Abstract
Context
Perovskite compounds, including Lead-Lanthanum-Zirconium Titanate (PLZT), have wide technological application because of their unique physical properties. The use of PLZT in neuro-prosthetic systems, such as retinal implants, have been discussed in a number of publications. Since inorganic lead is a retinotoxic compound that produces retinal degeneration, the long-term stability of PLZT in aqueous biological solutions must be determined.
Objective
We evaluated the stability and effects of prolonged immersion of a PLZT-coated crystal in a buffered balanced salt solution.
Materials and Methods
Scanning Electron Microscopy and Electron Dispersive Spectroscopy (EDS) using a JEOL JSM 5410 microscope equipped with EDS were utilized to evaluate the samples before and after prolonged immersion.
Results
We found that lead and other constituents of PLZT leached into the surrounding aqueous medium.
Discussion
By comparing the unit cell of PLZT with that of CaTiO3, which has been found to react with aqueous fluids, Lead is in the same site in PLZT as Ca is in CaTiO3. It is thus reasonable that PLZT will react with aqueous solutions.
Conclusion
The results suggest that PLZT must either be coated with a protective layer or is not appropriate for long-term in vivo or in vitro biological applications.
INTRODUCTION
Perovskite compounds, including Lead-Lanthanum-Zirconium Titanate (PLZT), have wide technological application because of their unique physical properties. As a result of the non-uniform charge distribution within the unit cell of the crystal, these compounds have diverse properties including piezoelectricity and the anomalous ferroelectric photovoltaic effect (1, 2). When a crystal of PLZT is mechanically deformed, the positive and negative charge centers displace by differing amounts (3). Given the increasing interest in biomedical applications of advanced materials, perovskite compounds have been considered for use in different biological systems. All of these applications require that the compound is stable in aqueous biological solutions during both short-term and long-term use.
Perovskite compounds have been evaluated as possible components of biological assays for rapid clinical diagnostics (4, 5, 6). For these short-term assays, several studies determined that aqueous solutions do not etch or chemically modify the surfaces of mixed perovskite compounds (7, 8, 9, 10, 11, 12, 13). The use of perovskite compounds for advanced neuro-prosthetic systems, such as retinal implants have been discussed (14). Inorganic lead, a component of PLZT, is a retinotoxic compound that produces retinal degeneration (15, 16). In addition, aluminum (a common component of substrates used to grow PLZT crystals) and lanthanum have been implicated in structural and functional damage to the retina in mammalian eyes (17, 18, 19). Therefore, the long-term stability of PLZT in aqueous biological solutions must be determined. We evaluated the stability and effects of prolonged immersion of a PLZT-coated crystal in a buffered balanced salt solution.
METHODS
In order to investigate the effects of prolonged immersion of PLZT in a physiologic solution, we fabricated supported PLZT samples, immersed the substrates in a physiological salt solution, and analyzed the resulting samples using electron microscopy and spectroscopy.
PLZT was epitaxially grown on a single crystal LaAlO3(012) substrate by pulsed-laser deposition, as described previously(20). Briefly, commercially purchased LaAlO3 substrates were cleaned in acetone and methanol ultrasonic baths. The PLZT films were deposited at a temperature of 650°C in a 250 mTorr oxygen atmosphere using a 248 nm-KrF excimer laser with frequency of 5 Hz and laser fluence of 2–3 mJ/pulse for 20 minutes. Under these conditions, the resulting film thickness was 3000 nm. After deposition, the films were in situ annealed at 650°C, maintaining the O2 pressure for 50 minutes, before cooling down to room temperature. No ex situ annealing was employed. The quality of the atomic order in the film was confirmed by x-ray diffraction (data not shown) and Scanning Electron Microscopy (SEM) measurements. The (100) direction (3) was found to be normal to the growth surface. All samples were stored in a desiccator until utilized.
Balanced Salt Solution Plus® was obtained from Alcon Laboratories and used without further modification. Each mL of the product contains: sodium chloride 7.14mg, potassium chloride 0.38 mg, calcium chloride 0.154 mg, magnesium chloride hexahydrate 0.2 mg, dibasic sodium phosphate 0.42 mg, sodium bicarbonate 2.1 mg, dextrose 0.92 mg, and glutathione disulfide (oxidized glutathione) 0.184 mg. The reconstituted product had an adjusted pH of 7.40 ± 0.01 and an osmolarity of 305 ± 3 mOsm.
An Olympus BX-41 light microscope with UMPlanFI objectives was utilized to visualize all samples prior to electron microscopy. SEM and Electron Dispersive Spectroscopy (EDS) were performed utilizing a JEOL JSM 5410 microscope equipped with EDS. An accelerating voltage of 15 kV was used for all experiments. The substrates were not coated with a conducting metal because that would affect the results of subsequent immersion. Thus, the image quality was slightly limited by the insulating nature of the substrates. Data was segregated by sample and region measured (as characterized by SEM: particle, darker flat region, or lighter flat region) and these areas were statistically compared with pre-immersion data.
Electron diffraction was performed utilizing a JEOL JSM 6330F SEM and an Oxford Instruments OPAL System Electron Backscattering Diffraction System (EBDS). A 30 kV accelerating potential and 12 µamp current at the gun were used for EBDS. The sample was held at 70 degrees to the horizontal and the diffracted and backscattered electrons were collected on a phosphor screen, 25 mm in diameter and 25 mm from the target. The working distance was 15 mm. The material contributing to the diffraction pattern was in a region ~200 nm in diameter and ~50 nm in depth. Data were collected for 0.5–1 s at each point.
All studies were performed in quadruplicate and 15 areas were sampled on each substrate. The data were analyzed using one-way analysis of variance (ANOVA) with Scheffe post-hoc tests performed when appropriate. A paired t-test was performed on each sample, between each element prior to treatment, and each morphologically different area of the sample observed after treatment. A p value of < 0.05 was considered significantly different than controls.
RESULTS
Light microscopy revealed that samples immersed in the buffered balanced salt solution with glutathione for one month were decorated with profuse, grey, microscopic particles that were distributed almost uniformly across the sample. SEM also demonstrated profuse microscopic spheres, distributed almost uniformly across the sample that had been immersed in BSS with glutathione for one month (Figure 1).
Figure 1.

SEM images of characteristic regions (upper left to lower right): before immersion (upper left) and after immersion for a month in BSS with glutathione solution (magnification 1k, 5k, 15k). Note the uniform particles and inhomogeneity of the surface. For analysis, the surface was divided into three domains: (1) particles, (2) light areas, and (3) dark areas. Scale bars 10 µm, 10 µm, 5 µm and 1 µm.
EDS demonstrated a marked heterogeneity in the concentration of the various elements. The results for a characteristic sample area are displayed as a function of percent element (Figure 2). In all samples, there was a statistically significant change in the concentration of at least four elements after treatment (Table 1). The change and 95% confidence intervals for elements present in the pre-immersion sample is provided in Table 2. Electron Backscattered Diffraction (EBSD) demonstrated a uniform diffraction ring (Figure 3), consistent with an amorphous material.
Figure 2. Representative example of EDS results.

Pre-immersion data is represented by the left column, labeled 'Pre', while the remaining data is taken from particles on the sample after a month of immersion, with each separate particle labeled Post 1, Post 2, Post 3, etc. Consistent with the inhomogeneous surface appearance, the post-immersion sample composition is inhomogeneous, with less lead present on the surface after immersion. Similar data were also obtained from other domains (i.e. the light areas, for example) and analyzed to produce Table 1.
Table 1. P-values for each element in the light areas following prolonged immersion in a buffered balanced salt solution.
P-values describing the statistical significance in the content of each element, as determined by EDS, in the lighter flat regions of a sample after immersion. Each column corresponds to a different area on a characteristic sample. Note the inhomogeneity of the sample, even in visibly similar lighter areas, in that differences in at least four elements in each sample were statistically significant (p < 0.05, highlighted in grey) when compared with the sample prior to immersion.
| Element | Samples | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| sample 1 | sample 1 | sample 2 | sample 2 | sample 2 | sample 3 | sample 3 | sample 4 | sample 4 | |
| Mg | 0.1819 | 0.0029 | 0.0639 | 0.1024 | 0.0048 | 0.1169 | 0.1024 | ||
| Al | 0.0008 | 0.0009 | 0.0017 | 0.4069 | 0.0001 | 0.0006 | 0.0001 | 0.1169 | 0.4069 |
| P | 0.0008 | 0.001 | 0.0003 | 0.015 | 0.009 | ||||
| Cl | 0.391 | 0.009 | 0.0174 | 0.015 | |||||
| Ca | 0.126 | 0.0005 | 0.0019 | 0.1034 | 0.0569 | 0.0021 | 0.003 | 0.0432 | 0.1034 |
| Ti | 0.0001 | 0.0001 | 0.0002 | 0.0005 | 0.0005 | 0.5194 | 0.0013 | 0.0005 | |
| Zr | 0.0218 | 0.0001 | 0.4659 | 0.0002 | 0.0021 | 0.0035 | 0.2437 | 0.4659 | |
| La | 0.0001 | 0.0246 | 0.0034 | 0.1493 | 0.0001 | 0.0166 | 0.1493 | ||
| Pb | 0.0696 | 0.0001 | 0.4907 | 0.004 | 0.0528 | 0.0005 | 0.0022 | 0.0046 | 0.004 |
| O | 0.0004 | 0.0004 | 0.0001 | 0.0008 | 0.0053 | 0.0001 | 0.0004 | 0.0002 | 0.0008 |
Table 2. Changes in elements after immersion.
Mean, standard error of the mean, 95% confidence intervals, and significance (p-values) for the difference between the samples pre- and post-immersion. As shown in Figure 1, the samples have been divided into 3 domains for analysis (Light, Dark, and Particles).
| Element | Difference between Means ± SEM (Pre vs Light) |
95% C.I. | P value | Difference between Means ± SEM (Pre vs Dark) |
95% C.I. | P value | Difference between Means ± SEM (Pre vs Particles) |
95% C.I. | P value |
|---|---|---|---|---|---|---|---|---|---|
| Al | 2.16 ± 0.60 | 0.91 to 3.41 | 0.002 | 3.80 ± 1.09 | 0.77 to 6.83 | 0.025 | 2.82 ± 1.44 | −0.23 to 5.87 | 0.067 |
| Ti | 4.44 ± 0.79 | 2.72 to 6.15 | <0.001 | 4.60 ± 1.64 | 0.04 to 9.15 | 0.049 | 4.49 ± 0.65 | 3.11 to 5.87 | <0.001 |
| Zr | −12.44 ± 4.88 | −0.97 to 1.09 | 0.063 | 2.21 ± 4.52 | −8.00 to 12.43 | 0.636 | |||
| La | 23.15 ± 8.13 | 3.26 to 43.05 | 0.029 | 20.50 ± 8.40 | 2.18 to 38.81 | 0.031 | |||
| Pb | −3.063 ± 6.78 | −18.16 to 12.03 | 0.661 | 17.42 ± 10.68 | −10.04 to 44.88 | 0.164 | 30.24 ± 5.92 | 17.69 to 42.79 | <0.001 |
Figure 3. Characteristic Electron Backscattered Diffraction (EBSD) results on a particle.

Note the ring structure, consistent with the diffraction pattern of an amorphous material.
DISCUSSION
In all samples, there was marked heterogeneity in the presence of the various elements and a statistically significant change in the concentration of at least four elements after treatment, demonstrating degradation of the samples by a physiological aqueous solution. The findings in this study can be explained if we consider the similarity of the unit cell of the perovskite material CaTiO3 to PLZT. Calcium in CaTiO3 is in the same location as lead is in PLZT. In CaTiO3, the loss of calcium drives the reactivity with aqueous liquids (21). Increasing the concentration of calcium in the solution prevents dissolution of CaTiO3 (22). It is then reasonable, as we found, for PLZT to leach lead into the surrounding solution. Thus, lead is selectively leached out of the near-surface layers, leaving a lead depleted surface. This finding is consistent with the CaTiO3 model (23).
Given the changes in PLZT film stoichiometry after one-month immersion in aqueous solution, it cannot be considered an unreactive compound when immersed in aqueous solutions for biomedical applications. A number of elements, with known effects on biological systems, such as lead and other toxic divalent metals are released from PLZT. In addition, changes in the composition of the PLZT device will result in changes in device function and/or malfunction of the device. For this reason, piezoelectric materials (such as PLZT) must be protected from aqueous environments when utilized in such environments.
CONCLUSIONS
Our quantitative results describe changes in PLZT thin films immersed in aqueous solutions and demonstrate that, over time, devices fabricated with PLZT will release potentially toxic metal compounds into the aqueous solution and will slowly change their physical properties. For this reason, such devices must be protected from an aqueous environment or the potential interactions with the aqueous environment must be taken into account in the design of any device.
Acknowledgments
WJF was funded in part by the NEI and NIBIB of the NIH (EY017112 and EY007551), and the National Academies Keck Futures Grant in Advanced Prosthetics. DAF was funded in part by RO1 ES012482 and P30 EY07551.
Footnotes
DECLARATIONS OF INTEREST
The authors report no other declarations of interest.
Contributor Information
William J. Foster, Department of Physics, the University of Houston, Houston, TX, USA, Department of Ophthalmology, Weill-Cornell Medical College at the Methodist Hospital, Houston, TX, USA, The Methodist Hospital Research Institute, Houston, TX, USA
James K. Meen, Department of Chemistry and the Texas Center of Superconductivity at the University of Houston, Houston, TX, USA
Donald A. Fox, College of Optometry, Department of Biology and Biochemistry and Department of Pharmacology, the University of Houston, Houston, TX, USA
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