research Results from Genetic Research

In the course of this study, we might identify a genetic change that is felt to alter the cancer risk associated with XXX in such a way that may potentially change clinical management. If such a finding is found and a clinical test for it is available, we will send you a letter to inform you of the finding. The results will need to be confirmed in a clinical laboratory. You can choose to 1) not receive this information at that time, or 2) receive the information but not have clinical testing done, or 3) receive the information and have clinical testing done to determine whether you have this change. Please let us know your preference by initialing one of the following statements:

_[ ]____ I DO NOT want to be contacted if genetic variants which could potentially alter cancer risk associated with XXX are discovered.

_[ ]____ I DO want to be contacted if genetic variants which could potentially alter cancer risk associated with XXX are discovered.

Text Box 2. Consent sample language: Incidental Findings.

Incidental Findings from Whole Genome or Exome Sequencing

One research focus of this study is to look for changes in genetic material (DNA) that could potentially alter cancer risk associated with XXX. In the process of looking for these changes, we might find changes that are not directly related to cancer risk or to XXX, but might be related to other illnesses. These are known as “incidental medical findings”. If we found changes that are known to cause a certain medical condition, or if we found changes that we think are of clinical utility, we will plan to contact you with the information, unless you prefer not to be contacted for such information. Please let us know your preference by initialing one of the following statements:

_[ ]___ I DO NOT want to be contacted if genetic changes with potential health implications unrelated to XXX or cancer risk are discovered.

_[ ]___ I DO want to be contacted if genetic changes with potential health implications unrelated to XXX or cancer risk are discovered. You can choose to not receive the information when you are contacted.

If we find gene changes that are not known to be important at this time, we will not share that information with you.

Assessment of demographics and covariates

Participants completed self-administered questionnaires that captured data on factors that might influence their preference regarding receipt of RF and IF, including: age, race, education, marital status, children (yes/no), cancer affected status, number of cancers diagnosed, mutation status (carrier/non-carrier in a mutation-known family, unknown mutation status/untested). The study teams classified each family inheritance pattern [autosomal dominant (AD)/autosomal recessive (AR)/X-linked recessive (XL) or unknown] after constructing a pedigree based on information from a family history questionnaire, completed by the proband or family contact, in addition to information from medical records and from other relatives. If consented participants had not completed the self-administered questionnaire, members of the study team reviewed the family pedigree to assess the demographics and covariates of individuals as reported in the family history questionnaire.

Statistical Analysis

We performed a cross-sectional analysis of the participants’ choice indicated on their study consent regarding receipt of RR and IF discovered through research. Descriptive statistics were used to summarize the participants’ choice regarding receipt of RR and IF and participant characteristics. Bivariate comparisons were planned, stratified by choice, with selected socio-demographic variables, affected status, variant status and whether the participant had children.

RESULTS

The study population was primarily white, well-educated and married with children (Table 1). In addition, 74% of the individuals were unaffected with cancer and 32% were known or obligate mutation carriers of a known cancer susceptibility gene, the latter determined by pedigree analysis (Table 2). Of the 506 individuals who signed informed consent documents, only 16 (3%) indicated that they did not want to receive genetic RR and/or IF (Table 2). Due to the small number of participants who declined to receive RR and/or IF, no bivariate comparisons were conducted.

Table 1.

Study Population Demographics

All Studies LFS* IBMFS* FTC*
n=507 n=220 n=226 n=21
Age 46 (18.0 – 90.3) 48 (18.19 – 90.0) 42 (18.0 –90.3) 47 (21.2 – 89.1)
Gender
Male 219 43% 90 41% 114 43% 15 71%
Female 288 57% 130 59% 152 57% 6 29%
Race
White 475 94% 216 98% 238 89% 21 100%
Asian 8 2% 1 0% 7 3% 0 0%
Black 3 1% 2 1% 1 0% 0 0%
Other 8 2% 1 0% 7 3% 0 0%
Unknown 13 3% 0 0% 13 5% 0 0%
Education
High school diploma or less 56 11% 17 8% 37 14% 2 10%
Any college or technical school 97 19% 43 20% 47 18% 7 33%
College graduate or professional degree 229 45% 141 64% 78 29% 10 48%
Unknown 125 25% 19 9% 104 39% 2 10%
Marital Status
Single 86 17% 21 10% 59 22% 6 29%
Married or Long-term Partner 380 75% 171 78% 197 74% 12 57%
Divorced/Separated/Widowed 41 8% 28 13% 10 4% 3 14%
Children
No 126 25% 46 21% 64 24% 16 76%
Yes 381 75% 174 79% 202 76% 5 24%
*

LFS=Li-Fraumeni Syndrome; IBMFS=Inherited Bone Marrow Failure Syndrome; FTC=Familial Testicular Cancer

Table 2.

Study Participant Characteristics

All Studies LFS* IBMFS* FTC*
Cancer History
Unaffected 375 74% 123 56% 241 91% 11 52%
One 63 12% 40 18% 16 6% 7 33%
Two 41 8% 32 15% 6 2% 3 14%
Three or more 28 6% 25 11% 3 1% 0 0%
Mutation Status
Negative 77 15% 51 23% 26 10% 0 0%
Positive (true or obligate) 162 32% 74 34% 88 33% 0 0%
Untested/Unknown 260 51% 92 42% 147 55% 21 100%
VUS* 8 2% 3 1% 5 2% 0 0%
Disorder (Inheritance Pattern, if known)
Diamond-Blackfan Anemia (AD)* 69 14% 0 0% 69 26% 0 0%
Dyskeratosis congenita* (AD, AR, XLR)* 96 19% 0 0% 96 36% 0 0%
Fanconi Anemia (AR)*** 73 14% 0 0% 73 27% 0 0%
Shwachman-Diamond Syndrome (AR)* 16 3% 0 0% 16 6% 0 0%
LFS (AD)* 128 25% 128 58% 0 0% 0 0%
LFL 81 16% 81 37% 0 0% 0 0%
Other LFS (multiple primaries) 9 2% 9 4% 0 0% 0 0%
Other IBMFS 12 2% 0 0% 12 5% 0 0%
Unknown 23 5% 2 1% 0 0% 21 100%
Optional Studies
Yes to Research and/or Incidental Findings 491 97% 217 99% 254*** 95% 20 95%
Declined Research Findings 4 1% 2 1% 2 1% 0 0%
Declined Incidental Findings 5 1% 0 0% 5 2% 0 0%
Declined both Research & Incidental Findings 7 1% 1 0% 5 2% 1 5%
*

LFS=Li-Fraumeni Syndrome; IBMFS=Inherited Bone Marrow Failure Syndrome; FTC=Familial Testicular Cancer; AD=Autosomal Dominant; AR=Autosomal Recessive; XLR=X-linked Recessive

**

The majority of Fanconi anemia cases are due to autosomal recessive inheritance. There is one X-linked recessive gene (FANCB).

***

IBMFS study: one patient opted in to the research but didn’t answer incidental; four patients opted in to the incidental and didn’t answer research

Participants who declined to receive both RR and IF (n=7; Table 3) include one who survived testicular cancer at age 25, was currently disease-free at age 49 years, and a Familial Testicular Cancer (FTC) Study participant. A second participant was a 67 year-old female who was aware of her Fanconi Anemia (FA) carrier status prior to study entry; she had one child affected with FA. A third participant was the spouse of a known TP53 mutation carrier, who had no personal or family history suggestive of a hereditary cancer susceptibility syndrome. Two others were parents of a child with Diamond Blackfan Anemia (DBA), an inherited bone marrow failure syndrome in which up to 50% of new cases are caused by de novo dominant germline mutations. The last was a sibling (phenotypically unaffected/untested) of a participant with Dyskeratosis Congenita (DC) who was phenotypically affected but without a mutation in any of the known DC genes.

Table 3.

Participants’ Intentions*

Study Gender Marital Status Age Age at Cancer Mutation Status/Inheritance Pattern Phenotypically Affected Familial Syndrome Children Affected Children
Declined both RR and IF
FTC# M S 49 25 UK/UK Y FTC N N/A
IBMFS# F M 67 N/A AR carrier N FA-A Y Y
IBMFS M M 62 N/A NB**/AD N DBA Y Y
IBMFS M M 60 N/A UK/UK*** N DBA Y Y
IBMFS F M 60 N/A UK/UK*** N DBA Y Y
IBMFS M S 36 N/A UK/UK*** N DC N N/A
LFS# M M 60 N/A NB** N LFS Y N
Declined RR Only
IBMFS F M 86 N/A AR carrier No FA-A Yes Y
IBMFS F M 39 N/A AR carrier No FA-A Yes Y
LFS M M 58 42 TP53 +/AD Yes LFS Yes N
LFS F M 61 N/A NB**/AD No LFS Yes N
Declined IF Only
IBMFS F S 25 N/A +/AD Yes DBA N N/A
IBMFS F M 48 N/A Untested/AD Yes DC Y Y
IBMFS M M 39 N/A True Negative/AD No DC Y Y
IBMFS M M 51 N/A AR carrier No FA-A Y Y
IBMFS F S 23 N/A +/XLR Yes DC N N/A
*

All data at time of consent;

**

Non-bloodline;

***

Family mutation unknown;

#

LFS=Li-Fraumeni Syndrome; IBMFS=Inherited Bone Marrow Failure Syndrome; FTC=Familial Testicular Cancer

Four participants declined receipt of RR only (Table 3); one was the spouse of a known TP53 mutation carrier, without a personal or family history of cancer suggestive of a hereditary cancer syndrome; two were unrelated participants who were aware of their FA carrier status prior to study entry and one participant who was a known TP53 mutation carrier.

Finally, of the participants (n=5) who declined receipt of IF only (Table 3), four were already aware of their mutation status (either true-positive or true-negative), and one was an individual who had the DC clinical phenotype but had not been tested for the known genes associated with DC.

DISCUSSION

Nearly all the research participants enrolled in the CGB’s family research studies of rare, hereditary cancer syndromes consented to be offered disclosure of RR and IF, if discovered. This finding is consistent with other highly-motivated persons who choose to enroll in a research study designed to discover the underlying genetic cause of disease in their families.8 Of the few family members who did decline either RR or IF, several already knew their personal underlying genetic risk or knew that they were not at risk (spouses of mutation-positive or mutation-negative family members). We can speculate that the known mutation carriers who declined RR or IF already had sufficient information relative to their family’s genetic risk, or were not interested in or prepared for additional information about themselves. One such individual was a cancer survivor in his late 40’s without offspring who perhaps felt that the information wouldn’t be useful for personal healthcare decision-making. This analysis clearly demonstrates that the vast majority of individual participants in a family cancer research program are open to considering disclosure of both primary genetic RR and IF.

Our results are similar to those observed in various adult study participant populations,8,9,11,13 in that they profess to be eager for the return of RR and IF. Similarly, genetics professionals largely support the return of RR and IF when the findings have clinical utility for adult patients (85%) 17,18, support the return of pediatric RR and IF for adult-onset conditions (62%) and support disclosing carrier status of children (62%).17 The majority of genetics professionals also felt that individual patient preferences should guide whether and when to disclose results as well as the option to decline disclosure altogether.18 For individual patients, the timing of when the results are offered, within the context of their lives, may influence whether or not they are receptive to the return of results.19

To date, most of what we know about intentions to receive RR and IF comes from highly-selected research participants and from small numbers of individuals undergoing clinical diagnostic genetic/genomic testing. We do not currently know whether or not these individuals are representative of the general population in their understanding and acceptance of the results derived from their use of genetic and genomic technologies. Prior research suggests that research participants are interested in receiving individual research results, and believe that researchers have an obligation to return them, particularly if they are clinically “actionable.”12,20,21 However, it is unknown whether research participants and researchers interpret “actionable” in similar ways, but this is an understudied issue. Research participants consider personal utility as “actionable” while researchers typically consider only those findings with clinical utility “actionable.”12,22 The evolving legal obligations of the clinicians ordering the tests add to the complexity of the use of genomic technology in clinical care. Failure to disclose IF discovered in clinical genomic testing could potentially result in legal liability for the provider, for withholding information that might have been used to improve a health outcome.23 Whether these standards will be applied to the research settings is actively being debated. The Presidential Bioethics Commission strongly recommended that all informed consent documents related to WES and WGS data should clearly identify what the intent of the research is, enumerate the specific gene or genes are being targeted for analysis, indicate what uses will be made of the data, including with whom it can be shared, and describe the plan for how RR, IF and SF will be managed. Currently, disclosure is not mandatory, but each IRB must decide for itself whether the proposed disclosure plan is equitable, given the specific study circumstances, and most research programs will likely require additional resources to support high-quality patient education, counseling and disclosure.

Previous research has demonstrated that there was variable uptake of genetic test results and genetic counseling after patients were notified of the availability of test results.19 Even in families who were well-informed regarding the genetic risk associated with the disease in their family, the actual testing uptake was less than 50%. For individuals with scant information about genetic risk, the uptake of counseling and testing was even lower (21%).19 The quantitative uptake of RR and IF in our study population is unknown at present, but will be the subject of future analyses.

There are other complexities in the return of genetic RR and IF in a study population when compared with clinically identified genetic test results and IF. The timing of receipt of genetic RR and IF differs significantly when compared with clinically identified primary genetic RR and IF. Typically, when clinical WES or WGS is performed, the patient is notified within weeks to months about test results being available for disclosure. Consequently, at the time of the disclosure both primary genetic test result and any IF that are identified are available. Although the interpretation of these results may be complex, and variants of unknown significance may be identified, the patient will have the opportunity to discuss the findings with their health care provider within a relatively short period of time. In contrast, when research-based WES or WGS is performed, frequently years elapse between initial consent of the individual and re-contacting them with results. In addition, the results may not all be available at any one given time. As research technologies advance, investigators will most likely “re-test” the original biospecimen or re-analyze data using new information and seek to re-contact research participants over time.

Strengths of this analysis include the large number of participants who provided informed consent relative to their preferences regarding receipt of RR and IF. In addition, we employed a consistent, uniform informed consent process across all our studies, emphasized achieving high levels of comprehension of the risks and benefits involved in research participation, and facilitated pooling of data from three different protocols. Finally, the eligibility evaluation prior to enrollment insured that the research participants and their families were truly at high genetic risk of cancer or closely related to a high-risk family member.

One limitation of our findings is the inability to generalize these results beyond the family members who participated in our cancer susceptibility cohorts. Additional limitations include a lack of access to all family members within each extended pedigree, which confines our findings to only those family members who chose to enroll and limits the generalization of these findings even within participating families. We also acknowledge that we have no measures of consent comprehension, reason why study participants chose to receive or not receive RR and IF, or why a few participants made one selection but not the other. One might speculate that participants who did not indicate an intention to receive RR or IF were undecided or may not have fully comprehended the question, and chose not to respond rather than seek clarification; we have no data at present to support this possibility. In addition, the 260 participants categorized as mutation status “untested or unknown” are comprised of individuals who were non-bloodline (e.g., a spouse of mutation carrier in a family with a known mutation), individuals who had not been tested for a known familial mutation, and individuals from families in which an underlying genetic etiology of the syndrome has not yet been identified. The potential implications of RR are vastly different for these groups, yet the majority of them chose to receive RR as well as IF. Finally, the consent documents informed participants that it is the policy of CGB to offer (but not require) return of RR and IF which have clinical utility, after verifying the genetic alteration in a CLIA laboratory. By including this statement in the consent, and not providing an option to consider other RR without clinical utility, we may have inadvertently communicated to participants that this is a normative practice and potentially biased participants toward opting to receive RR and IF rather than declining.

Conclusion

In this well-defined population of individuals from families at high genetic risk of cancer, adult research participants overwhelmingly indicated their preference to be offered disclosure of genetic RR and IF. At this time, none of these 506 individuals have opted out of future re-contact, which provides us the opportunity to evaluate the rate of uptake of RR and IF overtime. Future research will seek to identify the underlying reasons for refusal of RR and IF in the small numbers of those who declined RR and IF, and to study the impact of receipt of RR and IF in personal medical decision-making among individuals from families at high genetic risk of cancer.

Acknowledgments

This work was supported by the Intramural Research Program of the Division of Cancer Epidemiology and Genetics, National Cancer Institute, National Institutes of Health. We are grateful to the study participants for their valuable contributions to our research.

Footnotes

Disclosure: The authors declare no conflict of interest.

HUMAN SUBJECTS PROTECTIONS: INFORMED CONSENT DOCUMENTATION

The proposed analyses are fully consistent with the original research plan for the studies as described in the original protocols and related informed consent documents.

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