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. Author manuscript; available in PMC: 2016 Nov 27.
Published in final edited form as: Vaccine. 2015 Oct 11;33(48):6809–6815. doi: 10.1016/j.vaccine.2015.09.091

Representation of Latinos and Blacks in Screening for and Enrollment into Preventive HIV Vaccine Trials in New York City

Tanya M Ellman a,b, Kellie Hawkins c,d, Jorge Benitez a, Ramon Negron a, Steven Chang a, Steven Palmer a, Verna Robertson a, Mary Ann Chiasson e,f, Magdalena E Sobieszczyk a
PMCID: PMC5106036  NIHMSID: NIHMS825864  PMID: 26458799

Abstract

Introduction

In the United States, Latinos and Blacks are disproportionately affected by HIV/AIDS, but have been underrepresented in HIV vaccine trials. We assessed screening and enrollment of Blacks and Latinos for preventive HIV vaccine trials conducted in New York City, 2009-2012.

Methods

A retrospective analysis was conducted among 18-50 year old men and transgender women screening for four preventive phase 1 and 2 HIV vaccine trials. Demographic, recruitment, and behavioral/medical eligibility data and outcome of screening were examined. To determine factors associated with enrollment, a multivariable logistic regression analysis was performed.

Results

Among 6077 individuals who provided contact information, 2536 completed a phone pre-screen. 96 (1.6% of recruitment contacts) enrolled. Latinos were 35.7% of recruitment contacts, but 17.7% of those enrolled, whereas Blacks were 22.5% and 32.3% respectively. Among all Latinos, nearly one third were excluded for being uncircumcised, an eligibility criterion for several studies. In multivariable analysis among potentially eligible potential participants, controlling for age and recruitment method, Latinos were less likely than Whites to enroll in a preventive HIV vaccine trial (aOR 0.52, 95% CI 0.28-0.95) whereas Blacks were as likely as Whites (aOR 0.99, 95% CI 0.59-1.67). Individuals recruited through print advertisements, social media/internet, referral, and other modes were more likely to enroll compared to those recruited through in-person outreach, controlling for age and race/ethnicity.

Conclusions

Targeted outreach has led to substantial inclusion of Latinos and Blacks, with Blacks comprising almost a third of those enrolled in these preventive HIV vaccine trials. Latinos, however, were less likely to enroll compared to Whites. Circumcision status as an eligibility criterion partly accounts for this, but further studies are warranted to address the reasons Latinos decide not to participate in preventive HIV vaccine trials.

Keywords: Preventive HIV Vaccine, Racial/Ethnic Disparities

Introduction

In the United States (US), Blacks and Latinos are disproportionately affected by HIV/AIDS. In 2013, Blacks comprised 46% and Latinos 21% of new HIV diagnoses, despite comprising 12% and 16% of the US population respectively [1]. New York City (NYC) has one of the largest HIV/AIDS epidemics in the US with an estimated 117,618 people living with HIV/AIDS as of the end of 2013 [2]. In 2013, 42% of new HIV diagnoses were among Blacks and 34% were among Latinos [2]. Historically, however, these groups have been underrepresented in many areas of HIV prevention research. The legacy of the Tuskegee syphilis study, and ongoing racial/ethnic disparities in the US health care system have contributed to this problem [3-5]. Inclusion of these groups in HIV vaccine trials is critical to determine generalizability of trial results and because it is possible that immune responses to preventive HIV vaccines may differ by race/ethnicity [6, 7].

In 1993, US Congress passed a law mandating inclusion of sufficient numbers of women and racial/ethnic minorities into National Institutes of Health (NIH) sponsored clinical trials [8]. From 1988 to 2002, Blacks accounted for only 10.1% and Latinos 4.2% of participants in National Institute of Allergy and Infectious Disease (NIAID) sponsored HIV phase 1 and 2 vaccine trials [9]. The HIV Vaccine Trials Network (HVTN) and NIAID have launched special initiatives such as the Legacy Project [10], the NIAID HIV Vaccine Research Education Initiative (NHVREI), Be The Generation (BTG) and BTG Bridge [11-13] that aimed to increase participation and engagement of historically underrepresented communities in HIV vaccine prevention research.

A substantial body of literature assesses impediments and willingness to participate in preventive HIV vaccine trials [14-28]. Common barriers include mistrust of government, fear of side effects, stigma, uncertainty of vaccine efficacy, study demands, and vaccine-induced seropositivity (VISP) [14, 21-23, 25, 26]. Some studies indicate that Blacks are more likely to mistrust clinical research and the health care system than other groups [24, 29]. Altruism is the most commonly reported reason for participation, but others include personal benefits such as access to social services, the possibility of vaccine protection, and financial incentives [14, 16, 21, 22, 25, 26].

Several studies reported no difference in willingness to participate by race/ethnicity [15, 21, 24] but others have found variation between groups [16-18, 20]. These findings were predominately derived from studies which assessed willingness to participate in HIV vaccine trials or other HIV vaccine related activities without examining actual trial enrollment. To address this, Buchbinder et al showed that hypothetical willingness did not match actual participation by measuring enrollment among those who had reported prior willingness to participate; Blacks, but not Latinos, were more likely to refuse participation months/years later when given the opportunity to enroll in an actual trial [30]. The literature assessing actual participation by racial/ethnic minorities is sparser. One study examining volunteers screening for an HIV vaccine trial in Atlanta, from 2005 to 2007, found white race to be predictive of enrollment [31].

We previously assessed enrollment of Latinos and Blacks into HIV vaccine trials at two research sites in NYC and reported that once engaged in the screening process, they were enrolled at similar proportions [32]. To add to the limited literature on actual participation, we examined the screening and enrollment process for phase 1 and 2 HIV vaccine trials to assess recruitment and enrollment of Latinos and Blacks.

Methods

Study Population

The Columbia University HIV Vaccine Research Site, a NIAID-funded HVTN site, is located in northern Manhattan, a predominantly Latino community [33]. The site conducts both phase 1 and 2 HIV vaccine trials using a variety of recruitment approaches. All recruitment and community education strategies are developed in partnership with the New York Blood Center Project Achieve. The target population consisted of HIV-negative individuals screening for HIV vaccine studies at the site between June 1, 2009 and March 1, 2012.

In this retrospective analysis we included screening data for persons 18-50 years old, who were screening into one of four HVTN trials outlined in Table 1 [34]. Women were excluded because they comprised approximately 7% of persons screening for vaccine trials at the site and were ineligible for the phase 2b study; transgender men, and those with missing data on gender, were also excluded. In addition, those missing data on race/ethnicity or an outcome status, or still undergoing screening at the time of analysis were excluded.

Table 1. HIV Vaccine Trials Network (HVTN) Trials Included in the Analysis.

Trial [35] Phase Vaccine Regimen Target Population Selected Eligibility Criteria
HVTN 505 2b Multiclade multigene DNA prime and recombinant adenovirus (rAd) serotype 5 boost MSM and transgender women at high risk of HIV-1 infectiona HIV-1 uninfected in good general health by medical history, physical exam, and screening laboratory tests
Adenovirus 5 seronegative, circumcised
HVTN 205 2a DNA prime and modified vaccinia Ankara (MVA) or MVA alone Men and women at low risk of HIV-1 infectionb HIV-1 uninfected in good general health by medical history, physical exam, and screening laboratory testsc
Vaccinia (small pox) vaccine naïve
HVTN 083 1 Prime-boost rAd serotype 35 with HIV-1 clade A Env insert and rAd serotype 5 with HIV-1 clade A or B Env inserts Men and women at low risk of HIV-1 infectionb HIV-1 uninfected in good general health by medical history, physical exam, and screening laboratory testsc
Adenovirus 5 and 35 seronegative, circumcised
HVTN 084 1b A comparison of rAd5 multiclade gag/pol Env to rAd5 gag/pol clade B Men and women at low risk of HIV-1 infectionb HIV-1 uninfected in good general health by medical history, physical exam, and screening laboratory testsc
Adenovirus 5 seronegative, circumcised
a

MSM, men who have sex with men. High risk of HIV infection was defined as reporting unprotected anal intercourse with ≥1 male or transgender female partners, or anal intercourse with ≥2 male or transgender female partners in past six months.

b

Low risk was defined as ≤2 HIV-negative partners, no new sexually transmitted infections in the past 12 months, and condom use with any non-mutually monogamous partners.

c

Laboratory evaluations to determine eligibility for Phase 1 and 2a studies were more comprehensive than for phase 2b studies and included, for example, complete blood count, chemistry panel, urinalysis, hepatitis B and C status

Recruitment, Screening, and Enrollment

Individuals were recruited using multiple strategies such as newspaper/magazine advertisements, flyers, referrals from prior/current participants, in-person outreach at events, health fairs, and banner ads on social media websites such as Facebook and Craigslist. For the phase 2b study, participants were recruited by in-person outreach (including Spanish-speaking recruiters, who explained the study, answered questions, and completed contact cards) at bars/clubs, and through national, local, and site-specific advertising campaigns on a study website (www.hopetakesaction.org), Craigslist, Facebook, and sexual networking websites including adam4adam and Manhunt. Individuals responding to web-based or social media ads completed online contact cards. Contact card information (including race/ethnicity) for all recruitment contacts was entered into a database. Follow-up calls were made by staff within 24-72 hours of initial contact; three attempts were made to reach everyone and all interactions were recorded. While individuals reported all methods/sites of recruitment, they were asked to identify one as the primary source of recruitment.

The next step for those who could be reached and agreed was the phone pre-screen questionnaire (PSQ) to determine preliminary eligibility based on self-reported behavioral, medical, and circumcision criteria. This questionnaire was conducted in either English or Spanish depending on the volunteer's preference. Preliminarily eligible individuals were invited to visit the site for HIV vaccine education (HVE) when behavioral and medical eligibility was confirmed, and preventive HIV vaccines, the clinical research process, and the study were explained. Generic screening informed consent was completed at this visit (in preferred language English or Spanish); blood samples were drawn for HIV testing, Adenovirus5 and/or Adenovirus35 antibodies, and general laboratory tests.

If the individual remained interested, a general study visit (GSV) with a physical exam was scheduled. Upon completion of this step, if still eligible and interested, the volunteer was offered the opportunity to sign a protocol-specific consent form (in English or Spanish), and an enrollment visit was scheduled. The entire screening process, from the point of first contact to enrollment, took place over three to five visits in the course of several weeks. Screening could stop at any stage prior to enrollment; reasons were captured via standardized questions and recorded in the database.

Statistical Analysis

Participants were classified as in-screening (still in any phase of the screening process), screening-stopped (regardless of the reason or stage when screening was terminated, includes those who signed screening informed consent but did not enroll), or enrolled in a trial. The primary outcome was enrollment into an HIV vaccine trial and the main independent variable was self-reported race/ethnicity. Race was collected as White, Black/African-American, Asian/Pacific Islander, Native American/Alaskan Native, or other. Individuals could choose one or more categories as appropriate, and also recorded whether or not they were of Latino or Hispanic ethnicity. All persons regardless of race who self-identified as Latino or Hispanic were classified as Latino. For analysis, race/ethnicity was categorized as a four level variable: (1) White, (2) Latino, (3) Black, and (4) Other (includes Asian/Pacific Islander, Native American/Alaskan Native, multiracial, and other). The 255 participants with missing race/ethnicity were excluded from the analysis

Univariate analysis to describe the study population was performed. Proportions of different racial/ethnic groups at various stages of the screening process were compared. To determine factors associated with enrollment, a multivariable logistic regression analysis was performed using the subset that completed the PSQ and were not subsequently excluded for study-specific eligibility criteria (potentially eligible). Two additional logistic regression models were constructed to examine the relationship between reasons for non-enrollment and race/ethnicity; all variables significant at p<0.05 in the bivariable analysis plus variables with epidemiologic importance were included. SAS version 9.3 was used (SAS Institute Inc. Cary, NC).

Results

During the study period, 6077 men and transgender women were engaged in the screening process for one phase 2b and three phase 1/2a vaccine studies. Nearly half of the study population was between the ages of 25 and 34, and over half were MSM; characteristics by race/ethnicity are shown in Table 2. Numbers of recruitment contacts generated by various recruitment methods differed between racial/ethnic groups. In-person outreach yielded the greatest number of recruitment contacts and its success was similar across all racial/ethnic groups: 88.3% of Whites, 85.5% of Latinos, 83.7% of others, and 71.3% of Blacks. A greater proportion of Blacks were recruited from print advertisements (16.6% vs. 4.9% of Whites and 6.4% of Latinos) and through referrals (5.2% vs. 0.8% of Whites and 1.9% of Latinos) (Table 2).

Table 2. Characteristics of Recruitment Contacts for Phase 1/2a and Phase 2b Preventive HIV Vaccine Trials, New York City, 2009-2012a.

White n=1950 Latinob n=2167 Black n=1370 Otherc n=590 Total n=6077
Variables n (%) n (%) n (%) n (%) n (%)
Gender
Men 1948 (99.9) 2146 (99.0) 1357 (99.1) 588 (99.7) 6039 (99.4)
Transgender Women 2 (0.1) 21 (1.0) 13 (0.9) 2 (0.3) 38 (0.6)
Total 1950 2167 1370 590 6077
Recruitmentd
Outreach 1713 (88.3) 1846 (85.5) 969 (71.3) 491 (83.7) 5019 (83.0)
Advertisement 95 (4.9) 138 (6.4) 226 (16.6) 34 (5.8) 493 (8.2)
Web or Social Media 90 (4.6) 108 (5.0) 60 (4.4) 32 (5.5) 290 (4.8)
Referral 16 (0.8) 41 (1.9) 71 (5.2) 15 (2.6) 143 (2.4)
Othere 26 (1.3) 25 (1.2) 34 (2.5) 15 (2.6) 100 (1.7)
Total 1940 2158 1360 587 6045
Age
≤ 24 291 (15.2) 513 (24.1) 260 (19.3) 114 (19.6) 1178 (19.7)
25-34 1076 (56.2) 1009 (47.4) 559 (41.4) 307 (52.8) 2951 (49.4)
35-44 394 (20.6) 472 (22.2) 325 (24.1) 122 (21.0) 1313 (22.0)
≥ 45 154 (8.0) 135 (6.3) 207 (15.3) 39 (6.7) 535 (8.9)
Total 1915 2129 1351 582 5977
Sexual Risk Assessedf
Low Risk 200 (30.8) 263 (37.0) 217 (37.4) 76 (36.9) 766 (35.3)
MSM High Risk 417 (64.3) 404 (56.9) 308 (53.0) 122 (59.2) 1263 (58.3)
Non-MSM High Risk 32 (4.9) 43 (6.1) 56 (9.6) 8 (3.9) 139 (6.4)
Total 649 710 581 206 2168
a

Numbers may not add up to total because of missing data. Recruitment contacts provided information either through in-person outreach, calling the site in response to print ad, or completing on-line contact card.

b

Latino represents an ethnicity and thus is not mutually exclusive with other groups, but for purposes of this analysis race/ethnicity was categorized as a four level variable: (1) Latino, and for those who were not Latino, (2) White, (3) Black, and (4) other.

c

Includes Asian/Pacific Islander, Native American/Alaskan Native, multiracial, other.

d

Data were captured on all the different methods an individuals reported but were asked to identify one as the main source of recruitment.

e

Includes blood donation, flyers, other.

f

Collected during the pre-screen questionnaire, 2536 individuals completed this stage, but sexual risk collected for 2168. High risk defined as reporting unprotected anal intercourse with ≥1 male or transgender female partners, or anal intercourse with ≥2 male or transgender female partners in past six months. Low risk defined as ≤2 HIV-negative partners, no new sexually transmitted infections in the past 12 months, and condom use with any non-mutually monogamous partners.

Figure 1 illustrates stages of the screening process from the point of first contact. Out of all recruitment contacts, 2536 (41.7%) completed the phone PSQ, 1263 (20.8%) were potentially eligible to enroll, and 195 (3.2%) completed the GSV. Overall, 96 (1.6% of recruitment contacts) enrolled in a preventive HIV vaccine trial. Of the 96 enrollees, 13.5% enrolled in phase 1/2a and 86.5% phase 2b studies, reflective of the larger size of the phase 2b study (Figure 1). The proportion of racial/ethnic groups varied at different stages of screening and enrollment (Figure 2). Importantly, although Blacks comprised only 22.5% of all recruitment contacts, their representation increased to almost one-third of all enrollees.

Figure 1. Progression through Stages of Screening and Enrollment into Preventive HIV Vaccine Trials.

Figure 1

aRecruitement contacts provided information either through in-person outreach, calling the site in response to print ad, or completing on-line contact card.

bPre-screen questionnaire

cGeneral study visit

ePercentage of enrolled individuals

Figure 2. Representation of Racial/Ethnic Groups Completing each Stage of Screening and Enrollment into HIV Vaccine Trials.

Figure 2

In multivariable analysis of the 1263 potentially eligible individuals who completed PSQ, Latinos were less likely than Whites to enroll in an HIV vaccine trial (adjusted odds ratio [aOR] 0.52, 95% confidence interval [CI] 0.28-0.95). Moreover, individuals in the 25-34 age group were more likely than those in the 18-24 age group to enroll (aOR 2.08, 95% CI 1.05-4.12). Recruitment methods were strongly associated with enrollment; compared to in-person outreach, those recruited through advertisements or social media/internet were three times as likely to enroll, whereas those recruited through referral or other means, were almost seven times more likely to enroll (Table 3).

Table 3. Variables Associated with Enrollment into HIV Vaccine Trials among those Potentially Eligible, n=1263.

Variable Crude Odds Ratio 95% Confidence Interval p-value Adjusted Odds Ratioa 95% Confidence Interval p-value
Race/Ethnicity
White ref -- -- ref -- --
Latino 0.52 0.29, 0.93 0.03 0.52 0.28, 0.95 0.03
Black 1.19 0.72, 1.94 0.50 0.99 0.59, 1.67 0.99
Otherb 0.69 0.31, 1.51 0.35 0.63 0.28, 1.40 0.26
Age
18-24 ref -- -- ref -- --
25-34 1.99 1.02, 3.89 0.04 2.08 1.05, 4.12 0.04
35-44 2.00 0.96, 4.21 0.06 1.60 0.74, 3.46 0.23
45-50 2.78 1.14, 6.80 0.03 1.96 0.78, 4.96 0.15
Recruitment Method
Outreach ref -- -- ref -- --
Advertisements 3.60 2.10, 6.18 <.0001 3.57 2.04, 6.27 <.0001
Web or social media 3.42 1.87, 6.27 <.0001 3.69 1.99, 6.81 <.0001
Referral 6.70 2.97, 15.11 <.0001 6.79 2.93, 15.72 <.0001
Otherc 7.15 3.03, 16.89 <.0001 6.96 2.89, 16.77 <.0001
a

The model included only individuals who completed the pre-screen phase and were not excluded for a trial-defined ineligibility, sample size for potentially eligible individuals was 1263, sample size for multivariable analysis was 1254 due to missing data for variables.

b

Includes Asian/Pacific Islander, Native American/Alaskan Native, multiracial, other.

c

Includes blood donation, flyers, other.

Circumcision status was a common reason for ineligibility; 29.8% of Latinos and 18.1% overall were excluded for this reason. HIV-infection identified at screening was reason for ineligibility in 4.6% and Adenovirus5 or Adenovirus35 seropositivity in 5.4% of those who stopped screening (Table 4). About one-quarter of individuals who stopped screening actively refused participation, with 44 of these citing concerns about VISP. The proportion of individuals with passive refusal (lost to follow-up) and staff concern about reliability was similar across racial/ethnic groups.

Table 4. Relationship between Reasons for Not Enrolling and Race/Ethnicity among those who Stopped Screening, n=2440a.

Total Compared Latino to Whiteb Compared Black to Whitec
Reason for Not Enrolling n (%) Adjusted Odds Ratio 95% Confidence Interval p-value Adjusted Odds Ratio 95% Confidence Interval p-value
Eligibility Criteria
Ad5+ or Ad35+ 130 (5.4) 0.55 0.32, 0. 93 0.02 0.86 0.52, 1.41 0.55
HIV-infected 111 (4.6) 5.48 2.58, 11.66 <.0001 6.34 2.96, 13.58 <.0001
Hepatitis B or C 27 (1.1) 0.76 0.25, 2.33 0.63 1.25 0.44, 3.53 0.68
Uncircumcised 439 (18.2) 3.48 2.43, 4.99 <.0001 1.40 0.92, 2.12 0.12
Other clinical 185 (7.7) 0.90 0.56, 1.43 0.65 1.20 0.76, 1.90 0.44
Risk behavior 345 (14.3) 1.04 0.72, 1.50 0.84 1.27 0.87, 1.84 0.21
Participant Refusal
Concern for VISPd 44 (1.8) 1.22 0.58, 2.56 0.60 0.54 0.21, 1.39 0.20
Other active refusale 595 (24.7) 0.56 0.42, 0.76 0.0002 0.53 0.38, 0.73 0.0001
Other
Staff concern about participation or retention 33 (1.4) 2.31 0.69, 7.68 0.17 3.10 0.99, 9.74 0.53
Lost to follow up 504 (20.1) ref -- -- ref -- --
a

Adjusted for age and recruitment method. Data were missing on reasons for 27 participants.

b

Sample size for analysis 1502 and

c

Sample size for analysis 1338, whites included in both analyses.

d

Vaccine-induced seropositivity

e

Other active refusals included concern over vaccine safety or side effects, concern of family member, partner, or friend, logistical reasons such as inconvenient schedule or location, and unspecified refusals.

Assessment of potentially eligible participants who declined enrollment (n=639) showed that 59.2% did not provide a reason for their refusal and another 27.5% cited logistical reasons such as inconvenient schedule or location, moving out of the area, study length or number of study visits. There was a trend that concerns about VISP, vaccine safety, and side-effects in general, including those expressed by a family member, partner, or friend, were more commonly reported by Latinos than other groups: 14.3% of Latinos compared to 11.2% Blacks, 10.5% Whites, and 6.9% other (p=0.38).

Among those excluded for circumcision status compared to those lost to follow-up, the odds of being Latino was three and a half times as high, adjusted for age and recruitment method. Those found to be HIV-infected during screening were more than five and six times more likely to be Latino and Black, respectively, compared to those lost to follow-up. Individuals who actively refused for any reason other than concern about VISP were less likely to be Latino or Black. Those with Adenovirus5 or Adenovirus35 seropositivity were less likely to be Latino compared to White (Table 4).

Discussion

Latinos and Blacks were successfully recruited into a multi-step screening process for HIV vaccine trials up through enrollment. As a result of coordinated HVTN-led efforts and local outreach strategies, 35.7% of individuals who contacted the research site were Latino and 22.5% were Black. These dedicated approaches included development of culturally-appropriate recruitment images and community education campaigns, bilingual research staff, and partnering with diverse stakeholders and local community-based organizations serving Latino and Black lesbian, gay, bisexual, transgender, and queer communities. Latinos comprised 17.7% of participants enrolled in HIV vaccine trials. Blacks' representation increased throughout the screening process such that they made up one third of enrollees. Compared to data on participants in NIAID-sponsored phase 1 and 2 HIV vaccine trials from 1988 to 2002 [9], our findings show a fourfold and threefold increase in representation of Latinos and Blacks, respectively. However, compared to our data from 2002 to 2006 [32], we found a similar proportion of Blacks enrolled but fewer Latinos.

The decline in Latinos progressing through screening was in large part due to the circumcision eligibility requirement; almost a third of all Latinos engaged in the screening process were excluded for this reason. In addition, multivariable analysis showed that those excluded for circumcision status were more likely to be Latino even after adjusting for age and recruitment method. However, even in a multivariable model restricted to those who were circumcised and potentially eligible, Latinos were significantly less likely to enroll (aOR 0.52, p=0.03). It is not clear why this is but may be in part be due to concerns about safety, side effects, and VISP which were more commonly expressed by Latinos as a reason to decline participation. This highlights the need to address concerns during community education and outreach activities. In addition, more than half of all participants did not specify why they declined and over a quarter cited reasons related to practical issues; these also require consideration in order to improve enrollment.

Frew et al found that White race was predictive of enrollment, but examined only White compared to non-White [31]. Buchbinder et al showed that Black participants were more likely to refuse enrollment, and although they found no association with Latinos, they did find that safety of the vaccine was of particular concern to both Blacks and Latinos [30]. Focus groups among Latinos revealed common barriers to HIV vaccine trial participation including fear of vaccine-induced infection, side effects, stigma, VISP, and mistrust of government [14, 22]. These findings are consistent with ours; aside from logistical or unspecified refusals, potentially eligible Latinos who actively refused expressed concern about VISP, vaccine safety, and side-effects. In one study, a focus group of Latinos suggested that family was central to decision-making around enrollment into trials [35]. Other studies of focus groups with immigrant Latinos and Blacks found that while these groups identified certain shared barriers to research participation such as fear of experimentation, lack of financial resources, time conflicts, and need for child care, immigrant Latinos had distinct issues including fear of deportation, lack of information about research, and language barriers [36].

While in-person outreach was the major source of contacts screening for HIV vaccine trials, all other methods were positively associated with actual enrollment when compared to in-person outreach. This is likely due to the fact that during outreach, staff initiated the first contact, while with the other methods the volunteer contacted the clinic possibly indicating a higher degree of interest from the beginning. It is not surprising that referral as a recruitment source was associated with enrollment, as an individual would be more likely to enroll if a friend or family member had positive experiences. These findings are in contrast to Frew et al's that recruitment methods did not affect outcomes [31]. We previously reported that web/internet sources of recruitment were more likely to be associated with enrollment [32] than other methods.

Our study has several limitations. For example, no information was available for education or income. Educational attainment has been associated with enrollment in HIV vaccine trials [31]. Income often accounts for some of the observed differences in health outcomes and behaviors by race/ethnicity [37] and may contribute to our results. Further, the lack of information on socioeconomic status may have prevented us from finding differences within racial/ethnic groups; it has been shown that income correlates with HIV conspiracy beliefs [38]. In addition, we had missing data for each of the independent variables, but given the large sample size and low proportion of missing data, this is unlikely to have changed our results substantially. Individuals reported seeing/hearing recruitment messages in more than one location before initiating screening, highlighting that multiple messages and venues are important in successful recruitment. We did not, however, record the number of times a participant encountered recruitment materials/outreach workers before making a decision about screening; this is another potential limitation. Finally, the exclusion of women limits the generalizability of our results.

Despite these limitations, our findings illustrate higher proportions of Latinos and Blacks enrolled in HIV vaccine trials compared to earlier data, but these communities remain underrepresented. In order to reach Latinos and Blacks, substantial and multidimensional efforts are needed, including capitalizing on social media, in-person outreach at venues popular with these communities, Spanish-speaking recruiters and clinic staff, and culturally-appropriate advertisements. Overall, a multiplicity of well-coordinated, culturally-relevant, and sustained approaches and efforts will likely result in greatest success in reaching diverse communities of participants. The role of social media/internet campaigns as an effective tool to reach, engage and educate diverse communities is likely to continue to increase in importance. Based on our data, Latinos were less likely to enroll in these trials compared to Whites. A considerable component of this was due to eligibility criteria, but not all of it. Ongoing education campaigns addressing concerns expressed by this group, as well as further in-depth exploration of barriers and facilitators to Latino participation in HIV vaccine trials is needed. Blacks comprised almost a third of enrollees across four trials at one site, an improved representation of a group historically underrepresented in research. In conclusion, improved recruitment and enrollment of Latinos and Blacks into preventive HIV vaccine trials has been demonstrated, but innovative recruitment efforts and sustained partnerships with these communities are critical and must endure to ensure this trend continues.

Acknowledgments

The authors thank the recruiters at the research site, the Community Advisory Board and the Community Education and Recruitment Team at the NYC HIV Vaccine Unit, the Community Education and Recruitment Team at the HIV Vaccine Trials Network, the volunteers screening for, and participants of, HIV vaccine trials. We would like to express appreciation to our community partners, Alianza Dominicana, Gay Men of African Descent (GMAD), and Harlem Pride.

MS, JB, RN, SP, SC, VR are supported by grant (U01-AI069470) from NIH/NIAID, and this publication was supported in part by Columbia University's CTSA grant No.UL1TR000040 from the National Center for Advancing Translational Sciences, NIH.

Footnotes

Conflict of Interest Statement: The authors report no potential conflicts of interest.

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