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. Author manuscript; available in PMC: 2016 Nov 22.
Published in final edited form as: J Thorac Oncol. 2013 May;8(5):658–661. doi: 10.1097/JTO.0b013e31828d08ae

Clinical and Biomarker Outcomes of the Phase II Vandetanib Study from the BATTLE Trial

Anne S Tsao *, Suyu Liu , J Jack Lee , Christine M Alden *, George R Blumenschein Jr *, Roy Herbst , Suzanne E Davis §, Edward Kim *, Scott Lippman *, John Heymach *, Hai Tran *, XiMing Tang *,, Ignacio Wistuba *,, Waun Ki Hong *,§
PMCID: PMC5118909  NIHMSID: NIHMS829271  PMID: 23584298

Abstract

Background

The Biomarker-integrated Approaches of Targeted Therapy for Lung Cancer Elimination trial1 prospectively obtained serum and tumor core biopsies and randomized 255 chemorefractory non–small-cell lung cancer (NSCLC) patients into four phase II trials: erlotinib, erlotinib-bexarotene, vandetanib, or sorafenib. Herein, we report the clinical and biomarker results of the phase II vandetanib trial.

Results

Fifty-four patients received vandetanib. The 8-week disease control rate was 33%, median progression-free survival (PFS) 1.81 months, and median overall survival (OS) 6.5 months. No demographic subgroups had PFS or OS benefit. Eight patients with EGFR mutations had a trend for higher 8-week disease control rate (63% versus 31%; p = 0.12) but worse OS (5.9 months versus 9 months; p = 0.8). Patients with EGFR gene amplification (n = 6) had a worse OS (3.9 months versus 9.5 months; p = 0.04). KRAS mutation patients (3.9 months versus 9.5 months; p = 0.23) also had a worse OS. For the serum biomarker analysis, patients with below the median serum expression of interleukin 9c (p = 0.019) and eotaxin (p = 0.007) had a shorter PFS. A trend toward a shorter PFS was also seen in patients with higher than the median neutrophil gelatinase-associated lipocalin (p = 0.079) and lower than the median TNF-related apoptosis-inducing ligand (p = 0.087).

Conclusion

Our trial results are largely consistent with the literature in unselected pretreated NSCLC patients. Although vandetanib improved median PFS in EGFR mutation patients with epidermal growth factor receptor tyrosine kinase inhibitor–resistance compared with EGFR wild-type, there was no OS advantage. Although vandetanib is no longer in development in NSCLC, identification of a molecular phenotype that responds to dual epidermal growth factor receptor and vascular endothelial growth factor receptor inhibition would contribute to the field.

Keywords: Vandetanib, Non–small-cell lung cancer, EGFR mutation, EGFR gene amplification


The Biomarker-integrated Approaches of Targeted Therapy for Lung Cancer Elimination (BATTLE) trial1 conducted at M.D. Anderson Cancer Center (Houston, Texas) randomized (using 1 of 2 algorithms) 255 chemorefractory non–small-cell lung cancer (NSCLC) patients into four separate phase II targeted therapy trials: erlotinib (OSIP/Genentech, San Francisco, CA), erlotinib plus bexarotene (Eisai, Tokyo, Japan), vandetanib (AstraZeneca, London, UK), or sorafenib (Bayer/Onyx, San Francisco, CA). In this trial, core tumor biopsies were prospectively obtained for biomarker analysis of 11 prespecified markers. Herein, we report the clinical and biomarker results of the phase II vandetanib trial. Vandetanib targets vascular endothelial growth factor receptor (VEGFR) and epidermal growth factor receptor (EGFR). The rationale for this trial was based on prior vandetanib salvage studies that demonstrated improved progression-free survival (PFS) but no overall survival (OS) benefit in NSCLC.25 Identifying the molecular phenotype or subgroup of patients that would benefit from vandetanib was a high priority, and it was hypothesized that patients with EGFR tyrosine kinase inhibitor (TKI) resistance would benefit from vandetanib salvage therapy.

PATIENTS AND METHODS

BATTLE was a phase II trial that enrolled patients with chemorefractory NSCLC at M.D. Anderson Cancer Center, who had Eastern Cooperative Oncology Group (ECOG) performance status 0 to 2, tumors amenable to core biopsy, any line of prior therapy, and adequate organ function. Patients with stable treated brain metastases more than 4 weeks before were allowed on study. After molecular tumor biomarker evaluation, patients were randomized to oral therapy with erlotinib (150 mg daily), erlotinib (150 mg daily) plus bexarotene (400 mg/m2 daily), vandetanib (300 mg daily), or sorafenib (400 mg twice daily). Radiographic assessment for response was obtained every 8 weeks. Adverse events were assessed by National Cancer Institute Common Toxicity Criteria v. 3.0. every 4 weeks while on therapy. Clinical outcomes evaluated included disease control rate (DCR = stable disease [SD] + partial response [PR] + complete response [CR]), response rate (PR + CR), PFS, OS, and toxicity. PFS was defined as time from randomization to disease progression or death without progression. PFS, OS, and response duration were estimated using Kaplan–Meier method. Log-rank tests were used to conduct univariate analyses, and Cox proportional hazards models were used to adjust for multivariables. The molecular biomarkers evaluated include: EGFR mutation, EGFR gene amplification, EGFR high polysomy, KRAS mutation, BRAF mutation, VEGF immunohistochemistry (IHC), VEGFR2 IHC, retinoid × receptor α cytoplasmic and nucleic IHC, retinoid × receptor β cytoplasmic and nucleic IHC, retinoid × receptor γ cytoplasmic IHC, cyclin D1 IHC, cyclin D1 gene amplification. The IHC biomarkers were assessed as continuous values and also as discrete markers with the cutoff detailed in the original article.1 The other biomarkers were all assessed as discrete biomarkers. Previously, we had identified that levels of circulating protein biomarkers may be associated with outcome in patients treated with vandetanib and other VEGFR inhibitors.68 In this study, we assessed 58 factors in serum from patients before treatment, using multiplex bead analysis.6,7,9

RESULTS

Of the 255 patients randomized in the BATTLE-1 clinical trial, 54 patients received vandetanib. Patient characteristics are included in Table 1. Average overall compliance was high at 99%, with only two patients (4%) requiring a dose reduction. Table 2 summarizes the adverse events encountered during the trial. The main toxicities experienced on the trial (any grade) included fatigue, diarrhea, elevated alkaline phosphatase, elevated liver function tests, hypertension, and rash. There was an 11% rate of grade 3 to 5 nonhematologic toxicity. One patient had a possible treatment-related death after developing a pulmonary embolus, and one squamous cell carcinoma patient experienced grade two hemoptysis; there were no other incidences of bleeding.

TABLE 1.

Patient Characteristics

Characteristic N Patients (%)
Age (yr) <50 11 (20)
  Mean = 61 51–60 15 (28)
  Range, 34–80 61–70 19 (35)
>70 9 (17)
Sex
Female 29 (54)
Male 25 (46)
Ethnicity
White 41 (76)
Hispanic 7 (13)
African American 2 (4)
Asian 4 (7)
Smoker
Current 5 (9)
Former 31 (57)
Never 18 (33)
Histology
Adenocarcinoma 35 (65)
Squamous cell 7 (13)
Other 12 (22)
Prior therapy Erlotinib 45 (83)
Median 2 1 Chemotherapy 21 (39)
Range 1–6 2 Chemotherapy 17 (31)
3 Chemotherapy 7 (13)
4 Chemotherapy 6 (11)
5 Chemotherapy 2 (4)
6 Chemotherapy 1 (2)
ECOG performance status
0 9 (17)
1 36 (67)
2 9 (17)

ECOG, Eastern Cooperative Oncology Group.

TABLE 2.

Summary of Adverse Events (>10% in All Patients, Based on 54 pts)

Total

(N = 54)

All Grade Grade 3, 4, or 5


Event n (%) n (%)
Abnormal electrolytes 25 46.3 3 5.6
Constitutional symptoms 24 44.4 3 5.6
Diarrhea 23 42.6 0 0
Elevated Alk phos 21 38.9 2 3.7
Abnormal liver enzymes 19 35.2 2 3.7
Hypertension 18 33.3 7 13
Rash 17 31.5 1 1.9
Anorexia 15 27.8 2 3.7
Hyperglycemia 15 27.8 0 0
Pain 15 27.8 1 1.9
Proteinuria 14 25.9 0 0
GI complaint 13 24.1 1 1.9
Infection 13 24.1 2 3.7
Renal insufficiency 12 22.2 0 0
Anemia 11 20.4 0 0
Pulmonary 11 20.4 3 5.6
Bleed 10 18.5 0 0
Hypoalbuminemia 7 13 1 1.9

The DCR at 8 weeks for all patients treated with vandetanib was 33%. With a median follow-up time of 7.42 months, the median PFS was 1.81 months and 1-year PFS rate was 5%. After a median follow-up time of 17.5 months, the median OS was 6.5 months with a 1-year OS rate of 26%. No demographic subgroups had a PFS or OS benefit; patients with ECOG performance status 2 had a worse OS (hazard ratio [HR] 2.42; p = 0.02) compared with patients with ECOG 0 to 1.

Eighteen patients (11 grade 2 and 7 grade 3) experienced hypertension and had a higher 8-week DCR (64.71% versus 17.14%; p = 0.0006), better PFS (HR = 0.31; p = 0.0006), and better OS (HR = 0.42; p = 0.0096). Seventeen patients developed a rash (11 grade 1, 5 grade 2, and 1 grade 3) and had an improved 8-week DCR (52.94% versus 22.86%; p = 0.03), better PFS (HR = 0.45; p = 0.01), and improved OS though it did not reach statistical significance (HR = 0.62; p = 0.14).

In the tissue biomarker analysis, when the angiogenesis biomarkers were analyzed as a continuous variable, higher expression of VEGFR2 IHC correlated with an improved DCR (p = 0.05). However, this was not predictive of a PFS benefit. A marginally significant trend associated higher VEGFR2 IHC expression (HR = 0.69 [95% CI: 0.47, 1.02] for every 100 units increase of VEGFR2 IHC; p = 0.06) with an improved OS.

Eight patients with EGFR mutations (Table 3) trended with higher 8-week DCR (63% versus 31%; p = 0.12) but worse OS (5.9 months versus 9 months; p = 0.8) compared with EGFR wild-type patients. Seven of these eight EGFR-mutated patients were resistant to erlotinib and had two or more lines of prior chemotherapy. Patients with EGFR gene amplification (n = 6) had a worse OS (3.9 months versus 9.5 months; p = 0.04)(Fig. 1). KRAS mutation patients (3.9 months versus 9.5 months; p = 0.23) also had a worse OS.

TABLE 3.

Patient EGFR Mutations and Associated Clinical Outcome

Patient EGFR
Exon
Mutation
Altered Nucleotide Altered Amino Acid Patient
History of
Resistance to
EGFR TKI
Best
Response
8-Week
DCR
PFS
(mo)
OS
(mo)
1 E21 CTG858CGG Leu858Arg Yes SD Yes 6.1 20.4
2 E21 CTG858CGG Leu858Arg Yes SD Yes 5.7 38.5
3 E19/E20 del15bp (746E-750A) /ACG790ATG del746Glu750Ala/Thr790Met Yes SD Yes 3.8 5.5
4 E19 del15bp (746E-750A) del746Glu-750Ala Yes PD No 0.9 1.2
5 E19/E20 del15bp (746E-750A) /TGC797TAC del746Glu-750Ala/Cys797Tyr No PD No 0.9 1.0
6 E20 CAC773CGC His773Arg Yes PR Yes 7.4 7.4
7 E20/E21 ACG790ATG/CTG858CGG Thr790Met/Leu858Arg Yes PD No 1.9 4.1
8 E20/E21 GTC802ATC/AAG852AGG Val802Ile/Lys852Arg Yes SD Yes 2.6 6.3

EGFR TKI, epidermal growth factor receptor tyrosine kinase inhibitor; DCR, disease control rate; PFS, progression-free survival; OS, overall survival.

FIGURE 1.

FIGURE 1

Non–small-cell lung cancer patients with EGFR gene amplification have a worse overall survival (p = 0.04) when treated with vandetanib.

For the serum biomarker analysis, patients with below the median serum expression of interleukin 9c (p = 0.019) and eotaxin (p = 0.007) had a shorter PFS. A trend toward a shorter PFS was also seen in patients with higher than the median neutrophil gelatinase-associated lipocalin (p = 0.079) and lower than the median TNF-related apoptosis-inducing ligand (p = 0.087).

DISCUSSION

The clinical results of our vandetanib study were largely consistent with the literature compared with prior published salvage vandetanib monotherapy arm randomized trials (Table 4).2,10,11 There were no new safety signals observed and the prognostic correlation of rash and hypertension development with improved clinical outcomes was noted. It was evident that certain NSCLC patients benefit from vandetanib but are yet to be defined molecularly.12

TABLE 4.

Summary of Selected Phase II/Phase III Trials Containing Vandetanib Monotherapy Arms and Clinical Outcome

Trials with
Vandetanib
Monotherapy
Arms
Trial
Phase
Median
PFS (mo)
HR
p
Median
OS (mo)
HR
p
Current trial II 1.81 N/A 6.5 N/A
  EGFR mutation 3.2 5.9
ZEPHYR III
  Lee et al.11
  Vandetanib arm 1.9 0.63 8.5 0.95
  Placebo arm 1.8 p < 0.001 7.8 p = 0.527
Natale et al.2 III
  Vandetanib arm 2.6 0.98 6.9 1.01
  Erlotinib arm 2.0 p = 0.72 7.8 p = 0.83
Natale et al.10 II
  Vandetanib arm 2.75a 0.69a 6.1 1.19
  Gefitinib arm 2.03a p = 0.025 7.4 p = 0.34
a

Results reported are before cross-over.

PFS, progression-free survival; HR, hazard ratio; OS, overall survival; N/A, not applicable; ZEPHYR, International, Randomised, Double-Blind Parallel Group, Multicenter Study to Assess the Efficacy of ZD6474 (ZACTIMA) plus Best Supportive Care Versus Placebo Plus Best Supportive Care in Patients With Locally Advanced or Metastatic (Stage IIIB–IV) Non-Small Cell Lung cancer (NSCLC) after Prior Therapy with an Epidermal Growth Factor Receptor Tyrosine Kinase Inhibitor (EGFR-TKI).

Whether predictive biomarkers will ultimately be identified in serum or tissue remains unclear. Prior reports have suggested that lower baseline plasma VEGF levels seem predictive of clinical benefit from vandetanib relative to erlotinib;6,12 and other trials have shown distinct cytokine and angiogenic factor modulation in patients treated with either vandetanib or chemotherapy.9 In our trial, lower median serum expression of interleukin 9 and eotaxin correlated with a worse PFS. However, the significance of this will require additional study.

In our tumor tissue studies, we were unable to identify a reliable predictive biomarker to vandetanib treatment. However, our patients with increased EGFR gene copy number experienced a worse OS. A similar finding has been reported in a Japanese study, where one of 27 Japanese patients treated with vandetanib had increased EGFR gene copy number and had progression of disease as their best response.12 The mechanism by which this occurs remains unknown and stands in contrast to other EGFR TKI trials with erlotinib where EGFR gene copy number was predictive of a clinical benefit to EGFR TKI.13,14

When our trial was designed from preclinical studies,15 it was hypothesized that patients with EGFR TKI resistance (including T790M) would benefit from vandetanib salvage. In our trial, the eight EGFR-mutated patients had a higher median PFS (3.2 months versus 1.8 months) compared with EGFR wild-type patients; but, unlike other studies,11 in our study the mutated patients had a trend toward a worse OS with vandetanib. This finding may be because the majority of our EGFR-mutated patients had prior EGFR TKI resistance and two had the T790M resistance mutation. Also, patients with less common EGFR mutations did not seem to gain any significant OS benefit from vandetanib.

In conclusion, our phase II vandetanib was consistent with prior reported clinical outcomes in unselected pretreated NSCLC patients. Although vandetanib slightly improved median PFS in patients with EGFR mutations with demonstrated EGFR TKI resistance (with or without T790M) compared with EGFR wild-type patients, no OS advantage was seen. Although vandetanib is no longer in development in NSCLC, identification of the patient molecular phenotype that responds to dual EGFR and VEGFR inhibition would contribute to the field.

Footnotes

Disclosure: The authors declare no conflict of interest.

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