Abstract
Hypothesis
Cochlear implant (CI) electrode insertion into the round window induces pressure transients in the cochlear fluid comparable to high intensity sound transients.
Background
Many patients receiving a CI have some remaining functional hearing at low frequencies, thus devices and surgical techniques have been developed to utilize this residual hearing. To maintain functional acoustic hearing, it is important to retain function of any hair cells and auditory nerve fibers innervating the basilar membrane; however, in a subset of patients, residual low frequency hearing is lost following CI insertion. Here, we test the hypothesis that transient intracochlear pressure spikes are generated during CI electrode insertion, which could cause damage and compromise residual hearing.
Methods
Human cadaveric temporal bones were prepared with an extended facial recess. Pressures in the scala vestibuli (PSV) and tympani (PST) were measured with fiber-optic pressure sensors inserted into the cochlea near the oval and round windows while CI electrodes (five styles from two manufacturers) were inserted into the cochlea via a round window approach.
Results
PST tended to be larger in magnitude than PSV, consistent with electrode insertion into the scala tympani. CI electrode insertion produced a range of pressure transients in the cochlea that could occur alone or as part of a train of spikes with equivalent peak sound pressure levels in excess of 170dB SPL. Instances of pressure transients varied with electrode styles.
Conclusions
Results suggest electrode design, insertion mechanism, and surgical technique affect the magnitude and rate of intracochlear pressure transients during CI electrode insertion. Pressure transients showed intensities similar to those elicited by high level sounds and thus could cause damage to the basilar membrane and/or hair cells.
Keywords: Cochlear implant, electroacoustic stimulation, intracochlear pressures, hearing preservation
Introduction
Cochlear implantation successfully improves speech perception in patients with cochlear hair cell loss via direct electrical stimulation of the auditory nerve. Recently, CIs have become available that are designed to work in conjunction with acoustical stimulation for patients with residual low frequency hearing (1–3). In some patients, however, that residual hearing is lost either immediately, or sometime after implantation (4). Additionally, injury to the vestibular organs (5), and resulting deficits in vestibular function (6), have been reported following CI implantation in 0.33–75% of patients (7–9).
Several mechanisms could contribute to these immediate deficits, including both conductive loss resulting from alterations to inner ear mechanics or cochlear impedance, and sensorineural loss resulting from direct trauma to cochlear structures and/or inflammation and cell death related to the electrode presence (10–16). The causes of these deficits are not currently known.
A sensorineural hearing loss immediately following electrode insertion could result from electrode contact with the basilar membrane, but another intriguing possibility is that the electrode insertion force generates large pressures in the cochlear fluid thus stimulating the cochlea ‘acoustically’ (17). A series of recent papers reported intracochlear pressure changes for several speeds of electrode insertions (via a linear actuator) (18), and different insertion techniques (19) in an artificial cochlear model. Mean maximal intracochlear pressures were reported up to 170 Pa, or ~140 dB SPL peak; however, no large transients were observed, possibly because these studies were conducted in an artificial cochlea model. No intracochlear pressure measurements have been reported in human temporal bones to the best of our knowledge. To overcome this knowledge gap, here we report intracochlear pressure recordings in cadaveric human temporal bones made during insertion of several commercially available cochlear implant electrodes.
Methods
Thirteen ears in fresh-frozen whole or hemicephalic heads with intact temporal bones and no history of middle ear disease were evaluated (Lone Tree Medical, Littleton, CO, USA). The use of cadaveric human tissue was in compliance with the University of Colorado Anschutz Medical Campus Institutional Biosafety Committee (COMIRB EXEMPT #14-1464). Responses were assessed in whole-head specimens immediately following tests studying the mechanisms of bone-conducted hearing (20).
Temporal Bone Preparation
A detailed description of the temporal bone preparation has appeared previously (16,20), and were similar to methods described previously by our laboratory (21–23), as well as other authors (24). Briefly, specimens were thawed in warm water, a canal-wall-up mastoidectomy and extended facial recess approach was performed, and the cochlear promontory was thinned near the oval and round windows. Figure 1 shows the facial recess exposure from one specimen (427L). Cochleostomies into the scala tympani (ST) and scala vestibuli (SV) were created, after blue-lining the cochlear promontory (Figure 1A), using a fine pick under a droplet of water (Fig. 1B). Commercially available, off-the-shelf fiber-optic pressure sensors (FOP-M260-ENCAP, FISO Inc., Quebec, QC, Canada), similar to those used in several recent studies in our lab and elsewhere (16, 20, 25), were inserted (Fig. 1C), and sealed with alginate dental impression material (Jeltrate; Dentsply International Inc., York, PA). Pressure probe placements and approximate location of the basilar membrane were verified after each experiment by dissecting out the cochlear promontory bone between the two cochleostomy sites (Fig. 1D). Note: it was not always possible to differentiate individual components of the cochlear partition, such as the basilar membrane or the spiral lamina; however, manipulation with a pick verified that it was soft tissue and not bony - hereafter we refer to this partition simply as the basilar membrane. Out-of-plane velocity of the stapes (VStap) was measured with a single-axis LDV (OFV-534 & OFV-5000; Polytec Inc., Irvine, CA) mounted to a dissecting microscope (Carl Zeiss AG, Oberkochen, Germany). Microscopic retro-reflective glass beads (P-RETRO 45–63 μm dia., Polytec Inc., Irvine, CA) were placed on the neck and posterior crus of the stapes to ensure a strong LDV signal since the stapes footplate was typically obscured by the presence of the stapes tendon. Velocity measurements are not presented in this report.
Cochlear Implant Electrode Insertion
Cochlear implant (CI) electrodes were inserted by Otolaryngology residents under the guidance of Neurotology faculty. The speed of electrode insertion was not precisely controlled in order to simulate the natural variation of insertion speeds the senior author has observed in CI surgeons, and typically occurred over about 10 seconds. Electrodes were inserted into the cochlea underwater through a cochleostomy made in the round window (RW) with a fine pick. CI electrodes were inserted using an insertion tool and/or a pair of fine forceps. CI electrodes used in these experiments were: Nucleus Hybrid L24 (HL24; Cochlear Ltd, Sydney, Australia), Nucleus CI422 Slim Straight inserted to 25 mm (SS20 & SS25; Cochlear Ltd, 95 Sydney, Australia), Nucleus CI24RE Contour Advance (NCA; Cochlear Ltd, Sydney, Australia), HiFocus Mid-Scala (MS; Advanced Bionics AG, Stäfa, Switzerland), and HiFocus 1J (1J; Advanced Bionics AG, Stäfa, Switzerland). Electrode dimensions are provided in table 1 and are the same as those studied in Greene et al. (16). Electrodes were inserted sequentially, under water, into the ST via a RW approach (Fig. 1C), and were generally inserted in the order listed above and Table 1. The cochleostomy was sealed following each electrode insertion with alginate dental impression material, and excess water was removed via suction from the middle ear cavity following insertion.
Table 1.
Implant | Electrode Length | Basal diameter | Apical diameter | Tip diameter |
---|---|---|---|---|
Cochlear Nucleus Hybrid L24 | 16 | 0.4 | 0.25 | n/a |
Cochlear Nucleus Slim Straight CI422 | 20 and 25 | 0.6 | 0.3 | n/a |
AB HiFocus Mid-scala | 18.5 | 0.7 | 0.5 | n/a |
Cochlear Nucleus CI24RE Contour advance | 20 | 0.8 | 0.5 | 0.2 |
AB HiFocus 1J | 25 | 0.8 | 0.4 | n/a |
Sound Presentation, Data Acquisition, and Data Analysis
All experiments were performed in a double-walled sound-attenuating chamber (IAC Inc., Bronx, NY). Sound stimuli were generated, and responses recorded as described previously (16,20). Briefly, stimuli were generated digitally, presented to the specimen closed-field magnetic speaker (MF1; Tucker-Davis Technologies Inc., Alachua, FL) powered by one channel of a stereo amplifier (SA1), and driven by an external sound card (Hammerfall Multiface II, RME, Haimhausen, Germany). Baseline acoustic transfer functions were generated from presentation of short tone pips between 100 and 12000 Hz. Input from the microphone, LDV, and pressure sensors were simultaneously captured via the sound card analog inputs. Signals acquired during implant insertion were band-pass filtered between 1 – 250 Hz with a second order Butterworth filter.
Statistical analyses were completed using functions in the Statistics and Machine Learning toolbox in Matlab (R2014b; The Mathworks Inc., Natick, MA, USA). Differences in pressures across electrodes and measurement locations (i.e. PSV, PST, or PDiff) were assessed with a two-way anova (the “anovan” function), and post hoc testing performed with a Tukey-Kramer HSD (honest significant difference) test (the “multcompare” function). Correlations between pressure magnitude and electrode characteristics was performed using the “corrcoef” function. Statistical comparisons are assessed at the α = 0.05 unless otherwise specified.
Results
Acoustic closed-field transfer functions
Stapes velocity (VStap) and intracochlear pressures (PIC) were assessed prior to making the RW cochleostomy in order to verify the condition of each temporal bone. Baseline closed-field acoustic transfer functions (HStap/RW/SV/ST/Diff) from a subset of these specimens have been reported previously (16,20). One specimen (427R) showed an HStap consistently outside the range of responses previously reported for healthy temporal bones (27), thus was excluded from further analysis. Responses collected from the remaining specimens were consistent with previous reports (24–28).
Intracochlear pressure transients
Figure 2 shows example PIC recordings as a function of time in one specimen (8948R) during insertion of the SS25 electrode array. Figure 2A shows PSV (light gray), and PST (dashed, dark gray) for the 30 s recording duration. The approximate duration of the electrode insertion is marked with a horizontal bar, began ~2 s after the start of the recording, was ~ 10 s in duration, and complete at ~ 12 s. A series of large pressure transients are visible starting at approximately 5 seconds in both PIC recordings, and are shown in greater detail in figure 2B, which also includes the differential intracochlear pressure (PDiff = PSV – PST; black). In each of the seven transients observed during this insertion, PST shows somewhat higher magnitude pressure transients than PSV, consistent with the close proximity of the PST recording probe with the CI electrode insertion site. The largest transient (shown in figure 2C) showed a peak pressure magnitude of ~ 600 Pa, or ~150 dB (referenced to 20μPa) in the PST recording, with a corresponding PSV magnitude of ~ 400 Pa (~146 dB referenced to 20μPa). Two smaller transients are visible at approximately 19 s and at 29 s, after completion of the insertion. These transients occur only (or primarily) in the PST channel, suggesting that these events are artifacts generated by manipulation of the pressure probe by the CI electrode in the cochlea, the experimenter contacting the pressure probe, or the experimenter applying Jeltrate to the round window membrane to seal the round window membrane cochleostomy after electrode insertion.
PSV is typically larger than PST, thus PDiff is generally positive for acoustic stimulation. In contrast, cochlear implant electrodes are inserted into scala tympani, thus the peaks in PST are generally larger than PSV, and consequently the peaks of the pressure transients are PDiff observed can be negative. In the example shown, PST showed larger peak magnitudes, but since the peaks were negative, the PDiff observed was positive. Additionally, the pressure transient is somewhat delayed in PSV compared to PST, thus the magnitude of the transient in PDiff is somewhat larger (up to ~300 Pa in this example; Fig. 2C) than would be expected from a simple comparison of the peak pressures observed in PSV and PST.
Equivalent Ear Canal SPL
The pressures observed in the cochlea can be directly related to sound in the earcanal via the acoustic transfer function. In order to estimate the sound pressure level (SPL) in the external auditory canal (EAC) that would have elicited an intracochlear pressure matching the measured pressure, we generated a 128-tap finite impulse response (FIR) filter from the inverse of the mean acoustic transfer function for each signal observed previously in healthy human temporal bones (16,24) using the Matlab function fir2. Figure 3 shows the result of applying these filters to the signals shown in Figure 2. The EAC SPL (in Pa) estimate derived from PST shows comparable magnitudes to the original PST recordings, consistent with the low gain observed in the PST/PEAC transfer function. Similarly, the EAC SPL estimate from both PSV and PDiff are both lower in magnitude than the recorded pressures shown in Figure 2 due to the ear canal resonance and middle ear gain observable in the PSV/PEAC and PDiff/PEAC transfer functions (24). PST produces a larger EAC SPL estimate than PSV and PDiff, which are comparable in magnitude but opposite in sign compared to one another.
Maximum pressures due to CI insertion observed across recordings
In order to compare recordings, the absolute peak pressures were found in each recording using the findpeaks Matlab function. Peaks were constrained to a minimum peak height of 4x the standard deviation within each recording, a minimum peak spacing of 10 ms. Furthermore, peaks were only assessed if peaks occurred within 1 ms of one another in both PSV and PST, or PDiff and PST in order to avoid inclusion of artifacts such as those visible late in the recordings shown in Figs. 2A & 3A. The absolute maximum peak pressures observed in all recordings in all specimens, in all electrodes tested, are summarized in Figure 4, where Fig. 4A shows the maximum peak pressures in the estimated EAC SPL (dB SPL peak), and Fig. 4B the unfiltered recorded pressures. Peak pressures are shown from 14 recordings with the HL24, 25 recordings with the SS25, 13 recordings with the MS, 11 recordings with the NCA, and 7 recordings with the 1J. Individual peaks are shown as gray shaded circles, and the median (± 25%) for each condition is represented by boxplots (the full range of responses is represented with the whiskers, and outliers indicated by a +). In general, pressures observed during CI insertion varied between ~ 100 Pa, which roughly corresponded with the peak pressure threshold in most recordings, and ~10 kPa. These pressure levels correspond to approximately a 134–174 dB SPL sound in the EAC SPL estimate, suggesting that CI electrode insertion can produce pressure transients in the cochlea comparable in magnitude to those that would be produced by high intensity sound presented to the ear.
A two-way analysis of variance (ANOVA) was performed with peak pressures (dB re 20 μPa) as the dependent variable, and electrode and recording location as independent variables, for both unfiltered and estimated EAC SPL conditions. Results for the unfiltered pressures (Fig. 4B) reveal a main effect of electrode (F4,108 = 4.29; p = 0.003), but not recording location (F2,108 = 1.11; p = 0.33) or the interaction (F8,108 = 0.45; p = 0.89). Post hoc Tukey honest significant difference (hsd) pairwise comparisons reveal significant differences between the 1J and: HL24 (p = 0.003), SS25 (p = 0.006), and MS (p = 0.01). Conversely, results for the estimated EAC SPLs (Fig. 4A) reveal a main effect of recording location (F2,80 = 5.03; p = 0.009), but not electrode (F2,80 = 1.63; p = 0.176) or the interaction (F8,80 = 0.40; p = 0.92). Post hoc Tukey hsd pairwise comparisons reveal significant differences between the EAC SPL estimate from PST is significantly different than from both PSV (p = 0.028) and PDiff (p = 0.014).
Discussion
Comparison to Prior Investigations
To the best of our knowledge, no prior reports of transient intracochlear pressures generated during CI electrode insertion exist. However, a number of studies have used similar techniques to assess several different aspects of insertion on the cochlea. Forces encountered during insertion have been assessed for a number of years, in particular used to compare insertion techniques (e.g. (29,30)) and electrode designs (e.g. (31)). While not explicitly investigating the phenomenon, one study reported that insertion by hand (compared to via a robot) resulted in lower overall pressures, but with a greater likelihood of generating intermittent peaks (30), comparable to the events generated in the current results.
Intracochlear pressures generated in a plastic model cochlea have been measured (using similar techniques and sensors to the current study) more recently in a series of reports by Roland (17), and Todt and colleagues. These studies investigated the effects of insertion speed (18), insertion technique (i.e. unsupported, supported, or automated) (19), and size of the opening in the round window (32), each revealing generation of large static pressures (~ 200 Pa, or 140 dB SPL) during the insertion. It is interesting that no transient pressures are reported; however this may be due to the use of a plastic model, compared to cadaveric temporal bones in this study. Regardless, the magnitude of pressures generated are comparable, highlighting the risk of transient pressure generation during CI electrode insertion.
Source of Intracochlear Pressure Transients
These results reveal that pressure transients may be relatively common during CI electrode insertion. Several different sources of these events could arise during electrode insertion; however, these results provide little evidence as to the source of these transients. Nevertheless a number of potential sources seem likely to contribute. First, translocation of the CI electrode array from the ST to the SV, resulting from a puncture of the cochlear partition by the electrode array, could produce a large transient pressure event (33), and is known to occur in a subset (perhaps up to ~30% (34)) of patients; however, such a source is unlikely to produce a train of transients as observed in Fig. 2, since translocation of the electrode multiple times appears unlikely and uncommon (35). Second, transients could be generated should the electrode array contact either the basilar membrane (e.g. lifting observed in histological studies (36)), or the outer wall of the cochlear duct. A prior study suggested that frictional forces between the electrode and the outer wall was responsible for a large proportion of the force encountered during electrode insertion for straight (but perhaps not pre-curved) electrode arrays; however, no hydraulic forces were observed in this prior study, suggesting this is an unlikely source of these transients (17). Third, variability in the size and shape of the opening made in the RW membrane may affect intracochlear pressures, as a small cochleostomy will resist outflow of cochlear fluid displaced by the electrode array more than a large cochleostomy (32). Furthermore, this impedance would result in a relatively slow build-up followed by a transient release of pressure during insertion, repeated over and over until insertion was complete, thus could generate a train of transient events during insertion.
Evidence for this final possibility is visible in the slight, but significant, variations in peak pressures observed across electrode styles. There was not a strong relationship between observed peak pressures and electrode style, as straight electrodes showed both the highest and lowest pressure ranges observed, whereas perimodiolar electrodes (MS & NCA) were in the middle (note however, that the 1J is pre-curved, but not to the extent of the MS or NCA). Similarly, there is not a strong relationship between electrode length, nor apical diameter (see table 1), and median peak SPLs observed (R2 < 0.6, p > 0.13). In contrast, peak pressure was strongly associated with basal diameter and electrode volume (V, estimated as the volume of a conical frustum: V = 1/3 * h * (R12 + R1R2 + R22), where h = electrode length, R1 = basal diameter/2, and R2 = apical diameter/2) for PST (R2 = 0.94 & 0.95, p = 0.017 & 0.015 respectively), but not PSV or PDiff (R2 < 0.78, p > 0.12). These relationships indicate that intracochlear pressure transient magnitudes are affected by electrode designs, where large fluid displacement, or a large basal diameter (which may increase resistance to fluid flow out of the cochleostomy), increases the magnitude of peak pressures generated.
One additional possibility is that some proportion of the observed events were artifacts of mechanical contact between the electrode array and the pressure transducer tip inserted within the scala tympani, or with the experimenter and a portion of the pressure transducer outside of the cochlea. Indeed, such events were likely common during the course of this series of experiments due to the proximity of the scala tympani pressure probe to the electrode. To minimize the impact that these questionable events on the results we require coincident pressure transients in PSV and PST for inclusion in the analysis, which would be unlikely to occur except via fluid conduction.
Overall, while the current results cannot discriminate between the potential sources of these pressures transients, it is likely that these events arise by some combination of mechanical contact between the CI electrode array and the cochlea, as well as via hydromechanical forces interacting with the round window membrane. Additional experiments are required in order to determine the sources of the pressures generated during CI electrode array insertion and to assess effects of insertion speeds on pressures in human temporal bones.
Equivalent Acoustic Transient Exposure
In this study we sought to characterize the peak pressures observed in the cochlea during cochlear implant insertion. Our results suggest that intracochlear pressure transients were produced that correspond to equivalent ear canal sound pressure levels of up to ~ 174 dB SPL peak, which matches the range of sound intensities that are produced from modern small arms fire (measured 1 m from the shooter)(37,38) and low level blast exposure. It is important to note that the Occupational Safety & Health Administration standard states that “Exposure to impulsive or impact noise should not exceed 140 dB peak sound pressure level” with no regard to the frequency content of the sound (39).
While the absolute peak pressures observed due to CI insertion were comparable to those produced by small arms fire, the time-course and related frequency content of these events is somewhat different. Small arms fire tends to produce relatively short acoustic transients with relatively high frequency content (e.g. Murphy and Tubbs observed maximum energy between 500–800 Hz in most firearms, and at higher frequencies in the remainder)(37), whereas blast exposure can produce much larger SPLs, depending upon the proximity of the listener to the source.
The period of the example transients shown in Figs. 2 and 3 is ~ 0.2 s, suggesting a peak in the frequency spectrum near ~ 5 Hz, which are typical of shock waves generated by an explosive blast and recorded in the free field (40). The intracochlear pressure acoustic transfer functions have not been characterized at these extremely low frequencies, thus the estimated EAC SPL values reported may be inaccurate. However, preliminary data from our lab suggests that the transfer function gain is low (near zero) or negative for low frequency and high intensity sound. These results are comparable in gain to the lowest frequencies tested in prior reports (16,24), suggesting that the EAC SPL estimates are reasonable.
Blast exposure often results in complaints of otalgia, tinnitus, aural fullness, dizziness, loudness sensitivity, distorted hearing, and hearing impairment, indicative of damage to both the auditory and vestibular end organs (41). The effects of blast injury to auditory and vestibular function have been thoroughly described (41,42); however, the mechanisms underlying that injury are not well characterized. While injury to the external and middle ear structures is unlikely during CI electrode insertion, symptoms related to a sensorineural hearing and vestibular loss could result from hair cell loss in response to the high sound pressure levels. Importantly, any injury resulting from a pressure transient would be compounded by additional damage resulting from mechanical trauma to the basilar membrane as well as conductive losses (16).
Limitations
Despite the relatively straightforward nature of the results, a number of factors limit the extent to which the results of this study can be generalized. First, although the specimens included were more complete than an excised temporal bone, the condition of the tissue could have been compromised due to tissue degradation. In particular, the presence and patency of the cochlear aqueduct, which may act to regulate perilymphatic pressure (43,44), could not be verified. Second, and related, we did not perform histology on the specimens after implantation, so we do not know the precise trajectory of CI electrode inside the cochlea. In particular, we are unable to assess the amount of mechanical damage to the cochlear partition, up to and including translocation of the electrode into the scala vestibuli, occurred during the experiment. Furthermore, we are unable to correlate anatomical features with the pressures observed, thus the discussion of the origin of these pressure transients remains speculative. Finally, the large pressures observed in this study suggest that hair cell loss in both the auditory (which is relatively common (45)) and vestibular systems should be expected; however, CI patients exhibiting these symptoms are seldom observed in the clinic. This disparity may result from a number of factors including: the transient nature of the pressures observed here, which are generally less damaging than an ongoing noise of comparable level; pre-existing hearing loss, which may mask new hearing loss; and the fact that vestibular injury is only seldom observed following blast exposure (46).
Conclusions
Cochlear implantation has the potential to profoundly improve patient quality of life, particularly in cases where residual low frequency hearing can be retained following implantation. However, electrode insertion into the cochlea can potentially cause loss of this residual hearing in a number of ways. First, insertion can cause substantial damage to tissue in the cochlea directly, including the basilar membrane, via mechanical trauma. Second, the presence of the electrode, or an immune response to the presence of the electrode, could cause a conductive hearing loss. Finally, we have demonstrated here that a transient pressure wave resulting from electrode insertion could be of a sufficiently high amplitude (up to 174 dB SPL) as to cause injury to the auditory system. These results suggest that surgeons should prioritize the use of ‘soft’ techniques, and electrode designers should prioritize ‘silent’ design, to minimize the generation of these acoustical transients.
Acknowledgments
Funding:
Funding was provided by NIH/NIDCD: 1T32-DC012280 (NTG).
Footnotes
Conflict of Interest Statement:
Stephen P. Cass is a consultant on the Surgical Advisory Board for Cochlear Corporation.
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